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Value Sensitive Design: Applications, Adaptations, and Critiques

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Abstract

Value sensitive design (VSD) represents a pioneering endeavor to proactively consider human values throughout the process of technology design. The work is grounded by the belief that the products that we engage with strongly influence our lived experience and, in turn, our abilities to meet our aspirations. We, the authors of this piece, are members of the first cohort of scholars to receive doctoral training from the founders of VSD at the University of Washington. We do not claim to represent an officially authorized account of VSD from the University of Washington’s VSD lab. Rather, we present our informed opinions of what is compelling, provocative, and problematic about recent manifestations of VSD. We draw from contemporary case studies to argue for a condensed version of the VSD constellation of features. We also propose a set of heuristics crafted from the writings of the VSD lab, appropriations and critiques of VSD, and related scholarly work. We present these heuristics for those who wish to draw upon, refine, and improve values-oriented approaches in their endeavors and may or may not choose to follow the tenets of value sensitive design.

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... Despite the significance of VSD and AI ethics guidelines for protecting the rights and freedoms of individuals affected by AI, they face critical review. Critics argue that both frameworks lack cultural pluralism, often assuming predominantly Western values as is the case for the biased landscape of AI ethics guidelines [18], or even universal values [19][20][21]. VSD has been critiqued for its lack of a normative ethical foundation [20,21] making it susceptible to misuse [19]. AI ethics guidelines, on the other hand, are criticized for the gap between abstract high-level principles and practical application [22]. ...
... Critics argue that both frameworks lack cultural pluralism, often assuming predominantly Western values as is the case for the biased landscape of AI ethics guidelines [18], or even universal values [19][20][21]. VSD has been critiqued for its lack of a normative ethical foundation [20,21] making it susceptible to misuse [19]. AI ethics guidelines, on the other hand, are criticized for the gap between abstract high-level principles and practical application [22]. ...
... Human welfare; ownership and property; privacy; freedom from bias; universal usability; trust; autonomy; informed consent; accountability; courtesy; identity; calmness; and environmental sustainability [4]. Critique addresses claims of at least some of these values to be presented as universal [19,21], overlooking cultural and contextual nuances [20]. More profoundly, VSD is critiqued to lack an ethical foundation to the methodology as such [20,21]. ...
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Motivated by ongoing criticism of the practical operationalization of ethical principles in artificial intelligence (AI) development, this study targets the ethical practice of AI developers in Germany. We focus on design as a key technological practice and developers as designers of AI-based systems when we investigate the socially, historically, and contextually influenced practice of AI ethics in the design process. We embed our methodology in value sensitive design (VSD), conduct design thinking workshops prototyping AI tools for hypothetical use cases, and ground our analysis on established ethical guidelines for AI. The results of this study reveal not only awareness of ethical principles in developers, more importantly, a strong influence of ethics on design decisions. Developers adapt their designs with technical interventions in favor of those using and being affected by their solutions. Our contribution is threefold: we establish a fine-grained categorization system of ethical principles based on AI ethics guidelines and VSD. We corroborate previous empirical research examining the prompted and self-reported influence and prioritization of ethical principles. Finally, we synthesize our findings with tangible design recommendations for AI ethics by design. We focus on recommendations for human involvement, privacy, and non-discrimination: encourage participatory AI design and avoid end-to-end automation in cases where humans are impacted; empower developers to integrate technical interventions from the onset of the design process to establish AI privacy by design; and support developers in emphasizing non-discriminatory AI, especially in contexts historically associated with discrimination.
... Value sensitive design (VSD) proactively incorporates human values in designing new technologies, and is primarily applied in the field of human-computer interaction (Davis & Nathan, 2015;Manders-Huits, 2011). VSD iteratively integrates conceptual, empirical and technological investigations (Friedman & Hendry, 2019). ...
... As a foundation for the envisioned tool, we combined the value sensitive design (VSD) approach, which focuses on human values in new technologies (Davis & Nathan, 2015;Friedman & Hendry, 2019), with human-centered AI (HCAI), which integrates ethics into practice by prioritizing human needs and capabilities in AI (Geyer et al., 2022;Hartikainen et al., 2022;Shneiderman, 2020Shneiderman, , 2022, and participatory design methods. Based on these principles, we developed a contextually tailored toolkit and accompanying workshop. ...
... Still, mechanisms in patient-clinician interaction and freedom versus responsibility were also brought up frequently. Since participants selected almost all values, and p3 and p4 felt expected to, we note that providing a set of values can influence or bias participants, a limitation that is also recognized in VSD (Davis & Nathan, 2015;Friedman & Hendry, 2019). This workshop showed that making implementation concrete (phase 2) and providing an ethical framework (phase 3) can elicit value discussion. ...
... Value-Sensitive Design (VSD) is a design framework through which "researchers and designers can explicitly incorporate the considerations of human values into their work" (Davis and Nathan, 2021). Values may be broadly defined as "varieties of goodness" as deemed by the stakeholders (van de Poel, 2015). ...
... VSD has historically been applied in the field of human-computer interaction but has implications for fields ranging from technology design and engineering to policy and governance (Jenkins et al., 2020;Mok and Hyysalo, 2018;van de Poel, 2015). VSD consists of three iterative steps: conceptual investigations, empirical investigations, and technical investigations (Davis and Nathan, 2021). Conceptual investigations involve identifying direct stakeholders (those who will use the product) and indirect stakeholders (those who are impacted by others' use), as well as identifying and defining the values implicated by use of the technology. ...
... Related to energy justice, the empirical investigation could be used to enhance aspects of recognition justice. Finally, the technical investigation seeks to understand how values can influence various features of new or existing technologies (Davis and Nathan, 2021). VSD will likely look different in energy system design given the expansive scope and broad range of values and stakeholders. ...
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We have a unique opportunity to consider justice in our design of a cleaner energy system. This paper introduces the Justice-Embedded Requirements Engineering (JERE) process, which was created to enable engineers to consider project goals, requirements, and potential project impacts on historically marginalized, climate-vulnerable communities. Given JERE's focus on energy technologies, we demonstrate the process using a concentrating solar power example. JERE provides engineers with a tool to better ensure justice is embedded in the system design process from the beginning.
