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Geotechnical Aspects of Rock Erosion in Emergency Spillway Channels Supplemental Information on Prediction, Control, and Repair of Erosion in Emergency Spillway Channels

Authors:
Technical
Report
REMR-GT-3
August
1998
US
Army
Corps
of
Engineers
Waterways
Experiment
Station
Repair,
Evaluation,
Maintenance,
and
Rehabilitation
Research
Program
Geotechnical
Aspects
of
Rock
Erosion
in
Emergency
Spillway
Channels
Supplemental
Information
on
Prediction,
Control,
and
Repair
of
Erosion
in
Emergency
Spillway
Channels
by
Christopher
C.
Mathewson,
Kerry
D.
Cato,
Texas
A&M
University
James
H.
May,
WES
19980911
079
Approved
For
Public
Release;
Distribution
Is
Unlimited
rjtiöQi
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Repair,
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Rehabilitation
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August
1998
Geotechnical
Aspects
of
Rock
Erosion
in
Emergency
Spillway
Channels
Supplemental
Information
on
Prediction,
Control,
and
Repair
of
Erosion
in
Emergency
Spillway
Channels
by
Christopher
C.
Mathewson,
Kerry
D.
Cato
Center
for
Engineering
Geosciences
Texas
A&M
University
College
Station,
TX
77843-3115
James
H.
May
U.S.
Army
Corps
of
Engineers
Waterways
Experiment
Station
3909
Halls
Ferry
Road
Vicksburg,
MS
39180-6199
Final
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Mathewson,
Christopher
C.
Geotechnical
aspects
of
rock
erosion
in
emergency
spillway
channels:
supplemental
information
on
prediction,
control,
and
repair
of
erosion
in
emergency
spillway
channels
/
by
Christopher
C.
Mathewson,
Kerry
D.
Cato,
James
H.
May;
prepared
for
U.S.
Army
Corps
of
Engineers.
42
p.:
ill.;
28
cm.
(Technical
report;
REMR-GT-3)
Includes
bibliographic
references.
1.
Rocks
Erosion.
2.
Soils
Erosion.
3.
Spillways
Repairing
Design.
I.
Cato,
Kerry
Don,
1959-
II.
May,
James
H.
III.
United
States.
Army.
Corps
of
Engineers.
IV.
U.S.
Army
Engineer
Waterways
Experiment
Station.
V.
Repair,
Evaluation,
Maintenance
and
Rehabilitation
Research
Program.
VI.
Title.
VII.
Title:
Supplemental
information
on
prediction,
control,
and
repair
of
erosion
in
emergency
spillway
channels.
VIII.
Series:
Technical
report
(U.S.
Army
Engineer
Waterways
Experiment
Station);
REMR-GT-3.
TA7
W34
no.REMR-GT-3
Contents
Preface
v
Conversion
Factors,
Non-SI
to
SI
Units
of
Measure
v
ii
1—Introduction
1
Objectives
and
Approach
of
Study
1
Problem
Statement
2
Purpose
of
an
Emergency
Spillway
3
Previous
Spillway
Erosion
Studies
5
2—Analysis
and
Prediction
of
Spillway
Erosion
9
Classification
of
Erosion
Damage
-9
Spillway
Channel
Erosion
Equation
11
Predicting
Rock
Erosion
in
Spillway
Channels
2
3
3—Repair
and
Remediation
of
Spillway
Erosion
2
8
Channel
Geometry
2
8
Hydrologie
and
Hydraulic
Conditions
2
9
Geologic
Conditions
2
9
References
33
SF298
List
of
Figures
Figure
1.
Plan
view
(A)
and
cross
section
(B)
of
a
typical
emergency
spillway
channel
4
Ml
Figure
2.
Relationship
between
rock
erosion
classification
and
geometric
and
hydraulic
characteristics
of
the
spillway
channel
11
Figure
3.
Relationship
between
flow
depth
and
fall
height
14
Figure
4.
Flood
hydrograph
(A)
of
a
flow
event
that
reaches
peak
design
dis-
charge
showing
erosive
flows
during
vented
(cross
hatched),
unvented,
and
peak
flows.
Erosion
hydrograph
(B)
showing
the
conditions
when
vented
(hatched)
and
unvented
erosion
occurs
...
15
Figure
5.
Rock
erosion
potential
class
based
on
lithology
18
Figure
6.
Rock
erosion
potential
class
based
on
rock
substance
properties.
..
19
Figure
7.
Rock
erosion
potential
class
based
on
rock
genesis
and
environment
of
formation
which
produce
the
first-order
discontinuities
2
0
Figure
8.
Rock
erosion
potential
class
based
on
tectonic
history
of
the
rock
which
produces
the
second-order
discontinuities
2
1
Figure
9.
Schematic
cross
sections
of
model
knickpoints
investigated
by
Clemence
(1988)
2
3
Figure
10.
Rock
erosion
potential
class
based
on
rock
mass
properties
2
4
Figure
11.
Erosion
risk
classification
based
on
slope,
flow
velocity,
and
geometric
anomaly
within
the
spillway
channel
2
5
Figure
12.
Spillway
erosion
assessment
sheet
used
to
compare
erosion
risk
to
erosion
potential
for
each
geologic
and
geometric
section
within
the
spillway
channel
2
6
Figure
13.
Erosion
potential
classification
based
on
lithology,
rock
substance,
material
genesis,
postformational
discontinuities
(tectonics),
and
rock
mass
properties
2
7
Figure
14.
Conceptual
section
of
a
cutoff
wall
at
the
toe
of
a
concrete
discharge
structure
to
resist
undercutting
3
0
Figure
15.
Conceptual
designs
for
the
remediation
of
various
forms
of
spillway
erosion
3
2
IV
Preface
This
study
addresses
the
geologic
factors
that
control
rock
erosion
in
emer-
gency
spillway
channels,
develops
a
technique
to
evaluate
the
risk
and
predict
the
potential
erosion
of
rock
and
soil
exposed
to
hydraulic
attack
during
a
flow
event
in
the
channel,
and
provides
design
concepts
for
the
repair
and
rehabilitation
of
spillway
erosioa
The
study
was
conducted
under
the
Repair,
Evaluation,
Maintenance,
and
Rehabilitation
(REMR)
Research
Program.
The
REMR
Program
Manager
was
Mr.
William
F.
McCleese,
Structures
Laboratory,
WES.
Mr.
Mike
Klosterman
(CECW-E),
Headquarters,
U.S.
Army
Corps
of
Engineers,
was
the
Technical
Monitor.
This
work
was
conducted
under
the
direct
supervision
of
Mr.
J.S.
Huie,
Soil
and
Rock
Mechanics
Division
(SRMD),
and
Dr.
James
H.
May
and
Mr.
John
B.
Palmerton,
the
Principal
Investigators,
Earthquake
Engineering
and
Geophysics
Division
(EEGD),
Geotechnical
Laboratory
(GL),
U.S.
Army
Engineer
Water-
ways
Experiment
Station
(WES).
General
supervision
was
provided
by
Mr.
Joe
L.
Gatz,
Chief,
Engineering
Geology
Branch;
Dr.
A.G.
Franklin,
EEGD;
Dr.
D.C.
Banks,
SRMD;
and
Dr.
W.F.
Marcuson
III,
Director,
GL.
Most
of
the
data
for
this
research
came
from
two
Federal
agencies:
the
U.S.
Army
Corps
of
Engineers
(CE)
and
the
U.S.
Department
of
Agriculture,
Soil
Conservation
Service
(SCS).
Drs.
Dave
Patrick
and
Chris
Cameron,
of
the
University
of
Southern
Mississippi,
contributed
many
hours
of
helpful
discussion.
Messrs.
Dave
Ralston,
Lou
Kirkaldie,
John
Brevard,
John
Moore,
and
Jim
Hyland
of
the
SCS
were
extremely
supportive
by
opening
their
files
and
providing
constructive
feedback
on
ideas
and
written
reports.
Messrs.
Darrel
Temple,
Kerry
Robinson,
and
Gregg
Hanson
of
the
Agricultural
Research
Service
-
Hydraulic
Structures
Laboratory
furnished
many
new
insights
and
observations
concerning
spillway
erosioa
This
report
draws
heavily
from
the
doctoral
dissertations
by
Dr.
May
and
Dr.
Kerry
D.
Cato,
completed
under
the
supervision
of
Dr.
Chris-topher
C.
Mathewson,
Director,
Center
for
Engineering
Geosciences
and
Professor
of
Engineering
Geology
at
Texas
A&M
University,
College
Station,
TX.
At
the
time
of
the
publication
of
this
report,
Dr.
Robert
W.
Whalin
was
Director
of
WES.
The
Commander
was
COL
Robin
R.
Cababa,
EN.
The
contents
of
this
report
are
not
to
be
used
for
advertising,
publication,
or
promotional
purposes.
Citation
of
trade
names
does
not
constitute
an
official
endorsement
or
approval
of
the
use
of
such
commercial
products.
VI
Conversion
Factors,
Non-SI
to
SI
Units
of
Measurement
Non-SI
units
of
measurement
used
in
this
report
can
be
converted
to
SI
units
as
follows:
1
Multiply
By
To
Obtain
cubic
feet
0.02831685
cubic
metres
feet
0.3048
metres
inches
25.4
millimetres
1
pounds
per
cubic
foot
27.6799
grams
per
cubic
centimetre
1
pounds
per
square
inch
6.894757
kilopascals
H
VII
1
Introduction
Objectives
and
Approach
of
Study
The
technology
and
methodology
to
evaluate
erosion
in
emergency
spillway
channels
are
in
their
infancy
with
only
recent
detailed
case
histories
providing
a
foundation;
no
synoptic
study
of
case
histories
or
theoretical
basis
of
soil
and
rock
erosion
exists.
Current
methods
are
not
applicable
to
most
spillways
in
which
material
conditions
range
from
loose
soil,
to
slightly
indurated
soil,
to
weathered
rock,
and
finally
to
massive,
unfractured
unweathered
rock.
Only
erosion
of
loose
sediment
has
been
studied
in
detail.
This
study
is
a
synoptic
approach
that
uses
case
histories
of
emergency
spillway
erosion
to
determine
the
effects
of
wide
ranges
of
geologic
materials
on
the
erosion
process.
The
goal
of
this
study
is
to
determine
which
geologic
factors
are
the
most
useful
predictors
of
emergency
spillway
channel
erosion,
to
use
them
to
develop
a
technique
to
predict
erosion
potential
in
emergency
spillway
channels,
and
to
establish
design
concepts
for
channel
design
and
erosion
repair
projects.
This
objective
was
achieved
through
the
following
subobjectives:
a.
Assessment
of
erosion
damage
at
sites
that
have
received
flows
through
an
analysis
of
the
geometric,
hydraulic,
and
geologic
conditions
affecting
site
performance
using
postflow
surveys
and
observations.
b.
Determination
of
geologic
characteristics
of
the
spillway
channel
foundation
by
reviewing
construction
data
and
through
observation.
c.
Development
of
a
geologic
erosion
equation
by
assessing
the
effect
of
various
geologic
factors
on
spillway
channel
erosion.
d.
Combining
geologic
equation
with
the
geometric
and
hydraulic
factors
to
develop
an
erosion
potential
technique.
e.
Establishment
of
design
concepts
and
recommendations
for
the
design
and
repair
of
erosion
in
emergency
spillway
channels.
These
objectives
were
fulfilled
through
the
following
approach:
Chapter
1
Introduction
a.
Determining
erosion
damage
at
spillways
that
have
experienced
flows
through
the
use
of
observations
and
postflow
surveys
to
identify
where
damage
was
concentrated
in
the
channel
and
describe
the
damage.
b.
