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Photodynamic Therapy Followed by Mohs Micrographic Surgery Compared to Mohs Micrographic Surgery Alone for the Treatment of Basal Cell Carcinoma: Results of a Pilot Single-Blinded Randomised Controlled Trial

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Abstract

Basal cell carcinoma is a common cutaneous malignant tumour. Surgical excision is the "gold standard" treatment for most subtypes, with Mohs micrographic surgery (MMS) offering the highest cure rate. Other treatment modalities used include photodynamic therapy (PDT). We aimed to study the efficacy of combining MMS with PDT to see whether this would reduce the number of stages and final defect size when compared with MMS alone. Our study was a single-centre, single-blinded, randomised and controlled pilot study involving a total of 19 patients. Nine patients were randomised to pre-treatment with PDT followed by MMS of whom two withdrew; the remaining 10 patients were randomised to the MMS alone. Follow-up visits were arranged at 3 and 6 months post-surgery. In the PDT arm, five out of the seven treated patients (71%) had their initial tumour size decreased following PDT treatment prior to MMS. The average number of stages in the PDT arm was 1.85, compared to 2.5 in the MMS arm. The average number of sections in the PDT arm was 4.2, in comparison to 5.2 in the MMS arm. Our pilot study showed a promising but limited role for PDT as an adjunct in MMS in the treatment of selected cases of basal cell carcinomas. Larger trials, preferably multi-centred are required to further examine the role of this combination therapy.
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INTRODUCTION
Basal cell carcinoma (BCC) is a common malignant tumour
affecting predominantly the head and neck regions in fair
skin types. Although it has a very low mortality rate, it
can cause signicant morbidity by local tissue destruction
and invasion which can lead to disgurement.[1] Treatment
modalities used include Mohs micrographic surgery
(MMS) and photodynamic therapy (PDT).[2] We performed
a trial of the use of PDT prior to MMS in patients with
conrmed BCCs. The main objective of the study was to
assess whether the combination of PDT followed by MMS
is superior to MMS alone in the treatment of BCC in terms of
reducing both the post-MMS defect and the mean number
of stages required to achieve tumour clearance.
Study protocol and method
This was a single-centre, single-blinded, randomised
and controlled pilot study. The study was approved by
the St Thomas’ Hospital research ethics committee and
abided by the Helsinki protocol with an international
randomised controlled trial number of ISRCTN03814856.
The main inclusion criteria were male or female subjects
older than 18 years of age with the diagnosis of BCC
(except for the morphoeic, inltrative and subtypes)
greater than 1 × 1 cm2 in size and requiring treatment
with MMS. The exclusion of the aggressive subtypes in
our study is based on the lack of published evidence
of PDT in their management. The exclusion criteria
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DOI:
10.4103/0974-2077.158443
Photodynamic Therapy Followed by Mohs Micrographic Surgery
Compared to Mohs Micrographic Surgery Alone for the Treatment
of Basal Cell Carcinoma: Results of a Pilot Single-Blinded Randomised
Controlled Trial
Firas Al-Niaimi, Nisith Sheth, Habib A Kurwa1, Raj Mallipeddi
Dermatologic Surgery and Laser Unit, St John’s Institute of Dermatology, St Thomas’ Hospital, London, UK, 1Division of Dermatology, Department
of Medicine, University of Calgary, Calgary, Alberta, Canada
Address for correspondence: Dr. Firas Al-Niaimi, Department of Dermatology, Salford Royal Foundation Trust, Manchester, UK. E-mail: firas55@hotmail.com
Introduction: Basal cell carcinoma is a common cutaneous malignant tumour. Surgical excision is the “gold
standard” treatment for most subtypes, with Mohs micrographic surgery (MMS) offering the highest cure rate.
Other treatment modalities used include photodynamic therapy (PDT). Background: We aimed to study the
efficacy of combining MMS with PDT to see whether this would reduce the number of stages and final defect size
when compared with MMS alone. Materials and Methods: Our study was a single-centre, single-blinded,
randomised and controlled pilot study involving a total of 19 patients. Nine patients were randomised to pre-
treatment with PDT followed by MMS of whom two withdrew; the remaining 10 patients were randomised to
the MMS alone. Follow-up visits were arranged at 3 and 6 months post-surgery. Results: In the PDT arm, five
out of the seven treated patients (71%) had their initial tumour size decreased following PDT treatment prior to
MMS. The average number of stages in the PDT arm was 1.85, compared to 2.5 in the MMS arm. The average
number of sections in the PDT arm was 4.2, in comparison to 5.2 in the MMS arm. Conclusion: Our pilot
study showed a promising but limited role for PDT as an adjunct in MMS in the treatment of selected cases of
basal cell carcinomas. Larger trials, preferably multi-centred are required to further examine the role of this
combination therapy.
