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Correspondence: Kelly Glazer Baron, PhD, Abbott Hall, Northwestern University, 710 North Lake Shore Drive, 5th Floor, Chicago, IL 60611, USA.
Tel: 312-503-1526. Fax: 312-503-5679. E-mail: k-baron@northwestern.edu
(Received 7 March 2014 ; accepted 31 March 2014 )
Circadian misalignment and health
KELLY GLAZER BARON & KATHRYN J. REID
Feinberg School of Medicine, Northwestern University, Chicago, Illinois USA
Abstract
Circadian rhythms are near 24-h patterns of physiology and behaviour that are present independent of external cues
including hormones, body temperature, mood, and sleep propensity. The term ‘ circadian misalignment ’ describes a variety
of circumstances, such as inappropriately timed sleep and wake, misalignment of sleep/wake with feeding rhythms, or
misaligned central and peripheral rhythms. The predominance of early research focused on misalignment of sleep to the
biological night. However, discovery of clock genes and the presence of peripheral circadian oscillators have expanded the
defi nitions of misalignment. Experimental studies conducted in animal models and humans have provided evidence of
potential mechanisms that link misalignment to negative outcomes. These include dysregulation of feeding behaviours,
changes in appetite stimulating hormones, glucose metabolism and mood. This review has two foci: (1) to describe how
circadian misalignment has been defi ned and evaluated in laboratory and fi eld experiments, and (2) to describe evidence
linking different types of circadian misalignment to increased risk for physical (cardiovascular disease, diabetes, obesity,
cancer) and psychiatric (depression, bipolar, schizophrenia, attention defi cit) disorders. This review will describe the role
of circadian misalignment as a risk factor for disease in the general population and in clinical populations, including
circadian rhythm sleep disorders and psychiatric disorders.
Introduction
General
All organisms, ranging from single cell organisms,
plants, sea slugs to humans, demonstrate circadian
rhythms or near 24-h patterns which are present
independent of environmental cues. Disruption of
circadian rhythms, through extrinsic factors such
as shift work and intrinsic factors such as circadian
disorders, has been associated with both physical
and psychiatric consequences (Bass, 2012; Lam &
Levitan, 2000). The goals of this review are to
describe how circadian misalignment has been
operationalized and then describe the role of circa-
dian rhythm misalignment in the development of
chronic illnesses including cardiovascular disease,
diabetes, obesity and cancer as well as psychiatric
disorders such as mood disorders. This review has
four main sections. In the fi rst part of the review,
we describe the circadian system and the ways that
circadian misalignment has been defi ned. Next, we
discuss how circadian misalignment has been stud-
ied in the laboratory. The third section of the arti-
cle reviews the fi eld studies of populations at risk
for circadian misalignment and related physical
and psychiatric consequences. These populations
include transient misalignment associated with
daylight saving time, chronotype and social jet lag.
The fi nal section will focus on circadian misalign-
ment in clinical populations: circadian rhythm
sleep disorders, night eating syndrome (NES) and
psychiatric disorders.
Search strategy
In order to prepare this article, the authors searched
PubMed and selected articles to provide a broad over-
view of the fi eld of circadian misalignment, focusing
primarily on cardiovascular disease, diabetes, obesity,
cancer, depression and bipolar disorder. Our search
included the following terms: ‘ circadian rhythm ’ , ‘ cir-
cadian misalignment ’ , ‘ chronotype ’ , ‘ social jet lag ’ ,
‘ shift -work ’ , ‘ jet lag ’ , ‘ delayed sleep phase ’ , ‘ advance
sleep phase ’ , ‘ irregular sleep ’ , ‘ non-24 h ’ , ‘ free run-
ning ’ , ‘ phase angle ’ , ‘ night eating syndrome ’ , and ‘ sea-
sonal affective disorder ’ . This article is not a systematic
review encompassing all published articles of circadian
misalignment, physical and mental health. Although
our review includes several important animal studies,
this review mostly focuses on human studies.
International Review of Psychiatry, April 2014; 26(2): 139–154
ISSN 0954–0261 print/ISSN 1369–1627 online © 2014 Institute of Psychiatry
DOI: 10.3109/09540261.2014.911149
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140 K. G. Baron &. K. J. Reid
Circadian rhythms
In order to understand the consequences of mis-
alignment, it is fi rst necessary to have a basic
understanding of circadian rhythms. The term
circadian is derived from Latin to mean ‘ about a
day ’ and refers to the roughly 24-h rhythm
generated by the suprachiasmatic nucleus (SCN),
located in the anterior hypothalamus (Schibler &
Sassone-Corsi, 2002). Numerous physiological
and behavioural processes demonstrate circadian
rhythms, including body temperature, hormones
such as cortisol and melatonin, as well as behav-
ioural factors such as cognition and mood. The
sleep/wake rhythm is one of the most important
and observable circadian rhythms. The circadian
clock is not exactly 24 h, and will ‘ free run ’ when
away from external cues (Czeisler et al., 1999).
Therefore, these external zeitgebers or ‘ time givers ’
such as light, endogenous melatonin and to a lesser
extent physical and social activity are important
factors for synchronizing the circadian rhythm to
the 24-h day (Baehr et al., 2003; Barger et al.,
2004; Goel, 2005). The timing of these zeitgebers
is highly important, in that they will have a differ-
ent effect on the circadian rhythm depending on
the time of exposure (Khalsa et al., 2003; Kripke
et al., 2007; Lewy, 2007). For example, morning
light will advance (move earlier) whereas evening
light will delay (move later) the circadian rhythm
(Duffy & Wright, 2005; Strogatz, 1990). Endoge-
nous melatonin, released by the pineal gland under
conditions of darkness, suppresses the signal of the
SCN (Moore, 1996). Exogenous melatonin also
shifts circadian phase, based on time of administra-
tion, but in the opposite direction to light exposure
(Burgess et al., 2010; Lewy et al., 1992).
Circadian rhythms are coordinated by the SCN
or ‘ master clock ’ ; however, the molecular mecha-
nism of the clock is present in every cell of the body.