... In addition, some techniques have been proposed to consider human values in software development. They are Value-Based Requirements Engineering (VBRE) [6], Value-Sensitive Design (VSD) [7], Value-Sensitive Software Development (VSSD) [8], Values-First SE [9], and Values Q-sort [10]. ...
... However, these values should be used in apps development to develop values-based apps. We recommend to consider values as input to the readily available values-based techniques such as Value-Based Requirement Engineering (VBRE) [6], Participatory Design (PD) [113], Value-Sensitive Design (VSD) [7], Value-Sensitive Software Development (VSSD) [8], Values-First SE [9] and Values Q-Sort [10]. Implication 2 for Apps Development PVQ, factor analysis, and regression analysis are recommended to be used to elicit and understand end-users' values. ...
... Monitoring and Verifying Values Throughout the software develop-ment. There are methods to address values in the design and development phases such as Value-Sensitive Design (VSD) [7] and Value-Sensitive Software Development (VSSD) [8]. However, there are limited considerations of values in other phases of the software development life cycle (SDLC). ...
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The omnipresent nature of mobile applications (apps) in all aspects of daily lives raises the necessity of reflecting end-users' values (e.g., fairness, honesty, social recognition , etc.) in apps. However, there are limited considerations of end-users' values in apps development. Value violations by apps have been reported in the media and are responsible for end-users' dissatisfaction and negative socioeconomic consequences. Value violations may bring more severe and lasting problems for marginalized and vulnerable end-users of apps, which have been explored less (if at all) in the software engineering community. One of the main reasons behind value violations is the lack of understanding of human values due to their ill-defined, ambiguous, and implicit nature. Furthermore, addressing all the values of the end-users in a single app might cause dissatisfaction for some of the end-users if they have different values. Therefore , it is essential to identify if there are different groups of end-users of apps who share similar values and develop different sets of apps design strategies accordingly, which is the essential first step towards values-based apps development. This research aims to fill this gap by investigating different groups of Bangladeshi female farmers as a marginalized and vulnerable group of end-users of Bangladeshi agriculture apps based on their values. We conducted an empirical study that collected and analyzed data from a survey with 193 Bangladeshi female farmers to explore the underlying factor structure of Bangladeshi female farmers' values and the significance of demographics on their values. The results identified three underlying factors of Bangladeshi female farmers. The first factor comprises five values: benevolence, security, conformity, universalism, and tradition. The second factor consists of two values: self-direction and stimulation. The third factor includes three values: power, achievement, and hedonism. We also identified strong influences of demographics on some of the values of Bangladeshi female farmers. For example, area has significant impacts on three values: hedonism, achievement, and tradition. Similarly, there are also strong influences of household income on power and security. The results provide a direction for Bangladeshi agriculture app developers to develop different sets of apps design strategies for different groups of Bangladeshi female farmers based on their values.
... This process is iterative and can proceed both ways (from existing norms and design specifications to values and from abstract values to concrete requirements). The literature onVSD further distinguishes between value conflicts (and resulting trade-offs), value thresholds, and value dams (Davis & Nathan, 2015;Van de Poel, 2015). This first occurs when augmenting the possible realization of one goal (e.g., safety) decreases the possible realization of another goal (e.g., autonomy). ...
... TheVSD approach thus allows for both innovation and design to be perceived as important ethical practices, always involving questions about the good life, human flourishing, and issues such as responsibility. However, this approach can become more complicated once we design for improvements in sociotechnical systems with a multigenerational lifespan (Davis & Nathan, 2015). As thistopical collection shows, embedding certain values in an energy system can lead to temporal value conflicts since we cannot know what kind of goals future generations will hold. ...
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This paper is the introduction to a topical collection on “Changing Values and Energy Systems” that consists of six contributions that examine instances of value change regarding the design, use and operation of energy systems. This introduction discusses the need to consider values in the energy transition. It examines conceptions of value and value change and how values can be addressed in the design of energy systems. Value change in the context of energy and energy systems is a topic that has recently gained traction. Current, and past, energy transitions often focus on a limited range of values, such as sustainability, while leaving other salient values, such as energy democracy, or energy justice, out of the picture. Furthermore, these values become entrenched in the design of these systems: it is hard for stakeholders to address new concerns and values in the use and operation of these systems, leading to further costly transitions and systems’ overhaul. To remedy this issue, value change in the context of energy systems needs to be better understood. We also need to think about further requirements for the governance, institutional and engineering design of energy systems to accommodate future value change. Openness, transparency, adaptiveness, flexibility and modularity emerge as new requirements within the current energy transition that need further exploration and scrutiny.
... As explained by Davis and Nathan (2015), Value Sensitive Design (VSD) is an approach for considering human values, proactively and systematically, throughout the design process. VSD defines both a theoretical approach for understanding the functioning of technology and a methodology for studying specific scenarios. ...
... However, additional research is required for that to happen, since to date VSD has focused primarily on applications in human-computer interaction. Work on values for civil and environmental systems is limitd to an effort with large-scale urban planning simulation (cited by Davis and Nathan 2015) and a study of value conflict in an urban renewal project (Kuitert, Volker, and Hermans 2023). ...
Article
Ethics is receiving increased emphasis in civil and environmental engineering. However, despite the proliferation of college textbooks and courses encouraging ethical reasoning, engineers in practice often limit their understanding narrowly to their individual actions. Broader issues of global importance are usually addressed in an ad-hoc manner, if at all. Our goal is to present the topic of ethics in a way that appeals to engineers, especially those receptive to ‘systems thinking’. Our broader motivation is to encourage the development of educated, virtuous and caring professionals who engage in contextual ethical reasoning about complex systems. To these ends, we summarise relevant theoretical and applied concepts for ethical analysis, building from a recent chapter that reflects on ethics from an engineering systems perspective (but applied to the healthcare industry). We emphasise virtue ethics and the ethics of care as crucial supplements to duty ethics and utilitarianism. Analytical methods we discuss include Value Sensitive Design, Design for Care, and a multi-level classification of ethical issues into the micro (individual), meso (institutional), and macro (societal) levels. This work collects relevant considerations for designers of civil and environmental engineering systems and researchers interested in developing related design and analysis methods that include practical ethical reasoning.
