Available via license: CC BY 4.0
Content may be subject to copyright.
Original Research
doi:10.4102/curaonis.v37i2.1440
hp://www.curaonis.org.za
The neuroscience of birth – and the case for Zero
Separaon
Author:
Nils J. Bergman1
Aliaon:
1Department of Human
Biology, University of
Cape Town, South Africa
Correspondence to:
Nils Bergman
Email:
nils@ninobirth.org
Postal address:
8 Francis Road, Pinelands
7405, South Africa
Dates:
Received: 25 July 2014
Accepted: 12 Sept. 2014
Published: 28 Nov. 2014
How to cite this arcle:
Bergman, N.J., 2014, ‘The
neuroscience of birth – and
the case for Zero Separaon’,
Curaonis 37(2), Art. #1440,
4 page. hp://dx.doi.
org/10.4102/curaonis.
v37i2.1440
Copyright:
© 2014. The Authors.
Licensee: AOSIS
OpenJournals. This work
is licensed under the
Creave Commons
Aribuon License.
Currently, Western maternal and neonatal care are to a large extent based on routine
separation of mother and infant. It is argued that there is no scientic rationale for this practice
and a body of new knowledge now exists that makes a case for Zero Separation of mother and
newborn. For the infant, the promotion of Zero Separation is based on the need for maternal
sensory inputs that regulate the physiology of the newborn. There are harmful effects of
dysregulation and subsequent epigenetic changes caused by separation. Skin-to-skin contact
is the antithesis to such separation; the mother’s body is the biologically ‘normal’ place of
care, supporting better outcomes both for normal healthy babies and for the smallest preterm
infants. In the mother, there are needed neural processes that ensure enhanced reproductive
tness, including behavioural changes (e.g. bonding and protection) and improved lactation,
which are supported by the practice of Zero Separation. Zero Separation of mother and
newborn should thus be maintained at all costs within health services.
Introducon
Problem statement
Until recently, the standard belief about the newborn brain was that it was extremely immature
at birth. It was believed that maturation was primarily a genetically guided process and therefore
relatively impervious to inuence by early care at birth and inevitable adverse experiences. It
was believed that mothers had negligible inuence on their newborns’ brains or bodies and
that the important thing was to ensure newborn survival. There was a legacy of high maternal
mortality, so childbirth was regarded as extremely dangerous and required management by
specialists that ensured survival. In the process, success became measured largely by survival
itself, not by quality of survival or any other behavioural or social outcomes. Over the last 100
years, this world view has shaped the way in which health services are designed and operated.
New ideas that might possibly undermine the good results that modern care has achieved are
often met with resistance.
Aims
The above beliefs and ideas about childbirth are not supported by 21st century neuroscience or
by evidence-based medicine. This brief scientic report provides a critical examination of the
current gap between latest evidence and current practice in newborn care.
Trends
Early childhood development and policy makers refer to the ’rst 1000 days’ as the rst two
years of life, as well as the 270 days preceding birth (Panter-Brick & Leckman 2013). The human
newborn is born with a relatively small brain, but science has shown that it is perfectly wired
and competent for early extra-uterine life (Schore 2001a; Winberg 2005). A human will never
be as alert as after a vaginal birth: noradrenalin wakes up the brain and is 10 times higher at
birth than ever again (Lagercrantz & Bistoletti 1977). High levels of noradrenalin activate the
lungs and, more importantly, ensure early bonding with the mother (Ross & Young 2009). The
mother’s smell (Porter 1998), contact and warmth ‘re’ a pathway from the baby’s amygdala to
its frontal lobe (Bartocci et al. 2000), which connects the newborn’s emotional and social brain
circuits (Nelson & Panksepp 1998). Whilst genes have made this possible (Lagercrantz 1996),
the experience of a mother’s constant and uninterrupted physical presence make it happen
(Hofer 1994). It used to be asked whether ‘nature or nurture drove development; more recently
it was believed that it was nature and nurture AND niche’ – with niche being the environment
– that did so. The current view is to regard both nurture and niche as environment; nature’s
gene effects are multiplied in their interaction with this environment (commonly written GxE)
(Caspi et al. 2010).