KEYWORDS: Basal cell carcinoma, Mohs micrographic surgery, Photodynamic therapy
ABSTRACT
original articlE
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2 89
included; a photosensitive skin disorder, hypersensitivity
to methyl 5-aminolevulinate, participation in another
investigational drug or research study within 30 days of
study enrolment, and females of child-bearing potential.
All procedures were provided by the National Health
service and as such no cost analysis was performed.
All patients who entered the trial had an initial screening
visit. Once informed consent for participation in the
study was obtained, patients were randomised to
either MMS alone or PDT followed by MMS. In the arm
involving MMS alone, the procedure was performed
within 3 months of the baseline screening visit. The
treating physicians were blinded to whether the patients
underwent prior therapy with PDT or not and patients
were instructed from the outset not to disclose any
previous PDT participation. Subsequently, all patients
were followed up a week afterwards as part of the
wound care with regular follow-ups in 3 and 6 months
following treatment to assess the cosmetics outcome of
the procedure, any functional compromise; and to assess
the appearance and symptoms of the resultant scar tissue.
In the arm involving PDT followed by MMS, two
sessions of PDT treatment were applied 1 week apart
within 2 months of the initial baseline screening visit
with MMS being performed within 2-10 weeks following
PDT treatment (allowing for the inammation to settle).
PDT involved preparing the site with topical acetone
and light abrasion with curettage before application
of topical methyl aminolaevulinate cream (160 mg/g;
Metvix®, Photocure, Oslo, Norway) under an occlusive
dressing (Tegaderm, 3M Health Care, St Paul, MN, USA)
for 3 hours. This was performed by a single healthcare
professional for all the involved patients who was not
involved in the MMS procedures in order to ensure
consistency and to eliminate any bias. After 3 hours,
the dressing was removed and the cream wiped off.
Each lesion was then illuminated with non-coherent red
light (Aktilite CL128, Photocure, Oslo, Norway; average
wavelength 631 nm, light dose 37 J/cm2, light intensity
70-100 mW/cm2). The follow-up schedule was similar to
the MMS arm with visits after 3 and 6 months to ensure
there were no adverse events and to assess patients’
satisfaction with the scar.
RESULTS
A total of 19 patients were recruited into the study.
There were nine men and 10 women. The age range
was 41-89 (mean age of 62). Table 1 summarises all the
ndings of the trial. The majority of the BCC subtypes
were nodular (n = 15, 79%). The anatomical site for all
tumours was facial (cheeks, nose, and forehead). A total
of nine patients were randomised to the PDT followed
by MMS arm. Two patients withdrew from the study;
giving rise to a total of seven patients who completed
treatment with PDT and MMS. The remaining 10 patients
were randomised to undergo MMS only, all of whom
completed the treatment. This makes a total of 17 patients
who completed the treatment (89%).
Four out of the seven treated patients (71%) treated by
PDT showed a reduction in tumour size and surface area
prior to MMS. MMS in this group required an average
number of 1.85 stages to achieve tumour clearance,
compared to 2.5 in those patients who underwent MMS
alone. The average number of sections in the group
treated with PDT before MMS was 4.2, in comparison
to 5.2 in those patients who underwent MMS alone.
