In Korea, patients with mild cognitive impairment can choose to receive treatment of Korean medicine, and Korean medicine hospitals provide specialized medical care for the prevention and management of cognitive disorders. The aim of the study is to explore the role of Korean medicine therapy for patients with mild cognitive impairment in a real clinical setting. Fifteen patients with amnestic mild cognitive impairment were enrolled in this prospective observational study in three Korean medicine hospitals. Korean medicine treatments were delivered by experienced professionals and not restricted to standardized treatment. Outcome measures were prospectively planned to examine the Korean-Montreal Cognitive Assessment (K-MoCA), Korean-Mini Mental State Examination (K-MMSE), and other detailed neuropsychological assessment at the baseline and after 12 and 24 weeks of treatment. Korean medicine treatment for MCI treatment in the real-world clinical setting included herbal medicine and acupuncture. The most frequently used herbs in herbal decoctions were Acori Graminei Rhizoma, Polygalae Radix, and Poria Sclerotium Cum Pini Radix. The herbal medicine formulae used in this study were classified into three categories: tonifying Qi (33.3%), tonifying kidney (46.7%), and calming liver (20%) formulae. In the cognitive ability assessment, the K-MoCA score significantly improved after treatment (mean difference 2.6; 95% CI: 1.3 to 3.9, ). The K-MMSE score slightly increased after treatment; however, the improvement was not statistically significant (mean difference 0.8; 95% CI: −0.5 to 2.0, ). In detailed neuropsychological assessment, the cognitive domains of executive functions and memory after the treatment were distinctively improved. In this prospective observational case series, we could see the real clinical environments of treating patients with mild cognitive impairment in Korean medicine hospitals. Patients treated with Korean medicine showed improved results in the neuropsychological assessment after 12 and 24 weeks.
1. Introduction
Mild cognitive impairment (MCI) is a transitional state between normal aging and early dementia. The diagnostic and statistical manual of mental disorders-5 (DSM-5) distinguishes mild neurocognitive disorder from major neurocognitive disorder. Mild neurocognitive disorder is defined by a noticeable decrement in cognitive functioning that goes beyond normal changes seen in aging but that does not interfere with the independence of the individual in relation to everyday activities [1–3]. MCI is clinically important, in that it elevates the risk of progression for dementia. In the elderly aged 65 or older, 46% of people with mild cognitive impairment develop dementia, while 3% of normal people develop dementia within 3 years [4]. Early detection of mild neurocognitive impairment and prevention of its progression may ease the burden of major neurocognitive disorder.
There is no recommended conventional treatment for MCI with sufficient evidence, and representatively, cholinesterase inhibitors did not show consistent effectiveness for MCI patients in the systematic review [1]. The need for effective therapies treating MCI is increasing, and the potential effectiveness of acupuncture and herbal medicine for MCI is receiving attention. Numerous studies have reported that acupuncture is effective in treating MCI and can be an alternative and adjunctive treatment for MCI patients [5–7]. There have been many randomized controlled trials [8–11] and systematic reviews [12–14] of Chinese herbal medicine for MCI treatment. Although the randomized controlled trial and systematic review are good strategies to provide high quality evidence with low risk of bias, they have some restrictions in reflecting the current healthcare environments. Studies exploring which treatment is applied in the real clinical setting, and which domain is improved after treatment, are also required for the purpose of reflecting reality.
In the South Korean healthcare system, patients with mild cognitive impairment can choose to receive the medical care of Korean traditional medicine for the prevention and management of cognitive disorders in the dual medical system of Western medicine and Korean medicine (KM) [15]. Most KM hospitals run dementia clinics by certified neuropsychiatrists of KM [16]. The integrative treatments used in the dementia clinic in KM hospitals include acupuncture, herbal medicine, and cupping therapy. Some public health centers in South Korea have an MCI management program using herbal medicines that showed successfully improved MCI symptoms [17].
To observe the variation in treatment options and patient-specific treatments, observational studies or pragmatic trials with no restriction on the treatment are needed. For this purpose, we designed a prospective, observational, case series to explore the effectiveness and real-world usage of KM for MCI patients.
2. Materials and Methods
2.1. Study Design
This study is a multicenter prospective observational case series conducted by three university KM hospitals. The names of the three hospitals are labelled in this report as A, B, and C hospitals, respectively. This study was conducted in accordance with the study protocol approved by the institutional review boards of Kyung Hee University Korean Medicine Hospital (KOMCIRB-150901-HR-036), Wonkwang University Sanbon Hospital (WMCSB 2016-51-1635), and Dunsan Korean Medicine Hospital of Daejeon University (DJDSKH-16-BM-13). Written informed consent was obtained from all participants before the procedures. The protocol was retrospectively registered with the clinical research information service (KCT0002322).
2.2. Participants
Eligible patients were recruited in three KM university hospitals in the outpatient setting from December 07, 2016, to March 29, 2017. The inclusion criteria included that patients met the Petersen diagnostic criteria of MCI [18], were aged from equal to or more than 45 years of age, and agreed to participate with written informed consent. The following patients were excluded: (1) history of cognitive impairment due to any other causes (for example, head trauma or brain injury); (2) brain disorders including Parkinson’s disease, Huntington’s Disease, normal pressure hydrocephalus, or brain tumor; (3) cardiovascular disease, endocrinopathy, or gastrointestinal tract disorders not controlled by diet therapy and drug treatment; (4) diabetic not controlled by hypoglycemic agents or insulin; (5) seriously unstable medical condition; (6) severe kidney disease or liver disease; (7) anemia, hypothyroidism, vitamin deficiencies, or malignancy; (8) any history of drug or alcohol dependence during the past 6 months; (9) history of major psychiatric disorders, such as schizophrenia, delusional disorder, depression, bipolar disorder alcohol, or substance abuse disorders; (10) involved in other clinical trials within 4 weeks; (11) pregnant, breastfeeding, or inadequate contraception; (12) mental retardation, emotional, or intellectual problems and difficulty in understanding the research; (13) blindness, hypacusis, or dysphonia; (14) not eligible for the clinical research in accordance with the researcher’s judgement.
