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Complex engineered, organizational and natural systems: Issues Underlying the Complexity of Systems and Fundamental Research Needed To Address These Issues Contract: National Science Foundation; grant number 0538768

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Abstract

This paper describes an effort to determine the rationale and content for a research agenda in complex systems. This effort included a workshop conducted with 50 thought leaders in complex engineered, organizational, and natural systems. The results of this workshop were subsequently presented to seven groups in academia and industry across the United States. In this way, additional comments, suggestions, and insights were gained from roughly 200 participants in these presentations. The objectives of these eight events were to understand the underlying issues that cause us to perceive a system to be complex, and formulate a set of fundamental research questions whose pursuit would advance abilities to address these issues. © 2007 Wiley Periodicals, Inc. Syst Eng: 260–271, 2007

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... Applications of theories of complex adaptive and dynamical systems are needed to successfully address many of the HFE complex humansystems integration problems, including the fundamental understanding required for modeling and simulation of human, social, economic, environmental, and cultural aspects of work systems, living areas, and the use of smart systems and smart consumer products (Ahram, Karwowski, & Amaba, 2011;Rouse, 2007). To adequately address the challenges for human-centered design of contemporary technological and service systems, researchers should develop complementary paradigms for managing complex and nonlinear human-technology-environment interactions. ...
... Complex human work systems often exhibit emergent global behaviors that are not predictable from their local properties. In the context of HFE problems, global behavior cannot be explicitly described by the behavior of the component systems, and therefore, it may be unpredictable and remain unexpected to designers, system users, or operators, leading to unrecognizable states that are often defined as system errors or aberrations that lead to degraded human performance, industrial accidents, system failures, and catastrophic losses (Dekker, 2011;Rouse, 2000Rouse, , 2007). ...
... Nonlinear dynamics can be used to examine the inherent variability in human motor performance that occurs across multiple repetitions of a task, including variability of human muscular activities (Amato, 1992;Stergiou, Buzzi, Kurz, & Heidel, 2004). Karwowski (1992aKarwowski ( , 1992b; Dooley (1997); Anderson (1999); Stacey (2001Stacey ( , 2005 Guastello (1995Guastello ( , 2000; Heath (2000) Rijpma (1997); Gillespie, Robards, & Cho (2004); Wolf and Sampson (2007); Dekker (2011) Science and engineering Goldberger, Rigney, & West (1990); Rouse et al. (1992); Rouse (2003Rouse ( , 2007Rouse ( , 2008; Banerjee, Rondoni, & Mitra (2011) Social science Eve et al. (1997); Axelrod (1997); Byrne (1998);Helbing (2012) On the basis of evidence from published research in HFE and related fields of medicine, science, and engineering, it can be postulated that many complex human systems or their interacting components and interactions may indeed exhibit high sensitivity to initial conditions that can lead to chaotic system behaviors. Today, such behaviors would typically be treated as anomalies or system aberrations (or unwanted events), as they do not fit the static and linear view of the many concepts that are widely accepted in HFE theory and practice. ...
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In this paper, the author explores a need for a greater understanding of the true nature of human-system interactions from the perspective of the theory of complex adaptive systems, including the essence of complexity, emergent properties of system behavior, nonlinear systems dynamics, and deterministic chaos. Human performance, more often than not, constitutes complex adaptive phenomena with emergent properties that exhibit nonlinear dynamical (chaotic) behaviors. The complexity challenges in the design and management of contemporary work systems, including service systems, are explored. Examples of selected applications of the concepts of nonlinear dynamics to the study of human physical performance are provided. Understanding and applications of the concepts of theory of complex adaptive and dynamical systems should significantly improve the effectiveness of human-centered design efforts of a large system of systems. Performance of many contemporary work systems and environments may be sensitive to the initial conditions and may exhibit dynamic nonlinear properties and chaotic system behaviors. Human-centered design of emergent human-system interactions requires application of the theories of nonlinear dynamics and complex adaptive system. The success of future human-systems integration efforts requires the fusion of paradigms, knowledge, design principles, and methodologies of human factors and ergonomics with those of the science of complex adaptive systems as well as modern systems engineering.
