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Fragile and failed states: Critical perspectives on conceptual hybrids

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Abstract

Over the last decade, Western government agencies and international organizations have increasingly turned their attention to the issue of state ‘fragility’ and ‘failure’ in developing countries that are confronted with war, violence and extreme poverty. They have presented this issue as a major international policy challenge in the fields of security and development assistance. Policy analysts and scholars have also played an instrumental role in the dissemination and legitimization of the two concepts. This article disputes the analytical underpinning of this new research agenda. It argues that the concepts of fragile and failed states are confusing, inherently superficial and unstable policy-oriented labels. First, it elaborates five critical ideas concerning the scientific dimension of this literature. Second, it interprets the analytical framework of fragile/failed states as a reactivation of developmentalist theories, primarily driven by a Western conception of the polity. Third, it encourages the rejection of the state-centric approach to security and development in fragile contexts, and advocates combining interest in government institutions with a multidimensional, context-based and historically grounded approach to society-wide vulnerabilities.
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DOI: 10.1177/0192512113480054
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Fragile and failed states: Critical
perspectives on conceptual hybrids
Olivier Nay
University of Paris 1 Panthéon-Sorbonne, France
Abstract
Over the last decade, Western government agencies and international organizations have increasingly
turned their attention to the issue of state ‘fragility’ and ‘failure’ in developing countries that are confronted
with war, violence and extreme poverty. They have presented this issue as a major international policy
challenge in the fields of security and development assistance. Policy analysts and scholars have also played
an instrumental role in the dissemination and legitimization of the two concepts. This article disputes the
analytical underpinning of this new research agenda. It argues that the concepts of fragile and failed states
are confusing, inherently superficial and unstable policy-oriented labels. First, it elaborates five critical ideas
concerning the scientific dimension of this literature. Second, it interprets the analytical framework of fragile/
failed states as a reactivation of developmentalist theories, primarily driven by a Western conception of the
polity. Third, it encourages the rejection of the state-centric approach to security and development in fragile
contexts, and advocates combining interest in government institutions with a multidimensional, context-
based and historically grounded approach to society-wide vulnerabilities.
Keywords
failed state, fragile state, conflict, development, developmentalism, policy discourse, security, state-building,
state theory
Introduction
Over the last decade, Western government agencies and international organizations have increas-
ingly turned their attention to the fragility and failure of state institutions as a major international
policy challenge in the fields of security and development assistance. The concepts of ‘fragile’ and
‘failed states’ are now widely used in diplomatic negotiations on global security, peacekeeping,
poverty reduction, humanitarian assistance and even international trade agreements. The notion of
the ‘fragile state’, in particular, has been adopted by Western government actors and policy
Corresponding author:
Olivier Nay, Université Paris 1 Panthéon-Sorbonne, Département de Science politique (UFR 11), 17, rue de la
Sorbonne, 75231 Paris cedex 05, France.
Email: o.nay@univ-paris1.fr
480054IPS0010.1177/0192512113480054International Political Science ReviewNay
2013
Review Article
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analysts to label and rank a number of developing countries facing violence and conflict, political
instability, severe poverty, and other threats to security and development. These include Somalia,
Sudan, Yemen, Haiti, Ivory Coast, Liberia and Chad, among many others. In such countries, it is
assumed that enduring political tensions, lack of security and the inability of government to pro-
vide essential services for citizens will impede self-reliant development and thereby pose a poten-
tial threat to regional or global security.
The categories of ‘failed’ and ‘fragile’ states did not emerge simultaneously, nor did they fol-
low the same trajectories. The concept of a ‘failed state’ was introduced by foreign policy analysts
in the early 1990s, in the context of the post-Cold War, when scholars sought to describe the
alarming proliferation of civil conflicts that engendered, in some countries, the fragmentation of
state institutions, economic recession and deterioration of security conditions. The outbreak of
wars in Bosnia and Croatia, factional conflicts in Somalia, poverty and social anomie in Haiti, the
failure of the Cambodian government to put an end to the guerrilla activity of the Khmer Rouge,
and, more generally, the development of ‘new wars’ beyond the model of conventional warfare
induced a growing number of policy analysts to forge new categories – such as ‘quasi-state’
(Jackson, 1990), ‘failed state’ (Helman and Ratner, 1992/1993) or ‘collapsed state’ (Zartman,
1995). Subsequently, the concepts of ‘failing’ and ‘failed states’ have been widely disseminated by
US administrations and policy analysts after 11 September 2001 (henceforth, 9/11), especially in
the field of international security.
The notion of a ‘fragile state’ has had a slightly different trajectory. It has spread internationally
among donors, technical agencies and some governments, especially in the areas of development,
humanitarian assistance and peace-building. In particular, it has been widely used by the
Organisation for Economic Co-operation and Development (OECD) and the World Bank since the
mid-2000s to designate the poorest and most unstable countries that cannot meet minimum stand-
ards set by major donors of development aid. Many other notions are also used: states are described
as weak, vulnerable, unstable, insecure, in crisis, collapsed, fragmented, suspended, broken,
shadow, and as quasi- and warlord states. The list could go on. Each concept refers to a specific
situation. Nevertheless, the concept of the ‘fragile state’ is an overarching concept used by many
scholars and analysts to depict countries where the legitimacy, authority and capacity of state insti-
tutions are dramatically declining, weak or broken. ‘Fragile state’ is a generic and comprehensive
category adopted by a large number of Western governments and international organizations since
2005, while ‘failed’ and ‘failing states’ remain more controversial notions despite their extensive
use by US policymakers in the last decade.1
Over the last 10 years, the analytical scope of these concepts has been consolidated via a ‘gray
literature’, consisting of conceptual notes, discussion papers and policy guidelines produced by
government agencies and international institutions. Additional materials have come from think
tanks and groups of policy analysts, as well as from academics involved in consulting activities in
the areas of foreign policy, defence, security and development assistance. In the early 2000s, a flow
of strategic papers and policy notes helped to disseminate these concepts throughout international
policy forums and networks. A diverse group of influential experts and analysts has provided defi-
nitions, published case studies and comparative analyses, selected indicators, and developed new
taxonomies and classifications for fragile and failed states. Their contributions have not only
helped to legitimize the issue of state fragility among diplomats, military authorities, aid actors and
humanitarians, but have also tended to promote these policy-oriented categories as analytical con-
cepts, such that academics began using the terms to designate countries facing severe political,
social or economic turbulence.
Nay 3
The concepts of the ‘fragile state’ and ‘failed state’ attracted increasing attention from social
scientists during the 2000s after these concepts had begun circulating within Western public
administrations, international organizations, influential think tanks and the media. Some scholars
tried to use them as analytical categories in political science, economics and International
Relations, especially in development and security studies. As scientific concepts, they have been
used to define and classify countries in which state institutions are unstable, contested and dys-
functional due to civil conflicts, extreme poverty, terrorism, transnational criminal activities, natu-
ral disasters and health and environmental crises. Through the early 2000s, there were no critical
academic studies exploring the underlying tenets of the new policy debate on fragile and failed
states, even though the new rhetoric on security and development had begun to influence the con-
duct of US foreign policy. It was after 2005 that some academics began to stress the conceptual
limitations of these notions.