In the PDT arm, the mean surface area pre- and post-
MMS was 204 and 586 mm2, respectively In the MMS
arm the mean surface area was 201 mm2 prior to MMS
Table 1: Summary of results of the trial
Patient Age Sex Subtype Baseline size (mm)/Area (mm2) PDT Stages Sections Post-MMS size (mm)/Area (mm2)
1 84 F Nodular 12×16 (192) Ye s 1 2 14×19 (266)
2 57 F Nodular 12×10 (120) No 5 10 20×25 (500)
3 52 F Nodular 14×19 (266) Ye s xx xx xx
4 60 M Nodular 11×16 (176) No 2 5 15×27 (405)
5 89 M Nodular 11×13 (143) No 2 4 17×25 (425)
6 47 M Nodular 10×22 (220) No 1 4 28×8 (224)
7 72 F Nodular 13×8 (104) Ye s 2 6 19×48 (912)
8 44 F Nodular 12×10 (120) Ye s 2 4 17×17 (289)
9 46 F Adenoid 10×10 (100) Ye s xx xx xx
10 74 F Nodular 11×15 (165) No 2 3 17×23 (391)
11 81 F Nodular 13×16 (208) No 3 4 20×32 (640)
12 61 F Nodular 12×20 (240) Ye s 2 4 18×33 (594)
13 64 M Nodular 17×27 (459) Ye s 2 7 39×40 (1560)
14 54 F Nodular 11×22 (242) No 2 3 25×35 (875)
15 51 M Nodular 10×11 (110) Ye s 2 4 12×15 (180)
16 41 M Nodular 12×14 (168) No 2 3 14×18 (252)
17 79 M Nodular 11×19 (209) Ye s 2 4 16×19 (304)
18 51 M Nodular 12×13 (156) No 4 11 36×46 (1656)
19 73 M Nodular 17×24 (408) No 2 5 22×34 (748)
xx: Patient withdrew from study
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2
90
and 612 mm2 afterwards. All PDT-related inammation
has settled at the time of MMS and measurements were
taken immediately prior to PDT or MMS treatment and
immediately post-MMS prior to surgical reconstruction.
A total of two patients withdrew from the study (11%),
one due to unexpected adverse reaction to the topical
Metvix® cream in the PDT arm in the form of irritant
dermatitis; the other patient withdrew from the study by
own choice but no specic reason was given. All patients
were satised with the resultant scar from the procedure,
with no differences between the two arms. Thirteen
patients (68%) completed the required follow-up at
6 months, none of whom had any clinical recurrence(s)
observed as would be expected in this time frame. An
image of post-PDT tumour shrinkage is provided from
a patient prior to our trial in our centre [Figures 1 and 2].
DISCUSSION
Several clinical and histological subtypes of BCC exist;
which include superficial, nodular, infiltrative, and
morphoeic.[2] MMS was originally described in the 1930s
as a way of excising difcult tumours.[3] The advantages
of MMS include both accurate removal of the tumour and
maximal tissue preservation. The cost effectiveness of the
procedure has also been proven.[4] The overall 5-year cure
rate is around 99% for primary BCCs and around 95%
for recurrent BCCs and therefore MMS is considered the
treatment of choice for high-risk BCCs including certain
sites such as the ears, lips, nose and eyes, aggressive
histological subtypes such as morphoeic, micronodular
and inltrative, size greater than 2 cm, recurrent BCCs,
and BCCs with perineural invasion.[2]
Other treatment modalities for BCCs include surgical
excision with predetermined margins, curettage and
cautery, cryotherapy, radiotherapy, and PDT.[1,2]
Combination therapy with MMS and other treatment
modalities has been shown to be of added benet in terms
of tumour clearance and post operative defect size. In one
study, MMS was combined with the immunomodulator
agent imiquimod 5% cream (Aldara®).[5] Data from that
trial demonstrated that pre-treatment with imiquimod
cream reduced the tumour size in primary nodular BCC
as well as reduction in the surgical defect size.
Topical PDT is a pharmacological treatment modality
predominantly for supercial and to a lesser extent
nodular BCCs[1,6] although BCCs often have a mixed
histology. Following absorption of the applied topical
photosensitizer, destruction of targeted cells and
apoptosis occurs once activated by a specific light
source that works through the formation of endogenous
photoactive porphyrins. It is an established treatment
for actinic keratoses and supercial BCCs and its main
advantages are the excellent cosmesis with little or no
scarring.[6,7]
In a relatively recent published work, PDT was used to
delineate tumour margins prior to MMS for supercial
and nodular BCCs and the results demonstrated a
possible role for this.[8]
Topical PDT as an adjunct to MMS has been used in
a series of four cases published by Kuijpers et al.[9]
In their cases, PDT was used after MMS in the event
of residual supercial BCC on the sections rather
than continuing with MMS. This allowed for smaller
wound defects and therefore better cosmesis. A
follow-up for a period of up to 27 months showed no
recurrences. Another study showed Metvix® PDT to
be an effective therapeutic modality in BCCs difcult
to treat by conventional means.[10] This included
large lesions (greater or equal to 15 mm on the face
or extremities and greater or equal to 20 mm on the
Figure 1: Large mixed component supercial and nodular
basal cell carcinoma right on the cheek
Figure 2: (a) Tumour shrinkage after two sessions of
photodynamic therapy which was excised by MMS (b)
Resultant scar at 3 months
ab
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2 91
trunk), ones in the H-zone of the face, on the ear or in
any patient with a high risk of surgical complications
due to bleeding abnormalities. Overall, there was a
complete lesion response rate of 90% at 3 months,
84% at 12 months, and 78% at 24 months with 84% of
patients considering the cosmetic outcome as good or
excellent at 24 months. In one patient, PDT was used
as an adjunct to MMS for a lesion measuring more
than 30 mm on the temple. Following PDT, the lesion
reduced in size substantially allowing for MMS to be
much more limited in extent.