... The complexity of a system is reflected in its architecture, referring to the structure and relationships within a complex system and often expressed in terms of layers ranging from technical infrastructure to system operations [33]. A well-chosen systems architecture may enable new levels of integration and allow for new functionality [14]. ...
... Development standards and model-based systems engineering (MBSE) are often used to complement organizational approaches [40], [41]. An important rationale for using modeling and simulation is their potential to reflect multifaceted perspectives and interests [33]. Through transparency and actionability, simulation models can create new information about complex systems and help engineers and managers make complex design choices [42]. ...
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... An important focus of SSE is then the development of architectures able to support the design and development of service systems throughout their lifecycle [1]. Architectures are useful for understanding, designing, and operating complex systems such as service systems because they identify the levels at which such systems operate, and can help to improve the structure and behavior of system entities prior to and during deployment of the system [3]. ...
... This paper proposes an intentional architectural framework for developing knowledge-intensive service system architectures (IAF-KISSA). In this research, an architectural framework refers to a metamodel enabling the creation of specific service system architectures; the latter is taken to be an instance of a service system as entities, relationships, behaviours, and performance [3]. Intentional modelling refers to the design and development of systems using the concepts of intentional agents, their goals, and the strategies used to achieve them; this approach has been implemented in a number of related areas including enterprise modeling, requirements engineering, and service-oriented computing [4,5,18]. ...
... According to Bar-Yam (2003), a complex system exhibits behaviours not understandable, and which may not be inferred from the structure and behaviour of its component parts. These perceived complex behaviours can be attributed WR RQH RU PRUH RI WKH IROORZLQJ FKDUDFWHULVWLFV ³ODUJH numbers of elements, large numbers of relationships among elements, nonlinear and discontinuous relationships, and XQFHUWDLQ FKDUDFWHULVWLFV RI HOHPHQWV DQG UHODWLRQVKLSV´ (Rouse, 2007). Since these systems show evidence of complex structural and operational characteristics that are not accounted for within the traditional systems engineering framework, engineering research needs to propose a new modelling framework that addresses these characteristics. ...
... Since these systems show evidence of complex structural and operational characteristics that are not accounted for within the traditional systems engineering framework, engineering research needs to propose a new modelling framework that addresses these characteristics. As presented in Fig. 1, complexity in enterprise systems is due to one or more factors: system modelling through its architecture and multiple scale and time characteristics; system interactions through its internal interconnections and interfaces with other systems; system multiple objectives and multiple stakeholders, resulting in frequent trade-offs in the analysis process; system learning, resulting in adaptation and reconfigurability capabilities; system context, dealing with the environment in which the system operates; and, system information through the collection and distribution of data (Rouse, 2007). The complex enterprise systems architecture framework needs to address the physical component systems, the social organization of the component systems, as well as behaviour characteristics of individual humans and social organizations components. ...
Conference Paper
This work comes as a contribution to the efforts that are undergoing within engineering systems community to account for the increased complexity of today’s manufacturing or service systems. These systems are becoming more and more complicated due to the increase in the number of elements, interconnections within the system, and necessary integration with other systems. Moreover, through the emphasis on self-organization and considering the multi-stakeholders context and objectives, these systems are crossing the line towards complexity. There is a need for developing a framework to be used in modeling, analysis, and integration of systems that operate in uncertain environments, in which characteristics such as adaptation, self-organization and evolution, or in other words behavior prediction, need to be addressed. The proposed complex enterprise systems framework combines knowledge coming from complex systems science and systems engineering domains, and uses computational intelligence and agent-based systems simulation methodologies. The approach requires computational experience in manipulating large amounts of data and building large-scale simulation models. A significant result to be made possible by this research is that systems may no longer have a fixed, life-cycle long, design based on identified requirements; systems will be engineered to evolve and adapt as needed during the operational phase, while respecting their operational environment constraints.