Determining
the
geologic
site
conditions
using
construction
data
and
obser-
vations
including
the
construction
of
geologic
cross
sections
parallel
to
the
longitudinal
channel
profiles,
the
identification
of
the
nature
of
each
geo-
logic
erosion
equation
component,
and
the
recording
of
any
geologic
influ-
ence
on
erosion
not
addressed
in
the
equation.
c.
Explaining
the
effect
of
each
geologic
erosion
equation
component
on
the
erosion
performance
for
each
site,
and
if
the
erosion
could
not
be
explained
by
the
existing
factors,
define
new
factors
which
accounted
for
the
erosion.
d.
Synthesizing
the
influence
of
each
component
of
the
geologic
erosion
equation
for
all
sites.
e.
Developing
conceptual
designs
for
the
repair
and
rehabilitation
of
eroded
spillway
channels.
Problem
Statement
Significant
numbers
of
excavated,
earthen-floored
emergency
spillway
channels
are
currently
used
at
a
large
number
of
small
dams
and
at
a
moderate
number
of
large
dams
in
the
United
States.
These
channels
are
excavated
into
all
types
of
rock
and
soil
and,
unlike
service
spillways
which
may
flow
with
greater
frequency
and
hence
have
more
erosion
protection,
are
designed
to
flow
rarely
and
experi-
ence
minor
erosion
(U.S.
Army
Corps
of
Engineers
(US
ACE)
1965).
However,
erosion-producing
flows
over
the
past
10
years
have
resulted
in
a
need
for
mainte-
nance
and
redesign
of
many
emergency
spillway
channels.
These
spillway
perfor-
mances
indicate
that
little
is
known
about
how
to
predict
in
situ
soil
and
rock
resistance
to
hydraulic
stresses.
Emergency
spillway
erosion
will
become
a
greater
problem
as
more
dams
experience
spillway
flows.
The
greatest
probability
of
spillway
flow
appears
to
occur
within
the
first
50
years
of
the
life
of
a
dam.
Relating
the
number
of
operat-
ing
dams
to
spillway
flow
events
indicates
an
alarming
trend.
Consider,
for
example,
the
buildup
of
large
dams
after
World
War
II.
Approximately
2,000
dams
existed
in
1946,
but
by
1986
this
number
almost
tripled
to
5,450
(American
Society
of
Civil
Engineers/US.
Committee
on
Large
Dams
(ASCE/USCLD)
1975,
1988).
It
is
unknown
how
many
large
dams
have
earthen-floored
spillways,
but
it
is
known
that
use
of
excavated
spillways
is
common
practice
with
earth-
or
rock-fill
structures;
83
percent
of
all
dams
operating
in
1986
were
earth-
or
rock-
fill
dams.
In
1946
historical
spillway
flows
totaled
11
events;
however,
51
spillway
flows
occurred
between
1946
and
1986
(ASC/USCLD
1975,1988).
Of
these
51
flows,
the
majority
were
on
dams
constructed
after
1946.
In
the
United
Chapter
1
Introduction
States,
approximately
63
percent
of
large
dams
are
less
than
50
years
old;
yet
fewer
than
2
percent
have
received
spillway
flow.
Large
dams
are
built
more
hydraulically
conservative
than
are
small
dams,
and
their
spillways
are
designed
to
be
seldom,
if
ever,
used.
An
examination
of
dams
designed
and
constructed
by
the
U.S.
Department
of
Agriculture,
Soil
Conservation
Service
(SCS),
predominantly
small-
and
medium-
sized
dams,
provides
an
even
stronger
argument.
The
largest
number
of
dams
was
constructed
during
the
1964-1969
time
period
when
over
5,000
dams
were
completed
(SCS
1989a).
The
surge
of
SCS
dam
building
is
over,
evidenced
by
the
fact
that
only
334
dams
have
been
constructed
during
the
past
5
years.
The
total
number
of
SCS
dams
placed
in
operation
since
1954
is
22,785.
SCS
spillway
erosion
problems
were
first
documented
in
1957;
however,
significant
numbers
of
flows
did
not
occur
until
late
1960s
and
1970s
(Ralston
and
Brevard
1988).
The
peak
of
dam
construction
occurred
in
1964,
but
the
first
spillway
flows
for
most
sites
did
not
transpire
until
20
years
later.
Less
than
5
percent
of
all
SCS
dams
have
experienced
flows.
It
is
probable
that
larger
num-
bers
of
SCS
dams
will
receive
spillway
flows.
These
statistics
emphasize
the
importance
of
understanding
the
erosion
process
and
using
this
knowledge
to
establish
safety
review,
remediation,
new
design
and
redesign,
and
maintenance
policies.
Purpose
of
an
Emergency
Spillway
An
emergency
spillway
conveys
flood
flows
that
exceed
the
designed
storage
space
safely
past
a
dam.
Several
types
of
emergency
spillway
designs
are
cur-
rently
used
and
generally
classified
according
to
their
most
prominent
feature
including:
free
overfall
(straight
drop),
ogee
(overflow),
side
channel,
open
channel
(trough
or
chute),
conduit,
tunnel,
drop
inlet
(shaft
or
morning
glory),
baffled
apron
drop,
culvert,
and
siphon
(Golze
1977).
Emergency
spillways,
sometimes
called
auxiliary
spillways,
may
also
be
classified
as
controlled
or
uncontrolled,
depending
on
whether
they
are
gated
or
ungated.
Open
channel
spillways,
the
focus
of
this
study,
are
used
with
earth-fill
dams
more
often
than
any
other
spillway
type.
Because
83
percent
of
the
dams
currently
in
operation
are
earth
dams,
it
follows
that
a
high
number
of
open
channel
spill-
ways
are
also
operating.
Channel
profile
designs
have
an
upstream
entrance
channel,
a
control
structure,
and
a
downstream
exit
channel.
Control
structures
are
generally
placed
in
line
with
or
upstream
from
the
dam
centerline
(Figure
1).
Downstream
from
the
control,
the
exit
channel
is
constructed
at
minimum
grade
until
it
"daylights"
along
the
valley
Chapter
1
Introduction
EXIT
CHANNEL
-EMERGENCY
SPILLWAY
CONTROL
INLET
CHANNEL
B
•SUBCRITICAL
SUPERCRITICAL-
TTT
HYDRAULIC
JUMP
SUPERCRITICAL
-J
INLET
CHANNEL
CONTROL
SECTION
AND
CREST
STEEP
FLOOD-
SECTION
PLAIN
Figure
1.
Plan
view
(A)
and
cross
section
(B)
of
a
typical
emergency
spillway
channel
wall.
To
minimize
excavation,
the
channel
is
stopped
at
this
location;
the
altema
tive
would
be
to
grade
the
channel
a
long
distance
along
the
valley
wall
and
down
into
the
floodplain.
Depending
on
dam
height
and
valley
wall
geometry,
there
is
typically
some
drop-off
or
steeper
gradient
at
the
downstream
end
of
the
exit
channel
which
grades
to
the
floodplain
elevation.
4
Chapter
1
Introduction
Adequate
hydraulic
capacity
is
a
paramount
criterion
for
emergency
spillways
of
earth-fill
and
rock-fill
dams
which
would
potentially
be
destroyed
if
overtopped.
Wide
spillways
are
frequently
constructed
to
meet
this
hydraulic
capacity
and
to
maintain
shallow
flow
depths.
This
design
concept
calls
for
extensive
spillway
channel
excavation,
which
comprises
a
significant
amount
of
the
overall
construc-
tion
cost.
Channel
design
relies
on
an
assessment
of
flow
risk
versus
capitalization
cost.
Emergency
spillways
are
infrequently
used
with
inconsequential
erosion
damage
expected
during
operation
(USACE
1965).
However,
there
is
an
assumption
in
this
philosophy
that
expected
erosion
will
be
minor
and
repairable.
Recent
findings
show
that
numerous
erosion
estimates
were
too
low
and
that
excessive
erosion
occurred
with
flows
below
the
maximum
design
flow
(Cameron
et
al.
1986,
1988).
Previous
Spillway
Erosion
Studies
The
American
Society
of
Civil
Engineers
and
the
United
States
Committee
on
Large
Dams
document
spillway
erosion
by
summarizing
large
dam
failures
and
incidents
dating
to
the
late
1800's
for
United
States
dams
(ASCE/USCLD
1975,
1988).
Where
possible,
factors
such
as
erosion
involving
only
concrete,
flow
damaging
only
the
controlling
gates,
or
dam
overtopping
by
excessive
discharge
are
listed.
However,
a
formidable
number
of
incidents
involve
erosion
of
soil
and
rock.
See
Cato
(1991)
for
a
discussion
of
historical
data.
The
Repair,
Evaluation,
Maintenance,
and
Rehabilitation
(REMR)
Research
Program
spillway
erosion
study
began
in
1984
as
a
result
of
substantial
spillway
erosion
at
the
U.S.
Army
Corps
of
Engineers'
(CE)
Grapevine
Dam,
TX,
in
1981,
and
the
CE-Saylorville
Dam,
IA,
in
1984
(Cameron
et
al.
1986,
1988).
Flow
magnitudes
represented
small
Probable
Maximum
Flood
(PMF)
percentages,
but
large
rock
volumes
were
eroded.
More
importantly,
it
was
felt
that
larger
flows
would
have
produced
spillway
breaches.
The
REMR
study
consisted
of
a
reconnaissance
stage
assessing
the
problem
magnitude
and
a
research
stage
addressing
specific
issues.
The
reconnaissance
study,
performed
by
a
multidisciplinary
team
based
out
of
the
U.S.
Army
Engineer
Waterways
Experiment
Station
in
Vicksburg,
MS,
entailed
contacting
every
CE
Division
to
identify
historic
spillway
flows.
Efforts
were
made
to
visit
each
site,
evaluate
geologic
materials
in
the
spillway
channel,
and
write
up
an
event
case
history.
Further
research
resulted
in
the
following
conclusions
(Cameron
et
al.
1988):
a.
Structural
and
stratigraphic
discontinuities
play
a
major
role
in
the
erosion
of
rock
by
changing
the
erosion
resistance
of
the
bed
material
and
forming
channel
gradient
changes.
Chapter
1
Introduction
b.
It
is
possible
to
rank
erosion
at
sites
by
comparing
volumes
of
material
removed.
c.
Headward
knickpoint
migration
can
be
exacerbated
by
negative
pressures
pulling
the
turbulent
forces
of
the
nappe
toward
the
natural
materials
in
the
headcut.
The
SCS
Emergency
Spillway
Flow
Study
Task
Group
(ESFSTG)
evaluated
the
performance
of
more
than
75
spillway
flows
to
refine
design
criteria
and
guide
repair
of
eroded
sites.
1
Erosion
severity
varies
from
no
damage
to
one
complete
breach.
Observations
show
that
most
eroded
material
consists
of
placed
soil
on
the
exit
channel
floor
and
residual
soil
on
the
natural
hillslope.
However,
the
SCS
is
still
trying
to
define
erodible
versus
non-erodible
rock.
Involvement
with
CE
and
SCS
spillway
studies
led
Cato
(1991)
to
probe
material
performance
case
histories.
Geometric
and
hydraulic
effects
on
erosion
processes
were
analyzed
by
statistically
comparing
erosion
damage
to
geometric
and
hydraulic
variables
for
16
sites;
portions
of
this
work
are
summarized
in
Cameron
et
al.
(1988).
The
analysis
resulted
in
a
method
to
classify
erosion
as
dominantly
downcutting,
transition
or
backcutting.
Conclusions
reached
were
as
follows:
a.
