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Operational Aspects of an Ocean-Going USV Acting as Communication Node

Authors:
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Operational Aspects of an Ocean-Going
USV Acting as Communication Node
Martin Kurowski, Erik Rentzow, Detlef Dewitz, Torsten Jeinsch, Bernhard P. Lampe,
University of Rostock, Rostock/Germany, martin.kurowski@uni-rostock.de
Sebastian Ritz, Robert Kutz, Florin Boeck,
TU Berlin, Berlin/Germany, sebastian.ritz@tu-berlin.de
Sergej Neumann, David Oertel,
Karlsruhe Institute of Technology, Karlsruhe/Germany, sergej.neumann@kit.edu
Abstract
This paper describes the basic characteristics of a six degrees of freedom dynamic model of an
innovative ocean-going unmanned surface vehicle. The model will be used in an explicit and implicit
way to ensure the operation of the autonomously acting vehicle, which serves as communication node
between surface and underwater parts of a complex deep-sea monitoring system. Properties of the
acoustic communication have been taken into account when designing the unmanned surface vehicle.
Finally, it has been built as a shallow submerged vehicle with water surface-piercing towers to assure
a reliable acoustic communication and positioning link up to a depth of 6000m even in heavy sea
states. As the vehicle motion has a decisive impact on its operation, the basic characteristics of the
motion of the vehicle in waves have been investigated from the quasi-static case using potential theory
to simpler dynamic models for the specific degree of freedom. Further, these models can be used to
predict the impact of the prevailing environmental disturbances during the vehicle operation.
1. Motivation
Worldwide increasing activities for exploring and surveying the seabed can be observed in the mari-
time industry. This is mainly due to the rising demands on winning raw materials from the deep-sea in
up to 6000 m depth. In order to comply with these demands, high-capacity monitoring systems have
to be developed. Within the research project SMIS (Subsea Monitoring via Intelligent Swarms, fund-
ed by the German Federal Ministry of Economics and Technology (BMWi - FKZ 03SX348)), differ-
ent unmanned underwater and surface vehicles will be designed and combined to an innovative sys-
tem for efficient monitoring of large-scale deep-sea areas. In that way, the project partners (IMPaC
Offshore Engineering GmbH, ENITECH Energietechnik Elektronik GmbH, TU Berlin, Karlsruhe
Institute of Technology, Leibniz Institute for Baltic Sea Research Warnemünde, University of Ros-
tock) are developing specialized vehicles, including an unmanned surface vehicle (USV), autonomous
underwater vehicles (AUVs) and a seabed station (SBS), which operate as an intelligent team to ac-
complish various missions. The full autonomous deep-sea operations last several days, where the
AUVs can recharge at the SBS. For more details about the complexity of the SMIS system see Boeck
et al. (2014).
The central element of the SMIS system is the autonomously acting USV, which serves as communi-
cation node between the surface and the underwater parts. In that way, the vehicle provides geo-
references to the underwater vehicles via ultra-short baseline (USBL) acoustic link and sends states of
the complete system to an operator via satellite communication. The USV is an ocean-going vehicle,
which has been designed as a shallow submerged vehicle with water surface-piercing towers. This
concept assures a reliable acoustic communication and USBL-positioning even in heavy sea states
Ritz et al. (2014). Moreover, the vehicle is designed for long endurance operations up to seven days,
where continuous power supply is provided by a hybrid energy concept consisting of lithium polymer
batteries and a solid oxide fuel cell (SOFC). It will reduce the acoustic noise that would be generated
by conventional combustion engines. Certainly, the vehicle is equipped with various sensors for
measuring the position, attitude and velocities. For the purpose of enhancing the autonomy, the vehi-
cle utilizes an Automatic Identification System (AIS) and radar system and integrates itself into the
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shipping traffic. Detailed information about the automation of the USV can be found in Rentzow et al.
(2015).
As the vehicle acts autonomously, it has to be equipped with a hierarchical system for guidance, navi-
gation and control (GNC) to fulfill the respective missions. The main application of the USV is to up-
date the positions of the underwater vehicles, even in heavy sea states when the communication capa-
bility is reduced due to large roll and pitch angles of the surface vehicle. The GNC system is based on
a dynamic model of the vehicle’s motion, which is e.g. used for predicting states, synthesis of hetero-
geneous low-level and high-level controllers and diverse mission planning tasks.
For conventional operations of USV for hydrographic surveys or special applications like Search-and-
Rescue, Majohr and Buch (2006), Kurowski and Lampe (2014), it is sufficient to consider the motion
of the vehicle in three degrees of freedom (3DoF). In contrast to that, the total motion of the SMIS
USV has to be considered in 6DoF as it has been addressed in several publications, e.g. Krishna-
murthy et al. (2005). During the design phase, calculations based on potential theory and computa-
tional fluid dynamics (CFD) can be made to set-up or change significant design parameters of the ve-
hicle, Kutz (2015). Furthermore, they can be used to calculate extreme values in motion, which can be
applied in a predictive way in the guidance system of the vehicle. In practice, it is a cumbersome task
to identify the unknown parameters of such nonlinear models, due to strong couplings of the motion
variables, measurement noise and unknown disturbances. Hence, simplifications should be made to
identify the basic characteristics of the dynamic behavior of the vehicle, especially in roll and pitch
motion. In order to parameterize the resulting models, special maneuvers have to be carried out to de-
couple the motions and identify the corresponding parameters. Afterwards, these simpler models can
be used to update the mission settings and ensure the reliable operation as communication node.
