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Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2
88
INTRODUCTION
Basal cell carcinoma (BCC) is a common malignant tumour
affecting predominantly the head and neck regions in fair
skin types. Although it has a very low mortality rate, it
can cause signicant morbidity by local tissue destruction
and invasion which can lead to disgurement.[1] Treatment
modalities used include Mohs micrographic surgery
(MMS) and photodynamic therapy (PDT).[2] We performed
a trial of the use of PDT prior to MMS in patients with
conrmed BCCs. The main objective of the study was to
assess whether the combination of PDT followed by MMS
is superior to MMS alone in the treatment of BCC in terms of
reducing both the post-MMS defect and the mean number
of stages required to achieve tumour clearance.
Study protocol and method
This was a single-centre, single-blinded, randomised
and controlled pilot study. The study was approved by
the St Thomas’ Hospital research ethics committee and
abided by the Helsinki protocol with an international
randomised controlled trial number of ISRCTN03814856.
The main inclusion criteria were male or female subjects
older than 18 years of age with the diagnosis of BCC
(except for the morphoeic, inltrative and subtypes)
greater than 1 × 1 cm2 in size and requiring treatment
with MMS. The exclusion of the aggressive subtypes in
our study is based on the lack of published evidence
of PDT in their management. The exclusion criteria
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DOI:
10.4103/0974-2077.158443
Photodynamic Therapy Followed by Mohs Micrographic Surgery
Compared to Mohs Micrographic Surgery Alone for the Treatment
of Basal Cell Carcinoma: Results of a Pilot Single-Blinded Randomised
Controlled Trial
Firas Al-Niaimi, Nisith Sheth, Habib A Kurwa1, Raj Mallipeddi
Dermatologic Surgery and Laser Unit, St John’s Institute of Dermatology, St Thomas’ Hospital, London, UK, 1Division of Dermatology, Department
of Medicine, University of Calgary, Calgary, Alberta, Canada
Address for correspondence: Dr. Firas Al-Niaimi, Department of Dermatology, Salford Royal Foundation Trust, Manchester, UK. E-mail: firas55@hotmail.com
Introduction: Basal cell carcinoma is a common cutaneous malignant tumour. Surgical excision is the “gold
standard” treatment for most subtypes, with Mohs micrographic surgery (MMS) offering the highest cure rate.
Other treatment modalities used include photodynamic therapy (PDT). Background: We aimed to study the
efficacy of combining MMS with PDT to see whether this would reduce the number of stages and final defect size
when compared with MMS alone. Materials and Methods: Our study was a single-centre, single-blinded,
randomised and controlled pilot study involving a total of 19 patients. Nine patients were randomised to pre-
treatment with PDT followed by MMS of whom two withdrew; the remaining 10 patients were randomised to
the MMS alone. Follow-up visits were arranged at 3 and 6 months post-surgery. Results: In the PDT arm, five
out of the seven treated patients (71%) had their initial tumour size decreased following PDT treatment prior to
MMS. The average number of stages in the PDT arm was 1.85, compared to 2.5 in the MMS arm. The average
number of sections in the PDT arm was 4.2, in comparison to 5.2 in the MMS arm. Conclusion: Our pilot
study showed a promising but limited role for PDT as an adjunct in MMS in the treatment of selected cases of
basal cell carcinomas. Larger trials, preferably multi-centred are required to further examine the role of this
combination therapy.
KEYWORDS: Basal cell carcinoma, Mohs micrographic surgery, Photodynamic therapy
ABSTRACT
original articlE
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2 89
included; a photosensitive skin disorder, hypersensitivity
to methyl 5-aminolevulinate, participation in another
investigational drug or research study within 30 days of
study enrolment, and females of child-bearing potential.
All procedures were provided by the National Health
service and as such no cost analysis was performed.
All patients who entered the trial had an initial screening
visit. Once informed consent for participation in the
study was obtained, patients were randomised to
either MMS alone or PDT followed by MMS. In the arm
involving MMS alone, the procedure was performed
within 3 months of the baseline screening visit. The
treating physicians were blinded to whether the patients
underwent prior therapy with PDT or not and patients
were instructed from the outset not to disclose any
previous PDT participation. Subsequently, all patients
were followed up a week afterwards as part of the
wound care with regular follow-ups in 3 and 6 months
following treatment to assess the cosmetics outcome of
the procedure, any functional compromise; and to assess
the appearance and symptoms of the resultant scar tissue.
In the arm involving PDT followed by MMS, two
sessions of PDT treatment were applied 1 week apart
within 2 months of the initial baseline screening visit
with MMS being performed within 2-10 weeks following
PDT treatment (allowing for the inammation to settle).