... One study concerned conceptual investigations; the other outlined a VSD design process for a recommendation system for the Wikipedia WikiProjects. The paper aims to systematically draw attention to VSD in the future design of learning analytics systems Davis and Nathan (2015) The authors outline strengths and weaknesses in the history of VSD and propose a condensed version of the VSD constellation of features and a set of heuristics. The authors propose guiding questions based on VSD critiques and related work Friedman and Hendry (2019) The authors argue that VSD adopts the position that technologies provide value suitabilities that follow from properties of the technology and suggest two forms of technical investigations: Retrospective analyses focus on how existing technological properties and underlying mechanisms support or hinder human values, whereas proactive design involves the proactive design of systems to support values identified in the conceptual investigation Friedman (1996) The author presents theoretical reflections on balancing human values in design and draws attention to values and bias Friedman et al. (2002) The authors present a foundational article and distinguish VSD from Computer Ethics, Social Informatics, CSCW, and Participatory Design and emphasize that VSD focus on proactively integrating values into the design of technology Friedman et al. (2017) The authors argue that three heuristics can prove helpful. ...
... Instead, the author introduces axiology and normative ethics to incorporate the evaluative relation of 'parity', which, combined with rational decision theory, may help resolve problems concerning value incommensurability. Davis and Nathan (2015) propose guiding heuristics based on VSD critiques, case studies, and related valuebased work. In responding to the criticism that VSD lacks an ethical theoretical foundation, the authors note that, in some cases, committing to an ethical theory may help identify and prioritize relevant values. ...
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This article presents a systematic literature review documenting how technical investigations have been adapted in value sensitive design (VSD) studies from 1996 to 2023. We present a systematic review, including theoretical and applied studies that either discuss or conduct technical investigations in VSD. This systematic review contributes to the VSD community when seeking to further refine the methodological framework for carrying out technical investigations in VSD.
... A critical weakness of the VSD is its lack of concrete ethical commitment and claims of universal values (Davis & Nathan, 2015). Davis and Nathan, for example, highlight in their paper that VSD draws various ethical theories, for example, deontological, consequentialist, and virtue, to name a few, but does not commit to any one of them. ...
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Despite the prolific introduction of ethical frameworks, empirical research on AI ethics in the public sector is limited. This empirical research investigates how the ethics of AI is translated into practice and the challenges of its implementation by public service organizations. Using the Value Sensitive Design as a framework of inquiry, semi-structured interviews are conducted with eight public service organizations across the Estonian government that have piloted or developed an AI solution for delivering a public service. Results show that the practical application of AI ethical principles is indirectly considered and demonstrated in different ways in the design and development of the AI. However, translation of these principles varies according to the maturity of the AI and the public servant's level of awareness, knowledge, and competences in AI. Data-related challenges persist as public service organizations work on fine-tuning their AI applications.
... This means that designers and engineers, whether they mean to or not, embed values into the things they make. VSD is a leading approach for acquainting -or sensitizing -engineers and designers with values, and further, guiding how they engage values more deliberatively, comprehensively, and with the involvement of stakeholders in engineering and design processes (Davis & Nathan, 2015;Friedman & Hendry, 2019). 2 The insight that values are expressed in technologies, whether or not their designers or engineers gave any thought to these values ahead of time, is important for design and engineering students who often view technology as neutral with respect to values. That VSD as an approach helps students recognize and understand how values can be embedded in technologies, rather than just that they are, makes it especially useful in educational contexts for challenging the pervasive idea of technologies as neutral tools. ...
... Going back to the review of privacy-related design orientations, Value Sensitive Design deserves to be discussed (Friedman et al. 2003;Cummings 2006;Davis and Nathan 2013; Hendry 2019)-incidentally, another relevant and interesting approach that considers privacy in the design process is Disclosive computer ethics, that is attentive to the ethical decoding of values and norms set in computer systems, applications, and practices, proposing 4 key values (justice, autonomy, democracy, and privacy) (Brey 2000). ...
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This chapter lays the groundwork for an ethical approach to privacy in service design. It begins by identifying a gap in current service design and human-centered design research regarding informational privacy, and critiques Value Sensitive Design and its practical implications. The author argues that privacy legislation, such as in the EU, is insufficient due to loopholes and its inability to challenge surveillance capitalism. Privacy by Design is also critiqued for its compliance focus without addressing deeper privacy needs in service design. The second part emphasizes the importance of ethics over legislation for protecting informational privacy in service design. The author identifies the need to integrate privacy into service design practice and sustain it through ethics. They explore various moral approaches, ultimately advocating for Luciano Floridi’s information ethics due to its ontological link between information and human identity. This view, supported by intercultural information ethics, positions privacy as a universal human need, culturally specific yet universally relevant.
... A good overview of some criticisms and limitations of particularly VSD can be found in Davis and Nathan (2015). Here, three main criticisms and related limitations are discussed. ...
... The past few decades have seen the birth and development of various research frameworks and methodologies in Europe and the US that have tried to embed ethical, social and political concerns in engineering and design practices. Four of these are: a) the Responsible Innovation movement, that has campaigned for and supported methodologies for a more inclusive and plural deliberation about the values and principles that should govern new technologies (beyond just efficiency and productivity) (Owen, Von Schomberg, and Macnaghten 2021); (b) the Value-Sensitive Design approach, that has proposed specific design frameworks and strategies to define relevant human values to be embedded in technology and to translate them into actionable design requirements (Friedman 1996;Davis and Nathan 2015) (c) Social and Participatory Design, that have promoted research and projects to support and empowering communities in developing their own existing projects and (technical) expertise and skills (DiSalvo 2022); and (d) Critical and Speculative Design, that have devised design strategies to spark awareness, reflection, and imagination among designers and the general public, to identify risks, concerns, visions, and opportunities that go beyond the dominant mainstream technological discourse (Dunne and Raby 2013). Given the significant impact of their choices and activities in shaping the future of society and humanity, engineers and designers are arguably responsible for engaging in some of these methodologies, rejecting technological determinism and granting a more systematic embedding of a broader range of ethical, societal and political considerations in their projects. ...