Our study was a pilot trial involving a relatively small
number of patients and this could be a limitation. The
number of patients precluded any reliable statistical
analysis. Our ndings did not support a conclusive
benet for PDT prior to MMS.
Our target recruitment of 20 patients was not met owing
to difculties in recruitment into the study. This may
reect the difculties faced in recruiting patients when
a single centre is involved. Another limiting factor
was the number of visits required in the case of being
recruited to the PDT arm as most patients preferred less
hospital treatment visits. The dropout rate during the
trial was relatively low (10%), though only one patient
(5%) discontinued due to adverse events. More than
two-thirds of the initially recruited patients completed
the study with the designated periods of scheduled
follow-ups (68%). Though not expected due to the overall
high cure rates with MMS, no recurrences of clinically
evident tumours were observed in any of the patients
in both arms.
CONCLUSIONS
In conclusion, our pilot study suggests that PDT
has a limited role as a pre-treatment prior to MMS
in selected cases, particularly for larger supercial
tumours. Larger trials, preferably multi-centred are
required to provide a more detailed examination
on the role of PDT as an adjunctive treatment to
MMS. To our knowledge, this is the rst randomised
trial to assess for the efcacy and outcome of MMS
combination therapy with PDT.
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How to cite this article: Al-Niaimi F, Sheth N, Kurwa HA, Mallipeddi R.
Photodynamic therapy followed by Mohs micrographic surgery compared
to Mohs micrographic surgery alone for the treatment of basal cell
carcinoma: Results of a pilot single-blinded randomised controlled trial.
J Cutan Aesthet Surg 2015;8:88-91.
Source of Support: Nil. Conict of Interest: None declared.
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Background Basal cell carcinoma (BCC) is the commonest cancer affecting white‐skinned individuals, and worldwide incidence is increasing. Although rarely fatal, BCC is associated with significant morbidity and costs. First‐line treatment is usually surgical excision, but alternatives are available. New published studies and the development of non‐surgical treatments meant an update of our Cochrane Review (first published in 2003, and previously updated in 2007) was timely. Objectives To assess the effects of interventions for BCC in immunocompetent adults. Search methods We updated our searches of the following databases to November 2019: Cochrane Skin Group Specialised Register, CENTRAL, MEDLINE, Embase, CINAHL, and LILACS. Selection criteria Randomised controlled trials (RCTs) of interventions for BCC in immunocompetent adults with histologically‐proven, primary BCC. Eligible comparators were placebo, active treatment, other treatments, or no treatment. Data collection and analysis We used standard methodological procedures expected by Cochrane. Primary outcome measures were recurrence at three years and five years (measured clinically) (we included recurrence data outside of these time points if there was no measurement at three or five years) and participant‐ and observer‐rated good/excellent cosmetic outcome. Secondary outcomes included pain during and after treatment, early treatment failure within six months, and adverse effects (AEs). We used GRADE to assess evidence certainty for each outcome. Main results We included 52 RCTs (26 new) involving 6690 participants (median 89) in this update. All studies recruited from secondary care outpatient clinics. More males than females were included. Study duration ranged from six weeks to 10 years (average 13 months). Most studies (48/52) included only low‐risk BCC (superficial (sBCC) and nodular (nBCC) histological subtypes). The majority of studies were at low or unclear risk of bias for most domains. Twenty‐two studies were industry‐funded: commercial sponsors conducted most of the studies assessing imiquimod, and just under half of the photodynamic therapy (PDT) studies. Overall, surgical interventions have the lowest recurrence rates. For high‐risk facial BCC (high‐risk histological subtype or located in the facial 'H‐zone' or both), there may be slightly fewer recurrences with Mohs micrographic surgery (MMS) compared to surgical excision (SE) at three years (1.9% versus 2.9%, respectively) (risk ratio (RR) 