Circadian or clock genes (in humans, e.g. CLOCK ,
CRY , PER , BMAL ) comprise an autoregulatory
transcriptional-translational feedback loop which
demonstrates a cycle every 24 h (Hardin et al.,
1990; Loros & Dunlap, 1991). In addition to indi-
vidual cells, rhythms are also generated among
organs including the heart, stomach, liver and pan-
creas (Dibner et al., 2010). Circadian patterns are
also present among physiological systems, includ-
ing the cardiovascular and renal systems (Dibner
et al., 2010; Gachon et al., 2004). These peripheral
rhythms have a unique phase relationship with the
master clock which is coordinated through neuronal
pathways, neuropeptides and hormones. Several
excellent reviews have been published on this topic
(Bass, 2012; Brown & Azzi, 2013; Zelinski et al.,
2014).
Circadian misalignment
The term ‘
circadian misalignment ’ can describe a
variety of circumstances both in the laboratory and
natural environment. In the Oxford Dictionary (2010),
‘ misalignment ’ refers to ‘ the incorrect arrangement
or position of something in relation to something
else ’ . One of the most common types of misalign-
ment studied is misalignment of the sleep/wake cycle
in relation to the biological night. Other types of mis-
alignment include misalignment of feeding rhythms
to the sleep/wake or light/dark cycle, or internal mis-
alignment of central and peripheral rhythms. Figure 1
presents a schematic depiction of the organization of
the central and peripheral circadian rhythms. This
diagram includes zeitgebers (light, melatonin and
activity) as well as the potential causes of chronic
circadian misalignment. The timing of melatonin
onset under dim light conditions (dim light mela-
tonin onset or DLMO) and the core body tempera-
ture minimum are often used as markers of circadian
timing (Benloucif et al., 2008). The timing of these
circadian markers in relation to sleep/wake behav-
iours is commonly referred to as phase angle, and
has also been used as a measure of circadian align-
ment (Figure 2). For example, the duration between
circadian markers (DLMO or core body temperature
minimum) and sleep timing (onset, midpoint or
wake time) has been evaluated. Individuals with eve-
ning chronotype (preference for later timing of sleep
and activity) have been shown in some studies to
have a shorter phase angle between circadian mark-
ers and sleep, indicating that they sleep and wake
earlier in their circadian phase (Duffy et al., 2001;
Mongrain et al., 2006). One of the most signifi cant
and immediate consequences of misalignment of the
sleep/wake cycle to the biological night is sleep dis-
turbance and/or daytime sleepiness. Insomnia, diffi -
culty waking in the morning and sleepiness caused
by circadian misalignment are typical symptoms that
lead patients to seek care in sleep clinics for circadian
disorders. However, the physiological and psycho-
logical consequences are much broader than sleep/
wake disturbance. These include changes in feeding
patterns, metabolic function and risk for mood dis-
orders. Other types of disruption include internal
misalignment of rhythms, such as timing of central
versus peripheral clocks. For example, research in
animal models has demonstrated that altering avail-
ability of food timing shifts peripheral (e.g. hepatic)
but not central rhythms (Stokkan et al., 2001).
Mechanisms
Laboratory methods
In order to more precisely study the mechanisms
linking circadian misalignment to physiological and
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Circadian misalignment and health 141
psychiatric conditions, researchers have developed
protocols to isolate the circadian rhythm from the
sleep/wake cycle. Multiple studies have used tempo-
rary phase shifts to study the effect of misalignment
and demonstrate changes in leptin rhythm and
glucose response to meals (Hampton et al., 1996;
Schoeller et al., 1997) as well as increased depressed
mood (Surridge-David et al., 1987). However, these
approaches are limited due to the associated sleep
loss. One of the most commonly reported techniques
is forced desynchrony (Czeisler et al., 1986; Dijk
et al., 1992; Kleitman & Kleitman, 1953). In this pro-
tocol, individuals are scheduled for a ‘ day ’ that is
shorter or longer than 24 h (typically 20 or 28 h), and
then sleep and meal timing is shifted either earlier or
later around the clock. The circadian timing system
cannot adjust to this ‘ day ’ length and thus runs free
at its own endogenous period, which is slightly longer
than 24 h in humans. This technique allows research-
ers to estimate sleep, mood, and performance at var-
ious degrees of circadian misalignment. These studies
have also demonstrated that circadian misalignment
causes disruptions in appetite-regulating hormones,
glucose metabolism and mood.
Laboratory studies with misalignment of the
sleep/wake rhythm
In a forced desynchrony protocol to simulate the
experience of living on Mars, individuals were
Entraining Agents:
•
Light
• Melatonin
• Activity
Potential Causes of Chronic
Misalignment
• Chronotype
• Social Jet Lag
• Shift Work
• Circadian Rhythm
Disorders
• Disrupted Feeding
Rhythm
• Psychiatric Disorders
ANS
Behaviors
Hormones
Heart Lungs Adipose Pancreas Liver Stomach Red Blood Cells Breast Muscle
Circadian Clock
Genes (Brain and
Peripheral Cells)
Central Circadian
Pacemaker (SCN)
Peripheral
Rhythms in Cells,
Organs and
Tissues
Light/Dark Cycle
Figure 1. Representation of central and peripheral circadian rhythms. This fi gure depicts the relationship between central and peripheral
circadian rhythms. Circadian genes are present in every cell in the body. The central circadian rhythm is generated by the suprachiasmatic
nucleus. The light/dark cycle is one of the main entraining agents for the central rhythm. Peripheral rhythms are present in cells, organs
and organ systems. The coordination between the central and peripheral rhythms is not fully understood but involves hormonal, neurological
and behavioural pathways. Misalignment can occur when the central rhythm is misaligned to the light/dark cycle or when central and
peripheral rhythms are misaligned.
16:00 18:00 20:00 22:00 0:00 02:00 04:00 06:00 08:00 10:00
Figure 2. Circadian phase and phase angle between melatonin and
sleep. The curved lines depict examples of the nocturnal melatonin
rhythm in individuals with normal phase (solid line) and phase
delay (dotted line). The bars below indicate the sleep periods in
normal phase (black bar) and phase delay (grey bar). Phase angles
between dim light melatonin onset (DLMO) and midpoint of
sleep are depicted with lines and arrows. Compared with the
normal alignment, the phase delayed example demonstrates a later
DLMO and a shorter duration or phase angle between DLMO
with sleep onset and midpoint of the sleep period.