This article disputes the heuristic dimension of these notions. The first part briefly presents
some shared features of the literature on fragile and failed states. The second part examines five
sets of critical ideas disputing the scientific dimension of this literature. The third part argues that
the research agenda on fragile and failed states conveys Western conceptions of the polity; it reacti-
vates a developmentalist approach that considers the model of the Weberian state as the appropriate
institutional solution to restoring order and stability in fragile contexts. Lastly, the fourth part
encourages scholars (and policymakers) to adopt multidimensional, context-based and historically
grounded approaches to security and development, rather than state-centric interpretations mainly
reflecting Western powers’ policy concerns.
The global success of the literature on state fragility and failure
The global interest in the fragile and failed state issue partly results from substantial research grants
awarded by the US and British governments in the early 2000s. The influence of these two govern-
ments on the normative work of international organizations such as the OECD and the World Bank
has also been a powerful factor in the development of the literature on state fragility (Bouchet,
2011). Another factor is the plasticity of the notions, which enables them to be appropriated in very
different ways by policymakers and analysts. Most studies acknowledge the absence of any univer-
sally accepted criteria for objectively defining a fragile or a failed state (Brinkerhoff, 2007;
Cammack et al., 2006; Stewart and Brown, 2009). Although experts in government institutions,
consultants and policy analysts, as well as independent think tanks, have produced a large number
of case studies, typologies and highly sophisticated indexes to measure the fragility or failure of
states,2 their analytical models have led to a proliferation of definitions, assumptions and criteria.
The notion of fragility has been particularly obscure. Most models seek to combine different
dimensions of fragility. Brinkerhoff (2007) distinguishes three: security, effectiveness and legiti-
macy. Stewart and Brown (2009) identify state failure in authority, service delivery and legitimacy.
Most often, the models also take into account the extent of unrest and violence. This is in order to
analytically distinguish between situations where state disintegration and collapse eliminate any
possibility of collective regulation, and situations where the government faces potential internal
and external threats yet still maintains some legitimacy and/or institutional capacity.
The literature on fragile and failed states seeks to identify specific traits that characterize
countries where the state is unable or unwilling to carry out core functions and roles associated
with the Weberian state model. It deals with a continuum of situations where states do not respond
to the challenges of security and governance within their national boundaries. The literature is
4 International Political Science Review 0(0)
eclectic and uneven. It addresses a wide variety of questions associated with the legitimacy of state
institutions, their authority over national territory and their capacity to deliver basic services to the
population in times of political and economic crisis. Many prominent studies tacitly assume that
there is a link between security and development, both for the so-called fragile countries and for
neighbouring countries and Western democracies (Collier, 2007; Gros, 1996; Ignatieff, 2002; Iqbal
and Starr, 2008; Kaplan, 2008; Rotberg, 2003). They also assume that a functioning and legitimate
state is a prerequisite for re-establishing peace and security, economic development, and social
order (Brinkerhoff, 2007; Krasner and Pascual, 2005; Zoellick, 2008), as well as for democratic
development (Collmer, 2009; Kraxberger, 2007).
Beyond these commonalities, the literature can roughly be divided into two groups of approaches.
(The two are often combined.) On the one hand, some studies concentrate on institutional settings
and functions that are assumed to be instrumental for stabilizing society. They focus on institu-
tional arrangements that are necessary to achieve policy results. They pay particular attention to the
state’s capacity to promote development, provide national security and contribute to international
stability. Their research agenda is policy-oriented: it is primarily responding to the donor communi-
ty’s desire for improved aid effectiveness and security responses within poor and unstable contexts.
For instance, most indexes and definitions provided by development aid organizations – such as
the World Bank, OECD’s Development Assistance Committee (DAC), US Agency for International
Development (USAID), UK Department for International Development (DfID) – have helped
shape this perspective (see also Chesterman et al., 2005; Ghani and Lockhart, 2008; Kaplan, 2008).
On the other hand, other approaches concentrate on causal factors leading to the destabilization,
fragmentation, decay and breakdown of state institutions. They focus on the range of political,
economic, social and environmental determinants leading to state fragility and, to a lesser extent,
on the latter’s impact on poverty and threats to security. They suggest a number of key elements
liable to erode the capacity, authority and legitimacy of state institutions. Some factors may be
internal to the political structure (e.g. poor bureaucratic performance, autocratic leadership, corrupt
elites); others are associated with major challenges facing the society (e.g. civil conflicts, poverty
traps, social inequalities, criminal activities). Other factors are either external (e.g. war, foreign
interference, economic shock, environmental degradation) or involve historical legacies (e.g.
colonial abuse, Cold War). Most studies seek to combine different clusters of factors (Gros, 1996;
Ignatieff, 2002; Patrick, 2011; Rotberg, 2004; Stewart and Brown, 2009).
The analytic pitfalls of fragile and failed state studies
The early 2000s yielded practically no critical thinking about the drawbacks and pitfalls of the new
policy debate on fragile and failed states. On the contrary, many experts and analysts attempted to
bolster the new US discourse by exploring the possible relationship between state failures and
threats to peace and security. It was only after the notions of ‘fragile’ and ‘failed states’ had begun
to figure prominently in US security strategy and in the agenda of various multilateral organiza-
tions that some scholars started to identify the analytical limitations of this rhetoric. The following
section elaborates five critical claims concerning the pitfalls of using these concepts.
Political labelling
The prescriptive use of the concepts of ‘state fragility’ and ‘failure’ is a major limitation. These
categories cannot be isolated from the conditions under which they emerged and entered the
Western political lexicon on security and development. They were forged in the post-Cold War
Nay 5
context by political leaders and policymakers from a limited number of governments as part of
their attempt to advance new strategic options in security, defence and international cooperation.
First, the conception of state failure as a new threat to peace and international security played a
key role in the policy discourse of the Bush administration by connecting the US foreign policy
agenda with the new national security strategy launched after 9/11 focusing on the ‘war on terror’
(Rotberg, 2003). Second, the relationship established between state fragility, underdevelopment
and security reflected the new development aid strategies pursued by major multilateral organi-
zations. It helped institutions representing Western countries’ interests, especially the World
Bank, OECD and EU institutions, to develop a new agenda towards non-performing countries
after Western donors shifted towards performance-based allocation mechanisms for distributing
development assistance.
Therefore, the rhetoric on failed and fragile states cannot be dissociated from the Western pow-
ers’ military doctrines, diplomatic options and economic choices. It provided the grounds for pol-
icy interventions to resolve regional conflicts, counter transnational terrorism and combat
international organized crime. It could be used to justify forms of political interference in the
internal affairs of war-torn or poor countries (Bøås and Jennings, 2005). The risk of intrusive
Western intervention associated with the US-led policy discourse on state failure provoked criti-
cism in the academic sphere, following Noam Chomsky’s (2006) scathing book that denounced the
arguments about failed states as an ‘ideological invention’ used to legitimize intrusive US foreign
interventions and strengthen American supremacy in the world order. Chandler (2006) emphasized
the political motivations underlying Western governments’ efforts to provide technocratic solu-
tions for so-called failed states, specifically their state-building expertise. He argued that the design
of political institutions established by NATO and the EU in Bosnia and Kosovo demonstrated the
eagerness of European and US authorities to create states without the capacity for self-government.
Bøås and Jennings (2007) suggested that states were labelled as failed only when Western interests
seemed directly threatened – such as in Afghanistan, Somalia and Liberia – while such labelling
had not been used in other conflicts – such as in Sudan (Darfur) and Nigeria (Niger Delta). Porteous
(2007) criticized the formation of a ‘military–developmental complex’ behind the rhetoric of
ostensibly altruistic international aid towards the so-called fragile states. This complex is domi-
nated by Western countries, and supports a project of social, political and economic stabilization of
fragile or failed states by a cocktail of deeply intrusive remedies in the realms of political govern-
ance, economic deregulation, consolidation of civil society and reform of the security sector.