... In general, an enterprise system can be modeled as a highly interconnected and layered network of physical, economic, informational, and social relationships. It is rooted in the idea that many natural, social, and economic phenomena are complex networked systems (Arthur, 1999;Rouse, 2007a). In the sciences, for example, biologists have examined networks of interactions between genes and proteins to study the behavior of organisms, to model diseases, or to explore the dynamics of food webs (Cohen, Briand, and Newman, 1990;Kauffman, 1969;Newman, 2003). ...
... This can be illustrated by the simple fact that the purchaser of an aircraft or an automobile must acquire an instance of every component of the product system, whereas consumers of healthcare would never avail themselves of every service offered by a single provider. The bottom element of Figure 2 addresses design via analytics, including complex system models (e.g., Rouse, 2003Rouse, , 2007aSage and Rouse, 2009), system architecture frameworks (e.g., Bernus and Nemes, 1996;Cloutier et al., 2010;Mertins and Jochem, 2005;Petrie, 1992), organizational simulations and games (e.g., Rouse and Boff, 2005), network and ecosystem visualizations (e.g., Basole, 2009;Moody et al., 2005), and statistical methods for data mining and enterprise intelligence (e.g., Han and Kamber, 2000). Consideration of these models, methods, and tools begs the question of system representation. ...
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... Performing network analysis allows one to inspect the complex structure of interfirm relationships [23]. Studies employing network analysis have been conducted to analyze interfirm relationships [24][25][26][27][28][29], such as competitor identification [30], firm ranking [17], and mapping of corporate linkages [31,32]. However, these studies have failed to capture industrial market segmentation using the notable characteristics of financial transaction networks (FTNs), such as directed and multiple transactions, transaction volumes, and firm attributes. ...
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... In this paper, we focus on the boundaries of emerging CoIS with both generative and safety-critical features based on the three perspectives introduced above -system design, operation, and organization. Compared to existing perspectives on CoPS boundaries that are emphasized in an operational environment and defined by an organization with a relatively high degree of authority over the system [65], the emergence of AI and autonomy in these systems implies that systems boundaries become more fluid and diffuse [2]. In such systems where human and autonomous agents both play a role, a new mode of complex interactions may emerge as well as new interfaces between intelligent and non-intelligent artifacts. ...
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Rapid developments in artificial intelligence (AI) are driving the evolution of complex products and systems (CoPS) into complex intelligent systems (CoIS). The introduction of AI implies generativity and increasingly fluid boundaries in such systems and presents challenges for organizations to control and manage systems that are safety critical. Building on a case study representing future CoIS, this paper explores fluid boundaries in CoIS, including approaches for navigating system criticality and generativity. The findings point to the relationship between fluid boundaries and a stable organizational and system core, along with a shared core mission. Together, they serve as a platform that enables both contributions from various constituent systems and dynamic reconfigurations of the overall system-of-systems (SoS). System criticality and generativity are navigated through setting bounds to generativity by checks and balances involving both human and AI, including safety requirements for constituent systems and overall human oversight. Such an approach extends beyond traditional system integration activities and alters the role of CoIS integrators
... A key attribute of such an ecosystem is its ability to adapt, emerge, and evolve to internal and external changes. Thus, complex systems exhibit emergent behavior and are composed of dynamic entities called agents that adapt and evolve (Rouse, 2007). Research on CAS has emerged in the last few decades to understand the behavior of myriad, interconnected processes and agents from a system-wide perspective. ...
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ABSTRACT: ⤵️ The cutting-edge economy has a lot of new wheels that turn the fortune of contemporary times. Monetary innovation is no question one of those. The new credit-only economy depends on these computerized monetary administrations. As of late, financial organizations, particularly banks, have become more subject to these howdy tech administrations. For the review, the information has been gathered by poll overview utilizing the positioned technique for examination utilizing SPSS, in which IT-related individuals have been studied. The study explains the characteristics and features of FinTech ecosystems emerging in Bangladesh. The "bKash" in Bangladesh is particularly appropriate for our research as it seeks to become a world-class Fintech hub for innovation by capitalizing on the opportunities brought by global technological trends. The study uses the CAS process model for analyzing biological systems, difficulties, and possibilities of fintech, especially bKash in Bangladesh. The results show that bKash has a promising future can significantly uplift Bangladesh's economy
... There has been an increase in network-based approaches analyzing inter-firm relationships (Amaral and Uzzi, 2007;Barringer and Harrison, 2000;Borgatti and Foster, 2003;Fombrun, 1982;Möller and Rajala, 2007;Rouse, 2007). There has been increased interest in understanding these relationships in a network because firms do not operate on their own; they are part of a large, complex system of components and relationships between components (Granovetter, 1985;Gulati et al., 2000). ...