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142 K. G. Baron &. K. J. Reid
assigned to a 24-h day or a 24.6-h day for 25 days.
Interestingly, some individuals were capable of
entraining their circadian rhythms and others were
not (Gronfi er et al., 2007; Wright et al., 2001).
Results indicated that those who were non-entrained
had poorer sleep quality, shorter sleep duration, and
had lower leptin during wakefulness. Results from a
later study also demonstrated decreased leptin and
higher glucose response to meals despite higher insu-
lin production associated with this misalignment
(Scheer et al., 2009). Most recently, a study com-
pared 3 days of phase advance to 3 days of phase
delay (21-h day versus a 27-h day), with a 4-week
wash-out period in between the two conditions
(Gonnissen et al., 2012). Results demonstrated that
in the phase delay condition, total sleep time was
related to levels of insulin and insulin resistance. In
a later analysis, it was determined that specifi cally,
decreased REM in the second half of the night was
predictive of changes in cortisol, insulin and insulin
resistance (Gonnissen et al., 2013). Since REM is
modulated by the circadian clock, this suggests a role
of circadian misalignment in the metabolic changes
reported in this study.
The circadian rhythm of mood has been demon-
strated in multiple studies (Wirz-Justice, 2008).
These daily variations in mood have been studied in
forced desynchrony and have been demonstrated to
have a signifi cant circadian pattern as well as an
interaction with prior wakefulness, in that the trough
of mood was lowest around the time of the core body
temperature minimum, and also deteriorated over
the wake period (Boivin et al., 1997). This relation-
ship has been demonstrated among healthy controls
as well as individuals with seasonal affective disorder
(SAD) (Koorengevel et al., 2003).
Laboratory studies of misalignment of feeding rhythms
Multiple experiments in animal models have demon-
strated the effects of mistimed feeding on sleep,
rhythms and cardiometabolic disease risk (Arble
et al., 2009; Fonken et al., 2010). Kohsaka and col-
leagues (2007) demonstrated that high-fat feeding
disrupts the circadian timing of mice, giving them a
longer circadian period (greater than 24 h) and also
increased fragmentation of their sleep and feeding
rhythms. Another study highlighted the possible del-
eterious effects of eating during the sleep period.
Mice fed during the light period (biological night)
consumed the same number of calories but gained
twice as much weight as mice fed during the dark
period (Arble et al., 2009). Further studies have
demonstrated that light and feeding period also play
a role. Fonken and colleagues (2010) demonstrated
weight gain in mice kept in constant bright light
compared with those kept in constant dim light and
standard 12-h light/dark cycle. However, the effects
of bright light were ameliorated when food was
restricted only to the dark phase (the typical feeding
time). Another study demonstrated that feeding mice
high-fat diets only during the dark phase prevented
the development of metabolic syndrome (Hatori
et al., 2012). At this point, only one study in humans
has evaluated the metabolic effects of meal timing in
an experimental design (Jakubowicz et al., 2013). In
this study, women with polysyctic ovarian syndrome
were assigned to two isocaloric weight loss diets for
12 weeks. Both diets were approximately 1400 kcal
per day. One diet contained a large breakfast (700
kcal) moderate lunch (500 kcal) and small dinner
(200 kcal). The other contained a small breakfast
(200 kcal), moderate lunch (500 kcal) and large din-
ner (700 kcal). Results indicated that participants in
the high calorie breakfast group demonstrated greater
insulin sensitivity following the intervention. This
study demonstrates that changing the timing of
caloric intake has the potential to infl uence meta-
bolic processes in humans. However, this study did
not evaluate circadian alignment.
In summary, the effects of misalignment of sleep/
wake patterns as well as misalignment of feeding with
the light/dark cycles have been tested in experimental
protocols in human and animal models. Results sug-
gest potential mechanisms that may link misalign-
ment to poor health are broad and include changes
in mood, behaviour, appetite-regulating hormones
and glucose metabolism.
Circadian misalignment in naturalistic settings
Circadian misalignment occurs in many different
‘ real world ’ settings. Some types of misalignment are
transient, such as daylight saving time or time zone
travel. Other types of misalignment are chronic,
such as individuals ’ preference for sleep/wake timing
(i.e. chronotype), the change in schedule between
weekend and weekdays (social jet lag), or circadian
rhythm sleep disorders. We will fi rst discuss mis-
alignment that affects the population as a whole,
including daylight saving time, chronotype and
social jet lag. The fi nal section of the paper will dis-
cuss clinical populations, including circadian rhythm
sleep disorders, NES and psychiatric disorders.
Although shift work and jet lag do not always lead
to clinical disorders, they will be discussed in the
clinical disorders section.
Circadian misalignment in daylight saving time
Daylight saving time (DST) is a naturalistic experi-
ment that allows researchers to observe a transient
period of circadian misalignment as well as changes
in sleep duration at the population level (Kantermann
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Circadian misalignment and health 143
et al., 2007). Multiple studies have demonstrated a
small to modest increase in myocardial infarction risk
after the 1-h phase advance in the spring, with the
greatest increase in risk during the fi rst day or two
after the shift. (Janszky et al., 2012; Janszky & Ljung,
2008). This relationship has also been documented
in stroke (Foerch et al., 2008). Fewer studies have
focused on the psychiatric effects of daylight saving
time. There is a well-established link between spring
DST, sleep loss and daytime sleepiness (Harrison,
2013; Lahti et al., 2008b). However, existing studies
have found no relationship between psychiatric
disturbance and DST. Two studies found no associa-
tion between DST transition and incidence of
manic episodes (Lahti et al., 2008a) or in psychiatric
service utilization, including outpatient visits, inpa-
tient admissions, or suicide attempts (Shapiro et al.,
1990).
Chronotype and social jet lag
Chronotype, or preference for timing of sleep and
wake behaviuors, is theorized to contribute to circa-
dian misalignment in the population. Large epide-
miological surveys demonstrate that chronotype is a
characteristic with a normal bell-shaped distribution
that varies by age and gender, in that the young and
the old demonstrate an earlier chronotype, and ado-
lescents and young adults demonstrate a later chro-
notype (Roenneberg et al., 2007). Additionally,
women report a slightly earlier chronotype than men
across their lifespan. Chronotype can be evaluated as
a continuous variable with morningness and eve-
ningness being two sides of the same dimension.