Page 1 of 4
Scan this QR
code with your
smart phone or
mobile device
to read online.
Read online:
Original Research
doi:10.4102/curaonis.v37i2.1440
hp://www.curaonis.org.za
The case for Zero Separaon
Is the safest place for a newborn the observation nursery,
separated from its mother? The Cochrane review on early
skin-to-skin contact (SSC) for healthy newborns and their
mothers (Moore et al. 2012) nds strong evidence that SSC
produces improved physiological regulation and increases
breastfeeding rates. Another Cochrane Review on the
Kangaroo Mother Care (KMC) strategy which includes
SSC, breastfeeding and early discharge (World Health
Organization [WHO] 2003), concludes that KMC lowers
mortality (Conde-Agudelo, Belizán & Diaz-Rossello 2011).
Premature babies are, in many hospitals, believed to be
unstable, thus holding and touch is discouraged. Findings
from a randomised controlled trial published 10 years ago
indicate, however, that low-birth-weight newborns stabilised
because they were not separated from their mothers. In
contrast, preterm babies became increasingly unstable
during their rst six hours of life in optimal incubator care
(Bergman, Linley & Fawcus 2004). Why then do private and
public hospital staff still believe that the mother’s body is a
dangerous place for newborns, when research demonstrates
that premature babies become unstable because their
mothers are not holding them, that is to say, because of
maternal-infant separation (Bergman et al. 2004)?
A common view of a newborn is that it lies in its bed, where
it either cries or sleeps; and swaddling is helpful for stopping
its crying. Crying is said to be good, helping to ll the lungs
with air. Modern neuroscience, however, does not support
this view. The science behind reproductive biology is that all
of a mother’s body sensations help control all of the different
parts of the physiology of the baby (Hofer 2005); this is
called regulation. Prolonged maternal regulation results
in healthy physiological set-points (Hofer 2005), mediated
by epigenetic settings that wire midbrain neural circuits
(Meaney & Szyf 2005). Babies cry because of the absence
of the maternal sensory regulators: they are experiencing
dysregulation (Christensson et al. 1995; Hofer 2005). This
shuts off the baby’s growth hormone and switches on
cortisol (Hofer 2005). Cortisol diverts all the calories and
other neurological resources to ensuring survival, so that
homeostasis is re-established, but at the cost of growth. Such
infants do have ‘stable vital signs’, but the energy consumed
to achieve this homeostasis is not measured (McEwen
& Seeman 1999). When the mother provides regulation
through her own body, all of the baby’s energy is available
for development.
In a study of two-day-old healthy babies sleeping
alternatively in cots and in SSC (their own controls), cot
sleeping showed three times higher autonomic nervous
system (ANS) activation compared with SSC (Morgan, Horn
& Bergman 2011). It is now known that more calories are
required with higher ANS activity; this is accompanied by
high cortisol levels. When cortisol is doing the regulating,
less efcient homeostatic set-points are being programmed
in the physiology of the baby. These set-points remain for
life (Hochberg et al. 2011). The most well established effect
of this re-programming is obesity (Stettler et al. 2005), but
hypertension, high cholesterol and diabetes may become
likely health outcomes because of such changes (Coe
& Lubach 2008). Furthermore, the infant connection of
amygdala to frontal lobe is weakened (Schore 2001b) and
the capacity for trust is compromised when the infant’s basic
needs are not met (Ross & Young 2009).
The swaddled and separated baby lies still with its eyes
closed, and is believed to be sleeping. A study on autonomic
activation (Morgan et al. 2011), showed that quiet sleep was
reduced by 86% in separated babies and their sleep cycling
was almost abolished. There were also specic autonomic
patterns in separated babies, which match perfectly those
described as ‘threat responses’ found in abused children
(Perry et al. 1995). The rst sign of perceived threat results
in vigilance, where crying has survival value since the
perceived threat is further away than the mother. When
the perceived threat is closer than the mother, or if the
mother is not responding, a cry response would, however,
increase danger, thus a state of freeze follows (Misslin
2003). This ‘freeze state’ is produced by intense and total
autonomic activation, with profound avoidance activation
on electroencephalogram (Jones, McFall & Diego 2004). Such
babies lie absolutely still, absolutely quiet, with eyes rmly
closed. This is believed to be sleep! It is however a state of
high arousal, also called ‘fear-terror’ (Perry et al. 1995). When
this state is prolonged, cortisol may initiate harmful changes
that can affect the individual across its lifespan.
