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The Lung-Swimbladder Issue: A Simple Case of Homology – Or Not?

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... The homology of the swim bladder and lungs was only disputed sometime after Miklucho-Maclay's discovery, which inspired numerous anatomical and ontogenetic observations. 21,22 Historical arguments for the homology of both organs were critically summarized by W. Wassnetzov (also known as Wassnezow) in 1932 23 as follows: ...
... This author highlighted the great anatomical and histological diversity of the swim bladder among fishes and called for more caution when interpreting the origin and evolution of the organ. This advice has been followed, and subsequent studies have provided comprehensive scenarios on the diversification, loss, and reacquisition of swim bladders in bony fishes (Osteognathostomata). 16,21,22 Among osteognathostomes, the lobe-finned vertebrates (i.e., Sarcopterygii: coelacanth, lungfishes, and tetrapods) are generally characterized by paired lungs that fold out ventrally from the posterior pharynx. In comparison, the ray-finned fishes (Actinopterygii; i.e., their sister group) either also have paired ventral lungs (Polypteriformes: bichirs and reedfish) or an unpaired swim bladder dorsally emerging from the posterior pharynx (Actinopteri: sturgeons, gars, bowfins, and teleosts; Figure 3). ...
... Given the uncertain basal condition of this character complex, it is difficult to say whether the dorsal and ventral anlagen of the gas organs both originated only once, at the same time, with either the dorsal or the ventral anlagen being subsequently reduced (scenario 1), whether lungs originated twice (scenario 2), or whether lungs were originally present and then reduced or transformed to the dorsal swim bladder in Actinopteri (scenario 3) (sensu 21 ). This last scenario would involve a complex relocation from two ventral organs (lungs) to one dorsal organ (swim bladder), for which there is no evidence in embryological research. ...
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A previously unknown reference to the Russian ethnologist, biologist, and traveler Nikolai N. Miklucho‐Maclay (1846–1888) was discovered in correspondence between Charles Darwin (1809–1882) and Ernst Haeckel (1834–1919). This reference has remained unknown to science, even to Miklucho‐Maclay's biographers, probably because Darwin used the Russian nickname “Mikluska” when alluding to this young scientist. Here, we briefly outline the story behind the short discussion between Darwin and his German counterpart Haeckel, and highlight its importance for the history of science. Miklucho‐Maclay's discovery of a putative swim bladder anlage in sharks, published in 1867, was discussed in four letters between the great biologists. Whereas, Haeckel showed enthusiasm for the finding because it supported (his view on) evolutionary theory, Darwin was less interested, which highlights the conceptual differences between the two authorities. We discuss the scientific treatment of Miklucho‐Maclay's observation in the literature and discuss the homology, origin, and destiny of gas organs—swim bladders and lungs—in vertebrate evolution, from an ontogenetic point of view. We show that the conclusions reached by Miklucho‐Maclay and Haeckel were rather exaggerated, although they gave rise to fundamental insights, and we illustrate how tree‐thinking may lead to differences in the conceptualization of evolutionary change.
... Later, small bony plates surrounding the esophageal diverticulum of extant coelacanths (see Fig. 5d) were used to recognize that this structure constituted the homologous calcified lung [17,68], thereby questioning the fatty organ which has previously been referred to as "fatty lung" [11], "swimbladder" [69], or "modified lung" [70] to be a part of the pulmonary complex altogether [68,71]. On the other hand, it has also been suggested that instead of representing the only sarcopterygian with an unpaired lung (Neoceratodus forsteri also has a single lung, the right, but an anlage for the left is formed early during ontogeny [72]), it may be so that the dual presence of a fatty organ and a vestigial lung in the coelacanth may in fact indicate a paired lung homolog in which one branch became lipid filled to provide buoyancy in extant coelacanths and one regressed to the present vestigial lung [73,74]. Without any presumption about the origin of the fatty organ nor the assumption that this organ in the extant coelacanth represents a similar volume as the calcified lung in extinct forms, we modeled the effect on buoyancy and hydrostatic balance in the extant coelacanth if this organ was constituted of other substances than lipid (Fig. 5e, f ). ...