Generally,
there
is
only
minor
statistical
significance
among
the
attempted
correlations.
b.
The
R-squared
values
for
polynomial
regression
analyses
were
higher
than
those
for
linear
regression
analyses.
c.
Although
the
highest
single
R-squared
value
(0.79)
occurred
for
the
compar-
ison
of
volumetric
erosion
ranking
versus
steep
section
length
for
the
SCS
dams,
the
overall
R-squared
values
for
the
combined
SCS-CE
database
were
higher.
d.
The
R-squared
values
for
attempted
correlations
involving
the
geometric
parameters
were
somewhat
higher
than
those
involving
the
hydraulic
param-
eters
including
hydraulic
attack.
The
geologic
and
hydraulic
significance
of
the
regression
analyses
can
be
summarized
as
follows:
a.
Absence
of
overall
significant
statistical
correlation
among
the
sites
in
the
database
may
be
ascribed
to
variable
geological
conditions,
particularly
the
nature
of
structural
or
lithologic
discontinuities.
1
Personal
Communication,
D.C.
Ralston,
1989,
National
Design
Engineer
(retired),
Engineer-
ing
Division,
Soil
Conservation
Service,
U.S.
Department
of
Agriculture,
Washington,
D.C.
Chapter
1
Introduction
b.
Regression
analyses
indicate
that
the
effect
of
hydraulic
parameters
(water
depth
and
velocity)
play
a
minor
role
in
predicting
the
nature
and
extent
of
erosion
of
rock-lined
spillway
channels,
although
these
parameters
should
be
important
for
predicting
erosion
in
noncohesive
soils
and
sediments.
c.
Higher
R-squared
values
related
to
geometric
parameters
indicate
that
a
knickpoint
along
the
longitudinal
profile
of
a
spillway
channel
is
important
in
initiating
erosion
and
controlling
the
degree
of
erosion
that
will
occur.
This
initial
study
guided
succeeding
analyses
to
consider
all
three
general
variables
(geometry,
hydraulics,
and
geology).
It
was
found
that
site
geometry
is
a
more
critical
factor
in
controlling
the
initiation
of
erosion
than
flow
hydraulics
and
that
site
geology
appears
to
serve
as
the
dominant
erosion
control
factor.
A
follow-up
statistical
analysis
incorporated
geologic
variables
and
a
more
detailed
database
(Cato
1991).
Improvements
over
the
previous
comparison
included
the
following:
a.
The
database
included
only
SCS
dams
in
an
attempt
to
consider
dams
of
similar
size
and
hydraulic
conditions.
b.
Each
channel
was
divided
into
segments
of
similar
gradients;
then,
only
damages
from
that
segment
were
compared
to
hydraulic,
geometric,
and
geologic
variables.
c.
Performance
of
soil
and
rock
materials
were
compared
separately
using
linear
and
multiple
linear
regression
techniques
along
with
graphical
dis-
plays
of
all
comparisons.
d.
Comparisons
of
variables
to
the
following
measures
of
erosion:
(1)
Damage
classificatioa
(2)
Area
eroded
in
channel.
(3)
Total
volume
of
soil
and
rock
eroded
in
channel
(and
unit
volume).
(4)
Volume
of
soil
eroded
in
channel
(and
unit
volume).
(5)
Volume
of
rock
and
transition
material
eroded
(and
unit
volume).
(6)
Gully
morphology
(knickpoint
shape
and
depth
and
hydraulic
radius).
Rock
mass
classification
systems,
such
as
those
by
Kirsten
(1988),
Barton
(1988),
and
Bieniawski
(1988)
developed
for
ripping
and
tunneling,
had
poor
correlations.
Rock
Quality
Designation
(RQD),
reported
by
Woodward
(1985)
to
be
a
good
indicator
of
erodibility,
proved
an
ineffective
indicator
for
the
sites
Chapter
1
Introduction
analyzed
in
this
study.
The
more
descriptive
system,
the
Unified
Rock
Classifica-
tion
System
(URCS),
and
comparison
of
its
components
have
merit.
Overall,
the
linear
correlations
are
low,
trends
are
not
strong,
and
some
apparent
correlations,
such
as
Standard
Penetration
Test
(SPT)
blow
counts,
are
not
valid
because
of
sparse
data.
Multiple
linear
correlations
also
show
low
correlation
coefficients,
generally
below
0.50,
and
show
only
moderate
increases
over
linear
coefficients.
Observations
at
numerous
sites
attesting
to
geologic
control
cannot
be
ignored;
therefore,
statistical
approaches
with
this
amount
or
type
of
data
are
not
adequate
to
show
geologic
effects.
8
Chapter
1
Introduction
2
Analysis
and
Prediction
of
Spillway
Erosion
Classification
of
Erosion
Damage
Investigated
spillways
came
from
two
sources,
the
CE
and
SCS.
SCS
sites
were
generally
more
completely
documented
and
were
more
similar
in
their
size
and
characteristics
than
CE
sites.
The
CE
sites
provide
good
geologic
and
hydrau-
lic
variation
and
represent
larger
structures.
Erosion
classification
enabled
damage
comparisons
between
sites.
This
was
performed
by
developing
an
emergency
spillway
incident
classification
and
classifying
each
channel
segment.
Erosion
can
be
classified
in
many
ways,
including:
a.
Erosion
effect
on
dam
operation.
b.
Erosion
process.
c.
Volume
of
material
eroded.
d.
Area
of
exit
channel
scoured.
e.
Repair
cost.
The
incident
classification
developed
in
this
study
is
based
upon
the
following
hierarchy:
a.
Damage
to
spillway
structure
whether
it
be
a
breach,
severe
erosion,
or
only
minor
erosion.
b.
Type
of
materials
eroded
whether
it
is
placed
topsoil
or
in
situ
rock
or
soil.
The
erosion
damage
classification
system
developed
by
Cato
(1991)
is
pre-
sented
in
the
following:
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
a.
Failure
Type
2
(F2).
Applies
only
if
breach
occurs.
A
major
failure
of
an
operating
dam
which
involved
complete
abandonment
of
the
dam.
b.
Failure
Type
1
(Fl).
Applies
only
if
breach
occurs.
A
failure
of
an
operat-
ing
dam
which
at
the
time
may
have
been
severe,
but
was
of
a
nature
and
extent
that
permitted
successful
damage
repair
and
continued
operation.
For
example,
an
Fl
failure
could
be
produced
by
breach
of
spillway
control
section
with
uncontrolled
release
of
reservoir
waters.
c.
Erosion
Type
2
(E2).
Erosion
in
excavated
spillway
channel
and/or
erosion
at
the
downstream
end
of
the
excavated
spillway
that
consisted
of
a
great
deal
of
natural
in
situ
material
in
addition
to
placed
topsoil.
This
type
of
erosion
would
cause
severe
damage
to
the
spillway,
but
would
not
cause
breach
and
release
of
reservoir
waters.
This
type
of
erosion
involves
the
same
processes
as
in
El,
but
damage
severity,
and
hence
cost
to
repair,
is
greater.
d.
Erosion
Type
1
(El).
Erosion
in
excavated
spillway
channel
and/or
erosion
at
the
downstream
end
of
the
excavated
spillway
that
consisted
primarily
of
the
removal
of
soil
and
possibly
some
rock,
material.
This
type
of
erosion
would
cause
minor
to
moderate
damage
to
the
spillway
exit
channel
or
downstream
reaches.
This
type
of
erosion
would
also
include
headward
migration
of
gullies
if
the
erosion
is
removing
natural
in
situ
rock
or
a
residual
soil
and/or
formation
of
scour
holes
where
the
spillway
waters
enter
the
floodplaia
e.
Scour
Type
1
(SI).
Erosion
in
the
excavated
spillway
that
consists
of
removal
of
only
topsoil.
A
technical
breach,
one
in
which
erosion
progresses
through
the
control
section,
could
be
S1
if
the
depth
of
erosion
does
not
involve
in
situ
rock
or
residual
soil.
/.
Vegetation
Removal
(VR).
Removal
of
some
vegetation
and
only
minor
amounts
of
soil.
g.
No
Damage
(ND).
Emergency
spillway
suffered
no
soil
erosion
or
vegeta-
tion
removal.
The
observed
damages
range
from
almost
no
erosion
in
any
channel
segments
at
site
SCS
AR
-
West
Fork
Point
Remove
10
(SCS
AR-WFPR-10);
to
severe
erosion
and
significant
repair
costs
at
CE-Grapevine,
TX,
CE-Saylorville,
IA,
and
SCS
AR-WFPR-3;
and
finally
a
complete
breach
at
SCS
MS-BC-53.
See
Cato
(1991)
for
a
detailed
discussion
of
the
erosion
damage
and
characteristics
of
the
spillway
channels
evaluated
to
develop
his
classification
system.
Based
on
the
performance
of
various
geologic
units
subjected
to
erosive
stresses,
the
spillway
incident
classification
was
used
to
define
a
spillway
erosion
potential
classification
system.
This
system
separates
material
into
four
classes:
10
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
AAAA
=
Erosion-resistant
rock
AAA
=
Moderately
erosion-resistant
rock
AA
=
Moderately
erodible
material
A
=
Erodible
soil
Stable
conditions
for
each
class
are
given
in
the
form
of
slope,
maximum
flow
velocity,
expected
erosion,
and
effect
of
anomaly
on
erosion
(Figure
2).
Expected
erosion
is
based
upon
the
incident
classification
established
by
Cato
(1991).
Class
A
is
for
nonvegetated
soil
because
vegetation
can
offer
protection
up
to
7
ft/sec.
Anomalies
refer
to
breaks
in
surface
cover
produced
by
roads
or
lineations
in
the
vegetation
and
pilot
channels,
knickpoints,
or
other
abrupt
slope
changes.
CHANNEL
STABILITY
EROSION
RISK
CLASS
AAAA
AAA
AA
A
Slope
(percent)
30-45
15-30
4-15
<
4
Flow
Velocity
(ft/sec)
10-15
7-10
.
4-7
<
4
Anomaly
Effect
Minor
Moderate
Major
Severe
Figure
2.
Relationship
between
rock-erosion
classification
and
geometric
and
hydraulic
characteristics
of
the
spillway
channel.
For
example,
a
rock
classified
as
an
AAAA
is
predicted
to
be
able
to
withstand
flows
in
a
channel
of
from
10
to
15
ft/sec
Spillway
Channel
Erosion
Equation
The
previous
work
to
assess
the
erosion
potential
of
geologic
materials,
both
descriptively
or
in
an
application,
inadequately
assesses
erodibility
behavior.
Multidisciplinary
studies
of
spillway
channel
erosion
have
determined
that
three
major
factors
control
erosion
(Cameron
et
al.
1986,
1988;
SCS
1987b).
These
factors
can
be
expressed
qualitatively
as:
E
=
f(CJi,G)
(D
where
E
=
Erosion
C
=
Channel
geometry
H
=
Hydraulics
G
=
Geology
1
A
table
of
factors
for
converting
non-SI
units
of
measurement
to
SI
units
can
be
found
on
p.
vii.
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
11
The
precedence
and
usefulness
of
a
qualitative
equation
come
from
kindred
approaches
investigating
soil
formation
and
soil
erosion.
In
1941,
Jenny
(1941)
proposed
the
soil
forming
factor
equation,
today
popularly
known
as
the
"CLORPT"
formula:
SF=f(CL,OJi,P,T)
(2)
where
SF
=
Soil
formation
CL
=
Climate
O
=
Organics
R
=
Relief
P
=
Parent
material
Jenny
felt
that
quantification
of
these
factors
was
impossible,
but
explicit
identification
of
these
factors
in
an
equation
made
more
detailed
studies
possible.