Article
This article introduces seven ethical issues raised by the introduction of artificial intelligence (AI) at work. Each ethical issue is presented in connection to broader and older philosophical topics as well as topics in the more specialised literature on applied ethics of technology. The seven issues are: (1) How to govern the impact of AI on job losses and other social issues raised by the reshaping of the job market? (2) AI may contribute to create new forms of oppression and violation of rights of the workforce; (3) AI may negatively affect workers’ (moral) agency, autonomy or responsibility; (4) AI may create hidden labour, that is, economically valuable tasks are performed by human agents without their work being sufficiently recognised, rewarded or protected, with (technological) companies acquiring an unfair gain and an increasing socio-economic power over people; (5) To what extent can AI affect the opportunity for people to perform good or meaningful work, and how should meaningful work be defined in a pluralistic society? (6) The introduction of AI at work may have a broader impact on social values and norms; (7) Who is responsible for making AI have a positive rather than a negative impact on ethical and societal values? In addition to providing a critical introduction to the ethical debate on AI and the future of work, the article also positions on this broader ethical and philosophical map the five articles of The Journal of Ethics special issue ‘Artificial Intelligence and the Future of Work’.
... The increased focus on moral values in technology development and technology-human interaction [3,64] underscores the role of designers and the need for specific methods for considering values in technology design [26]. One of the most commonplace methods used for such considerations is value sensitive design (VSD) [14]. VSD identifies how stakeholders might be affected by technology [24] and presents a proactive approach for considering human values in technology development, including well-being, dignity and justice [23]. ...
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Emerging AI technologies are changing teachers’ assessment practices and posing higher education institutions with novel ethical dilemmas. While frameworks and guidelines promise to align technology with moral and human values, the dilemma of how AI may impact existing valuing practices is often overlooked. To examine this gap, we conducted an interview study with university teachers from different disciplines at a university in Sweden. Following a semi-structured study design, we explored university teachers’ anticipations of AI in assessment and examined how emerging AI technologies may reconfigure the fit between values, challenges, and activities situated in everyday assessment contexts. Our findings suggest that anticipated AI, including automation and AI-mediated communication and grading, may amplify and reduce teachers’ possibilities to align activities with professional, pedagogical, and relational values and solve current challenges. In light of the study’s findings, the paper discusses potential ethical issues in the anticipated shifts from human to automated assessment and possible new and reinforced challenges brought by AI for education.
... To effectively encode experiences that change behaviours, there is a need for a much more practical understanding gained from value-based design activities. Without this understanding, designers are mostly guessing at solutions or maybe even imitating techniques that work without understanding why that is the case, which can lead to submerged and sustained value conflicts between system and users (Bos-de Vos, 2020; Davis, 2009;Davis & Nathan, 2015;Fogg, 2009 (Popenici & Kerr, 2017) where the latter point out that there should be ongoing awareness of education as a student-centred activity, which can't be replaced by technology-centred solutions (Popenici & Kerr, 2017). ...
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This article presents an application of a design methodology to envision implicit value hierarchies in the design process of a digital learning platform meant to encompass learning processes and activities conducive to experiential collaborative learning (ECL). The authors argue that many technologies for the field of education fall short of their purposes and neglect intended underpinning pedagogy and didactics. Previous research efforts in networked learning have primarily focused on conceptual critiques of the implementation of EdTech and warned of technological euphoria undermining relevant caution. This means, that when a design team tries to conceptualize technological artefacts into a script the more ethical and value-oriented parts of the learning process tend to be ignored. While we agree with the conceptual critiques, our approach has instead been to engage with the design process and implement appropriate methodologies in an attempt to highlight implicit value hierarchies in the underlying learning theory. When using technologies in Networked learning we thus emphasize that both designers and stakeholders should engage in a systematic discussion and reflection of values and related judgements while constructing a value hierarchy. Through a Value-based design methodology based on semantic zooming we thus present 7 interconnected envisioning scenarios developed in the UnFoLD project to demonstrate how it is possible to operationalize values into detailed design briefs or technological scripts. This article will through presented experiences from a design process, show how the methodology of envisioning scenarios can be applied to mitigate the risks of implementation technology in a learning situation. We argue that an awareness and mapping of values as a part of the design process is essential and that an increased focus on the ethical and moral responsibilities of designers and involved researchers are important as technologies should not be seen as isolated, value-neutral, or uncomplicated translations of analogue teaching activities. The purpose of the article is to inspire other researchers and designers to implement value hierarchies, envisioning scenarios, or other similar methods to ensure that pedagogical and didactic priorities are not lost in accommodating marketability, practicalities, or technological constraints.
... The methodological approach we followed was inspired by the tripartite VSD approach, but it does not strictly adhere to each step of the original VSD approach (conceptual, empirical, technical). We acknowledge that the VSD approach is iterative and integrative, as described by Friedman et al. (2006a), and are designed to interact with each other rather than being conducted as independent, standalone, and predefined tasks [83]. The methodology used in the current paper consists of three main steps: First, a literature review to identify the relevant norms (i.e. ...
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The present study utilizes a value sensitive design (VSD) inspired approach to contribute to the design and implementation of CO 2 electrolysis (CO 2 E) within the framework of carbon capture and utilization (CCU) technologies, which convert CO 2 into valuable products. The focus of this study is on a low technology readiness level (TRL) technology, yet likely relevant to reach climate neutrality by 2050. We examine the perspectives of stakeholders along the supply chain and proactively identify relevant sustainability-related values and potential conflicts among them. Thus the current work highlights the importance of considering a broad range of stake-holders and their values in the early stages of technological design. The research approach is consisting of various steps inspired by value sensitive design (VSD): identifying relevant values and norms associated with CO2 electrolysis through literature analysis, conducting qualitative interviews with relevant stakeholders to trian-gulate the results. Subsequently, a value-based alignment network analysis was employed to examine shared values that are central for the design of the technology. The findings indicate that sustainability-related values such as concern for nature, climate change mitigation, the use of renewable energy, critical raw materials, cost, and return on investment, albeit with potential differences in interpretation, are increasingly becoming central considerations in the decision-making processes of individuals, businesses, and governments alike. Based on these findings, specific aspects of technology design, namely scale, location, integration, and synthesized product, that can impact a wide range of identified values, are discussed.
