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Cumulative Risk on the Oxytocin Receptor Gene (OXTR) Underpins Empathic Communication Difficulties at the First Stages of Romantic Love.

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Empathic communication between couples plays an important role in relationship quality and individual well-being and research has pointed to the role of oxytocin in providing the neurobiological substrate for pair-bonding and empathy. Here, we examined links between genetic variability on the oxytocin receptor gene (OXTR) and empathic behaviour at the initiation of romantic love. Allelic variations on five OXTR single nucleotide polymorphisms (SNPs) previously associated with susceptibility to disorders of social functioning were genotyped in 120 new lovers: OXTRrs13316193, rs2254298, rs1042778, rs2268494 and rs2268490. Cumulative genetic risk was computed by summing risk alleles on each SNP. Couples were observed in support-giving interaction and behaviour was coded for empathic communication, including affective congruence, maintaining focus on partner, acknowledging partner's distress, reciprocal exchange and non-verbal empathy. Hierarchical linear modelling indicated that individuals with high OXTR risk exhibited difficulties in empathic communication. OXTR risk predicted empathic difficulties above and beyond the couple level, relationship duration, and anxiety and depressive symptoms. Findings underscore the involvement of oxytocin in empathic behaviour during the early stages of social affiliation, and suggest the utility of cumulative risk and plasticity indices on the OXTR as potential biomarkers for research on disorders of social dysfunction and the neurobiology of empathy.
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Cumulative risk on the oxytocin receptor gene (OXTR)
underpins empathic communication difficulties at
the first stages of romantic love
Inna Schneiderman, Yaniv Kanat-Maymon, Richard P. Ebstein, and Ruth Feldman
Empathic communication between couples plays an important role in relationship quality and individual well-being and research has pointed to the role
of oxytocin in providing the neurobiological substrate for pair-bonding and empathy. Here, we examined links between genetic variability on the oxytocin
receptor gene (OXTR) and empathic behaviour at the initiation of romantic love. Allelic variations on five OXTR single nucleotide polymorphisms (SNPs)
previously associated with susceptibility to disorders of social functioning were genotyped in 120 new lovers: OXTRrs13316193, rs2254298, rs1042778,
rs2268494 and rs2268490. Cumulative genetic risk was computed by summing risk alleles on each SNP. Couples were observed in support-giving
interaction and behaviour was coded for empathic communication, including affective congruence, maintaining focus on partner, acknowledging
partner’s distress, reciprocal exchange and non-verbal empathy. Hierarchical linear modelling indicated that individuals with high OXTR risk exhibited
difficulties in empathic communication. OXTR risk predicted empathic difficulties above and beyond the couple level, relationship duration, and anxiety
and depressive symptoms. Findings underscore the involvement of oxytocin in empathic behaviour during the early stages of social affiliation, and
suggest the utility of cumulative risk and plasticity indices on the OXTR as potential biomarkers for research on disorders of social dysfunction and the
neurobiology of empathy.
Keywords: oxytocin; OXTR; empathy; romantic relationships; bonding; genetic risk
INTRODUCTION
Extant evidence suggests that intimate relationships exert both bene-
ficial and harmful effects on the individual’s physical and psychological
health (Cohen and Wills, 1985;Enns et al., 2002;Anderson and
Saunders, 2003). Communication patterns within romantic relation-
ships are central predictors of adults’ well-being and life satisfaction
(Burman and Margolin, 1992;Gottman and Levenson, 1992), and re-
search has demonstrated associations between positive communication
between couples and marital satisfaction. On the other hand, commu-
nication difficulties often precede the onset of marital distress
(Markman, 1981) and serve as better predictors of daily marital dis-
satisfaction as compared to problems in other domains (Jacobson and
Moore, 1981). Observational studies have further confirmed that inter-
action patterns between couples are reliable predictors of change in
marital stability (Gottman and Levenson, 1992). In particular, studies
employing direct observations of dyadic behaviour indicated that em-
pathic communication patterns serve as important building blocks of
the couple’s relationship, whereas empathic difficulties may play a
causal role in relationship decline and the development of psychopath-
ology (Gottman and Levenson, 1992;Lyons-Ruth, 2008). As relational
patterns tend to persist over time and relational difficulties
often escalate into behavioural cycles that may lead to separation or
divorce, assessing the couple’s behaviour at the first months of pair-
bonding and identifying biomarkers that may underpin empathic
communication difficulties during this period is of empirical and clin-
ical relevance.
The major neuroendocrine system mediating bond formation is the
oxytocin (OT) system (Carter, 1998). Research in both human and
non-human mammals has implicated OT, a neuropeptide synthesized
primarily in the paraventricular and supraoptic nuclei of the
hypothalamus, in social cognition, social behaviour and affiliation
(Hollander et al., 2007;Acevedo et al., 2011;Nagasawa et al., 2012).