0.64, 95% confidence interval (CI) 0.16 to 2.64; 1 study, 331 participants; low‐certainty evidence) and at five years (3.2% versus 5.2%, respectively) (RR 0.61, 95% CI 0.18 to 2.04; 1 study, 259 participants; low‐certainty evidence). However, the 95% CI also includes the possibility of increased risk of recurrence and no difference between treatments. There may be little to no difference regarding improvement of cosmetic outcomes between MMS and SE, judged by participants and observers 18 months post‐operatively (one study; low‐certainty evidence); however, no raw data were available for this outcome. When comparing imiquimod and SE for nBCC or sBCC at low‐risk sites, imiquimod probably results in more recurrences than SE at three years (16.4% versus 1.6%, respectively) (RR 10.30, 95% CI 3.22 to 32.94; 1 study, 401 participants; moderate‐certainty evidence) and five years (17.5% versus 2.3%, respectively) (RR 7.73, 95% CI 2.81 to 21.3; 1 study, 383 participants; moderate‐certainty evidence). There may be little to no difference in the number of participant‐rated good/excellent cosmetic outcomes (RR 1.00, 95% CI 0.94 to 1.06; 1 study, 326 participants; low‐certainty evidence). However, imiquimod may result in greater numbers of good/excellent cosmetic outcomes compared to SE when observer‐rated (60.6% versus 35.6%, respectively) (RR 1.70, 95% CI 1.35 to 2.15; 1 study, 344 participants; low‐certainty evidence). Both cosmetic outcomes were measured at three years. Based on one study of 347 participants with high‐ and low‐risk primary BCC of the face, radiotherapy may result in more recurrences compared to SE under frozen section margin control at three years (5.2% versus 0%, respectively) (RR 19.11, 95% CI 1.12 to 325.78; low‐certainty evidence) and at four years (6.4% versus 0.6%, respectively) (RR 11.06, 95% CI 1.44 to 84.77; low‐certainty evidence). Radiotherapy probably results in a smaller number of good participant‐ (RR 0.76, 95% CI 0.63 to 0.91; 50.3% versus 66.1%, respectively) or observer‐rated (RR 0.48, 95% CI 0.37 to 0.62; 28.9% versus 60.3%, respectively) good/excellent cosmetic outcomes compared to SE, when measured at four years, where dyspigmentation and telangiectasia can occur (both moderate‐certainty evidence). Methyl‐aminolevulinate (MAL)‐PDT may result in more recurrences compared to SE at three years (36.4% versus 0%, respectively) (RR 26.47, 95% CI 1.63 to 429.92; 1 study; 68 participants with low‐risk nBCC in the head and neck area; low‐certainty evidence). There were no useable data for measurement at five years. MAL‐PDT probably results in greater numbers of participant‐ (RR 1.18, 95% CI 1.09 to 1.27; 97.3% versus 82.5%) or observer‐rated (RR 1.87, 95% CI 1.54 to 2.26; 87.1% versus 46.6%) good/excellent cosmetic outcomes at one year compared to SE (2 studies, 309 participants with low‐risk nBCC and sBCC; moderate‐certainty evidence). Based on moderate‐certainty evidence (single low‐risk sBCC), imiquimod probably results in fewer recurrences at three years compared to MAL‐PDT (22.8% versus 51.6%, respectively) (RR 0.44, 95% CI 0.32 to 0.62; 277 participants) and five years (28.6% versus 68.6%, respectively) (RR 0.42, 95% CI 0.31 to 0.57; 228 participants). There is probably little to no difference in numbers of observer‐rated good/excellent cosmetic outcomes at one year (RR 0.98, 95% CI 0.84 to 1.16; 370 participants). Participant‐rated cosmetic outcomes were not measured for this comparison. AEs with surgical interventions include wound infections, graft necrosis and post‐operative bleeding. Local AEs such as itching, weeping, pain and redness occur frequently with non‐surgical interventions. Treatment‐related AEs resulting in study modification or withdrawal occurred with imiquimod and MAL‐PDT. Authors' conclusions Surgical interventions have the lowest recurrence rates, and there may be slightly fewer recurrences with MMS over SE for high‐risk facial primary BCC (low‐certainty evidence). Non‐surgical treatments, when used for low‐risk BCC, are less effective than surgical treatments, but recurrence rates are acceptable and cosmetic outcomes are probably superior. Of the non‐surgical treatments, imiquimod has the best evidence to support its efficacy. Overall, evidence certainty was low to moderate. Priorities for future research include core outcome measures and studies with longer‐term follow‐up.
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