PDT involved preparing the site with topical acetone
and light abrasion with curettage before application
of topical methyl aminolaevulinate cream (160 mg/g;
Metvix®, Photocure, Oslo, Norway) under an occlusive
dressing (Tegaderm, 3M Health Care, St Paul, MN, USA)
for 3 hours. This was performed by a single healthcare
professional for all the involved patients who was not
involved in the MMS procedures in order to ensure
consistency and to eliminate any bias. After 3 hours,
the dressing was removed and the cream wiped off.
Each lesion was then illuminated with non-coherent red
light (Aktilite CL128, Photocure, Oslo, Norway; average
wavelength 631 nm, light dose 37 J/cm2, light intensity
70-100 mW/cm2). The follow-up schedule was similar to
the MMS arm with visits after 3 and 6 months to ensure
there were no adverse events and to assess patients’
satisfaction with the scar.
RESULTS
A total of 19 patients were recruited into the study.
There were nine men and 10 women. The age range
was 41-89 (mean age of 62). Table 1 summarises all the
ndings of the trial. The majority of the BCC subtypes
were nodular (n = 15, 79%). The anatomical site for all
tumours was facial (cheeks, nose, and forehead). A total
of nine patients were randomised to the PDT followed
by MMS arm. Two patients withdrew from the study;
giving rise to a total of seven patients who completed
treatment with PDT and MMS. The remaining 10 patients
were randomised to undergo MMS only, all of whom
completed the treatment. This makes a total of 17 patients
who completed the treatment (89%).
Four out of the seven treated patients (71%) treated by
PDT showed a reduction in tumour size and surface area
prior to MMS. MMS in this group required an average
number of 1.85 stages to achieve tumour clearance,
compared to 2.5 in those patients who underwent MMS
alone. The average number of sections in the group
treated with PDT before MMS was 4.2, in comparison
to 5.2 in those patients who underwent MMS alone.
In the PDT arm, the mean surface area pre- and post-
MMS was 204 and 586 mm2, respectively In the MMS
arm the mean surface area was 201 mm2 prior to MMS
Table 1: Summary of results of the trial
Patient Age Sex Subtype Baseline size (mm)/Area (mm2) PDT Stages Sections Post-MMS size (mm)/Area (mm2)
1 84 F Nodular 12×16 (192) Ye s 1 2 14×19 (266)
2 57 F Nodular 12×10 (120) No 5 10 20×25 (500)
3 52 F Nodular 14×19 (266) Ye s xx xx xx
4 60 M Nodular 11×16 (176) No 2 5 15×27 (405)
5 89 M Nodular 11×13 (143) No 2 4 17×25 (425)
6 47 M Nodular 10×22 (220) No 1 4 28×8 (224)
7 72 F Nodular 13×8 (104) Ye s 2 6 19×48 (912)
8 44 F Nodular 12×10 (120) Ye s 2 4 17×17 (289)
9 46 F Adenoid 10×10 (100) Ye s xx xx xx
10 74 F Nodular 11×15 (165) No 2 3 17×23 (391)
11 81 F Nodular 13×16 (208) No 3 4 20×32 (640)
12 61 F Nodular 12×20 (240) Ye s 2 4 18×33 (594)
13 64 M Nodular 17×27 (459) Ye s 2 7 39×40 (1560)
14 54 F Nodular 11×22 (242) No 2 3 25×35 (875)
15 51 M Nodular 10×11 (110) Ye s 2 4 12×15 (180)
16 41 M Nodular 12×14 (168) No 2 3 14×18 (252)
17 79 M Nodular 11×19 (209) Ye s 2 4 16×19 (304)
18 51 M Nodular 12×13 (156) No 4 11 36×46 (1656)
19 73 M Nodular 17×24 (408) No 2 5 22×34 (748)
xx: Patient withdrew from study
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2
90
and 612 mm2 afterwards. All PDT-related inammation
has settled at the time of MMS and measurements were
taken immediately prior to PDT or MMS treatment and
immediately post-MMS prior to surgical reconstruction.
A total of two patients withdrew from the study (11%),
one due to unexpected adverse reaction to the topical
Metvix® cream in the PDT arm in the form of irritant
dermatitis; the other patient withdrew from the study by
own choice but no specic reason was given. All patients
were satised with the resultant scar from the procedure,
with no differences between the two arms. Thirteen
patients (68%) completed the required follow-up at
6 months, none of whom had any clinical recurrence(s)
observed as would be expected in this time frame. An
image of post-PDT tumour shrinkage is provided from
a patient prior to our trial in our centre [Figures 1 and 2].