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Ranking firms in an inter-firm transaction network is a crucial task for identifying key players in an industry, thereby explaining the agglomeration of economic activities and assisting with competitor identification. To the best of our knowledge, despite the advantages of network-based approaches in market analysis, few studies have employed network analysis tools to rank firms. However, these studies failed to capture the characteristics of inter-firm transaction networks (i.e., evolving over time, having multiple edges between nodes, among others). In this study, we propose a new ranking method, FirmRank, that identifies key players based on centrality metrics in network analysis, leveraging inter-firm transactions to discern the characteristics of an inter-firm transaction network. Our proposed ranking method is evaluated using real-world datasets from a corporate information database, and the evaluation results demonstrate the superiority of our method over well-known ranking methods—PageRank and age-based PageRank.
... As mentioned in the previous section, the various stakeholders relative to a given cause or subject (Freeman, 1984), in our case, DLT provision regulation, may find themselves in potentially conflicting positions with regard to their respective objectives and interests (Rouse, 2007), which highlights the importance of establishing a process that leads to an acceptable and effective result for all affected parties. Moreover, once they were given "voice" in decision makers' deliberations of a regulation or a law, it was found that the stakeholders considered the Scholl, M.P.R. Bolívar Government Information Quarterly xxx (xxxx) xxx-xxx process fair, and they more readily accepted the decision and complied with the rule or regulation (Lind & Arndt, 2016). ...
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... Checkland [1] describes scale as a system of perspectives where point "T" (for transformation) is our engineered system, scales smaller than that point represent subsystems or components, and larger scales represent viewpoints of the wider system. Rouse [2] expresses such scaling in the design realm as "system intent." In today's environment, we should be considering these broader intents in our system design in a context of environmental sustainability, social responsibility, equity, and resilience. ...
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... Most modern systems cannot be simply considered as the total of their constituent parts. They are rather, large dynamic highly heterogeneous nonlinear systems that are dependent of very complex networks to achieve their goals [1]. ...
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eHealth covers the Information and Communication Technology (ICT) related interaction between healthcare professionals and the system clients. It can also include telemedicine services, systems for monitoring and assisting patients and health information networks. Health ICT industry can become the third largest industry in the health sector with a global turnover of €50-60 billion. While the advantages of ICT health related systems are rather noticeable, they have not yet enjoyed prevalent deployments. Many studies have been carried out to identify the reasons for that. Several of these reasons are at least implicitly related to the underlying communication networks and the Internet characteristics. The heterogeneous nature of the Internet, along with its intentional lack of central control and loose hierarchy pose many challenges for its management. In this work, a framework for analysis and management of such complex systems is presented. In particular, the advantages of utilizing these approaches to improve the overall performance of Internet and network-based healthcare systems for a wide range of operating conditions are discussed.
... This dual concept of "things" and "relationships among the things" is common across many fields, although the vocabulary varies from field to field, as suggested by the terms in Table 1. No difference has been found between describing a system as consisting of "nodes" and "links" and describing it as having "entities" and "relationships," so for the purpose of this paper, all the terms in a column of Table 1 (2000), Bolton (2007), Moses (2002;, Bar-Yam (1997), Miller and Page (2007), Rouse (2007), Calvano and John (2004), Holland (1995), and Mostashari and Sussman (2009) correspond to the framework here. It is shown that the six types and subtypes of complexity (Table 2) adequately address most of the types in the literature, given that artifact and development process complexities have some differences. ...