2. Properties of the acoustic communication
This section starts with a short introduction to acoustic underwater communication and its physical
properties. Afterward some of the difficulties in this field are investigated, supported by results of
field experiments. The acquired insight is then used to discuss some design specifications of the USV.
Compared to terrestrial communication, the underwater channel is a harsh environment in terms of
data transfer. Electromagnetic waves, used in common radio communication, will be absorbed by
seawater within less than 100 m. Only with frequencies lower than 300 Hz it is possible to communi-
cate over larger ranges; however this requires big antennas and excessive transmission power, Peach
and Yarali (2013). The only operational solution for long range communication in underwater envi-
ronments is acoustics. Underwater acoustic systems however, yield some particularities that need to
be addressed.
2.1. Sound velocity
The sound velocity in water mainly depends on three factors: pressure, temperature and salinity.
While pressure primarily correlates with the water depth, temperature and salinity can vary widely
from one sea to another and changes over the water column. Due to the change of sound velocity,
acoustic signals will be deflected from their original propagation direction. A popular example of this
phenomenon is the SOFAR channel, where, through refraction effects, sound waves can propagate
thousands of kilometers before dissipating, Lerch et al. (2009). These refraction effects also concern
the communication capabilities of the USV. Fig. 1 shows how sound waves get deflected for different
radiation angle when transmitting a signal from the surface. Here, the computed sound ray refraction
is solely based on Snell’s Law, Jensen et al. (2011), neglecting all other possible influences like shad-
owing and air bubbles. The illustration utilizes a typical sound velocity profile for the Middle Atlantic
Ocean, showed in simplified terms on the left side. As shown by the diagram, sound waves that prop-
agate vertically from top to bottom are less affected by refraction, than those signals with a horizontal
angle of propagation. Considering this, the communication beam has a curved body. For simplifica-
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tion reasons, this can be neglected when assuming a reduced radiation angle, which leads to the ap-
proximation of a communication cone.
Fig. 1: Simplified sound velocity profile for the Middle Atlantic Ocean (left), sound diffusion with
varying radiation angle (right)
2.2. Absorption
Due to divergence, acoustic signal intensity decreases quadratic with distance to the source. Further-
more, frequency dependent relaxation attenuation impairs signal energy and thus communication
range. In order to identify the maximal communication range under real conditions, multiple experi-
ments were conducted in the Middle Atlantic Ocean, Neumann et al. (2015). The experiments have
shown that communication was still possible with a slant range of more than 9000 m, however the
success ration of delivered packages dropped rapidly at ~8500 m slant range from sender to receiver,
Fig. 2.
Fig. 2: Delivered and failed packages due to the communication slant-range
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2.3. Acoustic noise
Like in every communication channel, noise is almost ubiquitous. Natural acoustic noise is introduced
mainly at the water surface by wind, streams, rain and waves. In addition to the volume, air bubbles,
caused by waves, produce big signal absorption at the water surface. This reduces the communication
range of surface to surface transmissions, depending on the weather conditions. For a transceiver at
the water surface, this can even result in a total communication break down during heavy sea. How-
ever, the risk of communication loss decreases rapidly when placing the acoustic transceiver further
away from the surface. Also an acoustic baffle, that mutes the surface noise, can help to increase the
signal to noise ratio for a surface transceiver. These considerations where taken into account during
the design of the USV.
In addition to the natural noise sources, artificial noise like motor noise leads to a significantly in-
creased noise pollution. The impact on noise level of a passing ship has been investigated experimen-
tally by measuring the noise with an acoustic modem that was attached to a GPS equipped buoy. De-
tails to the experimental set-up can be found in Neumann et al. (2015). The modem was located at a
depth of around two meters and the research vessel passed by several times with a constant velocity of
8 knots. Fig. 3 shows the impact of the passing ship on the noise level. Besides noise of other vehi-
cles, the propulsion system of the USV produces its own noise. These effects and their implication to
the communication capabilities of the USV could not be investigated so far and need further analysis.
Fig. 3: Impact of a passing ship on the noise level
3. The USV as communication node
During a SMIS team operation, the USV acts as a communication node between the underwater seg-
ments and the control station (operator), which can be placed on a ship in the operation area or on-
shore. Furthermore, it provides geo-references (global satellite based position data) to the underwater
vehicles by utilizing acoustic USBL transmissions to correct the resulting drift of the position due to
dead reckoning. The surface communication is realized by different redundant radio and satellite te-
lemetry links, depending on distance and data volume. While the underwater vehicles perform meas-
uring and monitoring tasks in up to 6000 m depth, the USV has to contact them in cyclic intervals to
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transmit position references and control commands or to receive state information. Fig. 4 shows a
SMIS team, consisting of an USV, several AUVs performing a lawn-mowing maneuver and a SBS. In
addition, a cone indicates the acoustic communication and localization area. Based on the experiments
described in Section 2, the sound beam is approximated by a cone, whose lateral surface depicts the
maximal underwater communication range. The USV positions itself above the respective operation
area to assure the cyclic communication with the underwater vehicles.
Fig. 4: SMIS Team with USV as communication node
Depending on the depth of the respective communication partner, the communication area can be
defined to be the area at the base of the cone. Using the experimental determined maximum slant
ranges, the angle of beam spread and the radius of the base of the communication cone can be
calculated by trigonometrical relations, Fig. 5. Hence, the acoustical outshined volume or rather the
swept area is obtained by the circular surface. Table I shows the results of the experiments in the
Atlantic Ocean. The respective rows represent the data at the time of communication dropout for
several long distance measurements.
