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Vital Instability: Life and Free Will in Physics and Physiology, 1860–1880

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Abstract

During the period 1860-1880, a number of physicists and mathematicians, including Maxwell, Stewart, Cournot and Boussinesq, used theories formulated in terms of physics to argue that the mind, the soul or a vital principle could have an impact on the body. This paper shows that what was primarily at stake for these authors was a concern about the irreducibility of life and the mind to physics, and that their theories can be regarded primarily as reactions to the law of conservation of energy, which was used among others by Helmholtz and Du Bois-Reymond as an argument against the possibility of vital and mental causes in physiology. In light of this development, Maxwell, Stewart, Cournot and Boussinesq showed that it was still possible to argue for the irreducibility of life and the mind to physics, through an appeal to instability or indeterminism in physics: if the body is an unstable or physically indeterministic system, an immaterial principle can act through triggering or directing motions in the body, without violating the laws of physics.
Vital instability: life and free will in physics and
physiology, 1860-1880
Marij van Strien
Forthcoming in Annals of Science
During the period 1860-1880, a number of physicists and mathematicians,
including Maxwell, Stewart, Cournot and Boussinesq, used theories
formulated in terms of physics to argue that the mind, the soul or a vital
principle could have an impact on the body. This paper shows that what
was primarily at stake for these authors was a concern about the
irreducibility of life and the mind to physics, and that their theories can be
regarded primarily as reactions to the law of conservation of energy, which
was used among others by Helmholtz and Du Bois-Reymond as an argument
against the possibility of vital and mental causes in physiology. In light of
this development, Maxwell, Stewart, Cournot and Boussinesq showed that
it was still possible to argue for the irreducibility of life and the mind to
physics, through an appeal to instability or indeterminism in physics: if the
body is an unstable or physically indeterministic system, an immaterial
principle can act through triggering or directing motions in the body,
without violating the laws of physics.
1. Introduction
In 'Nineteenth Century Cracks in the Concept of Determinism', Ian Hacking notes that
around the 1870s, there was much anxiety about the issue of scientific determinism and
the possibility of free will (Hacking, 1983).
1
In this period, physicists such as Maxwell
and Boussinesq made attempts to save free will, and offered explanations in terms of
physics of how the will could act in the body, to show that freedom of the will was
compatible with physics. Hacking describes this period as a 'silly season in the
1
See also Hacking (1990), p. 155ff.
philosophies of freedom and necessity', and argues that the prevalence of strange ideas
about determinism in this period must mean that the very concept of determinism was
under pressure: 'When great minds took to a new but crazy idea, we may suspect their
very thinking about a concept was undergoing a lot of stress. I contend that the stress in
the concept of determinism was as widespread as could be' (Hacking, 1983, p. 465).
2
However, Hacking does not explain what exactly this stress might have consisted in, or
what caused it.
In particular, Hacking’s account leaves unexplained why it was during this period,
roughly 18601880, that these explanations of free will in terms of physics appeared. It
is not the case that the issue of determinism in physics was especially pressing during
this period. Laplace's well-known statement of determinism already dated from half a
century earlier, in Essai philosophique sur les probabilités (1814), and in fact, Laplacian
determinism goes back even further: Laplace had already made a similar claim in 1773,
and various earlier authors in eighteenth-century France had argued for determinism in
terms very similar to those of Laplace (Van Strien, 2014b). Whereas Laplacian
determinism is specifically associated with mechanics,
3
in the course of the nineteenth
century there was a rise of other domains of physics such as thermodynamics and
electromagnetism; this development had the effect of weakening the idea that all of
physics was reducible to the mechanics of point particles and force laws, and if
anything, this made it less obvious that all of physics was deterministic. It is thus
unclear why determinism would suddenly become such a big issue around 18601880.
A number of authors have turned to the theological, moral and cultural contexts to
explain the background of these debates about the will.
4
Illuminating though this focus
on theological, moral, and cultural contexts may be, there is more to be said about the
role of scientific developments in the debate. Specifically, there was a relevant scientific
development which deserves more attention, namely the law of energy conservation
and its claimed applicability to physiology. Whereas a number of authors, such as
Porter, Smith and Wise, and Harman, have pointed out that the law of conservation of
energy played a role in the debate about science and free will in the period 1860-1880,
they do not give it a central place, and do not discuss how exactly the law of energy
2
Moreover, Hacking shows that it was in fact only during this period that the word 'determinism' received its
current meaning, pointing to Renouvier and Du Bois-Reymond as early users of the term. 'Somewhere, let us
say between 1854 and 1872, the concept of determinism acquired its modern sense in all the European
languages'. (Hacking, 1983, p. 460). Before this period, the central term in debates about science and free will
was 'necessity', which played a role that was to some degree analogous to that of the later term
'determinism'. See Harris (2005).
3
In fact, Laplace's determinism was not a direct consequence of his mechanics: see Van Strien (2014b).
However, it was nevertheless associated with mechanics, and there was a natural expectation that in
mechanics, the equations of motion generally have unique solutions for given initial conditions so that there
is determinism.
4
See Stanley (2008); Cat (2012); Nye (1976); Smith (1998), p. 249.
conservation was used as an argument for reductionism in physiology and in how far
the arguments for free will by Maxwell, Boussinesq and others can be understood as
arguments against reductionism in physiology.
5
In this paper, I discuss a set of related explanations of free will and life in terms of
physics by James Clerk Maxwell, Balfour Stewart (and his co-authors Tait and Lockyer),
Antoine Augustin Cournot and Joseph Boussinesq. They were all physicists and/ or
mathematicians who published their ideas on life and the will between 1860 and 1880. I
argue that what is fundamentally at stake for them is a resistance to the reducibility (in
principle) of physiology to physics, and specifically to the claimed implications of the
law of energy conservation for physiology. In particular, I show the following:
(1) Their explanations of life and free will can be understood as a reaction to
reductionist tendencies in physiology. During this period, roughly 1860-1880 a
number of scientists (notably Helmholtz and Du Bois-Reymond) claimed that the
law of conservation of energy, as applied to physiology, showed that all
physiological processes were completely determined by the laws of physics, and
that there was no room for vital or mental agency in physiology. It was this
development that the authors I discuss were reacting against.
(2) Their concern was not restricted to the possibility of free will, which they
understood exclusively in terms of the possibility for an immaterial mind or soul
to act on the body; they were equally concerned about the irreducibility of life to
physics, and argued for an irreducible vital principle in physiology. They
defended strictly dualist conceptions of life and free will. Specifically, the dualism
they defended is a type of substance dualism, since it involves an immaterial
entity (mind, soul, or vital principle) that intervenes in the body.
(3) They developed theories of life and free will in terms of mechanics, based on
unstable and indeterministic mechanical systems. They argued that in unstable
systems, vital and mental causes could intervene with only an extremely small
violation of the law of conservation of energy; in indeterministic systems, this
violation is reduced to zero. Thus, mechanics provided a resource for showing
how there could be vital and mental causes, and for making the law of energy
conservation compatible with the intervention of immaterial agency in
physiology.
(4) While they were concerned with reductionism in physiology, this did not
necessarily imply that they were concerned with physiology being deterministic.
In particular, Cournot and Boussinesq explicitly argued that physiology must be
deterministic, but emphasized that this physiological determinism was
irreducible to physical determinism.