Someone can report ‘ greater eveningness ’ or ‘ less
morningness ’ depending on the perspective of the
researcher and the particular questionnaire. Addi-
tionally, individuals may be grouped at cut points
into ‘ morning types ’ , ‘ neither morning nor evening ’
and ‘ evening types ’ . Being either a late or early chro-
notype may cause misalignment because the indi-
vidual ’ s preferences for sleep and activity are at odds
with the typical workweek or social schedule. Chro-
notype is typically measured by questionnaires
including the Morning Eveningness Questionnaire
(Horne & Ostberg, 1976), the Munich Chronotype
Questionnaire (Zavada et al., 2005) or the Compos-
ite Scale of Morningness (Smith et al., 1989). The
ease of self-report questionnaires compared to the
measurement of objective circadian markers may
explain why there are so many articles published
about chronotype. However, there is evidence that
chronotype is associated with timing of melatonin
and core body temperature (Baehr et al., 2000; Fol-
kard et al., 1979; Waterhouse et al., 2001). There is
some evidence of misalignment associated with chro-
notype, in that those with an evening-type preference
(i.e. prefer to go to bed late and wake up late), sleep
earlier in their biological rhythm, and wake closer to
core body temperature minimum (Duffy et al., 2001;
Kerkhof & Lancel, 1991). Mongrain and colleagues
(2006) also reported that compared with morning
types, evening types demonstrated a phase delay as
well as a shorter phase angle between DLMO and
sleep among some but not all evening types. Being
an evening chronotype may predispose individuals to
shorter sleep duration during workdays, due to the
need to conform to typical work hours (Roenneberg
et al., 2007). However, evening chronotypes also
report longer sleep on free days, in order to compen-
sate for shorter weekday sleep duration. The majority
of studies of chronotype account for sleep duration
in statistical models. However, few studies of chro-
notype and health measure circadian markers or
phase angles.
There are only a handful of studies evaluating chro-
notype and risk for cardiovascular disease and diabe-
tes. This is possibly because circadian timing and
alignment has more recently become of interest to
researchers studying physical health. One of the earli-
est studies demonstrated in a cross-sectional study
that evening types were 2.5 times more likely to report
their general health was poor or fair compared with
morning types (Paine et al., 2006). The study by
Paine and colleagues did not control for sleep dura-
tion, however the majority of later studies include a
measure of self-reported sleep duration in statistical
models. In one of the only large epidemiological stud-
ies of chronotype and objectively measured health
outcomes, Merikanto and colleagues (2013b) dem-
onstrated in a cross-sectional study a 2.5-fold increase
in type II diabetes prevalence among evening types
and a 1.3-fold increase in hypertension prevalence. In
another investigation they reported greater risk for
asthma among evening types (Merikanto et al., 2014).
Reutrakul and colleagues (2013) demonstrated that
later chronotype was associated with poorer glycae-
mic control in a sample of patients with type II dia-
betes, independent of sleep duration and quality.
Longitudinal research is needed to determine whether
chronotype is related to increased incidence of car-
diovascular disease and diabetes over time.
Several studies have demonstrated greater risk for
obesity in evening chronotypes (Baron et al., 2011;
Lucassen et al., 2013). Evening chronotype was
associated with greater body fat among a sample of
participants with bipolar disorder (Soreca et al.,
2009). One study reported higher BMI associated
with later DLMO and shorter phase angle between
DLMO and sleep among depressed peri- or post-
menopausal women (Meliska et al., 2011). This is
the only study that draws a direct link between mis-
alignment and increased risk of obesity among eve-
ning chronotypes.
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144 K. G. Baron &. K. J. Reid
Lifestyle factors are also suggested to play a role
in this increased risk of obesity among evening chro-
notypes. Monk and colleagues (2004) reported that
morning types exhibit more lifestyle regularity com-
pared with evening types. Multiple studies have
reported larger dinners, poorer diet quality, and more
calories consumed in the evening (Fleig & Randler,
2009; Sato-Mito et al., 2011). Greater eveningness
was associated with higher scores on a binge eating
disorder questionnaire (Harb et al., 2012). Evening
chronotype has also been associated with smoking,
alcohol use and lower physical activity (Kabrita et al.,
2014; Urban et al., 2011).
To date, there is only one study published evalu-
ating chronotype and misalignment and cancer. In
a recent study, breast cancer survivors had a shorter
disease-free interval in metastatic breast cancer if
bedtimes were ‘ misaligned ’ (Hahm et al., 2014) as
well as in individuals with later chronotype. Both
chronotype and misalignment were independent
predictors of disease-free interval. This study defi ned
misalignment as a self-reported bedtime earlier or
later than the preferred bedtime. Further research
is needed to determine the role of chronotype in
cancer incidence, disease progression and treatment
outcomes.
Social jet lag
‘ Social jet lag ’ is another proposed cause of circadian
misalignment in the general population (Wittmann
et al., 2006). It is defi ned as the shift in schedule
between workdays and free days, in that most indi-
viduals use an alarm clock to rise earlier on workdays/
school days and sleep later on the weekends or days
off from work. In a sense, social jetlag is a measure
of misalignment between the individual ’ s schedule
for work and their internal schedule. Epidemiological
research has demonstrated that most individuals have
shifts in their sleep between workdays and free days
(Roenneberg et al., 2003, 2007). Evening chrono-
types are prone to larger social jet lag due to the need
to conform to a conventional work schedule. In an
analysis of a large database of 65,000 participants,
social jet lag was associated with higher BMI above
and beyond sleep duration and chronotype only for
overweight individuals (Roenneberg et al., 2012).
There was no relationship among normal weight
individuals. Social jet lag has also been associated
with smoking, alcohol consumption and caffeine con-
sumption (Wittmann et al., 2010).
Chronotype, social jet lag and psychiatric disorders
There is a large amount of literature demonstrating
a greater risk of depression and higher depressive
symptoms among evening chronotypes. Multiple
studies in high school, college and medical school
students as well as the general adult population dem-
onstrate a positive association between evening chro-
notype and depressive symptoms (Chelminski et al.,
1999; Hirata et al., 2007; Kim et al., 2010; Kitamura
et al., 2010; Merikanto et al., 2013a). Individuals
diagnosed with major depressive disorder report
greater eveningness than healthy controls (Drennan
et al., 1991) and later chronotype is an indicator of
greater depression severity among individuals diag-
nosed with major depressive disorder (Gaspar-Barba
et al., 2009). One study demonstrated that social jet
lag is associated with depressive symptoms above and
beyond chronotype and sleep duration, suggesting
that the chronic misalignment from weekdays to
weekends is an additional risk factor (Levandovski
et al., 2011).