The discourse on fragile/failed states emerged as a policy narrative that has served to justify
peace-building and state-building interventions, and that therefore involves the risk that Western
nations would be tempted to interfere in the domestic affairs of poorer countries (Logan and Preble,
2006). It has contributed to the development of ‘neo-colonialism’ (Pfaff, 1995) or ‘postmodern
imperialism’ (Fearon and Laitin, 2003). They involve international domination that no longer relies
on the military conquest of territory, but instead results from the establishment, by the great powers
and for a limited time, of governance systems that bring together international organizations,
Western bilateral agencies and domestic authorities in countries rebuilding after conflict or disaster
– such as Bosnia, Kosovo, East Timor, Sierra Leone, Afghanistan and South Sudan.
As critical scholars suggest, the emergence of the discourse on fragile and failed states has not
primarily served to meet the needs of populations suffering from war situations and bad govern-
ance. It mainly reflects strategic and financial concerns shared by a limited number of Western
governments. It is a policy label that fuels ‘operational doctrines’ on international security and
development. It has been instrumental in the production of legitimate discourse in international
relations. As the US-led assault on Iraq demonstrates, a poorly defined concept such as ‘failed
6 International Political Science Review 0(0)
state’ is likely to be manipulated by government authorities for the purpose of wielding power, and
also to circumvent internationally agreed-upon principles. For these reasons, it can hardly be used
as a scientific concept to explore the multifaceted security and development challenges affecting
state institutions in developing countries.
Portmanteau concepts
One of the most salient analytical limitations of studies of fragile and failed states lies in authors’
inability to agree on consistent criteria to define state fragility. These concepts are subject to a
variety of uses. They become overloaded with multiple meanings, making them deeply ambiguous
and elusive. They refer to diverse elements of reality, depending on whether authors are dealing
with the efficiency of public administration, the legitimacy of government institutions, interna-
tional and national security, or the well-being of local populations. These concepts are sometimes
used to describe the incapacities and dysfunctions of state institutions (Ikpe, 2007; Milliken and
Krause, 2002; Zoellick, 2008): low government performance, weak governance, inability to
provide basic services to populations, absence of representative government, extensive corruption
within the bureaucratic apparatus and predation of public resources by governmental elites.
They can refer more broadly to domestic contexts marked by political instability, insecurity and
violence: civil wars, guerrilla movements, religious or ethnic conflicts, social protests, drug
cartels, private militias or criminal gangs, human rights abuses, and violations of the rule of law
(Clapham, 2002; Collier et al., 2003; François and Sud, 2006). They are sometimes associated
with economic hardship: extreme poverty and the breakdown of economic markets (Chauvet
and Collier, 2005). They also call attention to problems of border security (military threats from
neighbouring states, regional insecurity) and uncontrolled transnational transfers (refugee flows,
economic migration, trans-border terrorist networks, drug and arms trafficking) (Krasner and
Pascual, 2005). Finally, they may refer to health risks (plagues, famines, water access), demo-
graphic challenges (population density) and environmental threats (Patrick, 2011). Government
institutions, policy analysts and academics have used the concepts to address multiple policy
issues in various perspectives. Such an overuse is an impediment to scientific description of
specific types of vulnerability in developing societies.
Most scholars acknowledge the vagueness of these concepts. Therefore, they compete to put
forth well-researched definitions that attempt to be specific and, at the same time, to integrate
multifaceted social and institutional realities. They often advance their own definition of fragility
from which they develop a new analytical grid. Most scholars seek to combine general assump-
tions and situation-specific criteria that pay particular attention to the contextual dimensions of
state fragility (Baliamoune-Lutz and McGillivray, 2008; Cammack et al., 2006; Rotberg, 2004;
Stewart and Brown, 2009). However, there is no consensus on what criteria to use. Some give
priority to a state-centric analysis (Ghani and Lockhart, 2008; Rotberg, 2004), while others
emphasize the relationship between state institutions and social or political dynamics (Brinkerhoff,
2007; Ikpe, 2007). Some focus on the outcome of fragility. For example, the state can be described
as fragile when it fails to: perform its core functions, especially the delivery of public goods and
basic, life-sustaining services (OECD, 2007); guarantee national security and the right of the state
to exercise a monopoly of the legitimate use of physical violence over a territory (USAID, 2005);
maintain the efficiency and capacity of government (World Bank, 2005); or ensure the legitimacy
of the state in society (OECD, 2010). Others insist on the sources and factors that can contribute
to the collapse of public institutions that are key for security and development (Vallings and
Moreno-Torres, 2005). Still others seek to provide policy solutions and focus on the conditions of
Nay 7
state reconstruction, especially humanitarian interventions, state-building policies, governance
challenges and democratization in post-conflict and post-disaster situations (Brinkerhoff, 2007;
Collmer, 2009; Ghani and Lockhart, 2008).
The fact that these approaches have created competing definitions, each with an accumulation
of diverse indicators, limits the analytical utility of the concept (Bertoli and Ticci, 2012; Call,
2008; Di John, 2010; Gourevitch, 2005). Call (2008: 1494) suggests that use of the single term
‘failed state’ leads to ‘a super-aggregation of very diverse sorts of states and their problems’. The
term is used in various indexes, each proposing specific institutional and social indicators to
define ‘state fragility’ – such as in the 160 sub-indicators reported in the Fund for Peace’s Failed
States Index (FSI) in 2011. This approach allows for an infinite number of criteria, making the
notion of a ‘fragile state’ even more obscure. It does not distinguish what differentiates the ‘frag-
ile state’ concept from other concepts previously used to describe underdevelopment and extreme
poverty – such as ‘least developed countries’, ‘countries under stress’ and ‘low-income coun-
tries’. Putzel (2010) notes that the ‘consensus definition’ that has emerged among bilateral donors
around the OECD’s (2007) principles ‘fails to distinguish between the particular conditions of
“fragility” and the general conditions of “underdevelopment”’. According to the OECD, ‘states
are fragile when state structures lack political will and/or capacity to provide the basic functions
needed for poverty reduction, development and to safeguard the security and human rights of
their populations’. This definition can be applied to almost all poor countries. Baliamoune-Lutz
and McGillivray (2008) and McLoughlin (2009) make a similar criticism of the World Bank’s
(2005) Country Policy and Institutional Assessment (CPIA) definition of state fragility, which
mainly refers to the criteria of aid effectiveness. This vagueness has led some authors to identify
violence and conflict as the defining characteristics of a fragile/failed state (Ghani and Lockhart,
2008; Putzel, 2010; Rotberg, 2004).
The notion of the ‘fragile state’, in particular, has become a portmanteau word. It is a ‘catch-all
phrase’ (Andersen, 2008; Putzel, 2010), an ‘all-encompassing label’ (Bertoli and Ticci, 2012) and,
consequently, an ‘elusive concept’ (Carment et al., 2010). Ironically, this may be one reason that it
gained such importance in the international policy discourse: the more extensive, porous and
malleable the idea of state fragility, the more it could be appropriated and manipulated by policy
actors and analysts with conflicting views and policy priorities.