There were others in the respective circles of Maxwell, Stewart, Cournot and
Boussinesq with similar ideas, such as William Thomson (Lord Kelvin), Fleeming Jenkin,
5
Porter (1986), p. 202; Smith and Wise (1989), p. 617; Harman (1998), p. 200.
and Adhémar Barré de Saint-Venant
6
; however, I focus on Maxwell, Stewart, Cournot
and Boussinesq, because their ideas are worked out in most detail. Whereas Maxwell
was well acquainted with Stewart and Boussinesq was influenced by Cournot, for the
rest there is little evidence for contact between them, although Maxwell was aware on
the ideas of both Cournot and Boussinesq on the will.
7
Nevertheless, there are strong
similarities between their ideas and they fit in the same context, and can therefore be
better understood when considered together. The paper focuses on the scientific and
metaphysical dimensions of their ideas, and does not discuss moral or religious
dimensions, because these have been adequately treated by others (see footnote 5).
In section 2, I provide an introduction to the law of conservation of energy and its
claimed implications for physiology; in sections 3 and 4, I discuss the attempts that were
made by Maxwell, Stewart, Cournot and Boussinesq to make energy conservation
compatible with the intervention of mental and vital causes, through an appeal to
instability and indeterminism in physics. In section 5, I show how Cournot and
Boussinesq, even though they rejected determinism in physics, did argue for
determinism in physiology; and in section 6 I show that the irreducibility of life to
physics was as much an issue as free will.
2. The law of conservation of energy in physiology
In this section I show how the law of conservation of energy was used as an argument
for the reducibility of physiology to physics. From its earliest development, the law of
conservation of energy was thought to apply to living beings and to have implications
for the possibility of vital and mental causes, and was used as an argument against
vitalism and mind-matter interaction and for reductionism in physiology.
The law of conservation of energy is a law of physics, but it did not purely originate
in the context of physics: the law was famously derived by several scientists around the
same time, in several contexts, mainly physics, engineering, and physiology. One of its
main developers was Hermann von Helmholtz, who was a physician and a physiologist
by training, and it was his work in physiology that led him to the development of the
law of conservation of energy (Lenoir, 1982, p. 195ff; Elkana, 1974, p. 97ff). In a lecture in
1861, Helmholtz discusses the application of his law of conservation of force (which
later became the law of conservation of energy) to organisms, and argues that an
organism can very well be compared to a steam engine: both are machines where fuel or
6
See Saint-Venant (1877), and Jenkin (1868). On Kelvin, see Smith and Wise (1989).
7
He mentions them both in a letter to Galton in 1879. See Maxwell (1879a).
food and oxygen go in and mechanical work and heat come out (Helmholtz, 1861, p. 353;
see also Cahan, 2012, p. 60).
Helmholtz writes that physiologists have often supposed that processes in living
bodies are determined by a vital principle, which is a directive principle specific to
living organisms that can produce changes in the body through suspending or releasing
the physical forces in the body. He points out that such variation of the forces that act
in the body is in conflict with the law of conservation of force, since this law implies
that forces cannot vary independently of physical conditions. He concludes:
There may be other agents acting in the living body, than those agents which act
in the inorganic world; but those forces, as far as they cause chemical and
mechanical influences in the body, must be quite of the same character as
inorganic forces, in this at least, that their effects must be ruled by necessity, and
must be always the same, when acting in the same conditions, and that there
cannot exist any arbitrary choice in the direction of their actions (Helmholtz,
1861, p. 357).
It is not always easy to interpret Helmholtz, as he used the word 'force' ('Kraft') with
different meanings that he did not keep strictly separated; sometimes, the word
corresponds to our present notion of energy, sometimes it means Newtonian force, and
sometimes it means natural power or agent (Heimann, 1974, p. 214).
8
In the above
passage, he equates 'force' with 'agent', implying that all agents acting in the living
body are subjected to the law of conservation of force. Helmholtz understood causation
in terms of forces,
9
and he describes the law of conservation of force in causal terms:
We may express the meaning of the law of conservation of force by saying, that
every force of nature when it effects any alteration, loses and exhausts its faculty
to effect the same alteration a second time. But while, by every alteration in
nature, that force which has been the cause of this alteration is exhausted, there is
always another force which gains as much power of producing new alterations in
nature as the first has lost. Although, therefore, it is the nature of all inorganic
forces to become exhausted by their own working, the power of the whole system
in which these alterations take place is neither exhausted nor increased in
quantity, but only changed in form (Helmholtz, 1861, p. 347-48).
8
Note that P. M. Heimann is the same author as P. M. Harman, referred to earlier; he changed his name from
Heimann to Harman.
9
'Our desire to comprehend natural phenomena, in other words, to ascertain their laws, thus takes another
form of expression - that is, we have to seek out the forces which are the causes of the phenomena'. Helmholtz
(1869), p. 209. At the time, a widely-debated issue in philosophy of physics was whether forces have an
independent ontological status and should be seen as the efficient cause of motions, or whether force is only a
relational or derived concept and is not more than the product of mass and acceleration. See Jammer (1957), p.
200-240.
Thus, according to Helmholtz, the law of conservation of force implied that vital and
mental agents cannot act independently of physical conditions. If there are any special
vital or mental causes, or forces, they have to be subjected to the law of conservation of
force; specifically, any such force has to be conservative.
10
This has the consequence
that such a force cannot vary independently of physical conditions, and has to be of the
same character as physical and chemical forces.
Helmholtz's main target is the possibility of vital forces: he is opposed to the view
that there is a vital principle or vital force that is specific to the organic realm, directs
processes within the organism, and can explain specific features of living organisms,
such as their apparent teleology. He writes that the idea of such a vital principle was
still popular in the early nineteenth century, but:
The present generation, on the contrary, is hard at work to find out the real
causes of the processes which go on in the living body. They do not suppose that
there is any other difference between the chemical and the mechanical actions in
the living body, and out of it, than can be explained by the more complicated
circumstances and conditions under which these actions take place ; and we have
seen that the law of the conservation of force legitimizes this supposition. This
law, moreover, shows the way in which this fundamental question, which has
excited so many theoretical speculations, can be really and completely solved by
experiment (Helmholtz, 1861, p. 357).
Although Helmholtz's arguments are mainly aimed at vitalism, or the possibility of vital
forces, they also imply that mental causes have to be subjected to the law of
conservation of force. Yet, Helmholtz does argue that we have free will, but he thinks
that free will cannot be comprehended scientifically (Helmholtz, 1861, p. 454).
Thus, Helmholtz used the law of conservation of energy as an argument against vital
causes in physiology. This was a step towards reduction of physiology to physics. It is
important to note that it was very difficult in practice to apply the law of conservation
of energy to physiology, because it was often not possible to make accurate
measurements of the relevant quantities, and it was not possible to completely verify
experimentally that there was no intervention of vital causes in physiological processes.
However, Helmholtz provided experimental support of the law of conservation of
energy in physiology to some degree, and he felt confident in arguing that the law was
rigorously valid in physiology, and that it excluded the intervention of vital causes.
11
The applicability of the law of conservation of energy to physiology may thus have been
limited in the sense that its use in laboratory research in physiology was limited, but it
10
In fact, Helmholtz argued that all forces have to be central, which is a stronger requirement: central forces
are conservative forces that are directed towards a point. Helmholtz argued that all occurrences were
reducible to matter and central forces. See Helmholtz (1847), p. 5ff.