Table I: Experimental results of long-range communication and localization trials
Depth
[m]
Slant range
[m]
Angle of beam
spread [°]
radius of the
cone base,
[km]
swept area
[km²]
4800
8542
111.62
6.32
125.46
5000
8542
108.35
6.16
119.13
5000
9694
117.90
7.16
160.98
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In heavy sea states the reliable communication area shrinks to the intersection of all resulting sound
beams due to the pitch and roll motion of the USV. Transferred to the cone approximation, the angle
of beam spread is reduced by the pitch and roll angles and the swept area becomes an elliptic shape.
In that way, the vehicle used as deep-sea communication node has to be designed in a special way, as
described in Section 4. Furthermore, the automation system and the GNC system have to be devel-
oped to secure a reliable localization of the underwater vehicles even in case of harsh environmental
conditions. Therefore, the basic dynamic characteristics of the USV will be considered in Section 5.
4. Design background of the USV
The main requirements influencing the USV design are minimal motions in waves, self-righting
behavior after capsizing and minimal resistance. Furthermore, internal space for the equipment has to
be provided. In order to limit production costs and efforts, a simplified line arrangement is considered.
The requirement of a minimal response to waves and the fast recovery of stability after capsizing
seem to be inconsistent. Therefore, a submerged body with three surface piercing struts is considered
for the USV, Fig. 6. Moreover, this SWA-Concept (Small Waterplane Area) influenced design
reduces the excitation forces due to waves. As reaction to heeling due to lateral wind load, the struts
immerge, which generate additional buoyancy and counteract the heeling moment. Moreover, the
three surface piecing struts build the base for the antenna platform for terrestrial radio communication
and satellite data transfer and provide a ventilation trunk for the fuel cell. The operational components
and the payload are located underneath the waterline. The hull wraps the components and forms a
hydrodynamic beneficial shape. Most of the components are placed in flooded sections. This has the
advantage that heat is released into the environment, and possible gas leakages cannot lead to an
explosive mixture.
The gas containers supply the hybrid energy concept. The electric motor is supplied by waterproof
batteries with an energy capacity for some hours of operation. The SOFC reloads the batteries
permanently and extends the operational range up to one week. Dry compartments can be found at the
top end of the submerged body and in the center. The fuel cell for instance has to be placed into a dry
environment. At the bottom of the USV a modular payload keel is arranged. It enables the user to
customize the vehicle to different operational tasks. In the SMIS-arrangement, the acoustic USBL-
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modem is covered by a streamlined hood, but also scientific sensors like an ADCP (Acoustic-
Doppler-current-profiler), a multi-beam sonar or a sub-bottom-profiler are possible payloads. The
spatial separation of the heavy elements as batteries and payload at the bottom and air filled
compartments at the top leads to a low center of gravity. The center of buoyancy is higher; thereby a
positive initial stability is accomplished. The open hull design with flooded compartments makes the
vehicle light weight and manageable on deck of an expedition ship, but at the same time inertial
enough in operation state to counteract wave and wind loads. The weight in air is about 500 kg but the
hull displaces 1250 liters. This feature makes the USV the perfect choice as communication node
between satellites and underwater vehicles such as AUVs and stationary bottom based vehicles. For
the underwater communication, it is essential to reduce the body motion and keep position above
specific coordinates. Every movement (rolling or pitching) would scatter the emission of the acoustic
cone over a distance of up to 6000 m. An ambitious task is to determine the hydrodynamic properties.
Due to unsteady flow pattern and thereby generated pressure distribution on the vehicles surface,
spontaneously increasing moments, mostly in pitch, can appear. This phenomenon, based on the so
called Munk-Moment, Munk (1979), and the effect of waves generated from a vehicle on or near the
surface, has to be estimated for the autonomous operation over the full speed range. This pitch-/heave
instability is also known from SWATH-ships or submarines in surface operation. Therefore, many
different variants of the USV (variation of bow geometry, positions of center of gravity, position of
struts and so on) were analyzed by unsteady CFD with focus on the dynamic motion behavior over the
complete speed range. The final version has an optimized stern to reduce the resistance and due to the
arrangement of the struts the pitch-/heave instability could be prevented over the complete speed
range with an option to extend the speed range by 50%, Ritz et al. (2014). The results are shown in
Fig. 7. There are still heave and pitch motions with raising velocity, but no immediate instability.
Fig. 7: Results of the hydrodynamic calculations, resistance, heave and pitch over speed; Kutz (2015)
Besides analytical and computer aided calculations, a lot of hands-on experience was considered in
order to find a suitable design. From several on site expeditions to the Baltic Sea and the Atlantic
Ocean on German research vessels, some improvements to existing research equipment can be found
in the USV design. The complete stern geometry is made of robust fiber-reinforced plastic and is
easily removable in order to increase the accessibility of the complex electronic components. New
materials such as lightweight aluminum-foam sandwich panels are used to enhance stiffness and
resistance against wave loads. Moreover, hatch covers are installed on deck, thereby quick access to
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data loggers, gas containers and the fuel cell is guaranteed. A very important aspect of working with
research vehicles on site is the launch and recovery procedure. The seaman’s task to recover the
vehicle can be simplified by adding big lugs or handles to the superstructure. The USV has a
tightened cable rope between bow tip and first strut. On the aft deck big handles are provided.