Western-centrism
Most studies of state fragility and failure are based on a uniform, simplistic analysis of political
institutions. These studies establish criteria, research hypotheses and policy prescriptions
grounded in a Western-centric approach to social order and political stability. They share the
misguided view that the institutional patterns and practices of Weberian states, embedded in
developed economies, can be transferred to any poor and conflict-prone country. The policy
thinking and rhetoric around state failure are closely tied to a view of the modern state system that
presupposes that all states rely (or at least should rely) on similar institutions and operate with
convergent norms and rules. As critical scholars argue (Bilgin and Morton, 2004; Bøås and
Jennings, 2007; Brooks, 2005; Gourevitch, 2004; Hagmann and Hoehne, 2009; Nuruzzaman,
2009), government agencies consider states as ‘solid’ or ‘successful’ when they meet Western
standards. Priority is given to political institutions (national government, administrations, elections,
rule of law, justice), internal security and legal order, state control of the territory, the provision
of public services, and regulation of social and economic life. States are also perceived as func-
tioning entities and legitimate actors when they are able to function according to Western donor
8 International Political Science Review 0(0)
assistance standards. This approach to state robustness is based on analytically superficial
similarities that ignore the wide variety of historical trajectories and cultural situations. Therefore,
the dualistic categorization of states as ‘functioning’ or ‘failing’ is reductive, non-contextual and
ahistorical (Bøås and Jennings, 2007).
The flawed assumption about state uniformity has produced narrow and univalent policy pre-
scriptions, in particular, one-size-fits-all, generic state-building policies (Call, 2008). It has led
Western powers and international organizations to promote quick, technocratic and short-sighted
externally sponsored state reconstruction programmes to solve problems of violence and poverty
(Bilgin and Morton, 2004; Hagmann and Hoehne, 2009; Lemay-Hebert, 2011). It has mainly legiti-
mized Western policy options, standards and normative goals, such as good governance pro-
grammes, security sector reform and the model of liberal market democracies (Chandler, 2006).
Such policies have met with limited success in some ‘fragile’ contexts, particularly on the African
continent (Englebert and Tull, 2008). By strengthening order and stability, even when the prevail-
ing political order rested on repression, corruption and discrimination, they may have contributed
to reinforcing abusive authority and predatory state activities, such as in Liberia or in Cambodia.
Therefore, they have contributed to neglecting issues of democratization, accountability and trans-
parency. They may even have exacerbated instability and insecurity by fuelling dissent in political
systems already prone to crisis, such as in East Timor before 2002 (Chopra, 2002), Lebanon and
Palestine (Zweiri et al., 2008), or Haiti (Shah, 2009).
Analytical reductionism
The policy discourse on state fragility and failure focuses primarily on factors that erode the legiti-
macy, authority and capacity of formal state institutions: it is especially interested in the govern-
mental and bureaucratic apparatus, the role of political leaders, and the involvement of political
forces that challenge the incumbent government. As a result, it gives inadequate attention to the
informal structures that contribute to stability and development in the society, as well as to external
dependencies that affect the domestic politics of the so-called fragile countries.
First, the discourse reduces the success of the state to its capacity to deploy coercive resources
(Bilgin and Morton, 2004).3 Hence, it tends to underestimate institutions and arenas outside the state
perimeter, in particular, non-state networks and informal economies (Brooks, 2005; Porteous, 2007;
Batley and McLoughlin, 2010) as well as sub-national political entities (Hagmann and Hoehne,
2009). The question of state fragility and failure is addressed in terms of a development model that
underestimates the complexity of socio-political systems in developing countries (Chesterman et al.,
2005; Kaplan, 2008). It seems simplistic to formulate policy responses to the challenges of develop-
ment and security while ignoring parallel economies, social solidarity structures and, more widely,
groups and institutions established on a social, religious, community, economic and cultural basis.
The issue of fragile states should not be reduced to the poor performance and institutional instability
of the bureaucratic apparatus; it should also include the conditions that help to create a trust-based
social convention between social groups and state institutions (Darbon and Quantin, 2007).
Second, the discourse on fragile and failed states tends to overlook external dependencies that
may contribute to fragility within a given society. Even while the world grows ever-more glo-
balized, with increasing transnational movements of goods and people, this discourse remains
deeply ambivalent. On the one hand, it goes beyond a classical realist perspective, especially in its
analysis of ‘new threats’ affecting global security. It takes into account the transnational dimension
of threats in a globalized and multipolar world, including major global challenges that do not result
from state activities, such as epidemics or environmental risks. On the other hand, this discourse
Nay 9
aligns with a realist conception of security, since its answer to problems of poverty and security
primarily aim at maintaining the order and stability of nation states. This perspective has two serious
flaws. First, it tends to reduce the study of fragility to national security threats – especially threats
to Western countries – and therefore does not pay much attention to the ‘human security’ of the
populations living in poor and unstable countries. Second, it fails to provide a more comprehensive
analysis of global structures or transnational movements that have an impact on domestic politics.
It focuses attention on the internal characteristics of states and therefore prevents us from considering
their fragility as the result of globalized political and economic structures and, more broadly, of the
historical interdependence between the wealthiest countries and the poorest countries (Bilgin and
Morton, 2004; Nuruzzaman, 2009). It also prevents us from addressing security issues that result
from activities involving global actors located concomitantly in the southern and northern hemi-
spheres, such as transnational criminal networks (Porteous, 2007). Drug production, arms sales,
human trafficking and the illegal trade of raw materials, exotic woods, precious stones, pharmaceu-
tical products, vehicles, cigarettes, alcohol and counterfeit goods do not benefit only warlords,
dictators, corrupt governmental officials and drug traffickers in fragile states. Many transnational
companies operating in emerging or industrialized countries bear some of the responsibility for
transnational criminal and illegal activities. In a globalized world, it would be wrong to assume that
the factors causing political instability and extreme poverty in so-called fragile countries are con-
fined to their national boundaries.
Overall, fragile states are embedded in global structures and transnational exchanges that have
a significant impact, positive or negative, on the strength, vulnerability and resilience of state insti-
tutions. Focusing primarily on state-building results in neglecting global interdependencies. In this
regard, in 2012, an OECD/DAC team dramatically challenged the orthodox policy analysis on
fragility by identifying eight ‘global factors’ that may create or exacerbate divisions in society, fuel
violence and insecurity, and impede economic take-off (OECD, 2012).
Lack of empirical evidence
Finally, the argument that international threats to peace and security are predominantly associated
with state fragility has a weak empirical basis. There is a striking contrast between the sweeping
claims of a wide range of security and foreign policy analysts, on the one hand, and the anecdotal
and superficial nature of most policy-oriented studies on fragile and failed states, on the other. An
analysis of policy documents published by major international institutions for over a decade reveals
a lack of in-depth case studies and thoughtful comparative analysis that could help provide
empirical evidence on fragile states.
As Patrick (2011) suggests, meaningful arguments were systematically ignored in most policy
analyses because they were not consistent with the global discourse on insecurity and state fragil-
ity. They challenge the systematic focus on weak states when addressing the emergence of the
‘new global threats’. For instance, transnational terrorist networks such as the Salafi djihadist
movements do not flourish only in impoverished and unstable states, like Afghanistan or Sudan.