The
Universal
Soil
Loss
Equation
also
exemplifies
usefulness
of
this
approach
(Smith
and
Wischmeier
1962).
In
this
case,
soil
loss
is
a
function
of:
SL
=
f(LS,P,CJi,K)
(3)
where
SL
=
Soil
loss
LS
=
Length
slope
P
=
Conservation
practices
C
=
Cropping
or
vegetation
type
R
=
Rainfall
K
=
Material
type
Both
of
these
equations
list
all
factors
affecting
the
stated
process
as
a
guide
for
other
workers,
but
are
not
a
"cookbook
approach"
because
resulting
accuracy
depends
totally
upon
the
user's
judgment.
This
concept
of
a
qualitative
factorial
equation
to
predict
emergency
spillway
erosion
is
the
basis
of
the
erosion
prediction
technique
developed
in
this
study.
Equation
1,
the
spillway
channel
erosion
equation
addresses,
channel
geometry
(C),
hydrology/hydraulics
(H),
and
geology
(G).
Channel
geometry
(C)
Channel
geometry,
C,
can
be
used
as
a
first
approximation
in
erosion
predic-
tion.
An
important
design
factor
is
the
vertical
drop
that
takes
place
along
the
spillway
channel
length;
the
drop
represents
potential
energy
to
erode.
Other
geometric
factors
include:
12
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
a.
Channel
width.
b.
Excavated
channel
length.
c.
Excavated
channel
gradient.
d.
Length
of
steep
section.
e.
Steep
section
gradient.
/.
Channel
form
anomalies,
such
as
pilot
channels,
knickpoints,
and
flow
concentrators
Channel
geometry
factors
greatly
influence
flow
regime
and
erosion
processes
acting
in
the
spillway
channel
(Chow
1959).
Field
inspections
of
emergency
spillways
that
experienced
erosion
during
flow
events
revealed
that
the
initiation
of
erosion
was
often
associated
with
a
geomorphic
anomaly.
For
example,
the
existence
of
a
local
road
and
fill
within
the
spillway
channel
at
CE
Grapevine
Lake
acted
like
an
overtopping
dam
and
concentrated
erosive
energy
at
the
downstream
toe
of
the
fill.
This
resulted
in
the
development
of
deep
channel
"gully"
erosion.
Other
observed
anomalies
that
concentrate
flow
and
therefore
establish
the
point
of
initial
erosion
include
pilot
channels,
trees
and
clump
grasses,
and
abrupt
changes
in
channel
gradient,
such
as
at
the
interface
between
the
channel
and
the
original
floodplain.
Hydrology/hydraulics
(H)
Channel
geometry
combined
with
site
hydrology
establish
hydraulic
forces
operating
in
the
spillway
channel.
Hydraulic
factors,
H,
include:
a.
Instantaneous
peak
flow.
b.
Cumulative
flow.
c.
Flow
duration.
d.
Flow
depth.
e.
Flow
velocity.
The
hydrology
of
the
drainage
basin
above
the
spillway
combined
with
the
operational
procedures
at
the
particular
structure
are
the
controlling
factors
on
the
flow
conditions
in
the
spillway.
Postflow
field
inspections
of
eroded
spillway
channels
revealed
that
once
erosion
was
initiated
at
some
geometric
anomaly,
the
primary
erosion
mechanism
was
either
boundary
shear,
as
at
CE
Lewisville,
or
back
cutting
of
knickpoints,
as
at
CE
Grapevine
and
CE
Saylorville.
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
13
The
controlling
hydraulic
factor
in
boundary
shear
erosion
appears
to
be
flow
velocity,
while
in
knickpoint
erosion
the
controlling
factor
is
a
combination
of
geometry
and
flow
depth.
May
(1988)
showed
in
fixed
bed
experiments
on
knick-
point
hydromechanics
that
the
greatest
knickpoint
migration
rates
may
not
corre-
spond
to
highest
velocity
or
discharge.
May
identified
two
significant
conditions:
(a)
the
relative
depth
of
flow
compared
to
the
height
of
the
fall
(Figure
3)
and
(b)
the
degree
of
hydraulic
venting
below
the
nappe
of
the
overfall
(Figure
4).
In
the
first
condition,
as
flow
depth
increased
compared
to
the
height
of
the
fall,
the
influence
of
the
geometric
anomaly
decreased
until
it
eventually
became
a
part
of
the
channel
roughness.
Unvented
knickpoints
accelerate
headcutting
by
orders
of
magnitude
greater
than
vented
knickpoints.
Analyses
of
flow
events
determined
that
unvented
conditions
commonly
occur
in
excavated
spillway
channels
during
conditions
of
below
design
peak
flows.
Robinson
(1988,
1989)
showed
that
low
tailwater
depths
allow
greater
stress
impacts
on
the
knickpoint
face
and
in
the
plunge
pool
than
do
high
tailwater
levels
and
that
the
rate
of
knickpoint
migration
can
be
slowed
tremendously
by
increasing
water
depth
and
submerging
the
overfall.
Geology
(G)
Geologic
factors,
G,
are
the
least
understood
of
the
three
major
variables;
are
independent
of
site
hydraulics
or
channel
geometry;
often
control
spillway
design;
and,
most
significantly,
govern
all
erosion
processes.
For
example,
a
spillway
excavated
into
massive
unfractured
granite
can
be
much
narrower
and
can
be
excavated
at
a
steeper
gradient
than
one
with
a
loess
foundation
because
of
the
greater
erosion
resistance
of
the
granite.
However,
predicting
erosion
resistance
of
natural
materials
is
seldom
this
clear-cut
because
a
great
number
of
geologic
variables
create
immense
numbers
of
situations
possible.
To
provide
analytical
structure,
a
geologic
erosion
equation
is
proposed
to
concisely
express
critical
geologic
variables
influencing
erosion.
The
equation
Y
1
I
--
\
36.
32.
.
\
'
\
21.
24.
z
>
20.
ie.
EROSION
ZONE
-~.
#7s/
ANGLE
OF
IMPACT
7
12.
a.
/*v=
8
/t
M
_]
L
C7
vo
4.
0
0
10
20
30
40
SO
60
70
eo
so
e
14
Figure
3.
Relationship
between
flow
depth
and
fall
height
(after
May
1988)
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
HYDROGRAPH
TIME
>~
UNVENTED
EROSION
B
X
\
\
\
VENTED
EROSION
Figure
4.
Flood
hydrograph
(A)
of
a
flow
event
that
reaches
peak
design
discharge
showing
erosive
flows
during
vented
(cross-hatched),
unvented,
and
peak
flows.
Erosion
hydrograph
(B)
showing
the
conditions
when
vented
(hatched)
and
unvented
erosion
occurs.
Note
the
significant
increase
in
erosion
during
unvented
conditions
(after
May
1988)
reads:
where
GR
L
SP
G
ST
MP
GR
=
f(L,SP,G,STMP)
Geologic
resistance
to
hydraulic
erosion
Lithology
Rock
substance
properties
Genesis
of
the
material
Structure
and
tectonic
history
Rock
mass
properties
(4)
Some
lithologies
unceasingly
erode
while
others
have
never
been
observed
to
erode
within
a
human
time
frame.
Rock
substance
properties
define
whether
material
behaves
as
soil
or
rock,
that
is,
whether
it
erodes
in
a
grain-by-grain
fashion
or
detaches
along
discontinuities
as
blocks.
Defining
soil
versus
rock
with
accepted
definitions,
such
as
strength,
is
not
justifiable
because
strength
alone
does
not
appear
to
control
erodibility.
Genesis
of
the
material
determines
lateral
continuity,
bedding
thickness,
and
types
of
interbeds.
Structural
and
tectonic
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
15
history
determine
rock
unit
orientation.
Unit
orientation
can
channalize
and
shift
erosion
toward
the
dam
if
units
strike
parallel
to
flow
or
can
significantly
reduce
erosion
if
units
dip
upstream
into
the
flow
direction.
Rock
discontinuities,
such
as
fractures,
function
as
detachment
surfaces
that
define
rock
blocks.
The
following
sections
describe
the
role
of
each
of
the
geologic
factors
and
define
an
erodibility
classification
for
each.
Lithology.
Different
erosion
processes
observed
for
various
rock
types
indicate
the
first
and
most
significant
erosion
criterion
should
be
lithology.
Lithology
is
the
basic
classification
of
natural
material
for
a
geologist
and
relates
to
material
genesis.
The
three
general
lithologic
types
are
igneous,
sedimentary,
and
metamor-
phic.
Spillway
flows
have
been
documented
on
two
of
the
three
lithologic
types,
but
by
far
the
greatest
frequency
of
flows
has
occurred
on
sedimentary
rock.
Observed
rock
types
include:
a.
Extrusive
igneous.
b.
Intrusive
igneous.
c.
Clastic
sedimentary
(sandstone
and
shale).
d.
Organic
sedimentary
(limestone).
Clastic
sedimentary
rocks
make
up
most
observed
sites;
this
is
expected
because
clastic
sedimentary
rocks
comprise
approximately
80
percent
of
the
U.S.
surface
area.
Metamorphic
rocks
and
chemical
sedimentary
rocks
were
not
evaluated.
Igneous
and
metamorphic
rocks
have
a
wide
range
in
their
resistance
to
erosion,
but
not
as
great
as
that
observed
for
sedimentary
rocks.
Relative
to
sedimentary
rocks,
igneous
and
metamorphic
rocks
tend
to
have
higher
strengths
and
densities
and
display
competent
mass
properties.
Igneous
and
metamorphic
rocks
display
block-by-block
detachment
processes
rather
than
single-grain
erosion
processes.
No
examples
exist
of
severe
threatening
spillway
erosion
in
these
types
of
lithologies.
Sedimentary
rocks
have
an
extensive
range
of
physical
properties,
and
most
examples
of
spillway
erosion
are
from
clastic
sedimentary
rocks.
This
is
caused
by
the
fact
that
most
examples
of
spillway
erosion
came
from
structures
built
by
the
SCS
and
their
projects
are
predominantly
located
on
sedimentary
bedrock.
Lithologies,
discharge,
and
effect
of
lithology
on
erosion
are
given
in
Cato
(1991).
Selected
case
histories
for
various
lithologies
are
presented
below:
a.
Sandstone.
A
resistant
sandstone
unit
provided
ample
resistance
to
the
1984
flow
at
CE-Saylorville,
IA.
The
ogee
weir
control
structure
is
founded
on
this
unit
as
well
as
is
the
exit
channel.
A
drop-off
occurs,
however,
16
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
downstream
of
the
exit
channel
along
with
channel
narrowing
and
flow
concentratioa
Shales
with
some
interbedded
sandstones
and
siltstones
comprise
the
stratigraphy
of
the
steep
section.
The
flow
produced
a
series
of
overfalls
(stairsteps)
which
migrated
moderate
amounts
upstream.
The
sandstone
unit
itself,
comprising
the
exit
channel
floor,
was
quite
resistant.
Dislodgment
of
large
sandstone
blocks
did
occur
because
the
shale
founda-
tion
for
each
block
could
not
resist
the
flow
attack.
b.
Siltstone.
The
CE-Grapevine,
TX,
spillway
erosion
in
1981
was
the
biggest
factor
persuading
the
USACE
to
establish
its
rock
erosion
study
(Cameron
et
al.
1986).
Severe
gullying
and
downcutting
of
the
excavated
channel
threatened
site
integrity
and
were
produced
by
a
9,000
cfs
flow.
Initially,
it
was
thought
that
a
resistant
sandstone
unit
would
provide
adequate
erosion
resistance
to
prevent
downcutting
and
headward
gully
migration.