Whilst survival rates are important, it is the quality of
survival that actually matters. This is specically true for
preterm infants that spend weeks in separation. It has been
shown that there is a poor quality of survival with respect
to their immunity (Baron et al. 2011; Bird et al. 2010), IQ and
scholastic achievement (Jain 2008; Morse et al. 2009). SSC
with Zero Separation is the biological normal (default) and
is the one intervention above any other that can improve
quality of survival.
The impact of Zero Separaon on the mother
Nursing practices also ensure the mother’s safety, but many
procedures and restrictions have no evidence base. Over
recent years, procedures have been tested methodically in
randomised controlled trials and have been shown to be
unhelpful or even harmful. Examples of such procedures
include shaving, episiotomy, giving birth in lithotomy,
continuous cardiotocograph use and starving during
labour (WHO 2014). Whilst there have been changes,
health professionals still maintain control of the whole
birth experience; the mother is not allowed this basic right
(WHO 2014).
A new mother is often still coerced or encouraged into
thinking that she needs ‘to rest and be alone’ after birth, that
this is good for her and that it is safest and best for her baby
to be in the hospital nursery. Reproductive biology afrms
that there are critical periods that operate in the newborn
(Lee 2003), but equally so in the mother. The stimulations
Page 2 of 4
Original Research
doi:10.4102/curaonis.v37i2.1440
hp://www.curaonis.org.za
Page 3 of 4
the newborn provides to the mother, including eye contact,
nipple stimulations and sounds, all work together to trigger
new neural circuits in the mother. One of these is an oxytocin
effect in the anterior cingulate gyrus (Uvnäs-Moberg 2003),
which produces ‘ferocity of defence of young’ (Hahn-
Holbrook et al. 2011; Leng, Meddle & Douglas 2008). The
window for this effect is only a few hours (Uvnäs- Moberg
2003). Early suckling produces prolactin which ensures that
mammogenesis is optimal (Uvnäs-Moberg et al. 1990); the
window for this is two days. Thus, successful breastfeeding
requires Zero Separation. Many other effects are taking
place, but sufce it to say, it is a huge disservice to mothers
when their newborns are removed.
Whilst mothers themselves need observation and care in order
to prevent complications during and after childbirth, this
author believes that current care must accommodate the new
understanding of reproductive biology and developmental
neuroscience. Maternal and fetal outcomes are profoundly
improved when doula care is provided (American College
of Obstetricians and Gynecologists 2014) along with ‘natural
birth’ (Mercer et al. 2007; Smith, Plaat & Fisk 2008), as well as
when the ecologically-valid environment that produces the
‘GxE’ described earlier is ensured. Although the technology
and skills available for newborn and preterm care are
wonderful, they do not require separation; they should instead
be applied to the right place, the mother’s chest (Phillips 2013;
White 2004). In this way, maternal, physiological regulation
will be working in synergy with the baby’s ANS, the need for
technology will be lessened and the intensity thereof can be
reduced, with better outcomes.
The essential requirement is maternal-infant ‘togetherness’,
the rst part of which is SSC, starting from the moment of
birth and Zero Separation (Bergman & Bergman 2013).
Achieving ‘togetherness’ also requires that the father does
SSC (Erlandsson et al. 2007; Gloppestad 1998). Space thus
needs to be provided for both mother and father to care for
their baby. Broader social support is needed, not the ‘one
size ts all’ and ‘no space for father’ that institutional and
impersonal service often codify so rigidly.
Conclusion
The one intervention above any other that would improve
neonatal and maternal outcomes is Zero Separation for the
rst day of every newborn’s life.
Acknowledgements
Compeng interests
The author declares that he has no nancial or personal
relationship(s) that may have inappropriately inuenced
him in writing this article.