They have also established operations in functioning states, like Pakistan or Kenya, where they
have access to communication technologies, transportation and banking services. Countries with
stable government institutions, such as Iran or North Korea, may facilitate the proliferation of
weapons of mass destruction, although such threats are often alleged to be linked to poorly gov-
erned countries. Transnational crime is imperfectly correlated with state weakness. Despite the
fact that narcotics production, illegal arms trafficking and maritime piracy may flourish in fragile
contexts, the correlation does not hold for human trafficking, money laundering, drug transit or
10 International Political Science Review 0(0)
environmental crime. It is even weak when it comes to intellectual property theft, cybercrime and
the counterfeiting of manufactured goods. Threats to global energy security may emanate from
high-scoring countries like Venezuela, Iran and Russia. Financial crime is highest in the most
developed countries, mainly in Europe and the US. As for the connection between pandemics and
fragile states, the picture is mixed: countries with severe shortages in their public health infra-
structure and services may be more vulnerable to infectious disease; nevertheless, there is no hard
and fast relationship between the spread of epidemics and fragile states, especially in war zones
or in a situation of state collapse.
There is no systematic relationship between state fragility and international security threats. In
some contexts, the link appears flimsy or even fallacious. Establishing a link requires in-depth case
studies investigating how institutional dysfunctions may be correlated with economic collapse,
conflict and security challenges in specific national contexts.
A new developmentalism?
The policy and research agenda on fragile states has provided insights into the situation shared
by countries affected by war and poverty. It has brought to light the vital role of state institutions
in humanitarian, peace-building and development responses. It has also led to a greater recogni-
tion of the responsibility of the state in fostering democratic governance, protecting human
rights and ensuring its citizens’ well-being. It has heightened awareness of potential threats
associated with the risk of ‘privatization’ of states, including patronage arrangements in the state
and predation of public resources by political elites. In the field of development, this agenda has
also been instrumental in redirecting policy attention and resource flows towards the countries
most in need, thereby moving beyond the criteria of selectivity that had become prominent in
the allocation of development assistance since the late 1990s. It has highlighted the connection
between international stability and domestic politics in developing countries, as well as the
potential relationship between development challenges, political order and security threats.
Finally, it has sensitized policymakers to the need to better discriminate, balance and interconnect
the distinct challenges involved in state-building policies, such as gaps in capacity, authority
and legitimacy.
However, despite these insights, fragile state studies remain highly questionable as a new
research agenda in the social sciences. They promote an essentialist definition of the political order
that gives priority to normative preferences and criteria grounded in international law and Western
philosophical and sociological conceptions. They promote the idea that ‘stable’ or ‘robust’ political
systems are inherently associated with a sovereign state concentrating three characteristics of
‘stateness’: national and centralized authority that ensures security within the state’s territory;
legitimacy based on popular consent and participation; and efficient organizational and managerial
capacity to implement public policies and deliver services to the population. This model appears
with slight variations in Eizenstadt et al. (2005), Brinkerhoff (2007), Stewart and Brown (2009),
Carment et al. (2010) and Call (2011). The interest in state ‘authority’ draws on Western political
theory (in which the norm of sovereignty justifies the monopolistic concentration of the power of
command). The interest in ‘legitimacy’ reflects both the Weberian conception of domination
(understood as a process of monopolization and centralization of legitimate power in differentiated
institutions) and liberal democratic theory (including the rule of law).4 The interest in ‘capacity’
focuses primarily on the ability of the bureaucratic state to set governance mechanisms and deliver
services efficiently; it closely reflects Western donors’ concern for managerial performance – espe-
cially through the dissemination of new public management.
Nay 11
In this legal–philosophical conception of the political order, the national bureaucratic state is
not only the object, but also the primary unit, of analysis. This focus closely corresponds to the
demands of Western government agencies for indicators and data to further their security and
international cooperation policies. Practically, it serves as a basis for elaborating global indexes
that are first and foremost designed to help Western decision-makers define strategic priorities,
implement financial arbitrage and elaborate policy responses in various fields (humanitarian aid,
development, security) through worldwide comparisons of country situations. Nevertheless, the
scientific grounds on which to classify and prioritize states with very different characteristics on a
single scale of ‘fragility’ remain remarkably weak. Comparative analysis makes sense if it is
intended to establish significant correlations between sets of socio-economic and political data, on
the one hand, and situations of instability, insecurity and extreme poverty on scales that are not
necessarily confined to national boundaries, on the other. It remains very limited when it comes to
ranking countries by weaknesses or vulnerabilities that are hardly unidimensional (including civil
wars, foreign interference in armed rebellion movements, popular revolts, development of radical
religious groups, state violence and abuses against populations, dependence on international aid,
economic crisis, poverty traps, state indebtedness, governance deficiencies, bureaucratic corruption,
political elites’ predation of state resources, natural disasters, famines, epidemics, demographic
pressure, uncontrolled migrations, human trafficking, and economic crime).
Moreover, studies of fragile states reflect the conventional wisdom that the development of
state institutions results in greater social and political order within countries, while amounting to
greater security and stability in international relations. Conversely, the fragility of state institu-
tions is associated with higher risks of disorder, security threats and instability. Such a view gives
priority to state power and state governance as the main bases for assessing order and stability
within society. It also lays particular emphasis on states as central actors around which interna-
tional relations can stabilize. Such an analytical perspective is reminiscent of a developmentalist
stance. Although this new developmentalism does not fall within the evolutionist perspective pro-
moted by the theories of ‘political development’ of the 1960s/1970s, it reflects Western faith in the
superiority and universality of a system of domination based on the differentiation between the
political and the social spheres, and stabilized through a model of bureaucratic and centralized
government. It delineates most national political systems according to standards defined by Jean
Bodin, Max Weber and Hans Kelsen, thereby ignoring the diversity of social and political experi-
ences in the developing world. It is noteworthy that Kesselman’s (1973) criticisms of the literature
on political development – in particular, its insistence on legitimizing political order in developing
countries (and therefore their rulers’ dominance) without due consideration for historical and
international dynamics of change – remain remarkably valid in questioning the ideological bases
of fragile state theories today. As Call (2011) suggests, the discourse on failed states is reviving a
‘teleological perspective’ that assumes all states should move towards a similar ‘successful end-
point’, which largely conforms to the dominant Western state model. At the same time, it ignores
the past evolution of those societies presented as fragile, including the role played by Western
colonial powers, Bretton Woods institutions and development agencies, all of which should also
be held accountable for the challenges currently facing poor and unstable countries.
What is next? Why scholars should reject the Westphalian
approach to security and development
Two different claims (that are complementary rather than contradictory) may help us go beyond the
conceptual approach associated with fragile state studies. First, the issue of statehood in countries
12 International Political Science Review 0(0)
affected by conflict, crises and poverty continues to require major attention from the social sci-
ences. It is indisputable that the study of central government institutions in countries confronted
with conflict and poverty should never be neglected: for instance, corruption, clan divisions
within the political system, political violence, lack of free elections, bad governance, weak
capacity of public administrations and public debt deserve great attention. Nevertheless, state
institutions’ vulnerabilities and weaknesses must be explored through precise and robust con-
cepts. For instance, Call (2008) suggests that an all-encompassing notion such as ‘failed state’
should be disaggregated and replaced by more nuanced and discriminating analytical categories,
which may overlap in some cases but remain conceptually distinct: ‘collapsed state’ (where the
state apparatus ceases to exist for a period of several months), ‘weak state’ (where informal net-
works and institutions have become the main channels of service delivery and the allocation of
public resources), ‘war-torn state’ (where the country is confronted with armed conflicts and
extensive civil war) and ‘authoritarian state’ (where the ruling political elite retains power through
the use of coercion and violence). Each type of situation harbours specific challenges and calls
for particular ‘state-building’ solutions.