Nevertheless, cost efficiency is a design criterion as well. The CFD resistance optimized vehicle
length reduces the operational cost or increases the operational radius respectively. The midship
section geometry is greatly influenced by the dimensions of the fuel cell. This box-shaped section
continues along the parallel central body then bends with single-curved alloy-sheets towards the bow
tip. The stern is molded, to support a harmonic propeller inflow. To improve the propulsion effi-
ciency, a steering duct was designed. Hence, the ship length could be reduced as the rudder stock is
located in the propeller plane and not behind it.
5. Basic models of the USV
Different model descriptions are used during the design process and the operation of marine vessels.
In the design process preferably quasi-static models are used in form of motion response amplitude
operator (RAO) to identify extreme values in the motion of the vehicle at certain wave frequencies
and wave heights. For guidance, navigation and control of marine vehicles, dynamical models of the
vessel are needed to be used during the operation. The complexity of the used model depends on its
application. For conventional operations of USV for hydrographic surveys in calm water, it is possible
to reduce the equations of motion to a lower order dimension. For instance, the given GNC task for
measuring USV allows limiting the motion to the nearly undisturbed water surface and neglecting the
motions in heave, roll and pitch. Dynamic modeling and parameterization for GNC of measuring
USV was described in Kurowski et al. (2015). Obviously, the attitude of the vehicle, especially in roll
and pitch, has to be considered with respect to accomplish applications as communication node in a
deep-sea monitoring system. On the one hand, the attitude information is fed into the communication
system to improve the acoustic localization. On the other hand, the control system uses these data to
predict the vehicle motion and adapts the mission control task itself.
5.1. Motion response amplitude operator (RAO)
Motion RAOs are used to determine the behavior of a ship operating in a given state of sea. They are
calculated by using potential theory to compute frequency-dependent added mass , potential
damping coefficients , restoring matrix as well as amplitudes and phases of the first-order wave
load between the vehicle and the waves for a given wave direction and frequency. This correlation can
be written in linear case as equation of motion
     ,
(1)
where is the position and attitude vector (6DoF) of the rigid body, is the mass and inertia of the
rigid body, is the wave frequency and  is the harmonic excitation force proportional to the
wave height. The Motion RAO parameters for the SMIS USV have been computed using the
commercial program WAMIT. Furthermore, it puts out the magnitude and the phase of the Motion
RAO transfer functions

  
(2)
which represent the vehicles motion due to the wave elevation . The Motion RAOs have to be
calculated for different ship speeds and encountering wave angles ; see Fossen (2011) for more
details. Fig. 8 shows the Motion RAO of the USV in case of zero vehicle speed and waves abeam of
the ship, which is the worst case scenario because of the vehicle design. Scatter plots show the
statistic distribution of wave frequencies and wave heights in a certain area. The USV deployed as
494
communication node will act in the Atlantic Ocean, where the probable frequency range is given by
     and the mean significant wave height is    . That scenario
shows unfavorable extreme values in pitch motion despite of the wave direction. In this context, it
should be noticed that the motion angles of the vehicle are only valid up to 15° due to the assumed
linearity.
The equation of motion (1) can be used to compute a time series of the motion of the vehicle in terms
of harmonic wave excitation. Thereby, a probable wave frequency is chosen to simulate the potential
operating conditions of the vehicle in a certain area. An extension to different standard wave spectra is
provided in the Marine Systems Simulator MSS (2010). In that case, the motion of the vehicle is
summarized about varying wave frequencies and wave directions around the defined mean values.
Thereby, the Motion RAOs are interpolated between the encountering wave angles.
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Fig. 9 shows the simulation of the USV using significant wave height  , wave encountering
range     and wave frequency     . Especially the pitch motion
shows a considerably oscillatory behavior. However, the mainly excited roll motion has only slight
oscillatory extent.
Normally, these time series cannot be used to predict the motion of the vehicle in practice due to
insufficient information about the prevailing environmental disturbances. Hence, a simpler dynamical
model has to be used to describe the basic characteristics of the motion of the vehicle relative to the
wave excitation.
5.2. Dynamic modeling
The primary control task of the USV is to maintain the communication and localization capability
even in heavy sea states. Therefore, the vehicle has to follow the underwater vehicles to keep them in
the communication cone or reduce its own motions in waves by changing its heading or speed. These
two different tasks have to be decoupled. Typically, the mission control task is realized using a GNC
system. Thereby, the low frequency motion is computed by decoupling it from the motion of the
vehicle in waves using standard filter techniques presented in Kurowski et al. (2015). In order to solve
the second task, an additional model of the vehicle motion in waves is needed. The supposed model
should be described using a simple structure, which can be updated online and used implicitly for the
control task. The simplest way to achieve that is to adapt the Motion RAO transfer function to a fixed
second-order-system for the specific degree of freedom. Doing so, the state space representation is
given by
    



,
(3)
defining the damping ratio , the undamped angular frequency , the gain factor , the roll rate ,
the roll angle and the excitation . Obviously, the model parameters change due to the mean
wave frequency, the wave height, the encountering direction and the speed of the vehicle.
Nevertheless, this simple model can be updated online due to the characteristics of the prevailing state
of sea and the vehicle operating point. In order to validate the structure and to obtain the parameters
for the acoustic relevant degree of freedom in roll and pitch, negative step response trails have been
carried out in the towing tank of the Technical University of Berlin. The parameters have been
determined from the step responses by using the prediction error method. Fig. 10 illustrates this test in
case of exciting the roll motion.