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This article addresses complexity in information systems. It defines how complexity can be used to inform information systems research, and how some individuals and organizations are using notions of complexity. Some organizations are dealing with technical and physical infrastructure complexity, as well as the application of complexity in specific areas such as supply chain management and network management. Their approaches can be used to address more general organizational issues. The concepts and ideas in this article are relevant to the integration of complexity into information systems research. However, the ideas and concepts in this article are not a litmus test for complexity. We hope only to provide a starting point for information systems researchers to push the boundaries of our understanding of complexity. The article also contains a number of suggested research questions that could be pursued in this area.
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General comments (specific comments inserted inline, below). Lysanne—I am taking the unusual step of sending you these comments not fully completed! I would like to finish the commentary in a second round—but unfor-tunately I will be unable to complete that before today's iTable!. Some notes on what happened, and where things stand: 1. As you will see, I have made a variety of relatively detailed comments up through 6. But I haven't yet made many overarching or general remarks. Be-fore doing that, I wanted a better grip on the overall structure or contribu-tion or intent of the paper. And up through 6 I was having trouble gleaning what exactly that was. 2. By the end of 6, on my first pass through, I felt that I was "losing the plot", to the point that it wasn't worth making more specific comments until I fin-ished a complete pass through it, so that I could locate what was going on in a general framework. 3. Then something interesting happened, reading s 7–9. Sure enough, I felt that I started to get a sense of what you were up to. Also, however, I started to wonder how much all of what preceded it mattered to the paper! In other words, I had a feeling that once I got to (what I think is) your real contribu-tion, the beginning sections began to fall away in importance (at least in my view). So what follows is the (inchoate) sense I have of what is going on in the paper: 1. The diagrams you present in 7, which (interestingly) are not much described in words, constitute something like an "analytic framework" you have devel-oped, for understanding how various views of complexity apply to the notion of design. Crucially: these diagrams—or rather the notions they are based on, of lens, application, etc.—represent your thinking, not the thinking of the people whose work you are reporting on. 2. In 9, somewhat similarly, you organize a set of issues or concerns that have to be thought about, in order to understand how complexity applies to de-sign. I wished that that had been at the beginning, not the end. .
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This article addresses complexity in information systems. It defines how complexity can be used to inform information systems research, and how some individuals and organizations are using notions of complexity. Some organizations are dealing with technical and physical infrastructure complexity, as well as the application of complexity in specific areas such as supply chain management and network management. Their approaches can be used to address more general organizational issues. The concepts and ideas in this article are relevant to the integration of complexity into information systems research. However, the ideas and concepts in this article are not a litmus test for complexity. We hope only to provide a starting point for information systems researchers to push the boundaries of our understanding of complexity. The article also contains a number of suggested research questions that could be pursued in this area.
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The literature of complexity is reviewed and the distinction between perceptual complexity and problem solving complexity is discussed. Within the context of two particular fault diagnosis tasks, four measures of complexity are considered. These measures are evaluated using data from two previously reported experiments which employed eighty-eight subjects. It is shown that two particular measures of complexity, one based on information theory and the other based on the number of relevant relationships within the problem, are reasonably good predictors of human performance in fault diagnosis tasks.
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The complexity of monitoring and controlling a large-scale system, such as a communication network, is considered. Relevant literature is reviewed, with emphasis on both behavioral and nonbehavioral approaches to measuring complexity. A simulated large-scale network is described that is used in an experiment to assess the effect of network redundancy and number of systems levels on human fault-diagnosis performance. Experimental data are also used to evaluate two time-varying measures of task complexity (using analysis of variance and time-series analysis). The first measure is dependent on the structure of the system; the second measure is dependent on the strategy of the person controlling the system. Results suggest that this distinction is appropriate. In addition, results emphasize the different implications that complexity can have for normal system operation and human failure diagnosis performance. Although system design characteristics such as redundancy may help to avoid the short-term effects of failures, these same characteristics may have the dual effect of making the human supervisory controller's task more difficult.