Chronotype has also been linked to greater risk for
other psychiatric disorders or greater severity of psy-
chiatric symptoms including bipolar disorder and
attention defi cit hyperactivity disorder (ADHD).
Multiple studies demonstrate greater evening-type
preference among individuals with bipolar disorder
(both I and II) compared with healthy controls or
individuals with schizophrenia or schizoaffective dis-
orders. (Ahn et al., 2008; Chung et al., 2012; Giglio
et al., 2010; Mansour et al., 2005; Wood et al., 2009).
There is one study demonstrating that sleep timing
and daytime sleepiness were signifi cant predictors of
symptom severity among individuals with ADHD,
above and beyond sleep duration (Gamble et al.,
2013). A limitation of this study is that it did not
have a measure of preferred sleep timing or circadian
markers, and therefore it is unknown the degree to
which misalignment was associated with symptoms.
In summary, having an evening chronotype is asso-
ciated with misalignment of the preferred sleep tim-
ing to external demands. Some studies have linked
evening chronotype to misalignment of the sleep/
wake period relative to circadian markers but few
studies of disease risk measure objective circadian
markers. Chronotype has been linked to greater
psychiatric symptoms (particularly depression) and
poorer health behaviours in many studies. More
recent studies are beginning to reveal the relationship
between chronotype and risk for cardiovascular dis-
ease and diabetes. At this time, mechanisms by which
chronotype affects health outcomes are poorly under-
stood. Misalignment is hypothesized to play a role,
but few studies include subjective or objective mea-
sures of circadian misalignment. Studies have dem-
onstrated that clock genes, most notably PER3
polymorphisms, may contribute to the determination
of chronotype through affecting sleep/wake regula-
tion and intrinsic circadian period (Dijk & Archer,
2010). There has also been a relationship reported
between some of the clock genes and psychiatric
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Circadian misalignment and health 145
disorders (Bersani et al., 2012; Etain et al., 2011;
Mansour et al., 2009; McCarthy & Welsh, 2012;
Takahashi et al., 2008). For example, alteration in
circadian clock proteins in the circadian pacemaker
is associated with mania-like behaviour in mice
(Roybal et al., 2007). In addition, in a few human
genetic studies, there is evidence for weak associa-
tions between circadian gene polymorphisms and
mood disorders (Takahashi et al., 2008). For exam-
ple, a polymorphism in NPAS2 has been associated
with SAD (Johansson et al., 2003), and PER3 ,
BMAL1 , and CLOCK have been associated with
bipolar disorder (Benedetti et al., 2003, 2008; Desan
et al., 2000; Nievergelt et al., 2006). However,
other circadian clock genes such as CLOCK and
PER2 have shown no link with affective disorders, or
CRY1 with bipolar disorders (Bailer et al., 2005;
Desan et al., 2000; Nievergelt et al., 2005). Examina-
tion of molecular changes in evening types with and
without psychiatric diagnosis may be extremely use-
ful in elucidating the role of the circadian clock in
mental health. These data suggest a shared genetic
vulnerability for evening chronotypes to experience
circadian phase delay, chronic misalignment, and
increased risk of psychiatric and medical disorders.
Misalignment in clinical populations
Circadian rhythm sleep disorders
Circadian rhythm disturbances (CRSDs) are catego-
rized by the International Classifi cation of Sleep Disor-
ders (ICSD), second edition (AASM, 2005) into
extrinsic and intrinsic disorders. Extrinsic CRSDs
include disorders where the internal rhythm is dis-
rupted due to changes in the external environment,
such as shift work and jet lag. Intrinsic CRSDs are
defi ned as disruption in sleep and/or daytime func-
tion due to alteration in the internal circadian timing
system, and include delayed sleep phase disorder,
advanced sleep phase disorder, non-24-h sleep/wake
disorder, and irregular circadian rhythm sleep disor-
der. The following section will describe associations
between circadian rhythm sleep disorders with phys-
ical and psychiatric disorders.
Shift work and shift work sleep disorder
Shift work has become more common in the last
century with at least 20% of the work force employed
in a position requiring a shift work schedule.
Although most shift workers experience circadian
disruption and sleep curtailment, not all shift work-
ers have the circadian rhythm sleep disorder, shift
work sleep disorder (SWD). SWD is characterized
by complaints of insomnia and excessive sleepiness
that are temporarily associated with a work schedule
that occurs during the usual sleep period. Shift work
is typically defi ned as work outside the hours of
about 7 a.m. to 6 p.m., or in the case of the CRSD
shift work sleep disorder, a work schedule that over-
laps with the timing of the usual primary sleep
period (i.e. at least 50% of the work period is between
10 p.m. to 6 a.m.). Both night work and early morn-
ing start times (before 6 a.m.) are associated with
the most sleep curtailment, typically anywhere
between 1 – 4 h less sleep per day compared to non-
shift workers (Akerstedt, 1995; Knauth et al., 1980).
It is estimated that 10% of night and rotating shift
workers and 1% of the population meet criteria for
SWD (Drake et al., 2004). Those with SWD have
shorter sleep duration, worse sleep quality and per-
formance on memory tasks, and greater prevalence
of gastric ulcers and depressive symptoms than shift
workers without SWD (Drake et al., 2004; Gume-
nyuk et al., 2010, 2014).
Much of the research on shift work and health has
focused on the effects of shift work itself, rather than
SWD. There is evidence to suggest that shift work is
associated with a greater incidence of cardiovascular
disease and risk factors, diabetes, obesity, cancer,
triglycerides (Esquirol et al., 2011) and poor repro-
ductive health (Labyak et al., 2002; Nurminen,
1998). The cause of these poor health outcomes in
shift workers is thought to be due to a complex com-
bination of circadian misalignment, chronic sleep
loss, increased light exposure at night, altered feeding
patterns, restricted access to healthy foods, increases
in smoking, and other poor health behaviours.