Due to the floating position of the vehicle, nonlinear effects occur if the hull emerges from the water.
496
In order to handle this effect, the nonlinear model
    



(4)
has been considered, which is adapted from Perez (2005). In that description the parameters
 
 
(5)
are functions of the model states. Fig. 11 shows the identification results of both models. The dashed
line depicts the measurement. As can be seen, the amplitudes of the linear model (solid line) cannot be
fitted to the roll motion of the vehicle, especially if larger roll angles occur. The nonlinear model
(dotted line) shows satisfactory results even in cases of larger roll angles.
5.3. Operation
Most of the operation time, the USV will move at slight speed, even in cases of significant vehicle
motion due to waves. The resulting swept area can be calculated as described in Section 3, using the
beam spread reduction angle , Fig. 5. Certainly, this angle is estimated from the motion of the
vehicle. The resulting swept areas due to varying beam spread reduction angles are given in Table II.
Table II: Reduction of swept area assuming constant depth (5000 m), Slant range (8500 m) and Angle
of beam spread (100°)
Beam spread reduction angle
Radius of the cone base
swept area
6.01 km
113.49 km²
10°
5.46 km
93.78 km²
15°
4.88 km
74.67 km²
20°
4.25 km
56.75 km²
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In that way, the acoustic node will operate in a kind of dynamic positioning task and moves primarily
against wind, current and wave drifts. Due to the vehicle design and the actuators, the heave, roll and
pitch motion cannot be controlled actively. Therefore, the disturbances have to be measured or
estimated as accurate as possible to find an optimal heading and speed, which ensures a minimum
motion of the vehicle in waves and secures a minimal influence on the acoustic relevant degrees of
freedom. Wind and current are measured by a weather sensor and respectively by a Doppler log.
Against that, the motion of the vehicle in waves has to be estimated from measurements of the Atti-
tude-heading-reference-system using simple dynamic models to be used online during the operation
of the vehicle.
6. Conclusion and further work
The paper describes operational aspects of an ocean-going USV, which acts as communication node
within a complex deep-sea monitoring system. In that way, the characteristics of the acoustic
communication has been carried out and adapted to the operation of the USV. The vehicle has been
designed as semi-submerged and partly flooded vehicle to satisfy the requirement of being a low noise
vehicle with reduced motions in waves. Nevertheless, the roll and pitch motion of the vehicle have a
decisive impact of the mission control system of the vehicle. Hence, the basic characteristics of the
motion of the vehicle in waves have been investigated from the quasi-static case to the simple linear
and nonlinear dynamic models of the uncoupled motion of the vehicle in roll and pitch. Simulations of
the vehicle motion as described in Section 5 are further used to design superior control schemes to
adapt the mission control task in advance. Additionally, they can be used to parameterize and test the
controllers. The simple dynamic models are used to predict the impact of the prevailing environmental
disturbances. Moreover, these calculations can be used to feed some kind of extremum-seeking
controller to minimize the motion or maximize the swept area of the acoustic communication cone,
which is essential for the localization of the underwater vehicles operating in deep-sea areas.
Currently towing tests are carried out in the towing tank of TU Berlin. After that, the vehicle is fully
equipped in Rostock and Sassnitz, where the vehicle was built by REAN shipyard. Experimental trials
in the port of Rostock and at the Baltic Sea should demonstrate the robustness and reliability of USV.
As part of deep-sea trials at the Atlantic or Pacific Ocean, the USV will show its capabilities as
communication node at high sea states and worse environmental conditions within the complex SMIS
monitoring system.
Acknowledgment
We would like to thank the German Federal Ministry of Economics and Technology (BMWi) and the
Project Management Jülich for supporting the SMIS project under registration number FKZ 03SX348.
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Jahrbuch der Schiffbautechnischen Gesellschaft, Hansa
... With the increasing trend of deep ocean activities, underwater acoustic vertical communication has been successfully tested and used in many scenarios. Representative results include communications with the human occupied vehicles (HOV) (Roberts et al., 2012;Zhu et al., 2013), data collection from the seafloor sensors to the unmanned surface vehicle (USV) (Kurowski et al., 2015), real-time seafloor image transmission from the Autonomous Underwater Vehicle (AUV) (Ahn et al., 2017), and communication between the gliders and the satellite surface moorings (Trask and Farrar, 2018). The acoustic communication sys-tem of the HOV Deepsea Challenger, which documented human communication across full ocean depth for the first time, was described by Roberts et al. (2012). ...
... To suppress the noise, a transducer array of 4 elements was lowered to 200-300 m depth, and then four communication methods, including the coherent modulation, the noncoherent modulation, the spread spectrum and the single sideband voice modulation, were simultaneously verified at the distance of up to 7.7 km in the sea trials (Zhu et al., 2013). Kurowski et al. (2015) tested the slant communication and positioning between the USV and the underwater part. A reliable link up to a depth of 6000 m in heavy sea states was assured, and the packages success ratio was smaller than 90% over the distance of 4500 m. ...
... Therefore, the ship noise often leads to a low SNR. Many effective engineering methods have been applied, such as decreasing the data rate, using the low-noise surface platforms (Roberts et al., 2012;Kurowski et al., 2015), or lowering the transducer array to a certain depth (Zhu et al., 2013). Advanced communication techniques without loss of operational convenience or data rate, such as capacity approaching code and modulation schemes (Stojanovic and Beaujean, 2016;Tao, 2016), are more attractive. ...