11
See Elkana (1974), p. 97-111. See also Lenoir (1982), p. 200-214, for Helmholtz' work on muscle contraction
and heat production in the body.
was applicable in the sense that, given the fact that there was a broad range of support
for the law in different scientific domains, there were good reasons to think that it
applied to all natural processes, including physiological processes. The applicability of
the law of conservation of energy in this sense was also acknowledged by others, for
example Maxwell wrote in 1879:
It would be rash to assert that any experiments on living beings have as yet been
conducted with such precision as to account for every foot-pound of work done by
an animal in terms of the diminution of the intrinsic energy of the body and its
contents; but the principle of conservation of energy has acquired so much
scientific weight during the last twenty years that no physiologist would feel any
confidence in an experiment which shewd a considerable difference between the
work done by an animal and the balance of the amount of energy received and
spent (Maxwell, 1879b).
Helmholtz was part of the famous physiology laboratory of Johannes Müller, where
organic processes were as much as possible explained in physical and chemical terms.
Whereas in the work of Johannes Müller himself, there is a mild vitalist element, some
of the younger members of the laboratory, among whom was Helmholtz, completely
rejected vitalism, and thought that physiology could be completely reduced to physics
and chemistry (Lenoir, 1982, p. 195-96). Another member of this group who explicitly
used the law of conservation of energy to argue against mental causes and free will was
the well-known physiologist Emil Du Bois-Reymond. I will discuss his argument too
because it was quite influential: it appeared in a lecture that Du Bois-Reymond gave in
1872, titled 'The limits of our knowledge of nature', which became well-known and
triggered a large debate about the proper aims of science. Hacking (1983) argues that
this lecture contains one of the first explicit arguments for scientific determinism.
On the basis of the law of conservation of energy, Du Bois-Reymond argues that the
mind cannot intervene in the physical world: in Du Bois-Reymond's view, the only way
to effect a change in nature is to exert a force; thus, if the mind were to intervene in the
physical world, it would have to exert a force, and this would disturb the amount of
energy in the physical world. Without the possibility of exerting forces, the mind has no
causal efficacy, and it is therefore unintelligible:
In the physical world, no more and no less can happen than this law [of
conservation of energy] determines; the mechanical cause passes completely into
the mechanical effect. Thus, the mental processes that are associated with the
material processes in the brain are for our understanding devoid of a sufficient
reason. They lie beyond the law of causation, and are therefore unintelligible, like
a perpetuum mobile. (Du Bois-Reymond, 1872, p. 41).
12
Du Bois-Reymond argues that anything that cannot be reduced to motions of atoms is
fundamentally unknowable and beyond the realm of causality. The fact that the mind
cannot intervene in the physical world, as the law of energy conservation shows, thus
makes it non-causal and therefore places it outside of the domain of science.
One way to make mind-matter interaction compatible with the law of conservation of
energy would be to argue that there is a 'mental energy' which is convertible into other
types of energy and subjected to the law of conservation of energy, so that the mind is
included in the system within which energy is conserved. In this way, there can be
mental forces (or, by a similar argument, vital forces), that are conservative and thus do
not violate the law of conservation of energy. This is an approach that was taken up at
the time, for example by Bain (see Bain, 1867). However, it placed strong restrictions on
mind-matter interaction and vitalism: it implied that the actions of the mind or the vital
principle were determined by the laws of physics, and that vital and mental forces could
not vary independently of physical conditions. Thus, the vital and the mental domain
would come under the dominion of the laws of physics and would lose their
independence.
13
Thus, Helmholtz and Du Bois-Reymond used the law of conservation of energy as an
argument against irregular vital and mental causes, and argued on the basis of this law
that all occurrences in the living body were regulated by the laws of physics. In other
words, they used the law of conservation of energy as an argument for the completeness
of physics, as Papineau defines it in his article "The rise of physicalism": 'All physical
effects are fully determined by law by prior physical occurrences' (Papineau, 2001, p. 8).
In his article, Papineau points to the development of the law of conservation of
energy as an important step in the acceptance of the idea that physics is complete. He
argues that the law of conservation of energy excludes indeterministic forces (Papineau,
2001, p. 25-26). This fits with the use that Helmholtz and Du Bois-Reymond made of the
law of conservation of energy. However, as we will see in the next sections, an argument
was available and used against this implication; irreducible vital and mental causes
could be made compatible with energy conservation if one allowed for unstable and
indeterministic mechanical systems.
12
'Mehr als dies Gesetz bestimmt, kann in der Körperwelt nicht geschehen, auch nicht weniger; die
mechanische Ursache geht rein auf in der mechanischen Wirkung. Die neben den materiellen Vorgängen im
Gehirn einhergehenden geistigen Vorgänge entbehren also für unseren Verstand des zureichenden Grundes.
Sie stehen ausserhalb des Causalgesetzes, und schon darum sind sie nicht zu verstehen, so wenig, wie ein
Mobile perpetuum es wäre'.
13
In addition, both Helmholtz and Du Bois-Reymond rejected this possibility because they thought that forces
always had to be bound up with matter, and that matter and forces could not be understood separately: they
both argued that all natural phenomena were reducible to atoms and central forces connected with these
atoms. See Helmholtz (1847), p. 5ff; Du Bois-Reymond (1848), p. xxxvi.
3. Causation without forces
Whereas Helmholtz and Du Bois-Reymond used the law of conservation of energy as an
argument against vital and mental causes and for reductionism in physiology, this
argument met with resistance from a group of physicists and mathematicians including
Maxwell, Stewart, Cournot and Boussinesq. They thought that the domain of physics
should be restricted and that the living realm should have some degree of autonomy
from the laws of physics. They sought ways to argue for the possibility of genuine vital
and/or mental causes which were not determined by the laws of physics, but at the
same time did not violate the law of conservation of energy. In this section I show that
they could make this argument through an appeal to unstable mechanical systems, on
which an immaterial principle can act without exerting a physical force.
Maxwell was well acquainted with Helmholtz (Cahan, 2012), and he discussed
Helmholtz's ideas on energy conservation in a letter to Campbell in 1862 (this was
probably in reaction to Helmholtz's lecture from 1861, cited above
14
):
We see also that the soul is not the direct moving force of the body. If it were, it
would only last till it had done a certain amount of work, like the spring of a
watch, which works till it is run down. The soul is not the mere mover. Food is the
mover, and perishes in the using, which the soul does not. There is action and
reaction between body and soul, but it is not of a kind in which energy passes
from the one to the other, - as when a man pulls the trigger it is the gunpowder
that projects the bullet, or when a pointsman shunts a train it is the rails that bear
the trust (Maxwell, 1862).
Harman writes that Maxwell agreed with Helmholtz's anti-vitalism, referring to exactly
this paragraph (Harman, 1998, p. 203). Indeed, this statement goes against the idea that
there are vital forces which act as the 'motive power of the body' this would be a clear
violation of the law of conservation of energy. However, it seems from the above
passage that, according to Maxwell, there are other ways in which a soul may have an
effect on the body: it can cause or direct motions without being the motive power. The
same idea comes up in an essay in 1873, in which Maxwell writes:
As the doctrine of the conservation of matter gave a definiteness to statements
regarding the immateriality of the soul, so the doctrine of the conservation of
energy, when applied to living beings, leads to the conclusion that the soul of an
animal is not, like the mainspring of a watch, the motive power of the body, but
that its function is rather that of a steersman of a vessel not to produce, but to
regulate and direct the animal powers (Maxwell, 1873, p. 817).
14
According to Harman (1998), p. 202, Maxwell was almost certainly present at Helmholtz's lecture; the letter
was written shortly after its publication.