However,
the
sandstone
unit,
part
of
an
old
fluvial
and
deltaic
sequence,
was
laterally
discontinuous
and
underlain
by
highly
erosive,
interbedded
siltstones,
shales,
and
sandstones.
The
rock
substance
properties
of
the
siltstones,
low
plasticity
indices,
indicated
the
material
was
erodible.
c.
Shale.
SCS
WV-SF-17
shows
how
a
shale
can
be
very
resistant.
The
exit
channel
discharges
onto
a
41-percent
slope
which
drops
70
to
80
ft
down
to
the
floodplaia
Row
removed
waste
rock
placed
on
the
steep
slope
during
construction
and
uncovered
a
shale
bedding
plane.
Blocks
of
shale
were
removed
by
mass
wasting
processes
as
the
toe
of
the
slope
was
undercut;
however,
very
little
shale
was
removed
during
this
extreme
attack.
CE-
Lewisville,
TX,
experienced
spillway
flow
at
the
same
time
as
the
Grape-
vine
flow
(Cameron
et
al.
1986).
In
this
case,
attack
only
removed
a
surfi-
cial
veneer
of
weathered
and
desiccated
shale.
Unweathered
Eagleford
shale
was
quite
resistant
to
erosion.
d.
Cohesive
soil.
A
good
example
of
soil
material
resistance
is
a
January
1989
spillway
flow
in
Kentucky
at
an
SCS
spillway,
KY-UT-8.
A
gradient
change
at
the
downstream
end
of
the
excavated
emergency
spillway
channel
from
2.5
to
20
percent
produced
eroding
velocities.
Colluvium
blanketed
dipping
sandstones
and
shales
in
the
area
where
erosion
was
concentrated.
The
colluvium,
classified
as
a
soil
GM
by
the
Unified
Soil
Classification
System,
was
resistant
to
erosion
and
performed
almost
as
well
as
the
rock.
The
colluvium
that
did
erode
did
not
do
so
in
a
grain-by-grain
detachment
of
gravel,
sand,
and
silt
particles.
It
detached
along
soil
mass
discontinuities
producing
blocks
of
colluvial
material,
some
as
much
as
1
ft
in
diameter.
e.
Granular
soil.
Mississippi
Black
Creek,
MS-BC-53,
was
a
soil
spillway
that
breached
in
1983
(Temple
1989).
The
highly
erosive
loess,
sand,
and
gravel
offered
very
little
erosion
resistance
to
the
flow
once
a
gully
began
migrating
headward.
The
lithology
of
this
site
indicated
that
it
was
highly
susceptible
to
erosion.
The
sediment
was
very
poorly
cemented
and
had
,a
very
low
density.
It
is
thought
that
both
grain-by-grain
detachment
and
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
17
block
detachment
processes
operated
during
this
flow
event.
The
loess
detached
along
soil
mass
discontinuities
and
because
of
its
low
density
was
able
to
be
transported
downstream
as
discrete
soil
particles.
The
erosion
classification
for
lithology
(Figure
5)
is
a
guide
to
expected
performance
range
and
is
not
used
to
place
material
into
an
erosion
class;
this
equips
the
user
with
an
expected
performance
range.
Determination
of
subsurface
lithology
requires
more
interpretation
and
hence
more
subjectivity
than
the
other
categories
which
can
be
directly
measured.
Although
metamorphic
rocks
were
not
analyzed,
studies
of
their
physical
rock
properties
and
direct
observations
indicate
these
rocks
should
be
moderately
resistant
to
erosion
Rock
substance
properties.
Rock
substance
properties
involve
properties
of
mineral
grains
and
bonds
between
grains.
These
include
density,
strength,
hard-
ness,
permeability,
weathering,
grain
size,
and
grain
shape.
Observations
indicate
density,
strength,
and
weathering
play
significant
roles
in
the
erosion
process.
These
properties
play
a
significant
role
in
erosion
of
soils
and
very
weak
rock
because
these
materials
detach
in
a
grain-by-grain
process.
With
competent
rock
materials,
the
rock
substance
properties
of
cementation,
strength,
and
density
are
better
developed,
and
the
mass
properties
become
the
controlling
factors.
Greater
amounts
of
weathering
increase
erodibility;
weathering
also
changes
density
and
strength.
It
is
believed
that
a
discussion
of
density
and
strength
effects
on
erosion
will
indirectly
address
effects
of
weathering.
Density
influences
entrainment
by
creating
a
particle
too
heavy
to
move.
Soil
aggregates
with
densities
in
the
range
of
90
to
110
pcf
are
more
easily
transported
than
gneissic
blocks
of
the
same
size
with
densities
greater
than
150
pcf.
Strength
is
a
signifi-
cant
factor
at
low
material
strengths,
generally
in
the
100
to
2,000
psi
range.
In
this
range,
material
strength
between
grains
or
soil
aggregates
cannot
resist
flow
attack.
Above
this
range,
the
material
substance
properties
create
significant
resistance,
and
the
mass
properties
become
the
controlling
factor.
LITHOLOGY
EROSION
POTENTIAL
CLASS
AAAA
AAA
AA
A
Sandstone
xxxxxxxxxxxxxxxxxxxxxxxxx
Shale
&
Siltstone
xxxxxxxxxxxxxx
Limestone
xxxxxxxx
Granular
Soil
(Low
PI)
xxxxxxx
Cohesive
Soil
(High
PI)
xxxxxxxxxx
Intrusive
Igneous
xxxxxxxxx
Extrusive
Igneous
xxxxxxxxxxxxxxxxxx
Massive
Metamorphic
xxxxxxxxxxxx
|
Foliated
Metamorphic
xxxxxxxxxxxxx
Figure
5.
Rock
erosion
potential
class
based
on
lithology
18
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
The
erosion
classification
for
rock
substance
is
composed
of
both
rock
density
and
rock
strength
(Figure
6).
These
properties
are
related
to
the
URCS
and
can
be
determined
from
this
system.
Genesis.
Processes
that
form
or
deposit
geologic
units
determine
the
three-
dimensional
extent
of
each
rock
and
soil
bed.
These
processes
are
highly
complex
and
produce
materials
which
are
anisotropic,
heterogeneous,
and
discontinuous.
The
physical
rock
properties
frequently
change
drastically
along
the
length
and/or
width
of
the
spillway
channel.
Knowledge
of
formational
processes
yields
an
understanding
of
material
continuity
and
its
properties.
For
example,
a
sandstone
which
formed
from
a
river
sand
would
be
expected
to
be
highly
discontinuous,
whereas
a
marine
shale
should
be
more
continuous.
The
environment
of
formation
establishes
first-order
discontinuities
in
a
rock
material;
changes
in
this
material
after
it
has
formed
into
rock,
such
as
folding
and
fracturing,
are
second-order
discontinuities.
The
second-order
discontinuities
are
produced
by
the
structural
and
tectonic
history.
An
example
of
a
first-order
discontinuity
would
be
vertical
bedding
changes
in
a
stratigraphic
section.
It
is
common
to
find
a
description
which
might
read,
"interbedded
sandstone
and
siltstone."
This
just
implies
changes
in
the
energy
available
at
the
time
of
deposi-
tioa
Practically,
one
should
expect
sandstones
in
this
type
of
interbedded
sequence
to
also
vary
more
along
the
length
and/or
width
of
the
spillway
than
the
siltstones
because
sand,
which
requires
more
energy
to
transport,
tends
to
follow
pre-
existing
channels.
Higher
depositional
energy
will
yield
more
variation
in
rock
properties,
and
vertical
and
lateral
variation
in
these
units
will
have
a
direct
effect
on
the
erosion
process.
Selected
case
histories
that
demonstrate
the
influence
of
genesis
on
spillway
channel
erosion
are
presented
in
the
following:
a.
SCS
TX-Big
Sandy-10
has
a
spillway
in
Pennsylvanian
clastic
sediments
ranging
from
thinly
bedded
sandstone
near
the
crest,
to
thick
sandstone
units
over
the
middle
and
lower
lengths,
to
shale
at
the
bottom
of
this
approxi-
mately
15-percent
grade.
Spillway
flow
removed
all
vegetation
and
created
a
scour
hole
where
the
15-percent
grade
exited
onto
a
level
floodplain.
The
scour
hole
formed
in
easily
erodible
weathered
shale.
Erosion
was
resisted
by
two
factors:
the
shale
became
more
resistant
further
into
the
slope,
and
the
thick
sandstone
units
provided
a
resistant
cantilever
which
protected
the
underlying
shale
from
additional
undermining.
If
the
thinly
bedded
sandstone
units
had
directly
overlain
the
shale,
it
is
probable
that
more
headcutting
would
have
occurred,
with
a
resulting
sloped
or
strair-stepped
morphology
rather
than
an
overfall.
SUBSTANCE
EROSION
POTENTIAL
CLASS
^^====
AAAA
AAA
AA
A
Density
(pcf)
>
140
140-125
125-116
<
116
Uniaxial
Strength
(psi)
>
6,000
£.000-2000
2,000-150
<
150
Figure
6.
Rock
erosion
potential
class
based
on
rock
substance
properties
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
19
b.
SCS
WV-SF-10
exemplifies
how
lateral
changes
in
material
resistance
affect
the
erosion
process.
Genesis
indicates
that
marine
shales
comprising
the
majority
of
the
bulk
spillway
length
should
be
very
continuous.
The
tectonic
history
indicates
stresses
that
caused
the
rock
to
be
tilted
and
to
dip
upstream
and
under
the
dam.
The
environment
of
formation
in
a
much
more
recent
sense,
the
creation
of
the
valley
and
alluvial
deposits,
suggests
that
alluvial
terrace
material
exists
near
the
floodplain.
At
the
downstream
end
of
the
exit
channel,
fluvial
terrace
material
was
encountered.
The
deepest
gullies
produced
by
the
1986
event
occurred
in
the
terrace
material.
Erosion
of
the
alluvial
material
is
not
surprising,
but
the
removal
of
this
material
created
a
knickpoint
in
the
spillway
channel
and
allowed
increased
attack
on
the
shale.
The
erosion
classification
based
on
genesis
includes
two
components,
vertical
consistency
and
lateral
consistency
(Figure
7).
Vertical
consistency
addresses
the
first-order
discontinuities,
thickness
of
each
bed
within
each
unit
exposed
in
the
channel.
As
bed
thickness
increases,
the
rock
unit
becomes
more
massive
and
generally
stronger,
resulting
in
increased
resistance
and
lower
erosion
potential.
Lateral
consistency
is
a
measure
of
the
total
number
of
different
rock
facies
or
subunits
exposed
along
the
strike
of
a
sedimentary
bed.
This
factor
addresses
the
problem
of
uniformity
to
erosion
along
the
entire
exposure
of
a
unit.
A
uniform
unit
is
expected
to
erode
in
such
a
manner
that
secondary
knickpoints
and
other
anomalies
in
the
channel
geometry
will
not
develop
and
accelerate
erosion.
Figure
7.
Rock
erosion
potential
class
based
on
rock
genesis
and
environment
of
formation
that
produce
the
first-order
discontinuities
Structural
and
tectonic
history.
The
structural
and
tectonic
history
of
an
area
controls
the
rock
body
orientation
and
the
amount
of
fracturing
in
the
rock
mass.
Orientation
of
the
rock
units
can
be
horizontal
or
dipping.