Article
The Shipborne acoustic communication system of the submersible Shenhai Yongshi works in vertical, horizontal and slant channels according to the relative positions. For ease of use, an array combined by a vertical-cone directional transducer and a horizontal-toroid one is installed on the mothership. Improved techniques are proposed to combat adverse channel conditions, such as frequency selectivity, non-stationary ship noise, and Doppler effects of the platform’s nonlinear movement. For coherent modulation, a turbo-coded single-carrier scheme is used. In the receiver, the sparse decision-directed Normalized Least-Mean-Square soft equalizer automatically adjusts the tap pattern and weights according to the multipath structure, the two receivers’ asymmetry, the signal’s frequency selectivity and the noise’s spectrum fluctuation. The use of turbo code in turbo equalization significantly suppresses the error floor and decreases the equalizer’s iteration times, which is verified by both the extrinsic information transfer charts and bit-error-rate performance. For noncoherent modulation, a concatenated error correction scheme of nonbinary convolutional code and Hadamard code is adopted to utilize full frequency diversity. Robust and low-complexity synchronization techniques in the time and Doppler domains are proposed. Sea trials with the submersible to a maximum depth of over 4500 m show that the shipborne communication system performs robustly during the adverse conditions. From the ten-thousand communication records in the 28 dives in 2017, the failure rate of the coherent frames and that of the noncoherent packets are both below 10%, where both synchronization errors and decoding errors are taken into account.
... In the last decade, much effort has been put into horizontal UWA communication in shallow-water environments. 1-13 By comparison, the vertical UWA communication has attracted much less attention despite its wide deep-sea applications, e.g., the communications between manned submersibles and their mother ships, [14][15][16][17][18][19] the data transmission from autonomous underwater vehicles (AUVs) to the surface, [20][21][22] the data return of seafloor sensors, 23 and vertical uplink transmissions in underwater sensor networks, etc. In this paper, we focus on the deep-sea vertical UWA communication employing the single-carrier transmission technique. ...
... Attributed to the a priori p 1;k , the noise is suppressed in the a posteriori estimation z 1;k , given in Eq. (23). The denoiser then outputs the Gaussian extrinsic PDF with the mean p 2;k and inverse-variance # 2;k given by ...
Article
Vertical underwater acoustic (UWA) communications play a crucial role in deep-sea applications. A vertical UWA channel generally features a moderate multipath but with time-varying Doppler shifts as well as loud impulsive noise. To achieve a robust vertical single-carrier UWA communication, this paper proposes an enhanced iterative receiver. First, a spline interpolation-based timing estimation approach is proposed to compensate for the time-varying Doppler effects efficiently. Then, the residual timing errors and the multipath interference are tackled by a fractionally spaced self-iterative soft equalizer (SISE) based on the vector approximate message passing (VAMP) algorithm. The VAMP-SISE consists of four parts: an inner soft slicer and an inner soft equalizer for symbol detection as well as a denoiser and a minimum mean-squared error estimator for impulsive noise suppression. Different parts iteratively exchange extrinsic information to improve the equalization performance. Last, a channel-fitting irregular convolutional code and a unity-rate code are employed at the transmitter to lower the signal-to-noise ratio threshold for reliable communications. Deep-sea experiments verify the performance superiority of the proposed receiver over existing schemes.
... [22] Test communication ability based on underwater sound. [23] conducted ocean communications and tested long-distance communications. ...
Article
Full-text available
Surface Vehicles are the product of the development of marine technology. As a new type of technical means, it has been widely used in the field of marine commissioning and defense. However, the testing technology of Unmanned Surface Vehicles is not comprehensive now, and in order to ensure the smooth progress of scientific research projects, testing is necessary, so testing technology is also a smooth part of scientific research projects. This article classifies the existing test research, summarizes the test and evaluation methods, summarizes the tests that have been carried out and speculates the tests that will be carried out in the future for the testing of Unmanned Surface Vehicles.
... Weil an der ehemaligen Arbeitsgruppe des Projektleiters an der Universität Rostock mit Messin [32], AGaPaS [28], MarSpeed [29] und SMIS [26] bereits mehrere autonom agierende Fahrzeuge über, auf, unter dem Wasser als auch geschleppt im Projekt MJ2000 [25] entwickelt wurden, stellt diese Kooperation eine strategische Bindung dar, um diese Geräte mit notwendigen und praktikablen Planungsmodulen zu versehen und so einen wichtigen Schritt in Richtung Marktreife zu gehen. Aufgrund der dazu notwendigen Präzession ist eine uneingeschränkte Kenntnis und Verfügbarkeit der Prozessparameter sowohl für Planung als auch für Reglerentwurf notwendig. ...
Book
Gegenwärtig in der Schifffahrt eingesetzte Bahnführungssysteme sind nicht in der Lage, Schiffe mit Querschubeinrichtungen effektiv unter verschiedenen Umwelteinflüssen in Revieren zu steuern. Eine Ausnahme stellen sogenannte DP-Systeme (Dynamic Positioning) dar, weil diese für überwiegend meeresbergbauliche Zwecke das zu steuernde Fahrzeug/Plattform ohne Einsatz von Anker- und Mooring- Anlagen auf seiner vorgegebenen Position halten. Mit einer solchen Zielstellung sind die Anlagen daher nicht zum Navigieren/Manövrieren in begrenzten Revieren für Handelsschiffe geeignet. Ihnen fehlt die Integration in eine zur Navigation geeigneten Geo-Datenbasis. Das weiterführende Ziel dieses Projektes besteht daher in der Integration von DP-ähnlichen Regelsystemen am Beispiel des an der Universität Rostock unter Mitwirkung des Projektleiters entwickelten ADANAV-Reglers in die integrierende User-Schnittstelle ECDIS (Electronic Chart Display and Information System), für die seitens der IMO eine Ausrüstungspflicht für neue Schiffe besteht, um die Vorzüge der komplexen Regelung mit denen der modernen Navigation/Schiffsführung zu verknüpfen.