The role of shift work as a risk factor for cardio-
vascular disease is controversial (Esquirol et al.,
2011); some studies suggest an association but others
do not. There is a similar case with diabetes risk.
Further studies are required to defi nitively determine
the role of shift work in these disorders, although the
overall consensus is that there is likely to be a nega-
tive impact of repeated circadian misalignment and
sleep loss on health.
Shift work has been identifi ed as a risk factor for
cancer, particularly among women, although there is
a clear need for further research using objective pro-
spective exposure measures (Ijaz et al., 2013). Sev-
eral studies, including the Nurses ’ Health Study,
report increased risk of cancer among shift workers
including breast cancer (Schernhammer et al., 2001)
and colorectal cancer (Schernhammer et al., 2003).
The mechanism proposed in these studies is increased
exposure to light at night, resulting in reduced levels
of endogenous melatonin. More recently, a study
from Canada with a diverse population of shift work-
ers supports the increased risk of breast cancer in
shift workers (Grundy et al., 2013). The data in this
area is suffi cient enough such that in 2007 the Inter-
national Agency for Research on Cancer (the cancer
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146 K. G. Baron &. K. J. Reid
arm of the World Health Organization) listed shift
work as a possible carcinogen.
In addition to the impact on physical health out-
comes, there is also evidence that shift work affects
emotional well-being, such as increased divorce rates,
social isolation (Barnes, 2011; Drake et al., 2004)
and poor mood (Perry-Jenkins et al., 2007).
Jet lag and jet lag disorder
Jet lag results from a misalignment between the inter-
nal circadian clock and the external environment as
a result of rapid travel across multiple time zones.
Similar to shift work, not all travellers will experience
jet lag or meet the criteria for the CRSD, jet lag
disorder. Symptoms of this transitory CRSD range
from diffi culty sleeping, excessive daytime sleepiness,
general malaise, impaired daytime function, and
gastrointestinal upset (Boulos et al., 1995). Specifi c
ICSD criteria include a complaint of insomnia or
excessive daytime sleepiness associated with jet
travel across at least two time zones and associated
impairment in daytime function, general malaise, or
somatic symptoms such as gastrointestinal distur-
bance occurring within 1 – 2 days after travel (AASM,
2005). The ICSD criteria do not require a minimum
number of jet lag occasions or a specifi c duration of
symptoms; rather, individuals who suffer from jet lag
disorder will seek medical advice for the condition,
if it is problematic. This is likely to be the case for
individuals who travel across multiple time zones on
a consistent basis, although no prevalence data for
jet lag disorder are available. The degree of sleep dis-
ruption and sleepiness associated with travel is vari-
able, depending for example on the number of time
zones crossed, direction of travel (east or west), and
age. The functional impairment associated with jet
lag disorder results from a combination of circadian
misalignment and the associated sleep loss (for a
review, see Reid, 2011). Currently, there are no pub-
lished studies of the long-term impact of frequent or
chronic jet lag for cardiovascular disease, diabetes,
obesity or mental health disorders.
Delayed sleep phase disorder
Delayed sleep phase disorder (DSPD) is an intrinsic
CRSD characterized by sleep onset insomnia and/or
morning sleepiness due to a 3 – 6 h delay in the sleep/
wake cycle. Individuals with DSPD typically report
an evening chronotype, but the main distinction is
that DSPD is characterized by sleep/wake dysfunc-
tion and signifi cant distress as a result of these con-
sequences (ICSD-2). It is estimated to be one of
the most prevalent circadian rhythm disorders. Prev-
alence of DSPD has been reported between 0.2%
and 10% depending on the population surveyed and
criteria used for diagnosis (Regestein & Monk, 1995;
Schrader et al., 1993; Weitzman et al., 1981). Mis-
alignment between the biological timing and sleep/
wake timing has been proposed as one of the mech-
anisms that causes the sleep/wake dysfunction in
DSPD. Many studies have documented that sleep/
wake timing and circadian markers are delayed in
this population relative to healthy controls (Chang
et al., 2009; Ozaki et al., 1996; Shibui et al., 1999;
Uchiyama et al., 2000a). Some but not all studies
have documented misalignment between core body
temperature minimum and sleep compared with
healthy controls (Uchiyama et al., 2000a; Uchiyama
et al., 2000b). However, Chang and colleagues from
our laboratory (2009) did not observe a difference
in DLMO or core body temperature minimum and
sleep timing among DSPD compared to healthy con-
trols. Therefore, the extent to which misalignment is
present and explains the health risks in DSPD is not
completely understood at this time.
There have been only a few investigations of the
effects of having DSPD on health, and the majority
have focused on obesity and health behaviours. There
are no studies of cardiovascular disease diabetes or
cancer. There is one case control study that reported
higher BMI among DSPD versus control partici-
pants (33 versus 30 kg/m
2
; Kripke et al., 2008). This
study also reported the DSPD participants had
greater medication use, particularly antacids and
hypnotics. Several studies have observed poorer
health behaviours among individuals with DSPD
compared to controls. Among Norwegian high school
students, a probable diagnosis of DSPD (diffi culty
falling asleep before 2 a.m.) was associated with
smoking and alcohol use (Saxvig et al., 2012).
Another study conducted in Australia used more
stringent criteria to evaluate DSPD (objective rest/
activity pattern monitoring via wrist actigraphy and
clinical interview) and found that half of the sample
of high school students met one of the criteria for
DSPD but only 1.1% met the full ICSD-2 criteria
(Lovato et al., 2013). In this study there was higher
caffeine and alcohol use and less sports participation
among adolescents who met criteria for DSPD.
Multiple studies demonstrate higher depressive
symptoms and greater prevalence of depressive dis-
orders among individuals with DSPD. Even among
those who meet criteria for DSPD, there is a rela-
tionship between later chronotype and depression
scores (Abe et al., 2011). Among those diagnosed
with DSPD, 64% had clinically signifi cant depres-
sive symptoms (Abe et al., 2011). SAD is also
reported to be higher among individuals with DSPD
compared to controls (Lee et al., 2011). A study
from our group compared prevalence of DSM-IV
axis I disorders among individuals with evening
chronotype and DSPD (Reid et al., 2012). Results
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Circadian misalignment and health 147
demonstrated no difference in rates of depressive
disorders, either current or lifetime, between evening
chronotype and DSPD. The diagnosis of DSPD did
not increase risk for depression above and beyond
evening chronotype.
