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Breakdown of Effective Connectivity During Slow Wave Sleep: Investigating the Mechanism Underlying a Cortical Gate Using Large-Scale Modeling

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Effective connectivity between cortical areas decreases during slow wave sleep. This decline can be observed in the reduced interareal propagation of activity evoked either directly in cortex by transcranial magnetic stimulation (TMS) or by sensory stimulation. We present here a large-scale model of the thalamocortical system that is capable of reproducing these experimental observations. This model was constructed according to a large number of physiological and anatomical constraints and includes over 30,000 spiking neurons interconnected by more than 5 million synaptic connections and organized into three cortical areas. By simulating the different effects of arousal promoting neuromodulators, the model can produce a waking or a slow wave sleep-like mode. In this work, we also seek to explain why intercortical signal transmission decreases in slow wave sleep. The traditional explanation for reduced brain responses during this state, a thalamic gate, cannot account for the reduced propagation between cortical areas. Therefore we propose that a cortical gate is responsible for this diminished intercortical propagation. We used our model to test three candidate mechanisms that might produce a cortical gate during slow wave sleep: a propensity to enter a local down state following perturbation, which blocks the propagation of activity to other areas, increases in potassium channel conductance that reduce neuronal responsiveness, and a shift in the balance of synaptic excitation and inhibition toward inhibition, which decreases network responses to perturbation. Of these mechanisms, we find that only a shift in the balance of synaptic excitation and inhibition can account for the observed in vivo response to direct cortical perturbation as well as many features of spontaneous sleep.
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... The declining tendency of the connectivity magnitude that was observed at many channel pairs under each level of daily fatigue may be associated with the fading of consciousness [27,49]. A cortical gate is created through the reductions in cortico-cortical connectivity, and it may disconnect the brain from the external environment and, thus, block sensory inputs [27,50]. ...
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... As the search for the neural correlates of consciousness (NCC) has been refined over the years by distilling the proper NCC from its prerequisites and consequences, the same should be attempted in the search for the NC of (dis)connected consciousness. Although there is suggestive evidence indicating that a breakdown in cortical effective connectivity (Massimini et al., 2005) might underlie the loss of consciousness in anesthesia (Boly et al., 2012) and sleep (Esser et al., 2009), the challenge heightens when attempting to pinpoint the specific mechanism responsible for the loss of environmental connection during these states. While we know that sensory stimuli reach primary sensory regions during presumed unconscious and dream states, it is unknown how they are processed in disconnected states in both primary and secondary regions. ...
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Preprint
Full-text available
Sleep is commonly regarded as a state of disconnection from the environment. Yet, instances of external sensory stimuli affecting the course of dreams have been reported for centuries. Importantly, understanding the impact of external stimuli on dreams could shed light on the origin and generation of dreams, the functional mechanisms that preserve sleep continuity, and the processes that underlie conscious awareness. Moreover, the possibility of using sensory stimuli for dream engineering could potentially benefit patients suffering from alterations in the intensity or content of sleep conscious experiences. Here, we performed a systematic review following PRISMA guidelines to evaluate the robustness of the current evidence regarding the influence of external sensory stimulation during sleep on dreams experiences. In a literature search using PsycNET, PubMed, ScienceDirect, and Scopus, we selected any experimental work presenting dream data obtained from a confirmed sleep episode during which visual, auditory, olfactory, gustatory, or somatosensory stimulation was administered. A methodological assessment of the included studies was performed using an adapted version of the Downs and Black's (1998) checklist. Fifty-one publications met the inclusion criteria, of which 21 reported data related to auditory stimulation, 10 to somatosensory stimulation, 8 to olfactory stimulation, 4 to visual stimulation, 2 to vestibular stimulation, and 1 to multi-modal stimulation (audio-visual). Furthermore, 9 references involved pre-conditioned associative stimulation procedures: 6 relied on targeted memory reactivation protocols and 3 on targeted lucid reactivation protocols. The reported frequency of stimulus-dependent dream changes across studies ranged from 0% to ~90%. Such a variability likely reflects the considerable heterogeneity of experimental and methodological approaches. Overall, the literature analysis identified a lack of substantial understanding of the key mechanisms, functions, and correlates of stimulus-dependent dream changes. We believe that a paradigm shift is required for meaningful and significant advancement in the field. We hope that this review will serve as a starting point for such a shift.
... Studies have shown that the light anesthetic regimen employed in our study could be analogous to slow wave sleep, both in terms of the slow rhythms (Torao-Angosto et al., 2021) and FC patterns Bettinardi et al., 2015). Thalamus can be decoupled from cortex (in terms of tonic thalamic activity) during some general anesthesia conditions (Suzuki and Larkum, 2020), and thalamocortical connectivity is often reduced during anesthesia and deep sleep (Esser et al., 2009;Hudetz, 2012;Picchioni et al., 2014). On the other hand, IHFC of thalamic nuclei and intrathalamic FC, both increased after TTA-P2 administration, though the differences were not significant (paired t-test, p > 0.05). ...
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