The basic idea we find in Maxwell is that the soul is not a moving force but that it can
trigger or direct motions. This possibility of triggering or directing motions depends on
instability in the system that is acted upon: there must be certain unstable or singular
points in the system 'at which a strictly infinitesimal force may determine the course of
the system to any one of a finite number of equally possible paths' (Maxwell, 1879b). In
the analogies of pulling a trigger or switching railway tracks, it is the mechanism of the
gun or the points lever which makes it possible to act on a large scale through exerting
only a very small force.
The analogies Maxwell employs are intended to show that not all change in nature is
effected through a direct exertion of energy (pushing and pulling) but that it is also
possible to act through triggering or directing motions. Because this involves only a
tiny, and possibly infinitely small, amount of energy, it is a big step towards making
vital and mental agency compatible with energy conservation. Maxwell argued that the
violation could be small enough to be beyond our epistemic reach. Therefore, he
claimed, science cannot exclude the possibility of such a directive principle:
Every existence above a certain rank has its singular points: the higher the rank,
the more of them. At these points, influences whose physical magnitude is too
small to be taken account of by any finite being, may produce results of the
greatest importance. (Maxwell, 1873, p. 822).
Here, with 'singular point', Maxwell means a point at which there is strong
instability; systems in which there are singular points are unpredictable to such a
degree that we can't exclude the possibility that an immaterial directive principle
intervenes at such points.
The idea that processes can be caused by an agency acting on a small scale also comes
up in Maxwell's work on statistical mechanics, in the form of "Maxwell's demon", a
hypothetical entity who can cause entropy decrease by acting on individual molecules.
The demon was invented by Maxwell in order to show that violations of the second law
of thermodynamics (the law of increase of entropy) are possible in principle. The demon
operates through moving a slide to open and close a hole in a wall, and it is assumed
that this can be done without friction, so that the demon does not have to exert any
force; whereas the complete absence of friction is not a realistic assumption, it
approximates a situation in which there is a slide which can move with a very small
amount of friction, and this can also be regarded as an unstable mechanical system (see
Harman, 1998, p. 134ff).
The physicist Balfour Stewart used the term 'delicacy of construction': he argued that
certain machines are delicately constructed, which means that only very little force is
needed to operate them.
15
As an example of such a delicately-constructed machine,
15
His ideas on the issue can be found mainly in Stewart (1875); Stewart and Lockyer (1868); Stewart and Tait
(1875).
Stewart mentions a gun or rifle, which can go off through 'the expenditure of a very
small amount of energy upon the trigger', and this can have a large effect: 'if well
pointed, it may explode a magazine, nay, even win an empire' (Stewart and Lockyer,
1868, p. 324). However, the gun will not go off spontaneously; the application of a small
amount of 'directive energy' to the trigger is required. It is therefore a machine of 'finite
delicacy of construction' unstable, but deterministic. We only get complete
unpredictability in a combined system of man and gun:
The rifle is delicately constructed, but not surpassingly so; but sportsman and
rifle, together, form a machine of surpassing delicacy, ergo the sportsman himself
is such a machine. We thus begin to perceive that a human being, or indeed an
animal of any kind, is in truth a machine of a delicacy that is practically infinite,
the condition or motions of which we are utterly unable to predict. (Stewart, 1875,
p. 160-61).
Thus, living beings are machines of infinite delicacy of construction. To argue that a
living being is no more and no less than a delicately constructed machine would mean
that life can be explained in mechanistic terms. But Stewart and his co-author Lockyer
explicitly distinguish this materialist conception of life from the view that there is a
'principle in its essence distinct from matter' which can bring about effects by exerting
an infinitely small amount of force on the delicate machine that is the organism
(Stewart and Lockyer, 1868, p. 326). Stewart and Lockyer claim that no decision between
these two options can be made, but at the same time clearly suggest that it is the second
that is most attractive to them. Thus they suggest that the difference between animate
and inanimate machines lies in the presence of an immaterial vital principle that
operates the machine.
Stewart was not concerned with free will; rather, his concern had to do with life's
being irreducible to physical processes. Stewart's ideas about a directive principle in
living beings were part of a spiritual worldview based on physics. For him, the notion of
'delicacy of construction' and the possibility of directing motions without exerting a
force opened up a way to argue that God could operate in the universe without violating
the laws of nature. In this way, God could affect the physical world in a way similar to
that in which the vital principle ('life') can operate in the body.
16
Also for Maxwell, there
was a spiritual element in his ideas about life and the will, although it was less explicit.
17
With the exception of the spiritual side, Stewart's and Maxwell's ideas about the
irreducibility of life to physics are very similar to those of Antoine Augustin Cournot.
Cournot was primarily a mathematician, working among others on analysis and
16
This view was most explicitly articulated in The Unseen Universe, a book published in 1875 by Stewart and
Tait of which the stated purpose was 'to endeavour to show that the presumed incompatibility of Science and
Religion does not exist' (Stewart and Tait, 1875, p. vii).
17
See Maxwell (1879b), his review of a book by Stewart and Tait.
probabilities, but he is mainly remembered for his work in mathematical economics and
his philosophical writings.
18
To understand how the vital principle can act in a world
that is ruled by the laws of physics and chemistry, Cournot proposes starting with the
experience that we have of acting in the physical world. He pictures someone rowing a
canoe, who has to use his own muscular force to overcome the resistance of the water,
wind and stream and tide. But this is not the only way in which we can act: someone
who has learned to sail can make use of the force of the wind to overcome the resistance
of the water (Cournot, 1875, p. 100). To do this, he needs only a small amount of
muscular work to set the sails, but this amount is massively disproportionate to the
actual force that is needed to displace the ship. With the invention of steam ships, it
became possible to set a ship in motion with even less muscular effort, and future
developments may further reduce the required amount of muscular effort. Cournot
argues that machines may be invented which can be operated with an infinitely small
amount of force:
Nothing prevents us from imagining (at least in theory) that the physical work
that the currently most perfected machine always requires on the part of man, is
borrowed from the blind forces of nature by means of an even more perfect
machine, so as to infinitely reduce the part of physical work imposed on man, and
to increase his power as the master and director of the natural forces. (Cournot,
1861, p. 369-70).
19
In the same way that man operates a machine, the vital principle can operate the body,
which is in fact a superior machine.
The basic principle of approaches such as those of Maxwell, Cournot and Stewart
goes back to Descartes, who argued that the mind could change the direction of motion
with the quantity of motion being conserved.
20
What is new about the ideas of Maxwell,
Cournot and Stewart, however, is that they are developed explicitly as a reaction to the
law of conservation of energy and its claimed implications. We can divide the analogies
they employed into two groups. Some, such as Maxwell's railway pointsman and
Cournot's sailing ship, are directly based on the possibility to direct motions or forces
(Cournot, 1861, p. 371). But in the analogy of pulling the trigger of a gun, something else
18
On his influence, see Martin (ed.) (2005).
19
'Rien n'empêche de concevoir (en théorie du moins) que le travail physique qu'exige toujours, de la part de
l'homme, la machine actuellement la plus perfectionnée, soit emprunté aux forces aveugles de la Nature à
l'aide d'un mécanisme plus parfait encore, de manière à atténuer indéfiniment la part du travail physique
imposé à l'homme, et à accroître sa puissance comme maître et directeur des forces naturelles.' (As an aside,
Cournot remarks that, through modern technological developments and the emergence of factories, physical
labour is more and more being replaced by the operation of machines, for which forces merely have to be
directed.)