Second, it should not be assumed that strengthening national government institutions is a pre-
requisite for reconstructing society in all fragile situations, as state-centric perspectives are
unlikely to produce sustained security and economic take-off. The analytical focus on state insti-
tutions creates an artificial division between political structures and society.5 It gives too much
attention to national state entities compared with globalized interests, cross-border dynamics,
local stakeholders and a wide array of (potentially conflicting) social structures, such as tradi-
tional authorities, community-based groups, tribal structures and clans, social classes, religious
and ethnic solidarities, and informal economy networks. If key factors fuelling political instabil-
ity are located in the local society and in the global economy, why should the analytical lens and
policy solutions primarily focus on state functions?
It is time to consider the question of state fragility as interdependent with the question of social
vulnerabilities. This shift entails rejecting analytical frameworks that study vulnerable environ-
ments through state-focused criteria grounded in the Western legal–philosophical conception of
the polity. It implies elaborating analytical perspectives grounded in social and political theory
rather than customizing science to meet pressing policy demands – and financial incentives –
from government agencies and donors in the North. It requires exploring in each country the
factors that contribute to increased violence, economic inequalities, social anomie, environmental
threats and the weakening or collapse of the political system. It involves adopting context-based
and historically grounded approaches to security and development challenges in difficult contexts.
This means complementing comparative analyses with in-depth case studies of individual coun-
tries’ specific situations and developing interdisciplinary approaches combining security studies,
International Relations, development economics and socio-anthropological perspectives. This
also means combining longitudinal and transversal approaches in quantitative analysis.
Lastly, this analytical perspective suggests choosing alternative policy options, on the grounds
that policy intervention in difficult environments should not be confined to restoring statehood. It
should address the regional and global dimensions of security and development, in particular, for-
eign interference, dependence on markets of the industrialized world, and transnational networks.
It should also consider the need for individuals and groups to participate in activities that respond
to their basic needs, aspirations and capabilities, as they may be efficient providers of security and
basic services – especially in fragmented countries where postcolonial state institutions lack legiti-
macy and authority over segments of the population, and in countries where despotic power and
corrupt elites may misappropriate resources for development assistance. Such a perspective invites
Nay 13
decision-makers and policy analysts to engage in radical rethinking of policy interventions in
vulnerable contexts. It considers that the focus on state authority, legitimacy and capacity has no
chance of improving security and development without giving greater attention to human rights,
social participation and individual capability. It stresses the need to shift from generic state-building
interventions to society-building solutions that revitalize the roles of social and economic
structures.
Conclusion
The concepts of ‘fragile’ and ‘failed states’ have inherent conceptual limitations and flawed
assumptions that obscure their utility for research. They are shallow, confusing and imprecise policy-
oriented labels. They are based on a state-centric, ahistorical and decontextualized perspective. At
the same time, they lend themselves to various meanings and interpretations. They are prescriptive,
as Western actors have developed them to promote their own security and development strategies.
Finally, they are useless in the realm of policy, given their inability to formulate effective policy
responses to society-wide challenges.
Everyone agrees that international responses to such policy challenges should improve the
state’s institutional capacity and political will to perform functions necessary to meet citizens’
basic needs. And everyone concurs that policy-oriented concepts might generate academic
discussion, which in turn could help decision-makers improve security interventions and aid poli-
cies. However, scholars and policy analysts should abandon simplistic notions that blur the
understanding of multifaceted historical situations in so-called fragile countries. The concepts of
‘fragile’ and ‘failed states’ are on the wane. Like most of the earlier catch-all phrases that attained
prominence in the international lexicon, they are probably destined to be replaced in the future.
They have already been partially challenged by the concept of ‘resilient states’ in the policy dis-
course of international organizations. This newer category values the local and social experiences
that have steered some very poor countries towards peace, stability and economic take-off. Some
scholars have expressed the hope that the interest in ‘resilience’ may induce Western policymakers
to abandon technocratic state-building solutions when designing institutional reforms in the fields
of development, security and governance (Putzel, 2010). It is not certain, however, that such a
change in the policy discourse would drive either prominent powers in the North or national gov-
ernments in the South to promote locally driven policy solutions to conflict and poverty. Solutions
outside the state perimeter would make ruling elites in developing countries lose some instru-
ments of coercion and control over their populations; they would also jeopardize these elites’
privileged access to the financial and political aid provided by Western donors. Such solutions
would also weaken the strategic interests of major powers of the northern hemisphere, whose
international hegemony is connected to their capacity to maintain direct, stable and predictable
collusive transactions with the political elites heading developing states. The more peace-building
and development strategies remain implemented through state institutions and processes, the
more established powers (within the developing world and in the international arena) are able to
preserve their hegemonic positions, mostly at the expense of populations who suffer from war,
poverty and repression.
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit
sectors.
14 International Political Science Review 0(0)
Notes
1. In this article, I use ‘fragile state’ as an umbrella term that encompasses other notions. Nevertheless,
I sometimes use ‘failed’ and ‘failing states’ when referring to authors who specifically make use of these
categories.
2. See, for example: the Political Instability Task Force (PITF) established by the Center for Global Policy
with the support of the US Central Intelligence Agency (CIA); the Fund for Peace’s Failed States Index
(FSI); the World Bank’s Country Policy and Institutional Assessment (CPIA); the Brookings Institution’s
Index of State Weakness in the Developing World; or the CIFP State Fragility Index elaborated by
Carment et al. (2010). They use sets of indicators that cover a wide range of political, economic, social
and security issues.
3. In the 1980s, Migdal (1988) had already highlighted the risks of a Western conception that consistently
combines political stability with state control capacity, including in non-democratic regimes.
4. Boege et al. (2009) challenge the Weberian conception of legitimacy usually promoted in state-
building policies. Rather than an exclusive focus on the development of bureaucratic state capacities,
they encourage responding to fragile situations by aiming to promote a ‘grounded legitimacy’ that
effectively integrates traditional institutions in the reconstruction of ‘hybrid’ political orders.
5. This analytical pitfall induced the OECD (2007) and the European Commission (2007) to identify ‘situa-
tions of fragility’ rather than focusing exclusively on state institutions. However, their conceptual frame-
work remained primarily focused on the quality of government policies and institutions. Only in its most
recent report (OECD 2013) did the OECD encourage decision-makers to embrace a ‘thick’ conceptual-
ization of fragility, one that included the multiple dimensions of state-society relations. However, despite
this broadened understanding, the existence of social identities and social structures outside the sphere
of the state continue to be ignored.
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Biographical note
Olivier Nay is Professor of Political Science at the University of Paris 1 Panthéon-Sorbonne, France, and affili-
ated to the Centre européen de sociologie et science politique (CESSP). He is also a member of the Institut
Universitaire de France (IUF) and Vice-President of the French Association of Political Science. His research
focuses on international organizations, development policies and UN administration reforms. He has published
several books and articles in the Journal of Public Policy, Governance, West European Politics, Journal of
European Integration, Swiss Political Science Review, Revue Française de Science Politique and Politix.
... The notion of fragile state or state failure has emerged as a significant global policy challenge in security and development assistance since the western government and international organizations have considerably paid their attention to the issue during the last decades. Currently, the government of different countries is widely using the term fragile state for conducting diplomatic negotiation on various global issues such as global security, peacekeeping, poverty reduction, humanitarian assistance, and international trade agreement (Nay 2013). Actors and policy analysts of the western government have adopted a fragile state to discuss the problem of those countries that face violence, conflict, political instability, severe poverty, and other governance-related issues that impose a severe threat to the security and development process of the state. ...