DSPD is also reported to be more prevalent among
individuals with bipolar disorder, compared to uni-
polar depression and healthy controls (Robillard
et al., 2013). There is one study that evaluated the
sleep and circadian parameters of individuals with
ADHD co-morbid with DSPD. Compared with
controls, individuals with DSPD demonstrated a
more variable bedtime, shorter sleep duration on
week days and a longer duration between dim light
melatonin onset and sleep onset than control par-
ticipants, suggesting they tended to sleep later in
their circadian phase (Bijlenga et al., 2013).
Advanced sleep phase disorder
There is much less known about the physical and
emotional consequences of advanced sleep phase
disorder (ASPD). This is likely due in part to lower
prevalence of ASPD. It is estimated that the preva-
lence of ASPD is 1% of the general population (Ando
et al, 2002). However, this number is likely to be an
underestimation because individuals with ASPD may
adapt their work and social schedules to accommo-
date early wake times. ASPD is an intrinsic CRSD
where the individual ’ s sleep/wake timing is signifi -
cantly earlier than desired (ICSD-2). Individuals
often experience sleepiness in the early evening as
well as early morning awakenings. Individuals with
ASPD have demonstrated earlier timing of biological
markers including melatonin (Reid et al., 2001).
There are no published studies comparing the phys-
ical or psychiatric health of individuals with ASPD
to healthy controls or other sleep disorders, therefore
it is unknown whether ASPD predisposes individuals
to health risk beyond that of sleep loss alone.
Non-24-h sleep/wake disorder
Non-24-h sleep/wake disorder (N24HSWD) is an
intrinsic CRSD in which the individual ’ s sleep/wake
cycle progressively delays each day, rather than
entraining to a stable time (AASM, 2005). This leads
to periods of insomnia and daytime sleepiness depend-
ing on where the individual is in their sleep/wake pat-
tern as well as fragmented sleep if the individual is
attempting to sleep when night-time is misaligned
with internal timing. In the case of N24SWD, the
individual is in a constant and changing degree of
misalignment. N24HSWD is more commonly seen
among blind people, and is the most common among
totally blind, due to the role of the visual system in
circadian phase entrainment (Lockley et al., 1997).
However, it has been reported among sighted indi-
viduals as well (Hayakawa et al., 2005). Although
N24HSWD is clearly disruptive to an individual ’ s
social, emotional and occupational functioning, there
are few reports of how this disorder affects risk for
physical or psychiatric disease. Lockley and colleagues
(2008) published a study of 52 blind free-running
type participants and demonstrated no differences
overall in mood, but non-entrained individuals rated
their mood as worse when their melatonin peak
occurred during their waking hours. Data from a
large case series of sighted N24HSWD from Japan
(57 participants) reported that psychiatric disorders
preceded the onset of N24HSWD among 28% of the
sample, and 34% of the sample developed major
depressive disorder after the onset of N24HSWD
(Hayakawa et al., 2005).
Irregular sleep/wake type
Irregular sleep/wake type is an intrinsic CRSD in
which the individual does not demonstrate a clear
sleep/wake rhythm (ICSD-2) and has three or more
sleep periods per 24-h day. Individuals with this dis-
order report insomnia, daytime sleepiness and frag-
mented sleep. Much of the literature about irregular
sleep/wake type focuses on sleep in the elderly. This
sleep disorder is more common among institutional-
ized elderly and those with dementia (Hoogendijk
et al., 1996; Witting et al., 1990). Decreased circa-
dian rhythmicity is associated with incidence of
dementia and mild cognitive impairment (Tranah
et al., 2010). Circadian rhythmicity has been dem-
onstrated to be strongly associated with all-cause
mortality (Gehrman et al., 2004; Paudel et al., 2010;
Tranah et al., 2011) and mortality from cardiovas-
cular disease (Paudel et al., 2011).
Meal timing and pattern
One of the largest literatures on misalignment of
eating in humans comes from NES, a disorder char-
acterized by evening hyperphagia and nocturnal
awakenings in which individuals wake and are unable
to return to sleep without eating (Stunkard et al.,
1955). Individuals with NES demonstrate greater
calorie intake at night, as well as delayed sleep pat-
terns and delayed melatonin onset, leptin and insu-
lin rhythms (Goel et al., 2009; O ’ Reardon et al.,
2004). The prevalence of NES is higher amongst
individuals who are overweight or obese (Calugi,
2009), bariatric surgery candidates (Adami et al.,
1999; Allison et al., 2008; Rand et al., 1997), and
individuals with psychiatric disorders (Lundgren
et al., 2006). NES is associated with weight gain over
time (Marshall et al., 2004) and depression, par-
ticularly depressed mood in the evening (Birketvedt
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148 K. G. Baron &. K. J. Reid
et al., 1999; Lundgren et al., 2008). Several, but not
all studies have reported poorer weight loss out-
comes in individuals with NES participating in
behavioural weight loss programmes (Gluck et al.,
2001; Stunkard et al., 1955). However, one recent
study reported similar weight loss outcomes in indi-
viduals with NES compared to control participants
without NES (Dalle Grave et al., 2011).
There are several studies linking the timing of eat-
ing to weight regulation among participants without
NES. Our group reported in a sample of healthy,
non-depressed adults a correlation between calories
consumed after 8:00 p.m. and BMI, which was inde-
pendent of sleep timing and duration (Baron et al.,
2011). Lucassen and colleagues (2013) reported that
in a sample of overweight individuals with short
sleep duration, later chronotypes ate later and had
higher BMIs. Two recent studies have highlighted the
role of meal timing in weight loss. Garaulet and col-
leagues (2013) reported greater weight loss in par-
ticipants enrolled in a weight loss programme who
ate their main meal before 3:00 p.m. This study was
conducted in Spain, where the main meal is lunch.
Another study from this group reported greater
weight loss outcomes associated with a more robust
amplitude of their circadian rhythms and less frag-
mentation among obese women undergoing a weight
loss programme (Bandin et al., 2013). These studies
suggest that timing of eating is a potentially under-
studied factor in weight regulation and weight loss
outcomes.