20
Or at least that is the standard view; for a discussion and defense of this standard view, see McLaughlin
(1993).
is going on: pulling the trigger causes a transformation of potential energy into kinetic
energy. Thus, there are two types of unstable systems on which a change can be effected
through exerting a very small force: systems in which a small force suffices to change
the direction of motion, and systems in which a small force suffices to cause a
transformation of energy.
The concept of energy in particular plays a central role in the ideas of the French
physicist Saint-Venant, whose arguments for the possibility of an immaterial directive
principle were closely related to those of Maxwell and Boussinesq, and were based
explicitly on the possibility of triggering energy transformations.
21
Saint-Venant argues
that when we act in the world it is often through causing a transformation of energy:
I transform, in the external world, potential energy into actual [kinetic] energy
when I open the outlet of a water reservoir, when I pull the trigger of a loaded
gun, when I let go of the trigger that releases a pile driver from several meters'
height. These effects can be considerable; each of them can constitute a good or
bad action, as abundantly spilled water can either fertilize or devastate an area, or
as a gunshot can either rid us of a dangerous animal or turn a society upside down
by hitting a highly-valued head. To produce these effects, however, takes no more
than the barely perceptible effort of one of my fingers. (Saint-Venant, 1877, p.
420).
22
This is, according to Saint-Venant, comparable to how the will acts in the brain. To
cause a transformation of energy, a small force needs to be exerted, but 'this force may
be infinitely diminished'.
23
And except for this small force needed to trigger the
transformation, the total amount of energy remains constant in such a transformation
of energy; thus, it is in almost complete accordance with the law of conservation of
energy.
In conclusion: in reaction to the law of conservation of energy and its claimed
implications for vitalism and free will, it was argued that a vital or mental agency could
cause a transformation of energy or a change in the direction of motion by performing
an extremely small switching or triggering act on a mechanical system. However, in the
analogies provided, the force needed for pulling the switch or the trigger could be made
very small or even infinitely small, but it did not become zero; so although this was a big
21
Saint-Venant was also one of the earliest people to work on energy conservation; Darrigol (2001) has shown
how Saint-Venant anticipated the law of energy conservation in the 1830s.
22
'Je change, hors de moi, de l'énergie potentielle en actuelle si j'ouvre la bonde d'un réservoir d'eau, si je
presse la détente d'une arme chargée, si je lâche le déclic retenant élevé de plusieurs mètres un mouton à
enfoncer les pieux. Ces effets peuvent être considérables; chacun d'eux peut constituer une bonne ou une
mauvaise action, car l'eau abondamment répandue peut ou fertiliser ou dévaster un canton, le coup de feu
peut, ou le débarrasser d'une bête nuisible, ou bouleverser la société en frappant une tête précieuse. Il n'a fallu
pourtant, pour les produire, que l'effort à peine sensible d'un de mes doigts'.
23
'cette force peut être indéfiniment atténuée'.
step towards making vital and mental causes compatible with energy conservation, it
did not succeed entirely, as a small violation of the law of conservation of energy was
still needed.
4. The appeal to indeterminism
As we've seen, there was an obvious problem with the attempt to save the possibility of
vital and mental causes through an appeal to unstable mechanical systems: in the
mechanical systems that we are familiar with, such as a gun or a steam ship, it is
possible to cause changes through exerting a very small force, but this does not explain
how it is possible to cause changes without exerting any force at all.
Both Cournot and Stewart argued that while man-made machines such as guns
always require some triggering work in order to operate them, the case may be different
for the body: the body could be regarded as an infinitely perfected machine (or, in the
words of Stewart and Lockyer (1868, p. 325-26), a machine of 'infinite delicacy of
construction'). In Matérialisme, Vitalisme, Rationalisme (1875), Cournot argues that while
man can invent sailing boats and steam engines, nature is a far better inventor, and it is
conceivable that nature might be able to diminish the work needed further, to the point
of 'suppressing this auxiliary or additional expense of mechanical force that we can only
reduce'.
24
Thus, it may be possible for a vital principle to act in the body because the
body is a perfect machine, whereas man-made machines are always imperfect. However,
it remained unclear how such a perfect machine could be possible. In Traité de
l'Enchaînement des Idées Fondamentales dans les Sciences et dans l'Histoire (1861), Cournot
argues that the required force could be made infinitely small, and that a force that is
infinitely small according to the mathematics may not correspond to anything at all in
reality; however, he did not have a convincing argument for this claim (Cournot, 1861,
p. 373-75).
An ingenious solution to this problem was found by the French physicist and
mathematician Joseph Boussinesq, in his 'Conciliation du véritable déterminisme
canique avec l'existence de la vie et de la liberté morale' (1879). Boussinesq, a
physicists and mathematician, is mainly known for his work in hydrodynamics. His
theory about life and the will was widely discussed by both scientists and philosophers,
among others Maxwell, Du Bois-Reymond and Renouvier. The solution he proposed was
based on a mathematical theory of singular solutions to differential equations. The
24
'supprimer cette dépense auxiliaire ou accessoire de force mécanique que nous ne pouvons qu'atténuer'.
Cournot (1875), p. 53.
equations of motion for a physical system may, at certain points, not have a unique
solution, which means that at these so-called singular points, the equations of physics
leave the future course of the system undecided. This is a genuine form of
indeterminism in classical mechanics: the examples Boussinesq gives of such
(physically) indeterministic systems are equivalent to the Norton dome, which was
described by John Norton in (2003), and which subsequently raised quite some
discussion in philosophy of physics about the question whether there can be
indeterminism in classical mechanics.
25
Boussinesq was not the first to point out this
type of indeterminism in classical mechanics: Poisson and Duhamel pointed out similar
cases of indeterminism before him. However, Boussinesq worked out the case in most
detail and was the first to use it as an argument for the possibility of vital and mental
causes (Van Strien, 2014a).
Boussinesq argues that if the laws of physics do not uniquely determine the future
course of a system, there must be a directive principle to determine what will happen.
This directive principle can be either free will or a vital principle. At singular points, the
directive principle can act on the system and change the future course of the system
without exerting any force at all: not even an infinitely small force is needed. The
equations of motion are never changed or violated by the directive principle, but merely
supplemented by it in cases in which the equations themselves leave the future course
of the system undecided. Thus, the possibility of genuinely indeterministic systems in
physics opens the way for vitalism and free will.
Boussinesq could allow that the laws of physics are universally valid and hold
without restriction for living organisms, and at the same time resist a materialist
conception of life. These two positions could be reconciled through singular points, at
which changes in the system could be effected by a non-physical principle, without a
violation of the laws of physics.
The main practical challenge for Boussinesq was to make plausible that singular
solutions to equations of motion occur specifically in the equations describing organic
systems and that they can occur sufficiently regularly to form a basis for a theory of life
and free will. Boussinesq proves mathematically that singular solutions are theoretically
possible in a system of two atoms acting on each other, but it also turns out that the
probability of their occurrence in such a system is infinitely small (Boussinesq, 1879, p.
109, 113). He argues that for there to be a finite chance that singularities occur, specially
prepared circumstances are required which accommodate them (Boussinesq, 1879, p.
109), and that there are such prepared circumstances in living organisms. Life depends
on the maintenance of a special interior environment, through the organization of the
organs and the availability of nutrition, which is ultimately characterized by a physico-
chemical instability beyond which 'there is only death, that is to say, the reign of
25
On the similarities between Norton's dome and Boussinesq's dome, see Van Strien (2014a).
mechanical laws only'.