... The Organization for Economic Co-operation and Development (OECD) and the World Bank have frequently used the term fragile state during the mid-2000s to specify the poorest and politically unstable countries that do not meet the minimum standard of governance set by the international development agencies and organizations. Subsequently, the concept of a fragile state has got much attention and circulated among western public administrations, think tanks, and media (Nay 2013). Different scholars have utilized the concept of a fragile state in political science, economics, and international relations, particularly in studying development and security issues ). ...
... Patrick (2011) argues that the most significant adverse consequences of the fragile states are its population. Nay (2013) claims that insufficient evidence about the correlation between state weakness and international security threat and poor conceptualization of these terms creating substantial barriers for formulating policy to western democratic countries to address actual problems. Carment et al. (2010) observe that the root causes of state fragility exist in a tension between the expectations of citizens having an idealized state and the actual practice and limited capacity of the policymakers. ...
... According to Call (2008), state failure focuses on three gaps that the state is not able to provide when it is in the process of failure; capacity, when state institutions lack the ability to effectively deliver basic goods and services to its population; security, when the state is unable to provide security to its population under the threat of armed groups; and legitimacy, when a significant portion of its political elites and society reject the rules regulating power and the accumulation and distribution of wealth. Failed state then implies that the state has been rendered ineffective and is not able to enforce its laws uniformly or provide basic goods and services to its citizens because of (variously) high crime rates, insurgency, extreme political corruption, an impenetrable and ineffective bureaucracy, judicial ineffectiveness, military interference in politics, and cultural situations in which traditional leaders wield more power than the state over a certain area (Olivier, 2013). ...
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Advancement in learning and the development of education in any organised society could only be achieved in an environment of tranquility. The prevalent armed banditry afflicting the Northwest Nigeria recently is antithetical to the development of education in that region. This paper investigated the role of armed banditry in instigating the collapse of education in Nigeria's Northwest. The descriptive survey research design was adopted and the instrument of questionnaire was used to elicit data from respondents. A population of 3,458,854 was derived from the prone areas in the three purposively selected states of Kaduna, Katsina and Zamfara, while a sample size of 250 was derived using Gonzalez (2008) sample size formula. 250 copies of the questionnaire were administered with a response rate of 97.6%. The study observed that before the incursion of armed banditry into the Northwest, teaching-learning environment has been conducive while learning activities have been thriving. Also, students' enrolment at schools has been unwavering and the academic performances of students have also been encouraging thus making the education sector to flourish. Two hypotheses were formulated and the data collected were analysed using Multiple Regression and ANOVA. Findings revealed that there was a positive significant relationship between armed banditry and border porosity, arms proliferation cum incursion of illegal migrants from other nations, and the presence of ungoverned spaces (R = .491 a ; R 2 = .241); and that the incidences and consequences of banditry hindered education (Northwest. The study concluded that state fragility and the ineffectiveness of security agencies in curbing banditry accentuated the phenomenon in Nigeria's Northwest. It recommends that government should strengthen the security personnel by equipping them with sophisticated weapons, communication gadget and logistics to enable them to confront the bandits head-on; create an enabling environment for the youth to be gainfully employed; monitor our borderlands effectively to discourage arms proliferation; and devise a techno-based method of surveillance to monitor the ungoverned spaces.
... Engberg-Pedersen et al. (2008) associate state fragility with institutional instability. Such a state is lacking in predictability, transparency, and accountability involving decision-making and actions, as well as the provision of social services and security to lives and property of the people (Herbst, 2000;Migdal, 1988;Naudé et al., 2011;Nay, 2013). Among others, one underlying feature of fragile states is their growing inability to maintain a monopoly of force within their territories. ...
Article
While previous studies have interrogated the motivations of Boko Haram and the role of security agencies in counterinsurgency, explanations of the escalation of Boko Haram attacks on Nigerian security agencies have received limited academic attention. This study re-examines the dynamics of counterinsurgency operations in Nigeria within the context of the fragile state thesis. It argues that fragility of relevant state institutions has compromised the military-led counterinsurgency operations by flipping out strategic intelligence to the terrorists, embezzlement of arms procurement funds, sabotage and deplorable welfare condition of combatants, among others. Thus, the relevant state institutions should be strengthened to proactively respond to the maladies bedeviling the military-led counterinsurgency operations in the North-East region.
... However, this concept was also criticized. Criticism of the concept of fragile governments firs t emerged in mid-2010 in response to the growing use of the term (Nay, 2013). Also, some writers, including Pourza, considered the lack of deep knowledge of local realities as a weakness of this concept (Pureza 2005). ...
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ABS TRACT: Todays, cities have become one of the mos t complicated sys tems, which may become fragile when not managed appropriately. In order to prevent fragility, cities should respond more quickly and effectively to complicated threats, which requires an accurate unders tanding of the concept of fragility. In this regard, a sys tematic review was conducted based on Preferred Reporting Items for Sys tematic Reviews and Meta-Analyses (PRISMA) to unders tand the concept of urban fragility by electronic search using keywords combined with Boolean OR and AND operators in Google Scholar, ISI Web of Science, and Scopus. Based on the reviewed articles, the dimensions of urban fragility, including the economic, social, governmental, environmental, international relations, and economic, social, and political conditions of individuals, were identified for each component and indicator. Given the definition of fragility and its dimensions, the present s tudy can provide an opportunity for identifying the causes of fragility in cities and providing some solutions.
... However, this concept was also criticized. Criticism of the concept of fragile governments firs t emerged in mid-2010 in response to the growing use of the term (Nay, 2013). Also, some writers, including Pourza, considered the lack of deep knowledge of local realities as a weakness of this concept (Pureza 2005). ...
Article
Full-text available
ABS TRACT: Todays, cities have become one of the mos t complicated sys tems, which may become fragile when not managed appropriately. In order to prevent fragility, cities should respond more quickly and effectively to complicated threats, which requires an accurate unders tanding of the concept of fragility. In this regard, a sys tematic review was conducted based on Preferred Reporting Items for Sys tematic Reviews and Meta-Analyses (PRISMA) to unders tand the concept of urban fragility by electronic search using keywords combined with Boolean OR and AND operators in Google Scholar, ISI Web of Science, and Scopus. Based on the reviewed articles, the dimensions of urban fragility, including the economic, social, governmental, environmental, international relations, and economic, social, and political conditions of individuals, were identified for each component and indicator. Given the definition of fragility and its dimensions, the present s tudy can provide an opportunity for identifying the causes of fragility in cities and providing some solutions.
Article
This paper elaborates the notion of ungovernability as an irresolvable condition of living. It begins by identifying three distinct modes of ungovernability in current geographical work on Palestine: ungovernability as a failure to govern; as a rationale for governing; and as a technique of governing. To this we develop a further conceptualisation of ungovernability as a condition of living that, firstly, remains irreducible to the strategic domain of governing. Secondly, we argue, by drawing on prevalent geographical work on vulnerability and woundedness, that ungovernability constitutes an irresolvable origin of governing that, on the one hand, makes governing incapable of sustaining what it claims for itself, while on the other, names the starting point of a critical analysis of power. By placing the irresolvable ungovernability at the centre of analysis we offer, through examples drawn from our fieldwork in Palestine, an approach that does not reduce life at the outset to cycles of domination-resistance but instead approaches life and its spaces through those ways they remain irreducible to, and thus ungovernable for various forms of governing.