The
most
favorable
orientations
are
horizontal
or
those
that
dip
upstream
toward
the
flow;
units
that
dip
downstream
with
the
flow
direction
accentuate
mass
failures
at
the
downstream
end
of
the
excavated
channel;
and
units
that
trend
across
the
spillway
channel
and
strike
parallel
to
subparallel
to
the
channel
centerline
cause
highly
complex
erosion
patterns
resulting
from
channelization
of
the
flow
along
bedding
units
which
accentuates
erosion.
In
cases
where
the
spillway
channel
changes
direction
as
it
drains
toward
the
valley,
complex
erosion
patterns
may
also
develop.
For
example,
channel
erosion
may
actually
shift
toward
the
main
em-
bankment
if
the
channel
is
aligned
parallel
to
the
strike
of
a
set
of
beds
that
dip
under
the
dam.
Erosion
of
the
main
embankment
by
this
process
has
not
been
observed;
however,
minor
erosion
of
the
training
dikes
has
been
observed
when
20
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
these
conditions
exist.
Selected
examples
of
the
influence
of
tectonics
on
spillway
erosion
follow:
a.
SCS
WV-SF-10
also
demonstrates
the
effect
of
unit
dip
on
erosion.
The
rock
dips
under
the
dam
and
strikes
almost
parallel
to
the
centerline
of
the
spillway
channel.
As
incisement
through
the
topsoil
progressed
into
the
underlying
shale,
flow
on
the
sloping
bedding
plane
shifted
erosion
toward
the
dam.
b.
At
CE
Wister,
OK,
the
rock
dips
downstream
and
in
the
direction
of
flow.
This
spillway
channel
has
sustained
two
flow
events
without
severe
damage
(Cameron
et
al.
1986).
The
block-by-block
detachment
has
left
a
very
jagged
surface,
but
the
rock
mass
is
competent
enough
to
withstand
several
more
flows
of
these
magnitudes.
The
rock
units
in
this
case
dip
downstream
at
a
steeper
angle
than
the
channel
slope,
which
requires
the
hydraulic
erosive
forces
to
fracture
the
rock
before
erosion
can
occur.
Classification
of
erosion
resistance
related
to
tectonics
is
shown
in
Figure
8.
This
factor
includes
only
the
relationship
between
the
direction
of
spillway
flow
and
the
orientation
of
the
bedrock
units.
TECTONICS
EROSION
POTENTIAL
CLASS
=—=
AAAA
AAA
AA
A
Unit
Orientation
Related
to
Flow
Direction
Flat
Dip
Toward
Dip
Parallel
Dip
i
,
Away
Figure
8.
Rock
erosion
potential
class
based
on
tectonic
history
of
the
rock
that
produces
the
second-order
discontinuities
Rock
mass
properties.
Rock
mass
properties
are
probably
the
most
important
of
all
in
controlling
erosion.
Discontinuities
such
as
fractures,
joints,
or
bedding
planes
provide
weaknesses
along
which
detachment
can
take
place.
Postforma-
tional
changes,
second-order
discontinuities,
in
the
rock
mass
are
generally
termed
rock
mass
properties.
Another
definition
of
rock
mass
properties
is
that
they
cannot
be
taken
into
the
laboratory
and
measured
because
they
are
large-scale
features,
such
as
a
fracture
set
or
fold.
Rock
mass
properties
include
bedding
thickness,
rock
orientation,
and
rock
fracturing
and
can
be
mapped
in
an
exploration
trench
or
during
excavation
of
the
channel.
A
direct
result
of
the
tectonic
stresses
placed
on
the
rock
mass
is
jointing
and
fracturing
in
a
rock
body.
These
discontinuities
are
weaknesses
in
an
otherwise
nonerosive
surface.
Hydraulic
forces
make
use
of
these
planes
of
weakness
to
pluck,
slide,
and
otherwise
detach
rock
particles
from
the
mass.
Massive
unfract-
ured
rock
is
considerably
more
erosion
resistant
than
is
broken
or
shattered
rock.
Structural
discontinuities
are
not
random,
but
are
related
to
the
structural
history
of
the
site.
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
21
Human-made
discontinuities
produced
in
an
otherwise
uniform
surface
or
massive
rock
can
contribute
to
the
erosion
of
a
spillway.
For
example,
shale
overlying
the
spillway
at
a
dam
in
Arkansas
had
to
be
blasted
to
permit
excava-
tion;
however,
overblasting
created
fracturing
in
the
spillway
floor.
Subsequent
flow
easily
entrained
the
small
loose
shale
particles
created
by
the
blast.
Block
size
increased
radially
away
from
the
blast
zone,
which
in
turn
produced
a
more
resistant
surface.
Greatest
erosion
at
this
site
was
at
the
center
of
the
blast
zone.
Clemence
(1988),
in
wind
tunnel
experiments,
investigated
the
influence
of
fracture
spacing
and
bed
thickness
of
channel
floor
rock
units
on
the
mechanisms
of
knickpoint
retreat.
Clemence's
experiments
determined
that
in
addition
to
the
traditional
cantilever
type
failure,
where
the
overlying
competent
bed
fails
upon
removal
of
the
erodible
underlying
bed,
the
caprock
can
be
removed
by
boundary
shear
and
uplift
pressure
(Figure
9).
The
eroded
form
of
the
caprock
can
range
from
a
single
cliff
in
a
massive
caprock
to
a
series
of
stairsteps
in
a
thinly
bedded
caprock
that
contains
widely
spaced
fractures.
In
thinly
bedded,
close
fractured,
caprock
units,
slabs
of
caprock
are
removed
by
boundary
shear
developed
by
the
flowing
fluid
or
through
uplift
pressures
that
develop
within
a
permeable
underly-
ing
unit.
Clemence's
study
indicates
that
knickpoint
retreat
rates
can
be
reduced
or
controlled
by
binding
the
caprock
together
using
rockbolts
to
form
a
thicker
unit.
Rock
mass
properties
are
one
of
the
most
important
components
of
the
erosion
classification
system
because
their
effect
has
been
observed
in
all
sites
studied
(Figure
10).
The
rock
mass
classification
includes
fracture
spacing,
particle
diameter,
fracture
opening,
and
number
of
fracture
sets.
Fracture
(joint)
spacing
along
with
bedding
plane
separations
control
rock
particle
size
and
shape.
Thinly
bedded,
closely
fractured
units
can
be
easily
lifted
from
the
floor
of
the
channel
and
are
carried
out
of
the
area
by
"sailing"
in
the
flowing
current.
Particle
diame-
ter
is
calculated
for
each
erosion
class
by
the
following
formula:
D=(L
1
L
2
L
3
)
1
'
2
(5)
where
D
=
Average
particle
diameter
L[
=
Length
of
longest
dimension
L2
=
Length
of
medium
dimension
L3
=
Length
of
shortest
dimension
Fracture
openness
and
cementation
determine
locking
of
particles
against
detach-
ment.
The
number
of
fracture
sets
establishes
particle
size.
22
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
1
'
I
.
SUble
form
of
thick
bedded
caprock
B
(^^%%^,"^T.
:
,
,..,.,[,.,
Simple
cantilever
failure
WJ»ß»MJ{MJ/l_
Comptexcaiitileverfallure
Boundaiythearewsion
3=^
^Eg
fe^V^c
StaMefoim
of
thin
bedded
caprock
Internal
pore
pressure
wHhlnterUyer
shear
Figure
9.
Schematic
cross
sections
of
model
knickpoints
investigated
by
Clemence
(1988);
(A)
stable
form
for
thick
bedded
caprock
with
offset
fractures;
(B)
thick
massive
caprock
failing
by
cantilever
rotation
as
the
underlying
supporting
layer
is
eroded;
(C)
cantilever
failure
mechanism
of
a
thick
bedded
caprock
with
offset
fractures;
(D)
erosion
of
thinly
bedded
caprock
by
boundary
shear;
(E)
most
stable
form
for
thinly
bedded
caprock
(note
the
similarity
to
A);
(F)
failure
mechanism
in
thinly
bedded,
close
fractured
caprock
by
interlayer
shear
and
internal
pressure
conditions
(after
Clemence
1988)
Predicting
Rock
Erosion
in
Spillway
Channels
Documentation
of
spillway
flow
events
at
numerous
SCS,
CE,
and
private
dams
provides
a
database
from
which
to
develop
empirical
relationships
regarding
earth
material
performance
under
hydraulic
stresses.
The
erosion
performance
of
an
emergency
spillway
channel
was
found
to
be
related
to
an
interaction
between
the
channel
geometry,
flow
hydraulics,
and
site
geology.
Channel
geometry
and
hydraulics
are
interrelated
through
the
basic
laws
of
hydrology.
Site
geology
is
an
independent
factor
that
often
control
channel
geometry.
Therefore,
any
technique
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
23
ROCK
MASS
EROSION
POTENTIAL
CLASS
;
AAAA
AAA
A
A
A
Fracture
Spacing
(ft)
>
3
3.0-1.0
1.0-0.5
<
0.5
Particle
Diameter
(ft)
3-5
1-3
1-.5
<
.5
Fracture
Size/Opening
(in)
<
1/8
1/8-1/2
>
1/2
open/clean
Fracture
Sets
(No.)
2
2-3
>
3
shattered
Figure
10.
Rock
erosion
potential
class
based
on
rock
mass
properties
to
predict
emergency
spillway
channel
erosion
potential
must
incorporate
and
evaluate
all
three
primary
factors
in
channel
erosion,
E
=/(C,
H,
G).
A
proposed
procedure
to
estimate
emergency
spillway
channel
erosion
potential
is
given
below:
a.
Determine
the
Erosion
Risk
Classification
(Figure
11)
for
each
segment
of
the
channel
based
on
the
geometry
and
flow
characteristics
of
the
existing,
proposed,
or
designed
spillway
channel.
Incorporate
any
topographic
anom-
alies,
such
as
pilot
channels,
road
fills,
and
gradient
changes
at
the
channel-
valley
boundary.
Record
the
results
on
the
Spillway
Erosion
Assessment
Sheet
(Figure
12).
b.
Evaluate
all
site
investigation
data,
field
surveys,
and
flow
histories
for
the
channel
under
consideratioa
Using
the
Erosion
Potential
Classification
(Figure
13),
determine
the
erosion
potential
class
for
each
identifiable
rock
unit
exposed
or
possibly
exposed
in
the
spillway
channel
for
each
of
the
factors
in
the
geologic
erosion
equation
(Lithology,
Rock
Substance
Proper-
ties,
Genesis,
Tectonics,
and
Rock
Mass
Properties).
Enter
the
erosion
potential
class
for
each
bed
and
factor
on
the
Spillway
Erosion
Assessment
Sheet
(Figure
12).
EROSION
RISK
EROSION
RISK
CLASS
AAAA
AAA
AA
A
Slope
(percent)
30-45
15-30
4-15
<
4
Flow
Velocity
(ft/sec)
10-15
7-10
4-7
<
4
Geometric
Anomaly
Extreme
Major
Moderate
None
AAAA
Significant
Erosion
Risk
AAA
High
Erosion
Risk
AA
Moderate
Erosion
Risk
A
Slight
Erosion
Risk
Figure
11.
Erosion
risk
classification
based
on
slope,
flow
velocity,
and
geometric
anomaly
within
the
spillway
channel
24
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
Compare
the
Erosion
RISK
Classification
with
the
Erosion
POTENTIAL
Classification
for
each
unit
exposed
within
the
channel.
In
each
case
where
the
POTENTIAL
of
a
unit
is
less
than
the
RISK
(more
erodible),
special
engineering
geologic
attention
and
design
consideration
are
required
for
the
unit.
If
the
RISK
is
less
than
the
POTENTIAL
(more
erosion
resistant),
the
unit
can
be
considered
to
be
stable
under
the
proposed
geometric
and
hydraulic
conditions.