26
It is probably the action of the directive principle itself which
causes these special interior conditions to be maintained; thus, the directive principle
makes the conditions for its enduring influence possible (Boussinesq, 1879, p. 116).
For Boussinesq, the connection between singular points and life was so strong that he
defined life mathematically. According to his definition, a living being is a system for
which the equations of motion allow for singular points, at which the intervention of a
directive principle, that is, an extra-physical cause, is necessary (Boussinesq, 1879, p. 40,
113). Boussinesq thought that it was desirable to have such an exact definition of the
word life, which he thought to be 'a bit vague' (Boussinesq, 1879, p. 112).
Boussinesq's approach to the problem of the will was taken up by Maxwell, who
thought that this approach was interesting, even if it was also problematic. In a letter to
Galton, he wrote:
In most of the former methods Dr Balfour Stewart's &c. there was a certain small
but finite amount of travail decrochant or trigger-work for the Will to do.
Boussinesq has managed to reduce this to mathematical zero, but at the expense
of having to restrict certain of the arbitrary constants of the motion to
mathematically definite values, and this I think will be found in the long run, very
expensive. But I think Boussinesq's method is a very powerful one against
metaphysical arguments about cause and effect and much better than the
insinuation that there is something loose about the laws of nature, not of sensible
magnitude but enough to bring her round in time (Maxwell, 1879a).
Maxwell did realize that a central problem for Boussinesq's theory is that singular
solutions, although possible in theory, are extremely unlikely to occur in actual systems.
This is because they will only occur if certain quantities (such as forces and particle
positions) have a specific value, and the effect disappears if the value is only slightly
different. Nevertheless, he thought it was a promising approach, especially because it
avoids any need for the mind to exert even a small force that is not regulated by the
laws of physics; there is therefore no violation of the laws of physics involved at any
scale.
This was an improvement over Maxwell's own approach, a couple of years earlier: in
his essay from 1873 on science and free will, Maxwell had suggested that there could be
an immaterial directive principle capable of triggering or directing motions in unstable
mechanical systems. This would involve indeterminism through a violation of the laws
of physics on a small scale, small enough to be beyond our epistemic reach. Maxwell
explicitly rejected the view that the principle of determinism should be taken to be
absolutely valid to the exclusion of any possible influence of the mind. For us as human
beings, with our limited capacities of observation, determinism cannot be confirmed by
observation: Maxwell argues that there are many cases in which we are not able to make
26
'il n'y a que la mort, c'est-à-dire le règne des lois mécaniques seules'. Boussinesq (1879), p. 65.
predictions. This is especially the case in those processes which involve instabilities. He
concludes:
If, therefore, those cultivators of physical science from whom the intelligent
public deduce their conception of the physicist, and whose style is recognised as
marking with a scientific stamp the doctrines they promulgate, are led in pursuit
of the arcana of science to the study of the singularities and instabilities, rather
than the continuities and stabilities of things, the promotion of natural knowledge
may tend to remove that prejudice in favour of determinism which seems to arise
from assuming that the physical science of the future is a mere magnified image of
that of the past (Maxwell, 1873, p. 823).
As the occurrence of singularities and instabilities is, according to Maxwell, a
characteristic of living beings, we should not expect to find determinism when studying
living beings.
In the analogies that Maxwell gave of unstable mechanical systems, there could be
physical indeterminism through violations of the laws of physics on a small scale,
through the exertion of a very small force by an immaterial principle, without there
ever being any possibility of observing these violations. One reason why Maxwell might
think that the laws of physics could be violated on a small scale is his work in statistical
mechanics, which led him to argue that violations of the second law of thermodynamics
were theoretically possible (e.g. through Maxwell's demon). According to Maxwell, the
second law of thermodynamics is a statistical law of nature, that holds on average on a
macroscopic scale, but does not hold rigorously on a small scale. The same might hold
for other laws of physics as well: they may also be statistical laws of which violations are
possible in principle. Nevertheless, Maxwell apparently thought that this assumption of
there being 'something loose' about the laws was not the most elegant approach to the
problem of free will, and he therefore approved of Boussinesq's approach in which there
is indeterminism in the mechanical system itself and in which there is no violation of
the laws of physics involved at any level.
We have seen that if one wants to argue that an immaterial principle can act through
directing motions or triggering energy transformations, there are two possibilities: one
can argue either that this directive principle can act through exerting a very small
(possibly infinitely small) force, or that it can act without exerting any force. The first
possibility requires physical systems that are unstable, and involves a small violation of
the laws of physics, in particular the law of conservation of energy; moreover, there is
the metaphysical problem of how an immaterial principle can exert a physical force,
however small. The second possibility requires genuine indeterminism in the equations
of physics. Arguing for indeterminism in physics was thus a way to make vital and
mental causes compatible with the law of energy conservation.
5. Physical determinism versus physiological determinism
The explanations of life and free will by Maxwell, Stewart, Cournot and Boussinesq were
primarily an attempt to make vital and mental causes in physiology compatible with the
law of conservation of energy. While indeterminism in mechanics provided a resource
to make their arguments work, the debate was not primarily triggered by a general
concern over determinism in science, but rather by the claimed applicability of the law
of conservation of energy to physiology. This can also be seen by the fact that although
Maxwell, Stewart, Cournot and Boussinesq were all concerned about the implications of
the law of energy conservation in physiology, not all of them were concerned about
determinism in the physiological realm. In particular, Cournot as well as Boussinesq
accepted physiology as a deterministic science, as long as it was not reducible to physics
and as long as there was a role for genuine vital causes in physiology.
One can make a distinction between physical determinism and physiological
determinism:
(1) Physical determinism says that the future course of a system is uniquely determined by
the laws of physics. Laplacian determinism, according to which perfect prediction of the future
states of the universe is possible on the basis of perfect knowledge of the positions, velocities,
and forces on all the particles in the universe at an instant, can be counted as a type of physical
determinism.
27
(2) Physiological determinism says that the future course of a system is uniquely determined by laws of
physiology, which may involve an irreducible vital principle or be otherwise irreducible to physics. A
well-known proponent of physiological determinism is Claude Bernard, who argued for determinism
in physiology in his Introduction à l'étude de la médecine expérimentale (1865), while also arguing that
physiological processes are irreducible to physical and chemical processes.
28
In these terms, Cournot and Boussinesq specifically argue against physical determinism,
because they fear that it would lead to an exclusion of non-physical causes and to
physical reductionism. Despite their objections against physical determinism, Cournot
and Boussinesq do argue for determinism in the physiological realm. Both Cournot and
Boussinesq argue that, as long as no free will is involved, physiological processes take
place according to deterministic laws. However, this is a physiological determinism that
is irreducible to physical determinism, and compatible with the intervention of non-
physical causes. In this way they can argue, like Claude Bernard, for lawfulness of
27
In Van Strien (2014b), I argue that Laplace's determinism was not directly derived from his physics;
nevertheless it is closely related to physics and can be formulated in terms of laws of mechanics.
28
Bernard argues that there is a kind of vital principle involved in organic processes that directs processes
without producing them, but he does not give a detailed account of how this could work. See Bernard (1865),
p. 51. On the contrast between Bernard's determinism and Laplacian determinism, see Gayon (2009); Israel
(1992).
physiological processes, so that physiology can be a proper science even though it is not
reducible to physics.