References
American College of Obstetricians and Gynecologists, 2014, ‘Obstetric care
consensus no. 1: Safe prevenon of the primary cesarean delivery’,
Obstetrics and Gynecology 123(3), 693–711. hp://dx.doi.org/10.1097/01.
AOG.0000444441.04111.1d
Baron, I.S., Erickson, K., Ahronovich, M.D., Baker, R. & Litman, F.R., 2011, ‘Cognive
decit in preschoolers born late-preterm’, Early Human Development 87(2),
115–119. hp://dx.doi.org/10.1016/j.earlhumdev.2010.11.010
Bartocci, M., Winberg, J., Ruggiero, C., Bergqvist, L.L., Serra, G. & Lagercrantz, H.,
2000, ‘Acvaon of olfactory cortex in newborn infants aer odor smulaon:
A funconal near-infrared spectroscopy study’, Pediatric Research 48(1), 18–23.
hp://dx.doi.org/10.1203/00006450-200007000-00006
Bergman, J. & Bergman, N., 2013, ‘Whose choice? Advocang birthing pracces
according to baby's biological needs’, The Journal of Perinatal Educaon 22(1),
8–13. hp://dx.doi.org/10.1891/1058-1243.22.1.8
Bergman, N.J., Linley, L.L. & Fawcus, S.R., 2004, ‘Randomized controlled trial of
skin-to-skin contact from birth versus convenonal incubator for physiological
stabilizaon in 1200- to 2199-gram newborns’, Acta Paediatrica 93(6), 779–785.
hp://dx.doi.org/10.1111/j.1651-2227.2004.tb03018.x
Bird, T.M., Bronstein, J.M., Hall, R.W., Lowery, C.L., Nugent, R. & Mays, G.P., 2010,
‘Late preterm infants: Birth outcomes and health care ulizaon in the rst year’,
Pediatrics 126(2), e311–e319. hp://dx.doi.org/10.1542/peds.2009-2869
Caspi, A., Hariri, A.R., Holmes, A., Uher, R. & Mo, T.E., 2010, ‘Genec sensivity to
the environment: The case of the serotonin transporter gene and its implicaons
for studying complex diseases and traits’, The American Journal of Psychiatry
167(5), 509–527. hp://dx.doi.org/10.1176/appi.ajp.2010.09101452
Christensson, K., Cabrera, T., Christensson, E., Uvnäs-Moberg, K. & Winberg,
J., 1995, ‘Separaon distress call in the human neonate in the absence of
maternal body contact’, Acta Paediatrica 84(5), 468–473. hp://dx.doi.
org/10.1111/j.1651-2227.1995.tb13676.x
Coe, C.L. & Lubach, G.R., 2008, ‘Fetal programming: Prenatal origins of health and
illness’, Current Direcons in Psychological Science 17(1), 36–41. hp://dx.doi.
org/10.1111/j.1467-8721.2008.00544.x
Conde-Agudelo, A., Belizán, J.M. & Diaz-Rossello, J., 2011, ‘Kangaroo mother care
to reduce morbidity and mortality in low birthweight infants’, The Cochrane
Database of Systemac Reviews 3, CD002771.
Erlandsson, K., Dsilna, A., Fagerberg, I. & Christensson, K., 2007, ‘Skin-to-skin
care with the father aer cesarean birth and its eect on newborn crying and
prefeeding behavior’, Birth 34(2), 105–114. hp://dx.doi.org/10.1111/j.1523-
536X.2007.00162.x
Gloppestad, K., 1998, ‘Experiences of maternal love and paternal love when preterm
infants were held skin to skin and wrapped in blankets: Dierences between two
types of holding [Norwegian]’, Vård i Norden 47(1), 23–30.