... Regulation can be perceived as an implementation of normative ethics, which alone lacks the strength to enforce its normativity. Several studies point out that ethical standards alone have little to no impact on decision-making across a wide range of professional fields [62,103,346,442,74], something even more pronounced in STEM-related fields that do not have a study tradition in Humanities [190,406,73,132,395,596,112,229]. This lack of praxis is known, and many authors have raised concerns about this state in which much of the field rests. ...
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The critical inquiry pervading the realm of Philosophy, and perhaps extending its influence across all Humanities disciplines, revolves around the intricacies of morality and normativity. Surprisingly, in recent years, this thematic thread has woven its way into an unexpected domain, one not conventionally associated with pondering "what ought to be": the field of artificial intelligence (AI) research. Central to morality and AI, we find "alignment", a problem related to the challenges of expressing human goals and values in a manner that artificial systems can follow without leading to unwanted adversarial effects. More explicitly and with our current paradigm of AI development in mind, we can think of alignment as teaching human values to non-anthropomorphic entities trained through opaque, gradient-based learning techniques. This work addresses alignment as a technical-philosophical problem that requires solid philosophical foundations and practical implementations that bring normative theory to AI system development. To accomplish this, we propose two sets of necessary and sufficient conditions that, we argue, should be considered in any alignment process. While necessary conditions serve as metaphysical and metaethical roots that pertain to the permissibility of alignment, sufficient conditions establish a blueprint for aligning AI systems under a learning-based paradigm. After laying such foundations, we present implementations of this approach by using state-of-the-art techniques and methods for aligning general-purpose language systems. We call this framework Dynamic Normativity. Its central thesis is that any alignment process under a learning paradigm that cannot fulfill its necessary and sufficient conditions will fail in producing aligned systems.
... For more studies, seeDavis & Nathan (2015) Content courtesy of Springer Nature, terms of use apply. Rights reserved. ...
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Carl Mitcham has recently pointed out that the current approach to the ethics of technology has failed to solve large-scale socio-ethical challenges in the technological world, such as climate change. He then suggests that, in the face of an iceberg of issues regarding technological development, philosophers should recognize the intellectual heritage of the classical philosophers of technology to better deal with the escalating crises that threaten humankind. While Mitcham’s proposal is inspiring, there are several lacunae in his work. In this paper, we contribute to Mitcham’s idea by developing it and filling the important gaps. Our efforts have led to a new style of holistic thinking about the ethics of technology, according to which it is necessary to focus on the system of technologies as a whole (while not ignoring individual technologies, of course) to understand and address issues related to technology development.
... One of the requirements for the Final Deliverable Package (in the Development Plan) was a discussion of Distributional Energy Equity impacts of the design. Our capstone courses implemented a Value Sensitive Design [9], [10] approach to analyzing the stakeholders for the design. Students completed a detailed stakeholder and value analysis for the client, and produced a set of customer needs that was used to guide subsequent stages of the design process. ...
... Há inúmeros exemplos de tais intervenções engajadas, desde a engenharia popular brasileira (FRAGA et al., 2020;ARAUJO;RUFINO, 2021;CRUZ, 2021b) NATHAN, 2015), e Terceira Margem (GUIZZO, 2021). Todos eles geralmente reconhecem algum grau de não neutralidade da tecnologia, o papel da tecnologia na conformação da sociedade e, inversamente, o papel da sociedade na conformação da tecnologia e da intervenção técnica (ALVEAR et al., 2021a;2021b). ...
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Engenheiras/os engajadas/os pretendem transformar a sociedade trabalhando com pessoas em desvantagem estrutural ou vulnerabilizadas. No entanto, a questão de como superar a vulnerabilidade ou alcançar uma transformação radical comu- mente não merece a devida atenção nesse campo. Neste artigo, introduzimos um marco teórico-metodológico de oito dimensões para fortalecer os efeitos potencialmente transformadores de projetos sociotécnicos a partir de um posicionamento do conceito de empoderamento. Na primeira seção, examinamos cinco periódicos na área de engenharia engajada e extensão para concluir que a maioria das/os autoras/es utiliza a ideia de empoderamento sem definir seu significado. Em seguida, lançamos luz sobre o conceito, debatendo algumas de suas características essenciais e interpretações equivocadas. Na terceira seção, rgumentamos por que um marco teórico-metodológico de dimensões empoderado- ras pode ser útil para pessoas engajadas em projetos sociotécnicos transformadores. O marco é apresentado na quarta seção. As oito dimensões, que vão da inclusão sociotécnica à emancipação política, são ilustradas e explicadas com exemplos de projetos reais de engenharia. Na seção cinco, afirmamos que o empoderamento é uma condição necessária, mas insuficiente para a emancipação. O empoderamento para a emancipação não deve incluir apenas uma articulação adequada de todos os aspectos mencionados do quadro (densidade), mas também resultar de uma intervenção com cuidado e senso crítico (qualidade). A seção seis compara as intervenções praticadas pela Enactus brasileira e iniciativas de engenharia popular à luz da densidade e qualidade e dos seus impactos empoderadores. A conclusão sintetiza os argumentos centrais do artigo e esboça três questões nesse campo que demandam mais pesquisa.
... Instead, they call for "value discovery" [44, p. 1145] or value elicitation, which they define as "inquiring about the values present in a given context and responding to those values-being sensitive to those values-through design." [p.1143], instead of "favouring known values" [44] or "frontloading" [46]. This is known as a bottom-up approach that learns from human actions and experiences and elicits underlying values from those to work with [24]. ...
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... In theory, these specifications can be modified later on. In practice, this often turns out to be expensive, long to carry out, or simply impossible (Bekiaris et al., 2009;Davis and Nathan, 2015). For instance, Van Kuijk et al. (2014) argue that too little attention has been given to users in the development of the Dutch public transport smartcard system. ...