... During the experiments maximum slant ranges resulting in an angle of beam spread and finally the radius of the base of the communication cone have been calculated by trigonometrical relations. Hence, the acoustical outshined volume or rather the swept area is obtained by the circular surface as shown in Kurowski et al. (2015b). ...
Article
This paper describes the basic characteristics of a six degrees of freedom dynamic model of an innovative ocean-going unmanned surface vehicle. The model is used in an explicit and implicit way to ensure the operation of the autonomously acting vehicle, which serves as communication node between surface and underwater parts of a complex deep-sea monitoring system. In practice, it is a cumbersome task to identify the unknown parameters of such nonlinear models, due to strong couplings of the motion variables, measurement noise and unknown disturbances. In order to parameterize the models, special maneuvers have been carried out to decouple the motions and identify the corresponding parameters. Properties of the acoustic communication has been taken into account when designing the unmanned surface vehicle. Finally, it has been built as a shallow submerged vehicle with water surface-piercing towers to assure a reliable acoustic communication and positioning link up to a depth of 6.000 meters even in heavy sea states. As the vehicle motion has a decisive impact on its operation, the basic characteristics of the motion of the vehicle in waves have been investigated from the quasi-static case using potential theory to simpler dynamic models for the specific degree of freedom. Further, these models are used to design feed forward and feedback controller to ensure the autonomous vehicle operation. The paper concludes with a performance evaluation of the proposed controllers based on data recorded at field trials.
Article
An innovative, satellite-guided search-and-rescue-system will be presented. This system utilises an autonomous rescue vessel to retrieve overboard personnel. The system acts instantaneously, which significantly increases the chance of survival. It was developed for use on special ships or offshore platforms, where workers are subject to adverse weather conditions and overboard personnel are often discovered too late. A substantial challenge is the automation of the autonomously acting rescue vehicle as well as its integration into the superior search-and-rescue-process. To ensure the fastest possible approach to the casualty without endangering the person, a cascaded control concept has been designed. Two-degree-of-freedom control concepts are used to separate the tracking performance from the disturbance rejection. The inner speed control structure is divided into two parts and consists of the control structure itself with an in-line allocation to the device configuration. The contribution mainly addresses the automation of the rescue vessel, the synthesis of the control system of the autonomously acting vehicle as well as the integration into the superior search-and-rescue-process. Finally, some test results of this complex system are shown.
Book
The impact of control system design on ship performance has been significant in different applications of ship motion control: course keeping, station keeping, roll stabilisation and vertical motion/riding control, diving, path following, etc. This monograph introduces ship motion control by studying the particular problems of control system design for course autopilots with rudder roll stabilisation and combined rudder–fin stabilisers. Ship Motion Control revisits the ingredients that make these control designs challenging and proposes a contemporary control system design approach to meet that challenge. The key ingredients for a successful ship motion control system design are: • appropriate mathematical models of the ship and the disturbances; • understanding of how performance will be assessed; • knowledge of fundamental limitations that may prevent designs from achieving the desired performance. The book is organised in four parts, the first three dealing with each of these and the fourth part addressing control system design. Specific topics covered include: • modelling and simulation of ocean waves; • ship dynamics; • models of actuators; • ship roll stabilisation devices; • ship motion performance; • analysis of fundamental limitations for stabiliser control system design; • constrained control design via optimisation; • autopilot design using optimal control; • wave filtering; • control system design for autopilots with rudder roll stabilisation; • control system design for integrated rudder-fin stabiliser. Ship Motion Control will be of interest not only to the practising marine engineer but to the academic engaged in research into this important control problem, even if new to the area. It will also be an ideal source of reference for students and tutors involved with marine and control engineering courses. Advances in Industrial Control aims to report and encourage the transfer of technology in control engineering. The rapid development of control technology has an impact on all areas of the control discipline. The series offers an opportunity for researchers to present an extended exposition of new work in all aspects of industrial control.
Article
Autonomous surface craft have been developed in particular for marine research and surveying exploration as well as for the rescue of human life at sea. To provide a rescue vehicle, an autonomous Rescue Dolphin was developed to rescue people in distress. The rescue system automatically triggers the alarm to the ship's management in case of 'man overboard', independently of ship manoeuvres. It moves fast towards the distressed person, and safeguards the distressed person until recovery by ship. The development of the unmanned autonomous surface vehicle Measuring Dolphin was carried out within the framework of the German cooperation project MESSIN. The main task of the project MESSIN consisted of the development and the testing of a prototype of the autonomous surface vehicle Measuring Dolphin which could be applied with high accuracy of positioning and track guidance and under shallow water conditions as a carrier of measuring devices. Fields of application include depth surveying, current and current profile measuring in port entrances and rivers, sediment research, extraction of samples for biological investigations and measuring in drinking water areas.