DISCUSSION
Several clinical and histological subtypes of BCC exist;
which include superficial, nodular, infiltrative, and
morphoeic.[2] MMS was originally described in the 1930s
as a way of excising difcult tumours.[3] The advantages
of MMS include both accurate removal of the tumour and
maximal tissue preservation. The cost effectiveness of the
procedure has also been proven.[4] The overall 5-year cure
rate is around 99% for primary BCCs and around 95%
for recurrent BCCs and therefore MMS is considered the
treatment of choice for high-risk BCCs including certain
sites such as the ears, lips, nose and eyes, aggressive
histological subtypes such as morphoeic, micronodular
and inltrative, size greater than 2 cm, recurrent BCCs,
and BCCs with perineural invasion.[2]
Other treatment modalities for BCCs include surgical
excision with predetermined margins, curettage and
cautery, cryotherapy, radiotherapy, and PDT.[1,2]
Combination therapy with MMS and other treatment
modalities has been shown to be of added benet in terms
of tumour clearance and post operative defect size. In one
study, MMS was combined with the immunomodulator
agent imiquimod 5% cream (Aldara®).[5] Data from that
trial demonstrated that pre-treatment with imiquimod
cream reduced the tumour size in primary nodular BCC
as well as reduction in the surgical defect size.
Topical PDT is a pharmacological treatment modality
predominantly for supercial and to a lesser extent
nodular BCCs[1,6] although BCCs often have a mixed
histology. Following absorption of the applied topical
photosensitizer, destruction of targeted cells and
apoptosis occurs once activated by a specific light
source that works through the formation of endogenous
photoactive porphyrins. It is an established treatment
for actinic keratoses and supercial BCCs and its main
advantages are the excellent cosmesis with little or no
scarring.[6,7]
In a relatively recent published work, PDT was used to
delineate tumour margins prior to MMS for supercial
and nodular BCCs and the results demonstrated a
possible role for this.[8]
Topical PDT as an adjunct to MMS has been used in
a series of four cases published by Kuijpers et al.[9]
In their cases, PDT was used after MMS in the event
of residual supercial BCC on the sections rather
than continuing with MMS. This allowed for smaller
wound defects and therefore better cosmesis. A
follow-up for a period of up to 27 months showed no
recurrences. Another study showed Metvix® PDT to
be an effective therapeutic modality in BCCs difcult
to treat by conventional means.[10] This included
large lesions (greater or equal to 15 mm on the face
or extremities and greater or equal to 20 mm on the
Figure 1: Large mixed component supercial and nodular
basal cell carcinoma right on the cheek
Figure 2: (a) Tumour shrinkage after two sessions of
photodynamic therapy which was excised by MMS (b)
Resultant scar at 3 months
ab
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Al-Niaimi: Photodynamic therapy in conjunction with Mohs micrographic surgery
Journal of Cutaneous and Aesthetic Surgery - Apr-Jun 2015, Volume 8, Issue 2 91
trunk), ones in the H-zone of the face, on the ear or in
any patient with a high risk of surgical complications
due to bleeding abnormalities. Overall, there was a
complete lesion response rate of 90% at 3 months,
84% at 12 months, and 78% at 24 months with 84% of
patients considering the cosmetic outcome as good or
excellent at 24 months. In one patient, PDT was used
as an adjunct to MMS for a lesion measuring more
than 30 mm on the temple. Following PDT, the lesion
reduced in size substantially allowing for MMS to be
much more limited in extent.
Our study was a pilot trial involving a relatively small
number of patients and this could be a limitation. The
number of patients precluded any reliable statistical
analysis. Our ndings did not support a conclusive
benet for PDT prior to MMS.
Our target recruitment of 20 patients was not met owing
to difculties in recruitment into the study. This may
reect the difculties faced in recruiting patients when
a single centre is involved. Another limiting factor
was the number of visits required in the case of being
recruited to the PDT arm as most patients preferred less
hospital treatment visits. The dropout rate during the
trial was relatively low (10%), though only one patient
(5%) discontinued due to adverse events. More than
two-thirds of the initially recruited patients completed
the study with the designated periods of scheduled
follow-ups (68%). Though not expected due to the overall
high cure rates with MMS, no recurrences of clinically
evident tumours were observed in any of the patients
in both arms.
CONCLUSIONS
In conclusion, our pilot study suggests that PDT
has a limited role as a pre-treatment prior to MMS
in selected cases, particularly for larger supercial
tumours. Larger trials, preferably multi-centred are
required to provide a more detailed examination
on the role of PDT as an adjunctive treatment to
MMS. To our knowledge, this is the rst randomised
trial to assess for the efcacy and outcome of MMS
combination therapy with PDT.
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How to cite this article: Al-Niaimi F, Sheth N, Kurwa HA, Mallipeddi R.
Photodynamic therapy followed by Mohs micrographic surgery compared
to Mohs micrographic surgery alone for the treatment of basal cell
carcinoma: Results of a pilot single-blinded randomised controlled trial.
J Cutan Aesthet Surg 2015;8:88-91.
Source of Support: Nil. Conict of Interest: None declared.
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