... For this, we must be in continuous non-hierarchical dialogue with its practitioners and make clear what our intentions are, how we appreciate and even share their values, and how we position ourselves in relation to ITM's past, present, and future. Approaches such as Value Sensitive Design can provide guidance for integrating reflective and participatory perspectives into such research and development work, as richly illustrated by the work of Batya Friedman and others (Friedman and Hendry, 2019; Davis and Nathan, 2015;Borning and Muller, 2012;van den Hoven, 2007). It is important to note here that superficial involvement of the practitioners is not a sufficient end goal in itself, since without genuine reflections of the nature and reciprocity of the interaction, attempted agonism runs a risk of turning into hollow "participation-washing" (Birhane et al., 2022;Sloane et al., 2022). ...
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Musical worlds, not unlike our lived realities, are fundamentally fragmented and diverse, a fact often seen as a challenge or even a threat to the validity of research in Music Information Research (MIR). In this article, we propose to treat this characteristic of our musical universe(s) as an opportunity to fundamentally enrich and re-orient MIR. We propose that the time has arrived for MIR to reflect on its ethical and cultural turns (if they have been initiated at all) and take them a step further, with the goal of profoundly diversifying the discipline beyond the diversification of datasets. Such diversification, we argue, is likely to remain superficial if it is not accompanied by a simultaneous auto-critique of the discipline’s raison d’être. Indeed, this move to diversify touches on the philosophical underpinnings of what MIR is and should become as a field of research: What is music (ontology)? What are the nature and limits of knowledge concerning music (epistemology)? How do we obtain such knowledge (methodology)? And what about music and our own research endeavor do we consider “good” and “valuable” (axiology)? This path involves sincere inter- and intra-disciplinary struggles that underlie MIR, and we point to “agonistic interdisciplinarity” — that we have practiced ourselves via the writing of this article — as a future worth reaching for. The two featured case studies, about possible philosophical re-orientations in approaching ethics of music AI and about responsible engineering when AI meets traditional music, indicate a glimpse of what is possible.
... A critical weakness of the VSD is its lack of concrete ethical commitment and claims of universal values (Davis & Nathan, 2015). Davis and Nathan, for example, highlight in their paper that VSD draws various ethical theories, for example, deontological, consequentialist, and virtue, to name a few, but does not commit to any one of them. ...
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Despite the prolific introduction of ethical frameworks, empirical research on AI ethics in the public sector is limited. This empirical research investigates how the ethics of AI is translated into practice and the challenges of its implementation by public service organizations. Using the Value Sensitive Design as a framework of inquiry, semi-structured interviews are conducted with eight public service organizations across the Estonian government that have piloted or developed an AI solution for delivering a public service. Results show that the practical application of AI ethical principles is indirectly considered and demonstrated in different ways in the design and development of the AI. However, translation of these principles varies according to the maturity of the AI and the public servant's level of awareness, knowledge, and competences in AI. Data-related challenges persist as public service organizations work on fine-tuning their AI applications.
... The human rights perspective on design falls under the big umbrella of Value Sensitive Design (VSD), which can be defined as the proactive consideration of human values throughout the design process (Davis and Nathan, 2015). VSD is a growing domain since 'designers themselves are increasingly shifting their perspective toward one in which moral, social, and personal values are to be included in the requirements and in which designers develop products, utilities, and buildings that realize these values' (Van den Hoven et al., 2015: 2). ...
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This anthology contains selected papers from the conference organised by ‘Forum Privatheit’ in 2022, analysing questions relating to privacy, data sharing and data fairness from different perspectives. The contributions focus on the protection of weak interests, questions of fair competition in the data economy with its strong power asymmetries and governance approaches to creating more fairness. Conceptual ideas, technical solutions and concrete use cases provide insights into this increasingly relevant topic. With contributions by Hartmut Aden | Jürgen Anke | Stefanie Astfalk, Lorenz Baum | Felix Bieker | Fabiola Böning | Paulina Bressel | Jeong-Eun Choi | Fabian Dantscher | Leyla Dewitz | Simon Engert | Michael Friedewald | Marie-Louise Gächter | Armin Gerl | Daniel Guagnin | Simon Hanisch | Björn Hanneke | Marit Hansen | Antonios Hazim | Gunnar Hempel | Maria Henkel | Mar Hicks | Timo Hoffmann | Gerrit Hornung | Dietmar Jakob | Paul C. Johannes | Sebastian J. Kasper | Wolfgang Kerber | Steven Kleemann | Marcel Kohpeiß | Jonathan Kropf | Uwe Laufs | Florian Müller | Maxi Nebel | Rahild Neuburger | Isabella Peters | Lars Pfeiffer | Alexander Roßnagel | Sascha Schiegg | Tom Schmidt | Sabrina Schönrock | Christian Schunck | Rachelle Sellung | Tahira Panahi | Louisa Specht-Riemenschneider | Martin Steinebach | Juliane Stiller | Thorsten Strufe | Milan Tahraoui | Julian Todt | Violeta Trkulja | Markus Uhlmann | Inna Vogel | Melanie Volkamer | Sebastian Wilhelm | Matthias Winterstetter.
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The article argues that mainstream value-sensitive approaches to design have been based on narrow understandings of personhood and social dynamics, which are biased toward Western Educated Industrialized Rich and Democratic cultures and contradicted by empirical evidence. To respond to this weakness, the article suggests that design may benefit from focusing on user behaviours from the joint perspective of values and norms, especially across cultural contexts. As such, it proposes Norm Sensitive Design as a complement to value-sensitive approaches when designing and implementing new technologies. Versus values, norms serve as more accurate predictors or descriptors of behaviours and can thus support value-sensitive approaches to realize the aspiration of informing user behaviour via design. The article makes two key contributions. On the theoretical side, it promotes the consideration of norms in design. On the practical side, it offers designers and instructors prompts for reflecting on design ethics from the perspective of norms.