Conference Paper
CLAWAR 2015: 18th International Conference on Climbing and Walking Robots and the Support Technologies for Mobile Machines Zhejiang University, HangZhou, China, 6 – 9 September 2015 Edited by: Hongye Su ( Zhejiang University, China), Tianmiao Wang ( Beijing University of Aeronautics and Astronautics, China), Mohammad O Tokhi ( University of Sheffield, UK), Gurvinder S Virk ( University of Gävle, Sweden) Successful deep-sea exploration (up to 6000m) performed by autonomous underwater vehicles (AUVs) depends heavily on accurate AUV localization. In the absence of GPS underwater, this requires acoustic communication, localization and geo-referencing underwater participants, e.g. by a GPS-positioned surface vehicle, which is necessary to periodically correct drift errors from deadreckoning. Within the SMIS project this is supposed to be achieved by a team of AUVs assisted by an unmanned surface vehicle (USV) and a sea-bed-station. In order to derive constraints for the team behaviour, the quality and stability of the acoustic localization needs to be examined thoroughly in advance. This delivers various constraints for later at-sea operation, e.g. the maximum distance between AUV and USV and the maximum horizontal distance to the USV for a given AUV depth. Additionally, heuristic estimates for reproducibility of long-range position measurements can be derived which indicate imminent errors based on acoustic localization only. This paper reports associated tests and their results using USBL modems in deep-sea trials performed in the Atlantic ocean.
Conference Paper
This paper presents the joint research project “SMIS” with focus on the requirements and the design of the seabed station. A major issue for all autonomous subsea systems is the problem of limited battery capacity due to design boundary conditions. SMIS counteracts this by deploying an autonomous power-carrying vehicle, similar to a mobile petrol station, to extend the operation time for the AUVs. The demands of the autonomous seabed station include the unguided submerge through 6000 m water column, a safe landing on suitable ground without excessive power consumption and a reliable docking mechanism for power transmission to AUVs on the sea floor. Moreover, the communication between the SMIS vehicle fleet for georeference and path guidance during the AUV operation is essential. A modular design also allows operation in ROV mode, which expands the field of application.
Article
In this paper, a framework for guidance, navigation and control of marine vehicles is proposed. The focus is on application of unmanned surface vehicle for performing high accuracy measuring tasks. The desired maneuvering path is defined as a combination of standard path sections and delivered to the guidance system. The measurements are filtered and the unmeasurable states are estimated in navigation system and fed back to the guidance and control systems. An extended Kalman filter based approach is used in navigation system, in order to take the nonlinear behaviors of the system into consideration. The proposed control scheme is a modular system consisting of a cascade structure, where the unified inner loop is responsible for velocity control and the outer loop can be adapted independently to various missions. The model parameters are estimated based on subspace identification method using data obtained from a measuring vehicle, MESSIN. The results have been further used for design of control and navigation systems. The performance and effectiveness of the proposed framework are demonstrated on a model for a path following mission.
Conference Paper
A detailed six degree-of-freedom (DOF) nonlinear dynamic model of an Unmanned Sea Surface Vehicle (USSV) is developed. Models of the significant hydrodynamic effects including radiation-induced and damping forces and moments are incorporated. Disturbance models of forces and moments caused by ocean currents, waves, and wind are also included. Detailed models of the actuators including thrusters/propellers and control surfaces are included. To illustrate the importance of a six DOF modeling and the impact of disturbances, simulation results with two different controllers are presented. The detailed mathematical modeling in this paper is intended to provide the appropriate framework for a control design which explicitly addresses the six DOF USSV dynamics along with the disturbances.
SMIS-Subsea monitoring via intelligent swarms, design challenges of an autonomous seabed station, 33 th Int Handbook of Marine Craft Hydrodynamics and Motion Control A modeling framework for six degree-of-freedom control of unmanned sea surface vehicles
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Formentwurf eines flachgetauchten Oberflächenfahrzeuges
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KUTZ, R. (2015), Formentwurf eines flachgetauchten Oberflächenfahrzeuges, Master thesis, TU Berlin LERCH, R.; SESSLER, G.M.; WOLF, D. (2009), Unterwasserschall (Hydroakustik), Technische Akustik-Grundlagen und Anwendungen, Springer, pp.537-571
Towards deep-sea monitoring with SMIS -Experimental trials of deep-sea acoustic localization An Overview of Underwater Sensor Networks Ship Motion Control -Course Keeping and Roll Stabilisation Using Rudder and Fins Design and automation of an ocean-going autonomously acting USV
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NEUMANN, S.; OERTEL, D.; WÖRN, H.; KUROWSKI, M.; DEWITZ, D.; WANIEK, J.J.; KAI- SER, D.; Mars, R. (2015), Towards deep-sea monitoring with SMIS -Experimental trials of deep-sea acoustic localization, 18 th Int. Conf. Climbing and Walking Robots, HangZhou PEACH, C.; YARALI, A. (2013), An Overview of Underwater Sensor Networks, IARIA XPS Press, Nice PEREZ, T. (2005), Ship Motion Control -Course Keeping and Roll Stabilisation Using Rudder and Fins, Springer RENTZOW, E.; DEWITZ, D.; KUROWSKI, M.; LAMPE, B.P.; RITZ, S.; KUTZ, R.; GOLZ, M.; BOECK, F. (2015), Design and automation of an ocean-going autonomously acting USV, IEEE OCEANS Conf., Genova RITZ, S.; KUROWSKI, M.; BOECK, F.; GOLZ, M.; DEWITZ, D.; RENTZOW, E.; HOLBACH, G. (2014), Challenges and specialties in design of an unmanned Surface Vehicle for hydrographic tasks, Jahrbuch der Schiffbautechnischen Gesellschaft, Hansa