Both Cournot and Boussinesq specify that physiological processes are deterministic
in a non-Laplacian way. According to Laplacian determinism, all future (and past) states
of a closed system are fully determined by a specification of the state of the system at
the present instant. But both Cournot and Boussinesq argue that in physiology, perfect
knowledge of the present state of a system does not suffice to determine the future
states; in order to determine the future states of the system, one needs knowledge of
past states as well. The difference has to do with heredity: Cournot and Boussinesq do
not think that all the information needed for the future development of an organism is
present in the seed or embryo. Cournot argues that to determine what will come of a
seed, one has to study not only its present state but the past as well:
That which we lack for predicting the fate of the future plant, when taking into
account the actual data of the surrounding environment and hence the variations
that it will undergo under the influence of physical forces, is not so much a
descriptive anatomy of the germ, pushed far enough, than a genealogy, a history
of ancestors, sufficiently detailed and going back far enough. (Cournot, 1875, p.
115-16).
29
Boussinesq thinks that heredity must be explained through the assumption of a
direct influence of the past states, or 'anterior evolutions', on current physiological
processes (Boussinesq, 1879, p. 134). Such influence is possible, in his theory, through
the directive principle which acts in living beings at singular points. In processes in
which no free will is involved, this principle acts according to deterministic laws of
physiology. There is thus a 'special', irreducible explanation of heredity, and this
explanation depends on the possibility of vital causes that act at unstable or singular
points in the system.
However, both Cournot and Boussinesq did think that although processes in
physiology are typically deterministic, indeterminism had a limited role to play in the
organic world. Cournot argues that occasionally the laws of physiology can allow for
indeterminism (just as the laws of physics can allow for physical indeterminism at
certain points) (Cournot, 1875, p. 118ff), and that this occasional indeterminism in
physiology is needed to account for novelty in the organic realm, such as the
development of new species. Boussinesq limits pure indeterminism to the realm of free
will (that is to say, the acts of the will are determined in the sense that there is an
29
'Ce qui nous manque pour prédire les destinées de la future plante, en tenant compte comme de raison des
données actuelles du milieu ambiant et par suite des variations qu'il subira sous l'influence des forces
physiques, c'est bien moins une anatomie descriptive du germe, poussée assez loin, qu'une généalogie, une
histoire des ancêtres, suffisamment détaillée et remontant assez haut'.
agency that determines what will happen, but undetermined in the sense that they are
not predictable in any way) (Boussinesq, 1879, p. 57).
Thus, although both Cournot and Boussinesq left some room for indeterminism, they
both argued that, usually, physiological processes are completely deterministic. Their
concern was thus not with determinism in the physiological realm; what they wanted to
ensure was that the law of conservation of energy was not taken to lead to a reduction
of physiology to physics, and that there could be genuine vital causes.
6. Free will and life
When Maxwell and Boussinesq wrote about free will, they understood it strictly in
terms of mindmatter interaction. They argued for an immaterial mind or soul that
could cause changes in the body (where the body is treated as a mechanical system), and
thus regarded an antimaterialist and dualistic metaphysics as essential for free will. As
we've seen, these ideas about the will were very much connected to ideas about life, and
about the possibility of non-materialistic explanations of organic processes. These
special explanations of life could account e.g. for holistic and teleological features of
organisms. For Boussinesq, the problem of how to account for organic processes was
just as important as that of free will: he was quite critical of materialist physiology that
fully reduced organic processes to the laws of physics and chemistry (Boussinesq, 1879,
p. 38-39). Maxwell's primary concern was with free will, but his ideas about the
possibility of free will are also connected to the issue of whether life can be explained in
a materialist way. This becomes clear in the following passage from 1879 about the very
definition of life:
Science has thus compelled us to admit that that which distinguishes a living body
from a dead one is neither a material thing, nor that more refined entity, a 'form
of energy'. There are methods, however, by which the application of energy may
be directed without interfering with its amount. Is the soul like the engine-driver,
who does not draw the train himself, but, by means of certain valves, directs the
course of the steam so as to drive the engine forward or backward, or to stop it?
(Maxwell, 1879b).
Thus, according to Maxwell, there is no vital matter or vital energy, but there can be a
soul which directs motions in living beings.
Finally, Cournot and Stewart were not at all concerned with the issue of free will,
with Cournot going so far as to deny free will. According to Cournot, an act is always
determined by something, by physical circumstances, physiological or psychological
factors, reason, superstition, or by past experiences (Cournot, 1875, p. 239). The French
philosopher Renouvier argued that Cournot's ideas could provide a basis for a theory of
free will, even if Cournot himself was not interested in the problem of free will but only
in the problem of life. But, as Renouvier remarked, 'the question is the same, as it
concerns finding a conciliation between a mechanical order and actions that are exerted
on this order without belonging to it'.
30
Cournot and Boussinesq can both be counted as vitalists; although neither held the
position that there are vital 'forces' of the same order as physical forces, they did have a
dualistic conception of life, and their ideas seem to fit under the label of ontological
vitalism or substance vitalism, with an immaterial principle directing motions at the
microlevel.
31
The authors discussed in this paper were thus primarily interested in the
possibility for a non-physical cause to intervene in living beings, whether the mind or
the soul or a vital principle (or even God). They argued for a strict dualism between the
body as machine and an immaterial entity that operates the machine. However, they did
not go into details about the nature of this immaterial entity or exactly how it was to
relate to the body.
32
Conclusion
The debate discussed in this paper about the possibility of free will or a vital principle
that is not regulated by the laws of physics, is very much about the same issue with
which Descartes wrestled (notably in the correspondence with Princess Elisabeth; see
Shapiro, 1999), of how the mind could act on the body, or, more generally, how a non-
30
'la question est la même, en tant qu'elle a trait à une conciliation à trouver entre un ordre mécanique et des
actions qui s'exercent sur lui sans lui appartenir'. Renouvier (1882).
31
On types of vitalism, see Wolfe (2011). On vitalism in Cournot, see Martin (2011), and Vatin (2007).
32
The argument that the possibility of vital and mental causes could be saved through an appeal to instability
or indeterminism in physics had a kind of afterlife in Bergson, who, in a lecture in 1911, explained how
vitalism could work in terms that are very reminiscent of Maxwell, Stewart and Cournot: 'When we
investigate the way in which a living body goes to execute movements, we find that the method it employs is
always the same. This consists in utilizing certain unstable substances which, like gunpowder, need only a
spark to explode them. I refer to foodstuff, especially to ternary substances, carbohydrates and fat. A
considerable sum of potential energy, accumulated in them, is ready to be converted into movement. That
energy has been slowly and gradually borrowed from the sun by plants; and the animal which feeds on a plant,
or on an animal which has been fed on a plant, and so on, simply receives into its body an explosive which life
has fabricated by storing solar energy. To execute a movement, the imprisoned energy is liberated. All that is
required is, as it were, to press a button, touch a hair trigger, apply a spark; the explosion occurs, and the
movement in the chosen direction is accomplished.' (Bergson (1911), p. 18). But Bergson did not think there
was an immaterial directive principle that could pull the trigger; instead there was indeterminacy originating
in a difference in temporal span between the mental and the physical.
physical cause could have an impact in the physical world. Around the 1870s, this issue
was again brought to the foreground through the development of the law of
conservation of energy, which Helmholtz and Du Bois-Reymond applied to physiology
in order to exclude the intervention of non-physical causes. In response, a number of
physicists and mathematicians such as Maxwell, Boussinesq, Cournot and Stewart made
attempts to defend strictly dualist conceptions of life and the will, through an appeal to
unstable and indeterministic systems in mechanics. The law of conservation of energy
thus posed a problem for dualism with regard to life and the will, but did not bring an
end to dualist theories.