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This article introduces Designing for Care (D4C), a distinctive approach to project management and technological design informed by Care Ethics. We propose to conceptualize “care” as both the foundational value of D4C and as its guiding mid-level principle. As a value, care provides moral grounding. As a principle, it equips D4C with moral guidance to enact a caring process. The latter is made of a set of concrete, and often recursive, caring practices. One of the key assumption of D4C is a relational ontology of individual and group identities, which fosters the actualization of caring practices as essentially relational and (often) reciprocal. Moreover, D4C adopts the “ecological turn” in CE and stresses the ecological situatedness and impact of concrete projects, envisioning an extension of caring from intra-species to inter-species relations. We argue that care and caring can influence directly some of the phases and practices within the management of (energy) projects and the design of sociotechnical (energy) artefacts and systems. When issues related to “value change” emerge as problematic (e.g., values trade-offs, conflicts), the mid-level guiding principle of care helps evaluate and prioritize different values at stake within specific projects. Although there may be several actors and stakeholders involved in project management and technological design, here we will focus on the professionals in charge of imagining, designing, and carrying out these processes (i.e., project managers, designers, engineers). We suggest that adopting D4C would improve their ability to capture and assess stakeholders’ values, critically reflect on and evaluate their own values, and judge which values prioritize. Although D4C may be adaptable to different fields and design contexts, we recommend its use especially within small and medium-scale (energy) projects. To show the benefits of adopting it, we envisage the application of D4C within the project management and the technological design of a community battery. The adoption of D4C can have multiple positive effects: transforming the mentality and practice of managing a project and designing technologies; enhancing caring relationships between managers, designers, and users as well as among users; achieving better communication, more inclusive participation, and more just decision-making. This is an initial attempt to articulate the structure and the procedural character of D4C. The application of D4C in a concrete project is needed to assess its actual impact, benefits, and limitations.
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The negotiation of stakeholder values as a collaborative process throughout technology development has been studied extensively within the fields of Computer Supported Cooperative Work and Human-Computer Interaction. Despite their increasing significance for cybersecurity incident response, there is a gap in research on values of importance to the design of open-source intelligence (OSINT) technologies for this purpose. In this paper, we investigate which values and value conflicts emerge due to the application and development of machine learning (ML) based OSINT technologies to assist cyber security incident response operators. For this purpose, we employ a triangulation of methods, consisting of a systematic survey of the technical literature on the development of OSINT artefacts for cybersecurity (N = 73) and an empirical value sensitive design case study, comprising semi-structured interviews with stakeholders (N = 9) as well as a focus group (N = 7) with developers. Based on our results, we identify implications relevant to the research on and design of OSINT artefacts for cybersecurity incident response.
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The article argues that mainstream value-sensitive approaches to design have been based on narrow understandings of personhood and social dynamics, which are biased towards Western Educated Industrialized Rich and Democratic cultures and contradicted by empirical evidence. To respond to this weakness, the article suggests that design may benefit from focusing on user behaviours from the joint perspective of values and norms, especially across cultural contexts. As such, it proposes Norm Sensitive Design as a complement to value-sensitive approaches when designing and implementing new technologies. Versus values, norms serve as more accurate predictors or descriptors of behaviours and can thus support value-sensitive approaches to realize the aspiration of informing user behaviour via design. The article makes two key contributions. On the theoretical side, it promotes the consideration of norms in design. On the practical side, it offers designers and instructors prompts for reflecting on design ethics from the perspective of norms.
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INTRODUCTION: The idea that values may be embodied in technical systems and devices (artifacts) has taken root in a variety of disciplinary approaches to the study of technology, society, and humanity (Winner 1986; Latour 1992; Hughes 2004; MacKenzie and Wajcman 1985). A pragmatic turn from this largely descriptive posture sets forth values as a design aspiration, exhorting designers and producers to include values, purposively, in the set of criteria by which the excellence of technologies is judged. If an ideal world is one in which technologies promote not only instrumental values such as functional efficiency, safety, reliability, and ease of use, but also the substantive social, moral, and political values to which societies and their peoples subscribe, then those who design systems have a responsibility to take these latter values as well as the former into consideration as they work. (See, for example, Friedman and Nissenbaum 1996, Mitcham 1995, and Nissenbaum 1998.) In technologically advanced, liberal democracies, this set of such values may include liberty, justice, enlightenment, privacy, security, friendship, comfort, trust, autonomy, and sustenance. It is one thing to subscribe, generally, to these ideals, even to make a pragmatic commitment to them, but putting them into practice, which can be considered a form of political or moral activism, in the design of technical systems is not straightforward. Experienced designers will recall the not too distant past when interface, usability, and even safety were overlooked features of software system design.
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Although privacy is broadly recognized as a dominant concern for the development of novel interactive technologies, our ability to reason analytically about privacy in real settings is limited. A lack of conceptual interpretive frameworks makes it difficult to unpack interrelated privacy issues in settings where information technology is also present. Building on theory developed by social psychologist Irwin Altman, we outline a model of privacy as a dynamic, dialectic process. We discuss three tensions that govern interpersonal privacy management in everyday life, and use these to explore select technology case studies drawn from the research literature. These suggest new ways for thinking about privacy in socio-technical environments as a practical matter.
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Explicitly considering human values in the design process of socio-technical systems has become a responsibility of designers. It is, however, challenging to design for values because (1) relevant values must be identified and communicated between all stakeholders and designers and (2) stakeholders’ values differ and trade-offs must be made. We focus on the first aspect, which requires elicitation of stakeholders’ situated values, i.e. values relevant to a specific real life context. Available techniques to elicit knowledge and requirements from stakeholders lack in providing the context and means for reflection needed to elicit situated values as well as an explicit concept of value. In this paper we present our design of a tool to support active elicitation of stakeholders’ values and communication between stakeholders and designers. We conducted an exploratory user study in which we compared the suitability of methods used in social sciences for (1) eliciting situated values, (2) supporting people’s expressions of values and (3) being implemented in value elicitation tool. Based on the outcomes we propose a design for a value elicitation tool that consists of a mobile application used by stakeholders for data collection and in-situ self-reflection, and a website used collaboratively by designers and stakeholders to analyse and communicate values. Discussion focuses on contributions to value sensitive design.