It
is
important
to
recognize
that
this
technique
is
empirical
and
that
good
engineering
judgment
will
be
required
for
each
evaluation.
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
25
SPILLWAY
EROSION
ASSESSMENT
PROJECT
NAME
PROJECT
LOCATION:
EVALUATED
BY:
DATE:
Po-
21
UM'^i^fiM
'
*
:
?M
-r
%$i^J
:
&if:i'.
SSSPt
v.
";;S'|
:jSt
:
-li
'iii'J'•;*£
II
Unit
No.
From/To
Lithology
Substance
Genesis
Tectonics
Mass
Potential
Risk
,
Figure
12.
Spillway
erosion
assessment
sheet
used
to
compare
erosion
risk
to
erosion
potential
for
each
geologic
and
geometric
section
within
the
spillway
channel
26
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
Sandstone
Shale
&
Siitstone
Limestone
Granular
Soil
(Low
PI)
Cohesive
Soil
(High
PI)
Intrusive
Igneous
Extrusive
Igneous
EROSION
POTENTIAL
AAAA
AAA
AA
LITHOLOGY
Massive
Metamorphic
Foliated
Metamorphic
SUBSTANCE
Density
(pcf)
Uniaxial
Strength
(psi)
GENESIS
Vertical
Consistency
(ft)
Lateral
Consistency
(#)
TECTONICS
Unit
Orientation
Related
to
Flow
Direction
ROCK
MASS
Fracture
Spacing
(ft)
Particle
Diameter
(ft)
Fracture
Size/Opening
(in)
Fracture
Sets
(No.)
EROSION
POTENTIAL
CLASS
AAAA
AAA
AA
Erosion
Resistant
Rock
Moderately
Erosion
Resistant
Rock
Moderately
Erodible
Material
Erodible
Soi
xxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxx
xxxxxxx
xxxxxxx
xxxxxx
xxxxxxxx
xxxxxxxxxxxxxxxx
xxxxxxxxxx
xxxxxxxxxxx
Figure
13.
Erosion
potential
material
genesis,
mass
properties
classification
based
on
lithology,
rock
substance,
postformational
discontinuities
(tectonics),
and
rock
Chapter
2
Analysis
and
Prediction
of
Spillway
Erosion
27
3
Repair
and
Remediation
of
Spillway
Erosion
As
discussed
in
the
previous
section,
spillway
channel
erosion
can
be
expressed
as
E=f(Cfl,G)
(Ibis)
where
E
=
erosion,
C
=
channel
geometry,
H
=
hydraulics
and
G
=
geology.
This
same
relationship
can
be
used
as
a
basis
for
the
repair
and
remediation
of
erosion.
Each
of
the
primary
factors
is
addressed
individually
and
then
summed
to
obtain
the
ultimate
design
concept
for
spillway
repair.
Channel
Geometry
Field
observations
(Cameron
et
al.
1986,1988;
Cato
1991)
and
fixed
and
movable-bed
laboratory
investigations
(May
1988)
have
shown
that
geometric
anomalies
in
the
channel
section
frequently
control
the
initiation
and
character
of
channel
erosion.
A
significant
factor
in
limiting
the
initiation
and
degree
of
erosion
during
spillway
flows
is
the
uniformity
of
the
channel
form.
Spillway
channel
maintenance
should
be
a
standard
practice
for
all
structures.
Spillways
should
be
maintained
for
their
intended
purpose:
to
carry
flood
waters
in
an
emergency.
Spillways
should
be
kept
clear
of
large
vegetation
and
maintained
with
a
thick
grass
mat
where
possible.
Secondary
uses,
such
as
four-wheeler
mud
contests,
picnic
areas,
roadways,
and
recreation
areas,
should
be
kept
out
of
the
channel.
Once
the
channel
has
been
cleared
of
any
obstructions,
it
should
be
inspected
for
any
geometric
features
that
would
concentrate
flows,
such
as
pilot
channels,
or
abrupt
changes
in
slope
or
channel
width.
These
areas
should
be
evaluated
and
redesigned
such
that
their
impact
on
the
hydraulics
of
the
channel
are
minimized.
In
cases
where
it
is
not
economically
or
physically
possible
to
remove
or
significantly
modify
these
features,
appropriate
structural
designs
may
be
needed.
Knickpoints
and
other
abrupt
changes
in
channel
slope
require
special
treat-
ment.
Laboratory
studies
by
May
(1988)
determined
that
the
critical
period
of
28
Chapter
3
Repair
and
Remediation
of
Spillway
Erosion
knickpoint
erosion
occurs
during
the
rise
and
fall
of
the
hydrograpy
at
discharges
that
are
significantly
below
the
design
peak
flow
(Figure
4).
These
features
should
be
treated
similar
to
hydraulic
drop
structures
and
designed
with
some
mechanism
to
vent
the
nappe
or
as
a
hydraulic
flow
structure,
such
as
an
ogee
weir
and
stilling
basin,
designed
to
pass
the
water
without
erosion.
The
selection
of
the
appropriate
design
concept
depends
upon
the
geologic
characteristics
at
the
site.
Similar
consideration
is
necessary
in
areas
where
the
channel
narrows
or
abruptly
changes
direction.
Hydrologie
and
Hydraulic
Conditions
The
lake
manager
has
limited
opportunity
to
modify
the
hydrology
of
the
upstream
drainage
basin
unless
there
are
existing
flood
management
structures
in
the
area.
If
so,
it
may
be
possible
to
implement
a
flood
management
program
that
allows
the
system
manager
the
flexibility
to
control
the
amount
of
water
dis-
charged
through
an
emergency
spillway
channel
such
that
minimal
erosion
flows
can
be
generated.
In
most
cases,
it
is
unlikely
that
this
management
tool
will
be
available;
however,
any
multidam
system
should
be
evaluated
for
this
possibility.
It
is
more
likely
that
the
operator
of
a
dam
may
be
able
to
influence
the
amount
of
flow
in
their
own
spillway
by
controlling
the
amount
of
discharge
through
the
gates.
For
example,
a
gated
emergency
spillway
may
be
opened
only
after
suffi-
cient
head
has
built
up
behind
the
gates
to
minimize
the
erosive
rising
and
falling
stages
of
the
hydrograph.
Geologic
Conditions
Channel
geometry
and
hydraulic
conditions
establish
the
potential
for
erosion
and
generally
identify
the
point
of
initiation
and
character
of
erosion.
The
geologic
characteristics
of
the
site,
however,
control
the
rate
and
mechanism
of
erosioa
Of
the
geologic
factors
identified
in
the
geologic
erosion
equation,
GR
=f(L,
SP,
G,
ST,
MP),
genesis
of
the
material
(G),
and
structure
and
tectonic
history
(ST)
cannot
be
easily
modified
without
changing
the
location
or
orientation
of
the
spillway
channel.
The
other
factors,
rock
substance
properties
(SP)
and
rock
mass
properties
(RM),
however,
can
be
modified
to
produce
a
more
suited
spillway
material.
Field
observations
indicate
that
erosion
is
frequently
concentrated
at
the
interface
between
concrete
structures
and
the
natural
ground.
This
interface
is
similar
to
an
abrupt
geologic
boundary
established
during
the
formation
of
the
rock
body.
It
is
recommended
that
a
cutoff
wall
be
incorporated
into
the
terminal
end
of
all
concrete
structures
to
prevent
undercutting
of
the
foundation
of
the
structure
(Figure
14).
Chapter
3
Repair
and
Remediation
of
Spillway
Erosion
29
natural
vegetated
surface
Predicted
depth
of
erosion
cast
in-place,
reinforced
concrete
cut-off
wall
Figure
14.
Conceptual
section
of
a
cutoff
wall
at
the
toe
of
a
concrete
discharge
structure
to
resist
undercutting
Low-strength
granular
soils
and
weakly
cemented
sedimentary
rock
units
can
be
improved
through
soil-cement
treatments.
Soil-cement
treatment
of
the
spillway
channel
floor
and
sides
can
significantly
increase
both
the
unit
weight
and
uniaxial
strength
of
the
existing
spillway
materials
with
a
corresponding
reduction
in
fracture
spacing
and
increase
in
layer
thickness,
thereby
increasing
their
erosion
resistance.
In
spillways
where
a
vegetated
channel
is
a
project
requirement,
soil-
cement
stabilization
of
the
subgrade
of
the
channel
can
provide
protection
against
excessive
erosion
while
a
placed
and
vegetated
surface
soil
meets
the
aesthetic
requirement.
In
the
event
of
erosive
flows,
the
placed
soil
surface
may
be
removed,
but
the
underlying
stabilized
subgrade
acts
as
an
erosion
barrier.
In
cases
where
the
geology
of
the
spillway
channel
is
complex
and
the
rock
units
change
in
physical
character
with
changes
in
elevation
or
location
or
both,
selective
use
of
dental
repair
or
strengthening
may
be
required.
It
is
important
that
dental
fills
placed
in
over-excavated
areas,
fractures,
blast-damaged
areas,
and
weak
rock
sites
have
similar
physical
properties
as
the
remaining
natural
rock.
For
example,
the
use
of
concrete
(4,500
psi)
to
fill
holes
in
a
weakly
cemented
sand-
stone
(3,000
psi)
simply
reverses
the
weak
rock-hard
rock
relationship
and
concentrates
the
erosive
energy
on
the
sandstone.
It
is
also
important
that
dental
fills
be
keyed
into
the
remaining
bedrock
using
rebar
or
other
ties.
This
reinforce-
ment
binds
the
patch
to
the
bedrock
and
reduces
the
possibility
that
hydraulic
forces
will
be
able
to
lift
and
remove
the
patch.
The
use
of
rock
bolts
to
tie
together
fractured
rock
while
providing
reinforcement
to
the
repaired
sections
improves
both
the
rock
mass
and
genesis/tectonic
properties
of
the
spillway.
Many
spillway
channels
have
at
least
one
knickpoint
where
the
longitudinal
profile
increases
abruptly.
These
geometric
features
may
be
caused
by
economic
or
geologic
factors.
In
the
case
where
the
knickpoint
is
the
result
of
economic
choices
in
the
design
of
the
channel,
some
form
of
structural
spillway,
such
as
an
ogee
weir
and
stilling
basin,
should
be
considered
for
this
area.
In
cases
where
the
30
Chapter
3
Repair
and
Remediation
of
Spillway
Erosion
knickpoint
is
the
result
of
geologic
factors
or
has
developed
following
a
period
of
flow
in
the
channel,
a
detailed
geologic
evaluation
of
the
site
will
be
required.
The
longitudinal
channel
geometry
at
knickpoints
is
often
nonplaner
and
contains
smaller
geometric
anomalies
that
can
strongly
affect
the
erosion
process.
Conceptual
designs
for
the
remediation
of
spillway
erosion
are
shown
in
Figure
15.
Note
that
the
concepts
attempt
to
match
the
repair
with
the
existing
geologic
conditions
so
that
there
is
a
minimum
impact
on
channel
geometry
and
hydraulics.
Chapter
3
Repair
and
Remediation
of
Spillway
Erosion
31
Figure
15.
Conceptual
designs
for
the
remediation
of
various
forms
of
spillway
erosion:
(A)
use
of
large
riprap
reinforced
with
chain-link
fence
rock
bolted
into
sound
rock;
(B)
cobble-filled,
gabion
boxes
rock
bolted
into
place
to
form
a
series
of
small
knickpoints;
(C)
reinforced
concrete
hydraulic
structure
and
stilling
basin
to
safely
lower
flows
over
knickpoint;
(D)
dental
concrete,
soil-cement
or
roller-compacted
concrete
filling
eroded
zones
in
dipping
rocks
and
rock
bolted
into
sound
rock
below;
(E)
rock
bolt
reinforcement
in
thinly
bedded
layered
rocks
to
form
a
stable
series
of
cataracts
32
Chapter
3
Repair
and
Remediation
of
Spillway
Erosion
References
American
Society
of
Civil
Engineers/United
States
Committee
On
Large
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(1975).