Hahn-Holbrook, J., Holt-Lunstad, J., Holbrook, C., Coyne, S.M. & Lawson,
E.T., 2011, ’Maternal defense: Breast feeding increases ag gression by
reducing stress‘, Psychological Science 22(10), 1288–1295. hp://dx.doi.
org/10.1177/0956797611420729
Hochberg, Z., Feil, R., Constancia, M., Fraga, M., Junien, C., Carel, J.C. et al., 2011,
‘Child health, developmental plascity, and epigenec programming’, Endocrine
Reviews 32(2), 159–224. hp://dx.doi.org/10.1210/er.2009-0039
Hofer, M.A., 1994, ‘Early relaonships as regulators of infant physiology and behavior’,
Acta Paediatrica 397, 9–18. hp://dx.doi.org/10.1111/j.1651-2227.1994.
tb13260.x
Hofer, M.A., 2005, ‘The psychobiology of early aachment’, Clinical Neuroscience
Research 4(5–6), 291–300. hp://dx.doi.org/10.1016/j.cnr.2005.03.007
Jain, L., 2008, ‘School outcome in late preterm infants: A cause for concern’, The
Journal of Pediatrics 153(1), 5–6. hp://dx.doi.org/10.1016/j.jpeds.2008.03.001
Jones, N.A., McFall, B.A. & Diego, M.A., 2004, ‘Paerns of brain electrical acvity in
infants of depressed mothers who breaseed and bole feed: The mediang role
of infant temperament’, Biological Psychology 67(1–2), 103–124. hp://dx.doi.
org/10.1016/j.biopsycho.2004.03.010
Lagercrantz, H., 1996, ‘Stress, arousal, and gene acvaon at birth’, Physiology 11(5),
214–218.
Lagercrantz, H. & Bistole, H., 1977, ‘Catecholamine release in the newborn infant at
birth’, Pediatric Research 11(8), 889-893. hp://dx.doi.org/10.1203/00006450-
197708000-00007
Lee, C., 2003, ‘Bonding’, Pediatrics in Review 24(8), 289–290. hp://dx.doi.
org/10.1542/pir.24-8-289
Leng, G., Meddle, S.L. & Douglas, A.J., 2008, ‘Oxytocin and the maternal brain’,
Current Opinion in Pharmacology 8(6), 731–734. hp://dx.doi.org/10.1016/j.
coph.2008.07.001
McEwen, B.S. & Seeman, T., 1999, ‘Protecve and damaging eects of mediators
of stress. Elaborang and tesng the concepts of allostasis and allostac
load’, Annals of the New York Academy of Sciences 896, 30–47. hp://dx.doi.
org/10.1111/j.1749-6632.1999.tb08103.x
Meaney, M.J. & Szyf, M., 2005, ‘Maternal care as a model for experience-dependent
chroman plascity?’, Trends in Neurosciences 28(9), 456–463. hp://dx.doi.
org/10.1016/j.ns.2005.07.006
Mercer, J.S., Erickson-Owens, D.A., Graves, B. & Haley, M.M., 2007, ‘Evidence-based
pracces for the fetal to newborn transion’, Journal of Midwifery & Women’s
Health 52(3), 262–272. hp://dx.doi.org/10.1016/j.jmwh.2007.01.005
Misslin, R., 2003, ‘ The defense system of fear: behavior and neurocircuitry’,
Neurophysiologie Clinique 33(2), 55–66. hp://dx.doi.org/10.1016/S0987-
7053(03)00009-1
Moore, E.R., Anderson, G.C., Bergman, N. & Dowswell, T., 2012, ‘Early skin-to-skin
contact for mothers and their healthy newborn infants’, The Cochrane Database
of Systemac Reviews 5, CD003519.
Morgan, B.E., Horn, A.R. & Bergman, N.J., 2011, ‘Should neonates sleep
alone?’, Biological Psychiatry 70(9), 817–825. hp://dx.doi.org/10.1016/j.