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This paper reports on the use of social network sites (MySpace and Facebook) by homeless young people, an extraordinary user population, made so in part by its vulnerability. Twenty-three participants of diverse ethnicities, 11 women and 12 men (mean age, 21.7 years), were interviewed in same-sex discussion groups of four participants each. The interviews consisted of questions about the uses, benefits, and harms of social network sites and how people present themselves online. Qualitative analysis of the discussion group transcripts shows how young people explore their identities, cultivate and exploit social ties, experience interpersonal tensions, manage incompatible audiences, and respond to shifting affiliations and transitions. From this analysis, implications for social intervention and technical design are presented, focused on maintaining ties with pro-social family and friends and with maintaining separation between communication spheres of incompatible audiences. This work contributes to the growing literature on vital, deeply human experiences that have become associated with social network sites.
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Questions of human values often arise in HCI research and practice. Such questions can be difficult to address well, and a principled approach can clarify issues of both theory and practice. One such approach is Value Sensitive Design (VSD), an established theory and method for addressing issues of values in a systematic and principled fashion in the design of information technology. In this essay, we suggest however that the theory and at times the presentation of VSD overclaims in a number of key respects, with the result of inhibiting its more widespread adoption and appropriation. We address these issues by suggesting four topics for next steps in the evolution of VSD: (1) tempering VSD's position on universal values; (2) contextualizing existing and future lists of values that are presented as heuristics for consideration; (3) strengthening the voice of the participants in publications describing VSD investigations; and (4) making clearer the voice of the researchers. We propose new or altered approaches for VSD that address these issues of theory, voice, and reportage.
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The importance of values in design work is gaining increasing attention. However, some of the work to date takes an approach which starts with generic values, or assumes values are constant. Through discussion of three accounts of value discovery and value evolution in projects focused on exploring novel uses of ubiquitous computing, we complement current thinking by arguing for the use of users' values as a resource in the co-design process. In particular, this paper shows how users' values: (a) are spontaneously expressed whether or not particular elicitation methods are used; (b) are not fixed, but can change dynamically during the co-design process in response to ideas, prototypes and demonstrators; (c) help mediate and shape the relationships of users to designers; (d) can support users' creative, functional and technical engagement in co-design – areas that can often prove difficult. Focusing on practical examples that demonstrate this approach, we conclude that values may act as a central resource for co-design in a larger variety of ways than has hitherto been recognised.
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The universality of S. H. Schwartz and W. Bilsky's (see record 1988-01444-001) theory of the psychological content and structure of human values was examined with data from Australia, Finland, Hong Kong, Spain, and the United States. Smallest space analyses of the importance ratings that individuals assigned to values revealed the same 7 distinct motivational types of values in each sample as had emerged earlier in samples from Germany and Israel: achievement, enjoyment, maturity, prosocial, restrictive conformity, security, self-direction. Social power, studied only in Hong Kong, also emerged. The structural relations among the value types suggest that the motivational dynamics underlying people's value priorities are similar across the societies studied, with an exception in Hong Kong. The interests that values serve (individual vs. collective) and their goal type (instrumental vs. terminal) also distinguished values in all samples. (PsycINFO Database Record (c) 2012 APA, all rights reserved)
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Humans will continue to adapt to an increasingly technological world. But are there costs to such adaptations in terms of human well being? Toward broaching this question, we investigated physiological effects of experiencing a HDTV quality real-time view of nature through a plasma display ''window.'' In an office setting, 90 participants (30 per group) were exposed either to (a) a glass window that afforded a view of a nature scene, (b) a plasma window that afforded a real-time HDTV view of essentially the same scene, or (c) a blank wall. Results showed that in terms of heart rate recovery from low-level stress the glass window was more restorative than a blank wall; in turn, a plasma window was no more restorative than a blank wall. Moreover, when participants spent more time looking at the glass window, their heart rate tended to decrease more rapidly; that was not the case with the plasma window. Discussion focuses on how the purported benefits of viewing nature may be attenuated by a digital medium.
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This paper presents a discursive approach to the critical examination of information and describes its implementation options. The approach provides a set of concepts to ensure that examination dialogs on information objects take place in a systematic way. For this purpose, this paper takes a critical perspective on information, considers structural characteristics of examination dialog, and arranges some basic categories of critical issues and discursive concepts from Habermas' (1984) discourse theory. In addition, this paper discusses the pros and cons of two implementation op-tions of the theoretical concepts; this concerns their modeling as templates within the existing discourse-support system, Compendium, to provide users predefined-structures for examination dialogs and their implementation as features of a novel prototype, DISCOURSIUM, to facilitate critical discussions. Finally, this paper discusses extensions of the approach and illustrates, by means of a case example from argumentation theory, how the proposed concepts can be instanti-ated to provide participants of examination dialogs with context-specific questions for criticizing arguments. This research may be of value to practitioners as it provides them with categories of critical issues and with some orienting information on how the categories can be used to design further context-sensitive sets of questions.
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Digitally capturing and displaying real-time images of people in public places raises concerns for individual privacy. Applying the principles of Value Sensitive Design, we conducted two studies of people's social judgments about this topic. In Study I, 750 people were surveyed as they walked through a public plaza that was being captured by a HDTV camera and displayed in real-time in the office of a building overlooking the plaza. In Study II, 120 individuals were interviewed about the same topic. Moreover, Study II controlled for whether the participant was a direct stakeholder of the technology (inside the office watching people on the HDTV large-plasma display window) or an indirect stakeholder (being watched in the public venue). Taking both studies together, results (showed the following): (a) the majority of participants upheld some modicum of privacy in public; (b) people's privacy judgments were not a one-dimensional construct, but often involved considerations based on physical harm, psychological well-being, and informed consent; and (c) more women than men expressed concerns about the installation, and, unlike the men, equally brought forward their concerns, whether they were The Watcher or The Watched.
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We first provide criteria for assessing informed consent online. Then we examine how cookie technology and Web browser designs have responded to concerns about informed consent. Specifically, we document relevant design changes in Netscape Navigator and Internet Explorer over a 5-year period, starting in 1995. Our retrospective analyses leads us to conclude that while cookie technology has improved over time regarding informed consent, some startling problems remain. We specify six of these problems and offer design remedies. This work fits within the emerging field of Value-Sensitive Design.
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