Circadian misalignment in psychiatric disorders
Depression and seasonal affective disorder . There is a
long history of the investigation of circadian rhythms
and misalignment in depression (Borbely, 1982;
Germain & Kupfer, 2008). Early research into major
depression noted the predominance of early morn-
ing awakenings and shortened REM latency. Based
on these observations, researchers coined the ‘ phase
advance hypothesis ’ which posited that the biologi-
cal rhythm was advanced in respect to the sleep/
wake pattern (Kripke et al., 1983; Wehr et al., 1979).
Furthermore, changes in the light/dark schedule
were thought to be linked to SAD going back to the
earliest investigations into this disorder (Rosenthal
et al., 1984). However, later work in this area dem-
onstrated either no phase difference or a phase delay
compared to non-depressed individuals (von Zers-
sen et al., 1985). This observation of phase differ-
ences, rather than an advance or delay, led to the
‘ phase shift hypothesis ’ (Lam & Levitan, 2000; Lewy
et al., 2006, 2009).
Recent literature on depression and circadian
rhythms has focused attention on the alignment of
sleep to circadian rhythms, rather than a phase
advance or delay. Two small studies have evaluated
phase angle in major depressive disorder. Emens and
colleagues (2009) demonstrated that a shorter phase
angle between DLMO and sleep was correlated with
higher depressive symptoms among participants with
major depressive disorder. In another study, Hasler
and colleagues (2010) did not fi nd a relationship
between DLMO and sleep with depressive symp-
toms. However, there were higher depressive symp-
toms in those with a shorter phase angle between
midpoint of the sleep period and core body tempera-
ture minimum. Meliska and colleagues (2011) dem-
onstrated a positive correlation between symptoms of
atypical depression (appetite, hypersomnia) and later
DLMO timing, but no association between atypical
depression symptoms and phase angle between mela-
tonin and sleep timing. These studies suggest that
rather than a phase advance or delay, it is possible
that alignment of sleep to circadian markers may be
an important marker of depression severity.
Bipolar disorder . Disruption of sleep and activity are
part of the key features that defi ne bipolar disorder
(Cassidy et al, 1998; Wehr et al., 1987). Multiple stud-
ies using wrist actigraphy have demonstrated that indi-
viduals with bipolar disorder have less stable circadian
sleep/wake patterns, lower amplitude, lower daytime
activity and more fragmented nocturnal sleep com-
pared with those with unipolar depression or healthy
controls, even inter-episode (Jones et al., 2005; Rock
et al., 2014; Salvatore et al., 2008). There is only one
small study evaluating phase angle of circadian markers
and sleep among individuals with bipolar disorder
(Robillard et al., 2013). In this study, individuals with
bipolar disorder on average had later DLMO than indi-
viduals with unipolar major depressive disorder. The
results regarding phase angle were complicated. There
were no overall differences in phase angle between the
unipolar and bipolar groups. However, 10 participants
(fi ve uniloplar/fi ve bipolar) demonstrated abnormally
long phase angle, with DLMO occurring after their
habitual sleep onset time or after the end of saliva sam-
pling in this protocol ( ⬎ 2 h after habitual sleep onset
time). Results of these studies suggest that rhythms are
important in bipolar disorder but the role of misalign-
ment needs to be evaluated in further studies.
Other psychiatric disorders . Sleep problems and circa-
dian disruption are present in many other psychiatric
disorders beyond mood disorders. Signifi cant circa-
dian disruption has been reported among individuals
with schizophrenia (Monti et al., 2013). Circadian
rhythms of individuals with schizophrenia have been
reported to be phase advanced (Rao et al., 1994),
delayed, or free running (Wulff et al., 2012) and mis-
aligned (Afonso et al., 2011; Bromundt et al., 2011).
Bromundt and colleagues (2011) reported bedtimes
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Circadian misalignment and health 149
before DLMO were common, particularly among
individuals with low amplitude of activity during the
day. A delay of melatonin timing and activity rhythms
have been reported among children and adolesents
with ADHD (van der Heijden et al., 2005; Van Veen
et al., 2010). In addition, differences in the timing of
melatonin offset relative to wake time have been
reported in ADHD compared to healthy controls
(Novakova et al., 2011).
Conclusion
The timing and alignment of circadian rhythms
are integral to the health and well-being of all organ-
isms, including humans. Misalignment of circadian
rhythms can occur when the individual ’ s sleep/wake
cycle is inappropriately timed relative to the biological
night, when eating is misaligned with other biological
rhythms, or there can even be misalignment between
the central (SCN) and peripheral rhythms (e.g. organ
or system). The consequences of circadian misalign-
ment include changes in dietary behaviour, appetite
regulation, glucose regulation and mood. The exper-
imental literature suggests that misalignment has
profound effects on processes that affect risk for car-
diovascular disease, diabetes, obesity and psychiatric
conditions. However, much is still not understood
about how misalignment contributes to disease risk.
Furthermore, the aetiology of how individuals become
misaligned is not well understood. For example, in
DSPD, misalignment has been demonstrated between
sleep timing and circadian markers even when par-
ticipants are sleeping at their preferred sleep/wake
schedule, which suggests it is not only due to external
factors such as work and social schedules. Treatments
to shift and align circadian phase, such as bright light
and melatonin have shown promise in the treatment
of some conditions, such as depression and SAD
(Boyce & Hopwood, 2013; Lewy et al., 2009; Pail
et al., 2011). The application of aligning circadian
phase to other conditions such as cardiovascular dis-
ease, obesity and diabetes has not been well studied.
Experimental studies in animal models suggest that
altering meal timing may be a promising intervention
for weight regulation but this potential therapy is
beginning to be explored. Further research is needed
to understand the mechanisms that contribute to the
development of circadian misalignment, the links
between misalignment to disease development, and
fi nally the role of improving circadian alignment in
the management of chronic illness.
Acknowledgements
We are grateful to Phyllis Zee for comments on pre-
vious drafts of this manuscript.
Declaration of interest: This project was sup-
ported by the US National Institutes of Health,
grant number 1K23HL109110. Dr Reid reports a
grant from Philips that is urelated to the work pre-
sented in this review. The authors alone are respon-
sible for the content and writing of the paper.
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