biopsych.2011.06.018
Original Research
doi:10.4102/curaonis.v37i2.1440
hp://www.curaonis.org.za
Page 4 of 4
Morse, S.B., Zheng, H., Tang, Y. & Roth, J., 2009, ‘Early school-age outcomes of late
preterm infants’, Pediatrics 123(4), e622–e629. hp://dx.doi.org/10.1542/
peds.2008-1405
Nelson, E.E. & Panksepp, J., 1998, ‘Brain substrates of infant-mother aachment:
contribuons of opioids, oxytocin, and norepinephrine’, Neuroscience and
Biobehavioral Reviews 22(3), 437–452. hp://dx.doi.org/10.1016/S0149-
7634(97)00052-3
Panter-Brick, C. & Leckman, J.F., 2013, ‘Editorial commentary: resilience in child
development – interconnected pathways to wellbeing’, The Journal of Child
Psychology and Psychiatry 54(4), 333–336. hp://dx.doi.org/10.1111/jcpp.12057
Perry, B.D., Pollard, R.A., Blakley, T.L., Baker, W.L. & Vigilante, D., 1995, ‘Childhood
trauma, the neurobiology of adaptaon, and "use-dependent" development
of the brain. How "states" become "traits"’, Infant Mental Health Journal
16(4), 271–291. hp://dx.doi.org/10.1002/1097-0355(199524)16:4<271::AID-
IMHJ2280160404>3.0.CO;2-B
Phillips, R., 2013, ‘The sacred hour: Uninterrupted skin-to-skin contact immediately
aer birth’, Newborn & Infant Nursing Reviews 13(2), 67–72. hp://dx.doi.
org/10.1053/j.nainr.2013.04.001
Porter, R.H., 1998, ‘Olfacon and human kin recognion’, Geneca 104(3), 259–263.
hp://dx.doi.org/10.1023/A:1026404319384
Ross, H.E. & Young, L.J., 2009, ‘Oxytocin and the neural mechanisms regulang
social cognion and aliave behavior’, Froners in Neuroendocrinology 30(4),
534–547. hp://dx.doi.org/10.1016/j.yfrne.2009.05.004
Schore, A.N., 2001a, ‘Eects of a secure aachment relaonship on right
brain development, aect regulaon, and infant mental health’, Infant
Mental Health Journal 22(1–2), 7–66. hp://dx.doi.org/10.1002/1097-
0355(200101/04)22:1<7::AID-IMHJ2>3.0.CO;2-N
Schore, A.N., 2001b, ‘ The eects of early relaonal trauma on right brain
development, aect regulaon, and infant mental health’, Infant Mental
Health Journal 22(1–2), 201–269. hp://dx.doi.org/10.1002/1097-
0355(200101/04)22:1<201::AID-IMHJ8>3.0.CO;2-9
Smith, J., Plaat, F. & Fisk, N.M., 2008, ‘The natural caesarean: A woman-centred
technique’, Brish Journal of Obstetrics and Gynaecology 115(8), 1037–1042.
hp://dx.doi.org/10.1111/j.1471-0528.2008.01777.x
Steler, N., Stallings, V.A., Troxel, A.B., Zhao, J., Schinnar, R., Nelson, S.E. et al., 2005,
‘Weight gain in the rst week of life and overweight in adulthood: A cohort
study of European American subjects fed infant formula’, Circulaon 111(15),
1897–1903. hp://dx.doi.org/10.1161/01.CIR.0000161797.67671.A7
Uvnäs-Moberg, K., 2003, The oxytocin factor: Tapping the hormone of calm, love, and
healing, 2nd edn., Da Capo Press, Cambridge, MA.
Uvnäs-Moberg, K., Widström, A-M., Nissen, E. & Björvell, H., 1990, ‘Personality traits
in women 4 days postpartum and their correlaon with plasma levels of oxytocin
and prolacn’, Journal of Psychosomac Obstetrics & Gynaecology 11(4), 261–
273. hp://dx.doi.org/10.3109/01674829009084422
White, R.D., 2004, ‘Mothers' arms – the past and future locus of neonatal care?’,
Clinics in Perinatology 31(2), 383–387, ix. hp://dx.doi.org/10.1016/j.
clp.2004.04.009
Winberg, J., 2005, ‘Mother and newborn baby: Mutual regulaon of physiology and
behavior – a selecve review’, Developmental Psychobiology 47(3), 217–229.
hp://dx.doi.org/10.1002/dev.20094
World Health Organizaon, 2003, Kangaroo mother care: a praccal guide, WHO,
Geneva.
World Health Organizaon, 2014, The WHO Reproducve Health Library, viewed
30 July 2014, from hp://apps.who.int/rhl/en/