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Background Buoyancy and balance are important parameters for slow-moving, low-metabolic, aquatic organisms. The extant coelacanths have among the lowest metabolic rates of any living vertebrate and can afford little energy to keep station. Previous observations on living coelacanths support the hypothesis that the coelacanth is neutrally buoyant and in close-to-perfect hydrostatic balance. However, precise measurements of buoyancy and balance at different depths have never been made. Results Here we show, using non-invasive imaging, that buoyancy of the coelacanth closely matches its depth distribution. We found that the lipid-filled fatty organ is well suited to support neutral buoyancy, and due to a close-to-perfect hydrostatic balance, simple maneuvers of fins can cause a considerable shift in torque around the pitch axis allowing the coelacanth to assume different body orientations with little physical effort. Conclusions Our results demonstrate a close match between tissue composition, depth range and behavior, and our collection-based approach could be used to predict depth range of less well-studied coelacanth life stages as well as of deep sea fishes in general.
... (Darwin, 1859, chapter Simpson (1953) and by Mayr in his article on novelty (1960) Stephen Jay Gould has stressed that Darwin's explanation is "not only wrong, but backwards" (Gould, 2002(Gould, , p. 1224) The hypothesis favoured by Gould (that lung is the ancestral and swimbladder the derived condition) was actually already the dominant one in the Modern Synthesis era, as noted by Mayr and Simpson (Simpson, 1953, p. 192, note 11;Mayr, 1960, p. 352). The case is still debated today The main competing hypothesis is the independent derivation of both organs from a respiratory pharynx (Lambertz and Perry, 2015;Perry and Sander, 2004 the subsidiary function gradually becomes the chief function, the total function becomes quite different, and the consequence of the whole process is the transformation of the organ (Dohrn 1875, p60 cited by Russel, 1916). ...
Thesis
Full text available on request or in open access at https://ore.exeter.ac.uk/repository/handle/10871/35377# Evolutionary novelty, the origin of new characters such as the turtle shell or the flower, is a fundamental problem for an evolutionary view of life. Accordingly, it is a central research topic in contemporary biology involving input from several biological disciplines and explanations at several levels of organization. I study the evolution of research on novelty from the 1950s to the present. The problem of novelty has recently been appropriated by evolutionary developmental biology or evo-devo, a synthesis of evolutionary and developmental biology that started emerging in the 1980s following technological advances and discoveries in developmental genetics. I focus instead on three neglected dimensions of the problem of novelty: the functional-historical approach to the problem, research on novelty in the late Modern Synthesis era (1950-1980) and novelty in plants. My argument runs against the view of some scientists and historians, often tied to evo-devo, who oppose structuralist and functionalist approaches in biology and who claim that the origin of novelty is a structuralist problem. I advocate an approach to novelty that ties together structural and functional dimensions and show how some research programs of the last eighty years implemented different versions of this approach.
... Although parsimony is a key tool in phylogenetic reconstructions , it alone ultimately is in and of itself not a definitive indicator for the homology of traits, and additional organismic considerations are required (see e.g. Wagner, 2014; Lambertz and Perry, 2015 ). Indeed, the ossification sequence and mode of the sternum formation in enantiornithine birds, the dominant clade of Mesozoic birds (e.g., Zhou, 2004 ) here represented by Eopengornis , Longipteryx and Bohaiornis, is different from that of its sister taxon, the ornithuromorphs, which also include the modern birds (Zheng et al., 2012). ...
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A recessive mutation was identified in a family of transgenic mice that resulted in a reversal of left-right polarity (situs inversus) in 100 percent of the homozygous transgenic mice tested. Sequences that flanked the transgenic integration site were cloned and mapped to mouse chromosome 4, between the Tsha and Hxb loci. During early embryonic development, the direction of postimplantation turning, one of the earliest manifestations of left-right asymmetry, was reversed in homozygous transgenic embryos. This insertional mutation identifies a gene that controls embryonic turning and visceral left-right polarity.