Lessons
from
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incidents,
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American
Society
of
Civil
Engi-
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New
York.
.
(1988).
Lessons
from
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incidents,
USA-II.
American
Society
of
Civil
Engineers,
New
York.
Barton,
N.
(1988).
"Rock
mass
classification
and
tunnel
reinforcement
selection
using
the
q-system."
Rock
classification
systems
for
engineering
purposes.
Kirkaldie,
L.,
ed,
ASTM
STP
984,
American
Society
for
Testing
and
Materi-
als,
Philadelphia,
59-88.
Bieniawski,
Z.T.
(1988).
"The
rock
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rating
(RMR)
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(geomechanics
classification)
in
engineering
practice."
Rock
classification
systems
for
engi-
neering
purposes.
Kirkaldie,
L.,
ed,
ASTM
STP
984,
American
Society
for
Testing
and
Materials,
Philadelphia,
17-34.
Cameron,
C.P.,
Cato,
K.D.,
McAneny,
C.C.,
and
May,
J.H.
(1986).
"Geotechni-
cal
aspects
of
rock
erosion
in
emergency
spillway
channels,"
Technical
Report
REMR-GT-3,
Report
1,
U.S.
Army
Engineer
Waterways
Experiment
Station,
Vicksburg,
MS.
Cameron,
C.P.,
Patrick,
D.M.,
Cato,
K.D.,
and
May,
J.H.
(1988).
"Geotechnical
aspects
of
rock
erosion
in
emergency
spillway
channels,
analysis
of
field
and
laboratory
data,"
Technical
Report
REMR-GT-3,
Report
2,
U.S.
Army
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Waterways
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Station,
Vicksburg,
MS.
Cato,
K.
D.
(1991).
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of
geological
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under
hydraulic
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diss.,
Texas
A&M
University,
College
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Chow,
V.T.
(1959).
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Clemence,
K.T.
(1988).
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of
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structure
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knickpoint
erosion,"
Bulletin
of
the
Association
of
Engineering
Geologists
25(1),
11-16.
33
References
Golze,
A.R.
(1977).
Handbook
of
dam
engineering.
Van
Nostrand
Reinhold,
New
York.
Jenny,
H.
(1941).
Factors
of
soil
formation.
McGraw-Hill
Book
Company,
New
York.
Kirsten,
H.A.D.
(1988).
"Discussion
on
rock
material
field
classification
proce-
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Rock
classification
systems
for
engineering
purposes.
Kirkaldie,
L.,ed.,
ASTM
STP
984,
American
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for
Testing
and
Materials,
Philadelphia,
55-58.
May,
J.H.
(1988).
"Geologic
and
hydrodynamic
controls
on
the
mechanics
of
knickpoint
migration,"
unpublished
Ph.D
diss.,
Texas
A&M
University,
College
Station,
TX.
Ralston,
D.C.,
and
Brevard,
J.A.
(1988).
"SCS's
40
year
experience
with
earth
auxiliary
spillways,"
presented
at
the
Fifth
Annual
Meeting:
Association
of
State
Dam
Safety
Officials,
Manchester,
NH.
Robinson,
K.M.
(1988).
"Stress
distribution
at
an
overfall,"
Paper
No.
88-2135,
Summer
Meeting:
American
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of
Agricultural
Engineers,
Rapid
City,
SD.
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(1989).
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erosion
in
earth
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Paper
No.
89-2057,
Summer
Meeting:
American
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Smith,
D.D.,
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Wischmeier,
W.H.
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dures,"
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210-VI,
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71,
Second
Ed,
U.S.
Department
of
Agriculture,
Washington,
DC.
.
(1987b).
"Excavated
rock
spillway
classification
and
layout,"
Geology
Technical
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4,
Second
Revision,
U.S.
Department
of
Agriculture,
Chester,
PA.
Temple,
D.
(1989).
"Mechanics
of
an
earth
spillway
failure,"
Paper
No.
SWR-
200,
Southwestern
Regional
Meeting:
American
Society
of
Agricultural
Engineers,
Stülwater,
OK.
U.S.
Army
Corps
of
Engineers.
(1965).
"Hydraulic
design
of
spillways,"
Engineer
Manual
No.
1110-2-1603,
Office
of
the
Chief
of
Engineers,
Washington,
DC.
Woodward,
R.C.
(1985).
"Geological
factors
in
spillway
terminal
structure
design,"
Engineering
Geology
22,
61-70.
References
34
REPORT
DOCUMENTATION
PAGE
Form
Approved
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No.
0704-0188
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the
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and
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and
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this
burton,
to
Washington
Headquaiteis
Services,
Krectorate
fcr
liiformaticfl
Opeiations
a^
Office
of
Management
and
Budget,
Paperwork
Reduction
Project
(0704-0166),
Washington,
DC
20503.
1.
AGENCY
USE
ONLY
(Leave
blank)
2.
REPORT
DATE
August
1998
3.
REPORT
TYPE
AND
DATES
COVERED
Final
report
4.
Trn-EANDSUBTrrLE
Geotechnical
Aspects
of
Rock
Erosion:
Supplemental
Information
on
Prediction,
Control,
and
Repair
of
Erosion
in
Emergency
Spillway
Channels
6.
AUTHOR(S)
Christopher
C.
Mathewson,
Kerry
D.
Cato,
James
H.
May
7.
PERFORMING
ORGANIZATION
NAME(S)
AND
ADDRESSES)
Center
for
Engineering
Geosciences,
Texas
A&M
University,
College
Station,
TX
77845-3115;
U.S.
Army
Engineer
Waterways
Experiment
Station
3909
Halls
Ferry
Road,
Vicksburg,
MS
39180-6199
9.
SPONSORING/MONITORING
AGENCY
NAME(S)
AND
ADDRESSES)
U.S.
Army
Corps
of
Engineers
Washington,
DC
20314-1000
5.
FUNDING
NUMBERS
8.
PERFORMING
ORGANIZATION
REPORT
NUMBER
Technical
Report
REMR-GT-3
10.
SPONSORING/MONITORING
AGENCY
REPORT
NUMBER
11.
SUPPLEMENTARY
NOTES
Available
from
National
Technical
Information
Service,
5285
Port
Royal
Road,
Springfield,
VA
22161.
12a.
DISTRIBUnON/AVAILABIUTY
STATEMENT
Approved
for
public
release;
distribution
is
unlimited.
12b.
DISTRIBUTION
CODE
13.
ABSTRACT
(Maximum
200
words)
This
study
addresses
the
geologic
factors
mat
control
rock
erosion
in
emergency
spillway
channels,
develops
a
technique
to
evaluate
the
risk
and
predict
the
potential
erosion
of
rock
and
soil
exposed
to
hydraulic
attack
during
a
flow
event
in
the
channel,
and
provides
design
concepts
for
the
repair
and
rehabilitation
of
spillway
erosion.
14.
SUBJECT
TERMS
Channel
Erosion
Geology
Headcutting
Knickpoint
Spillway
17.
SECURriY
CLASSIFICATION
OF
REPORT
UNCLASSIFIED
18.
SECURITY
CLASSIFICATION
OF
THIS
PAGE
UNCLASSIFIED
19.
SECURITY
CLASSIFICATION
OF
ABSTRACT
15.
NUMBER
OF
PAGES
42
16.
PRICE
CODE
20.
LIMITATION
OF
ABSTRACT
NSN
754001-280-5500
Standard
Form
298
(Rev.
2-89)
Prescribed
by
ANSI
Std.
Z39-18
298-102
... Temple and Hanson (1994) [35] stated that formation and migration of headcut are also part of the erosion process in vegetated earth (soil and rock) auxiliary or emergency spillways. Mathewson, et al. (1998) [36] concluded from post-flow field inspections of eroded spillway channels that once erosion was initiated at some geometric anomaly, the primary erosion mechanism was either boundary shear or headcutting. ...
... Temple and Hanson (1994) [35] stated that formation and migration of headcut are also part of the erosion process in vegetated earth (soil and rock) auxiliary or emergency spillways. Mathewson, et al. (1998) [36] concluded from post-flow field inspections of eroded spillway channels that once erosion was initiated at some geometric anomaly, the primary erosion mechanism was either boundary shear or headcutting. ...
Chapter
Full-text available
Huge losses in both human lives and economic properties can be resulted from an embankment dam failure. Therefore modeling of embankment dam breaching is of tremendous significance for dam failure damage assessment, risk analysis, disaster control and mitigation, etc. The embankment dam breach mathematical models developed in the last more than forty years are classified and summarized; their characteristics are analyzed, respectively. The physical model tests on embankment dam breaching performed in the recent several decades are also classified and summarized. A new erosion mechanism for embankment dam breaching, i.e. headcut erosion, is described; the models available so far for calculation of the headcut migration are summarized and analyzed. Finally, recommendations for future development of embankment dam breach modeling are proposed.
Chapter
Full-text available
Description Brings together in one volume discussions of the five major classification systems and procedures used to classify rock by engineering users. Also includes case studies in which rock classification is a critical factor. For engineering geologists; geotechnical engineers.
Conference Paper
Full-text available
A thorough treatment of the case records used to develop the Q-system method of rock mass characterization for helping to select appropriate permanent support for (single-shell) tunnel and cavern support.
Article
Rainfall erosion is a serious problem of farmland over a large part of the world. It is, particularly, acute on gently to steeply sloping land of both humid and semiarid areas. In the latter areas, seasonal or annual drought cycles, which prevent the establishment and maintenance of plant cover, create an erosion problem fully as severe as that in areas of heavier rainfall. Contour tillage and planting, strip cropping, terracing, waterways, and gully-control structures are generally included under erosion control practices. The effectiveness of contour planting and tillage in erosion control varies with slope, crop, and soil. Its maximum effectiveness in relation to up- and down-hill rows is on medium slopes and on deep, permeable soils that are protected from sealing. The relative effectiveness decreases as the land slope becomes either very flat or very steep. Row shapes as secured with listing increase the channel capacity and, therefore, increases the average annual effectiveness of farming on the contour.
Article
Severe storms in Mississippi during May of 1983 produced flooding that resulted in one of the few flood control reservoir auxiliary spillway failures on record. Subsequent analysis of the breach using state of the art procedures reproduced the downstream observations of high water, but failed to reproduce the observed timing of the failure or conditions observed at the site during spillway operation and failure. The present effort uses the observed failure conditions, site geology, and a simplified model of failure mechanics to develop an independent estimate of the breach outflow hydrograph. Agreement with the previously estimated peak discharge is surprisingly good. The analysis, although site specific, clearly demonstrates the important role of surface and soil discontinuities in the failure process.
Article
Fourteen spillways designed or operated by the Water Resources Commission of New South Wales were studied with respect to the geological, topographic and operational factors which influence the type of terminal structure provided. In the case of frequently operating spillways of moderate head and moderate unit discharge at design flood, unlined or partially lined spillways with no provision for energy dissipation can be constructed in durable, lowly stressed rock with R.Q.D. generally greater than 75% and erodible seams generally absent. Full energy dissipators are required in rock with R.Q.D. generally less than 50% and erodible seams generally present.
Article
Typescript (photocopy). Thesis (Ph. D.)--Texas A & M University, 1991. Vita. Includes bibliographical references. "Major subject: Geology."