Acknowledgements
I would like to thank Charles Wolfe, Maarten Van Dyck, Eric Schliesser, Olivier Sartenaer
and Barnaby Hutchins for useful suggestions and comments. I would also like to thank
two anonymous referees for their very useful remarks.
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... The great Scottish physicist, James Clerk Maxwell, proposed volition might operate through a force too small to detect (Maxwell, 1873(Maxwell, /1995. Some of his contemporaries suggested this force, or "directive principle," could be infinitesimally small, or even zero, thereby avoiding conflict with the law of energy conservation altogether (van Strien, 2015). ...
... 817) Maxwell went on to suggest the molecular action of this "directive principle" might even be too small to detect. Other physicists and mathematicians such as Stewart, Cournot, and Saint-Venant put forth similar ideas (van Strien, 2015). Saint-Venant suggested the triggering force could be infinitely small, but not zero. ...
... Soon after the law of energy conservation was formulated in the mid-19th century, several scientists and philosophers recognized the problem it posed for free will and proposed ways of solving it (Mueller, 2015;van Strien, 2013van Strien, , 2014van Strien, , 2015. Delboeuf (1882aDelboeuf ( , 1882bDelboeuf ( , 1882c suggested we could influence the course of matter without compromising the conservation of energy by prolonging the time it takes for molecular interactions to occur. ...
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In the early 1880s, Joseph Delboeuf proposed a little-known but ingenious solution to the problem the law of the conservation of energy poses for free will. When energy is transferred between two bodies, the law of energy conservation requires that the energy before and after the transfer be the same, but it says nothing of the time it must take. If we could delay this transfer, Delboeuf proposed, we could alter the course of matter without compromising the conservation of energy. This article begins by tracing the early history of the conflict between free will and the first law of thermodynamics and by recounting some initial attempts to resolve it. It next describes Delboeuf’s theory and the arguments that were made against it, before situating it with respect to some recent developments in the philosophy and psychology of free will.
... Voir Fagot-Largeault, 2002, 966-982. Le contexte international de ce débat est discuté dansStrien, 2014. ...
... Even without considering embodied and environmental influences, nervous system activity will reflect an equilibrium between multiple wired and non-wired circular interactions ( Figure 5A) that is affected by various spatial and temporal factors ( Figures 5B,C). As highlighted by McCulloch (1945), these nested circular interactions allow an equilibrium to be shifted to a new one by very small changes in activity, matching James Clerk Maxwell's claim that life differs to physics because a "strictly infinitesimal force may determine the course of the system to any one of a finite number of equally possible paths" (see Van Strien, 2015). ...
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Scientific reductionism, the view that higher level functions can be explained by properties at some lower-level or levels, has been an assumption of nervous system analyses since the acceptance of the neuron doctrine in the late 19th century, and became a dominant experimental approach with the development of intracellular recording techniques in the mid-20th century. Subsequent refinements of electrophysiological approaches and the continual development of molecular and genetic techniques have promoted a focus on molecular and cellular mechanisms in experimental analyses and explanations of sensory, motor, and cognitive functions. Reductionist assumptions have also influenced our views of the etiology and treatment of psychopathologies, and have more recently led to claims that we can, or even should, pharmacologically enhance the normal brain. Reductionism remains an area of active debate in the philosophy of science. In neuroscience and psychology, the debate typically focuses on the mind-brain question and the mechanisms of cognition, and how or if they can be explained in neurobiological terms. However, these debates are affected by the complexity of the phenomena being considered and the difficulty of obtaining the necessary neurobiological detail. We can instead ask whether features identified in neurobiological analyses of simpler aspects in simpler nervous systems support current molecular and cellular approaches to explaining systems or behaviors. While my view is that they do not, this does not invite the opposing view prevalent in dichotomous thinking that molecular and cellular detail is irrelevant and we should focus on computations or representations. We instead need to consider how to address the long-standing dilemma of how a nervous system that ostensibly functions through discrete cell to cell communication can generate population effects across multiple spatial and temporal scales to generate behavior.
Chapter
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Since Leibniz's time, Cartesian mental causation has been criticized for violating the conservation of energy and momentum. (Non-epiphenomenalist property dualism is analogous.) Many dualist responses clearly fail. But conservation laws have important neglected features generally undermining the objection. Conservation is _local_, holding first not for the universe, but for everywhere separately. The energy (or momentum, etc.) in any volume changes only due to what flows through the boundaries (no teleportation). Constant total energy holds if the global summing-up of local conservation laws converges; it probably doesn't in reality. Energy (momentum) conservation holds if there is symmetry, the sameness of the laws over time (space). Thus, if there are time-places where symmetries fail due to nonphysical influence, conservation laws fail there and then, while holding elsewhere, such as refrigerators and stars. Noether's converse first theorem shows that conservation laws imply symmetries. Thus conservation trivially nearly entails the causal closure of the physical. But expecting conservation to hold in the brain (without looking) simply assumes the falsehood of Cartesianism. Hence Leibniz's objection begs the question. Empirical neuroscience is another matter. So is Einstein's General Relativity: far from providing a loophole, General Relativity makes mental causation _harder_.
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In biology the term “vitalism” is usually associated with Hans Driesch’s doctrine of the entelechy: entelechies were nonmaterial, bio-specific agents responsible for governing a few peculiar biological phenomena. Since vitalism defined as such violates metaphysical materialism (or physicalism), the received view refutes the doctrine of the entelechy as a metaphysical heresy. But in the early twentieth century, a different, non-metaphysical evaluation of vitalism was endorsed by some biologists and philosophers, which finally led to a logical refutation of the doctrine of the entelechy. In this non-metaphysical evaluation, first, vitalism was not treated as a metaphysical heresy but a legitimate response to the inadequacy of mechanistic explanations in biology. Second, the refutation of vitalism was logically rather than metaphysically supported by contemporary biological knowledge. The entelechy was not a valid concept, because vitalists could neither formulate vital laws (to attribute determinate consequences to the entelechy), nor offer convincing examples of experimental indeterminism (to confirm the perpetual inadequacy of mechanistic explanations).
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This book presents the first detailed account of the discussion of the free will problem in British philosophy in the 'long' eighteenth century, beginning with Locke and ending with Dugald Stewart. In this period, the question of the nature of human freedom is posed principally in terms of the influence of motives upon the will. On the libertarian side of the debate are those who believe we are free in our choices. A motive, these philosophers hold, is a reason to act in a particular way, but it is up to the agent which motive he acts upon. On the necessitarian side of the debate are those who believe that there is and can be no such thing as freedom of choice. According to these philosophers, there will usually be one motive that is stronger than any other and that determines choice and action. Among the issues raised in eighteenth-century discussion of this issue are the nature of motives, the place of 'indifference' in an analysis of free will, the tenability of a distinction between 'moral' and 'physical' necessity, the relation between the understanding and the will, and internal coherence of the concept of freedom of will. James Harris places this debate in the context of the eighteenth-century concern by introducing the methods of 'experimental' inquiry into the philosophy of mind, and shows that at no point in this period is it uncontroversial that necessitarianism is the natural concomitant of a 'scientific' approach to human choice and action.
Book
Analyse des formes du vitalisme dans les conceptions biologiques d'Augustin Cournot