Chapter
Why do people leave home and seek asylum? Conflict, war, and persecution, living in fragile states, being trafficked, and climate change may all play a part. Global statistics of forced displacement are reviewed. Types of journeys and attendant experiences are considered, and reasons for how and why people may come to the United Kingdom. We then review developments in international refugee policy and law, and problems with the current approach, including the role of socioeconomic status, the difficulties in how initiatives are funded, and the lack of long-term perspectives. There are barriers to resettlement in wealthier third countries. Restrictive and punitive asylum policies have a high human cost. There are limits to international cooperation. This all matters to health professionals because understanding someone’s context explains much about individual behaviour. It enables relevant enquiries to be made, and appropriate help offered. Some possible misapprehensions are considered.
Article
Objectives: We investigate whether older adults who place greater trust in their political leadership fare better in terms of mental wellbeing during the COVID-19 pandemic. We also test if and how the trust-wellbeing relationship varies across individual- and country-level moderators. Methods: Based on cross-national data consisting of over 13,000 older adults in 66 countries, we estimate a series of multilevel models. Results: Within countries, political trust is significantly negatively associated with depressive symptoms. And this association is stronger for those who are subjectively less healthy. Between countries, the trust-depression link at the individual level is stronger in more "fragile" states. These findings are robust to a host of confounders including the experienced level of anxiety stemming from COVID-19. Discussion: During the novel coronavirus pandemic, political trust provides a significant mental health buffer for older adults. This protective role varies partly as a function of individual and contextual vulnerability.
Article
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This paper studies the concept of a ‘fragile state,’ its origins, uniqueness, and the circumstances determining the changing dynamics of the presented subject, as well as the possibility of its application in the practice of International Relations (IR). The analysis of the conceptualization process, as well as the instrumental treatment of the idea of state’s fragility structures by decision-makers responsible for shaping foreign policy - especially in the context of the global development and security strategy - underlines the complexity and incoherence of the fragile state’s concept, which is currently considered as one of the most ‘wicked problems’ of the modern world, often torn by numerous brutal military conflicts. The author of the piece uses the term ‘fragile state’ to describe not only the form and conditions of disintegration of the state’s political and social ties and the dismantling of its state-legal infrastructure, but also analyzes issues related to the economic collapse, poverty, hunger, humanitarian disasters, armed conflicts, as well as numerous cases of elementary civil liberties and human rights violations. The article argues that deepening the comprehending of the fragile state’s idea, along with emphasizing its conceptual vagueness and complexity, concerning the ‘politically correct’ discourse on the problems of ‘fragility’ and states’ weakness, is necessary for a better awareness of the ambiguous and the perplexing nature of state power operating within the most politically unstable and insecure regions of the so-called ‘Third World.’
Book
"Civil war conflict is a core development issue. The existence of civil war can dramatically slow a country's development process, especially in low-income countries which are more vulnerable to civil war conflict. Conversely, development can impede civil war. When development succeeds, countries become safer―when development fails, they experience a greater risk of being caught in a conflict trap. Ultimately, civil war is a failure of development. "'Breaking the Conflict Trap' identifies the dire consequences that civil war has on the development process and offers three main findings. First, civil war has adverse ripple effects that are often not taken into account by those who determine whether wars start or end. Second, some countries are more likely than others to experience civil war conflict and thus, the risks of civil war differ considerably according to a country's characteristics including its economic stability. Finally, Breaking the Conflict Trap explores viable international measures that can be taken to reduce the global incidence of civil war and proposes a practical agenda for action. "This book should serve as a wake up call to anyone in the international community who still thinks that development and conflict are distinct issues." Source: Amazon -- https://www.amazon.com/Breaking-Conflict-Trap-Development-Research/dp/0821354817/ref=sr_1_1?ie=UTF8&qid=1550856279&sr=8-1&keywords=breaking+the+conflict+trap
Book
Since 1990, more than 10 million people have been killed in the civil wars of failed states, and hundreds of millions more have been deprived of fundamental rights. The threat of terrorism has only heightened the problem posed by failed states. When States Fail is the first book to examine how and why states decay and what, if anything, can be done to prevent them from collapsing. It defines and categorizes strong, weak, failing, and collapsed nation-states according to political, social, and economic criteria. And it offers a comprehensive recipe for their reconstruction. The book comprises fourteen essays by leading scholars and practitioners who help structure this disparate field of research, provide useful empirical descriptions, and offer policy recommendations. Robert Rotberg's substantial opening chapter sets out a theory and taxonomy of state failure. It is followed by two sets of chapters, the first on the nature and correlates of failure, the second on methods of preventing state failure and reconstructing those states that do fail. Economic jump-starting, legal refurbishing, elections, the demobilizing of ex-combatants, and civil society are among the many topics discussed.
Article
his book provides theoretical clarity about the concepts of failed and fragile states, which have emerged strongly since the 9/11 attacks. Recent contributions often see the fragile state as either a problem of development or of security. This volume argues that that neither perspective on its own is a sufficient basis for good policy. In a wide-ranging treatment, drawing on large samples as well as case studies, the authors create an alternative model of the fragile state emphasizing the multidimensional, multifaceted nature of the "fragile state problematique". On the basis of their model and empirical evidence, they then derive a number of policy-relevant insights regarding the need for contextualized and ongoing country analysis, the perils and pitfalls of unstructured development assistance, and the need to move whole-of-government approaches from the realm of rhetoric to reality. In offering both a synthesis of existing research and an innovative approach to understanding the fragile state, this volume will be of great interest to students of war and conflict studies, risk, conflict management, and international relations in general. It will also be of use to practitioners in policy circles and to NGOs. © 2010 David Carment, Stewart Prest, and Yiagadeesen Samy. All rights reserved.
Article
Conventional wisdom among policymakers in both the US and Europe holds that weak and failing states are the source of the world's most pressing security threats today. The international community's leadership sees such states as an existential threat as well, evidenced in Kofi Annan's 2004 claim that "our defenses are only as strong as their weakest links." This is not surprising. The most destructive attack on the US in its history originated in one of the world's poorest countries. Deadly communicable diseases seem to constantly emerge from the world's poorest regions, and transnational crime appears to flourish in weakly governed states. However, as this book shows, our assumptions about the threats posed by failed and failing states are based on anecdotal arguments, not on a systematic empirical analysis that traces the connections between state failure and transnational security threats. This book uses an Index of State Weakness as a basis for its findings. The book provides coverage of five key security threats: terrorism, transnational crime, WMDs, pandemic diseases, and energy insecurity. The basic conclusions may seem surprising. While many threats do emerge in failed states, more often than not those states' manifold weaknesses create misery for only their own citizenry. In other words, the problems that flow from Liberia's failures are more typical than those that spread from Afghanistan. Moreover, many of threats originate farther up the chain, in wealthier and more stable countries like Russia, China, and Venezuela. And generic state weakness is not a good threat predictor. Cultural and regional particularities as well as the degree of global integration all influence the threat level. Just as importantly, our tendency to extrapolate an all-encompassing theory connecting weak states and international security threats from turmoil in the Middle East and Southwest Asia is insufficient. The book argues for complexity and nuance, and will force policymakers to rethink what they assume about state failure and transnational insecurity.