2.3. Procedures
All patients received KM treatment by experienced professionals in three university hospitals. Because the aim of the study was to observe the real clinical setting in a KM hospital, interventions were not restricted to a fixed protocol, and the clinicians in the three university hospitals were free to choose treatment options for patients with MCI. The applied treatment details, including the composition of the prescribed herbal formula and the acupuncture points, were recorded in detail at every visit. To determine the effectiveness of the KM treatment, an evaluation method was prospectively planned. Patients received fixed neuropsychological assessment battery at the baseline and at the 12th and 24th week of treatment.
2.4. Outcome Measurement
The Korean-Montreal Cognitive Assessment (K-MoCA) [19, 20] and Korean-Mini Mental State Examination (K-MMSE) [21, 22] were examined at the baseline and after the 12 and 24 weeks of treatment. For the detailed neuropsychological assessment, Seoul neuropsychological screening battery (SNSB) was also done on the same day. SNSB is composed of five domains: attention, language and related functions, visuospatial functions, memory, and frontal/executive functions [23, 24]. Digit span test (DST) for the attention domain [25], Korean-Boston Naming Test (K-BNT) for the language domain [26], Rey Complex Figure Test (RCFT) [27], and Seoul Verbal Learning Test (SVLT) [28] for the visuospatial domain and the memory domain, respectively, Contrasting Program and Go-No-Go Test for the frontal function, and Korean-Color Word Stroop Test (K-CWST) [29] and Controlled Oral Word Association Test (K-COWAT) [30] for the executive function domain are included in the battery.
2.5. Safety Assessment
For safety assessment, every adverse event was carefully documented during the study, and the laboratory parameters related to liver function (aspartate aminotransferase, alanine aminotransferase, and total bilirubin), kidney function (blood urea nitrogen and creatinine), and thyroid function (thyroid stimulating hormone and free thyroxine) were analyzed by the blood test at the baseline and at the 12th and 24th week of treatment.
2.6. Statistical Analysis
Data are shown in mean ± standard deviation. Depending on the normality of the data, a paired t-test or Wilcoxon signed rank test was used to evaluate the efficacy of the KM treatment for patients with MCI. The Shapiro–Wilk normality test was done to test the normality of the data. A -value of less than 0.05 was considered to represent statistical significance. The software used for all the statistical analyses was R version 3.6.0. Network analysis and visualization of the frequently used herbs in decoctions were also done using the software R version 3.6.0. Association rule mining was used to score the support between herbs with the arules, the R extension package [31]. Then, network visualization was done with the igraph, another extension package of R, with nodes for each herb and edges for the associations between herbs. We also conducted community detection, which can distinguish groups according to the density of connection, by the Newman–Girvan algorithm [32, 33].
3. Results
3.1. Baseline Characteristics
Twenty-two participants were screened for eligibility, and fifteen patients diagnosed with MCI were included from the three KM universities. The patients visited hospital every two weeks, to be prescribed herbal medicine. Some patients had additional visits for acupuncture treatment. Among the total of 15 patients, 80% were women and 20% were men. The mean age and education level were 64.5 ± 10.0 and 8.3 ± 3.2 years, respectively. The type of MCI was amnestic MCI in all participants based on Peterson’s criteria [34] of having a memory complaint and objective memory impairment for the patient’s age. The average K-MoCA score was 19.7 ± 3.6, and the K-MMSE score was 25.9 ± 2.4. In a previous study of MCI patients conducted in Korea [35], the average K-MoCA score was 18.5 ± 3.7 and the average K-MMSE score was 24.0 ± 2.9, which were similar to the results of our study. The demographical distribution and baseline neuropsychological assessment score of patients were similar among the three hospitals (Table 1). Five patients terminated their treatment between 12 and 24 weeks of treatment for personal reasons. Figure 1 shows the flow chart outlining the study design.
A hospital (n = 8)
B hospital (n = 2)
C hospital (n = 5)
Total (n = 15)
value
Age
65.6 ± 6.3
49.0 ± 0.0
68.8 ± 11.5
64.5 ± 10.0
0.738
Female, % (n)
87.5 (7)
50 (1)
80 (4)
80.0 (12)
0.495
Education level
8.5 ± 1.9
10.5 ± 1.4
7.2 ± 3.4
8.3 ± 3.2
0.324
K-MoCA
18.6 ± 2.3
23.5 ± 0.7
20.0 ± 5.1
19.7 ± 3.6
0.441
K-MMSE
24.9 ± 2.3
28.0 ± 1.4
26.6 ± 2.3
25.9 ± 2.4
0.176
SGDS
6.4 ± 4.3
4.0 ± 0.0
4.2 ± 3.3
5.3 ± 3.7
0.296
B-ADL
19.9 ± 0.4
20 ± 0.0
19.8 ± 0.4
19.9 ± 0.4
0.777
K-IADL
2.2 ± 1.5
2.0 ± 1.4
2.4 ± 3.7
2.3 ± 2.3
0.925
Values are expressed as mean ± standard deviation. K-MoCA, Korean-Montreal Cognitive Assessment; K-MMSE, Korean-Mini Mental State Examination; SGDS, Short version of the Geriatric Depression Scale; B-ADL, Barthel-Activities of Daily Living; K-IADL, Korean-Instrumental Activities of Daily Living.