Article
Lungs are the characteristic air-filled organs (AO) of the Polypteriformes, lungfish and tetrapods, whereas the swimbladder is ancestral in all other bony fish. Lungs are paired ventral derivatives of the pharynx posterior to the gills. Their respiratory blood supply is the sixth branchial artery and the venous outflow enters the heart separately from systemic and portal blood at the sinus venosus (Polypteriformes) or the atrium (lungfish), or is delivered to a separate left atrium (tetrapods). The swimbladder, on the other hand, is unpaired, and arises dorsally from the posterior pharynx. It is employed in breathing in Ginglymodi (gars), Halecomorphi (bowfin) and in basal teleosts. In most cases, its respiratory blood supply is homologous to that of the lung, but the vein drains to the cardinal veins. Separate intercardiac channels for oxygenated and deoxygenated blood are lacking. The question of the homology of lungs and swimbladders and of breathing mechanisms remains open. On the whole, air ventilatory mechanisms in the actinopterygian lineage are similar among different groups, including Polypteriformes, but are distinct from those of lungfish and tetrapods. However, there is extreme variation within this apparent dichotomy. Furthermore, the possible separate origin of air breathing in actinopterygian and 'sarcopterygian' lines is in conflict with the postulated much more ancient origin of vertebrate air-breathing organs. New studies on the isolated brainstem preparation of the gar (Lepisosteus osseus) show a pattern of efferent activity associated with a glottal opening that is remarkably similar to that seen in the in-vitro brainstem preparation of frogs and tadpoles. Given the complete lack of evidence for AO in chondrichthyans, and the isolated position of placoderms for which buoyancy organs of uncertain homology have been demonstrated, it is likely that homologous pharyngeal AO arose in the ancestors of early bony fish, and was pre-dated by behavioral mechanisms for surface (water) breathing. The primitive AO may have been the posterior gill pouches or even the modified gills themselves, served by the sixth branchial artery. Further development of the dorsal part may have led to the respiratory swimbladder, whereas the paired ventral parts evolved into lungs.
Article
Convergence is an important evolutionary phenomenon often attributed solely to natural selection acting in similar environments. The frequency of mutation and number of ways a phenotypic trait can be generated genetically, however, may also affect the probability of convergence. Here we report both a high frequency of loss of gas bladder (swim bladder) mutations in zebrafish and widespread convergent loss of gas bladders among teleost fishes. The phenotypes of 22 of 27 recessive lethal mutations, carried by a sample of 26 wild-caught zebrafish, involve loss or noninflation of the gas bladder. Nine of these bladderless mutations showed no other obvious phenotypic abnormalities other than the lack of an inflated gas bladder. At least 19 of the 22 bladderless mutations are genetically distinct, as shown by unique morphology or complementation. Although we were not able to obtain eggs for all 21 required crosses to demonstrate definitively that the remaining three mutations are different from all other bladderless mutations, all available evidence suggests that these mutants are also distinct. At least 79 of 425 families of extant teleosts include one or more species lacking a gas bladder as adults. Analysis of the trait's phylogenetic distribution shows that the gas bladder has been lost at least 30-32 times independently. Although adaptive explanations for gas bladder loss are convincing, a developmental bias toward bladderless phenotypes may also have contributed to the widespread convergence of this trait among teleosts. If gas bladder development in teleosts is as vulnerable to genetic perturbation as it is in zebrafish, then perhaps a supply of bladderless phenotypes has been readily available to natural selection under conditions for which it is advantageous not to have a gas bladder. In this way, developmental bias and selection can work together to produce widespread convergence.
Article
Homology is an essential idea of biology, referring to the historical continuity of characters, but it is also conceptually highly elusive. The main difficulty is the apparently loose relationship between morphological characters and their genetic basis. Here I propose that it is the historical continuity of gene regulatory networks rather than the expression of individual homologous genes that underlies the homology of morphological characters. These networks, here referred to as 'character identity networks', enable the execution of a character-specific developmental programme.
Phylogenetische Systematik der Wirbeltiere
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Das Homologisieren als eine grundlegende Methode der Phylogenetik
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Mutations in the DNAH11 (axonemal heavy chain dynein type 11) gene cause one form of situs inversus totalis and most likely primary ciliary dyskinesia
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Bartolini, L., J.-L. Blouin, Y. Pan, C. Gehrig, A.K. Maiti, N. Scamuffa, C. Rossier, M. Jorissen, M. Armengot, M. Meeks, H.M. Mitchison, E.M.K. Chung, C.D. Delozier-Blanchet, W.J. Craigen and S.E. Antonarakis. 2002. Mutations in the DNAH11 (axonemal heavy chain dynein type 11) gene cause one form of situs inversus totalis and most likely primary ciliary dyskinesia. Proc. Natl. Acad. Sci. USA 99: 10282-10286.
From Taxonomy to Phylogenetics-Life and Work of Willi Hennig
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Schmitt, M. 2013. From Taxonomy to Phylogenetics-Life and Work of Willi Hennig. Brill, Leiden. Shubin, N., C. Tabin and S. Carroll. 2009. Deep homology and the origins of evolutionary novelty. Nature 457: 818-823.