Furthermore, disruptions to OT are found in disorders involving
severe dysfunction to social communication, including autism, depres-
sion and schizophrenia (Gregory et al., 2009;Souza et al., 2010;Apter-
Levi et al., 2013;Mah et al., 2013). Animal studies indicate that OT
receptor (OXTR) distributions across multiple areas of the brain me-
diate reproductive and sexual behaviour, parental care, social memory
and attachment (Insel and Hulihan, 1995;Champagne et al., 2001;
Burri et al., 2008;Feifel et al., 2012). In addition, OT has shown to
support processes of pair-bonding in humans and mammals (Bales
et al., 2007;Feldman et al., 2012). OT is essential for the formation
and regulation of pair-bonding behaviour in monogamous prairie
voles (Microtus ochrogaster), especially in females (Insel and Hulihan,
1995;Young and Wang, 2004); central OT administration facilitates
partner preference in female prairie voles (Williams et al., 1994); and
an OT antagonist prevents pair-bond formation (Insel and Hulihan,
1995). In humans, plasma OT levels show a substantial increase during
the first year of romantic relationships in both men and women as
compared to romantically unattached individuals (Schneiderman
et al., 2012), and peripheral OT is linked with affiliation, emotional
support and positive communication between couples (Grewen, 2005;
Gonzaga et al., 2006;Holt-Lunstad et al., 2008). Imaging studies of
romantically attached individuals showed neural activations in regions
associated with pair-bonding in monogamous prairie voles (Acevedo
et al., 2011), and intranasal OT administration increased positive com-
munication between couples (Ditzen et al., 2009). Furthermore, intra-
nasal OT administration was found to enhance emotional empathy
and positive communication and to modulate amygdala activity
(Ditzen et al., 2008;Singer et al., 2008;Bartz et al., 2010;Hurlemann
et al., 2010). Finally, Walum et al. (2012) found associations between
allelic variations on the OXTR gene and self-reported bonding
behaviour.
Although social behaviour is a complex multi-dimensional pheno-
type, twin and family studies suggest moderate heritability of social
traits, including empathy, aggression and prosocial behaviour (Ebstein
Received 5 February 2013; Revised 9 August 2013; Accepted 18 August 2013
Advance Access publication 22 August 2013
The study was supported by the German-Israeli Foundation (#1114-101.4/2010) and the Irving B. Harris
Foundation, Israel Center for Excellence (ICORE) to Ruth Feldman.
Correspondence should be addressed to Ruth Feldman, PhD, Department of Psychology and the Gonda Brain
Sciences Center, Bar-Ilan University, Ramat-Gan 52900, Israel. E-mail: feldman@mail.biu.ac.il
doi:10.1093/scan/nst142 SCAN ( 2014) 9, 1524 ^1529
ßThe Aut hor (2013). Publishe d by Oxford University Press. For Permissions, please email: journals.permissions @oup.co m
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et al., 2010). As OT is highly conserved across mammalian evolution
(Insel and Young, 2000), it is possible that OXTR gene polymorphisms
may underpin individual differences in social behaviour and empathy.
In humans, the OXTR gene is localized as a single copy on chromo-
some 3, contains three introns and four exons (Inoue et al., 1994), and
codes for the OT receptor (OXTR) which belongs to the class I G
protein-coupled receptor family (Gimpl and Fahrenholz, 2001).
Several single nucleotide polymorphisms (SNPs) on the OXTR gene
have been associated with prosocial behaviour and bonding as well as
with greater susceptibility to psychopathology (Lerer et al., 2007;Israel
et al., 2009;Wu et al., 2012;Feldman et al., 2012,2013). In particular,
the SNP rs13316193 C allele has been associated with empathy (Wu
et al., 2012), whereas the T allele has been linked to decreased expres-
sion of OT receptors in the brain, depressive mood and greater risk for
Autism Spectrum Disorder (ASD) (Lerer et al., 2007;Kawamura et al.,
2010;Tansey et al., 2010). The G allele of the OXTR rs2254298 has
been related to greater risk for autism, depression and separation anx-
iety (Jacob et al., 2007;Lerer et al., 2007;Costa et al., 2009) and with
amygdala volume decrease in both Caucasian and Asian populations
(Inoue et al., 2010;Furman et al., 2011). The T allele of the OXTR
rs2268490 and the G allele of the OXTR rs1042778 were each impli-
cated in prosocial decision making (Israel et al., 2009), and carriers of
the rs1042778 G allele exhibited more parenting behaviour and had
higher plasma OT levels than T carriers (Feldman et al., 2012). The A
allele of the SNP rs2268494 was associated with risk for ASD (Lerer
et al., 2007). Finally, the SNP rs53576 has been associated with autism,
empathy and prosocial behaviour (Wu et al., 2005;Rodrigues et al.,
2009;Kogan et al., 2011). Overall, these data provide evidence for the
involvement of OXTR variants in bond formation and empathic beha-
viour in humans.
In this study, we chose a cumulative risk approach to study risk on
the OXTR by combining multiple SNPs into a single index. Our as-
sumption was that as these OXTR variants are individually associated
with prosocial traits, affiliative behaviours and psychopathology of
social dysfunction, a cumulative risk score may provide an integrative
measure that can be more predictive of social outcomes than each SNP
alone. Using a cumulative risk score on the OXTR, we recently found
that mothers’ and fathers’ cumulative OXTR risk predicted children’s
OT production and social reciprocity with their best friends (Feldman
et al., 2013), pointing to the utility of testing cumulative risk on the
OXTR. This approach is consistent with current models on the com-
bined contribution of risk and plasticity alleles in shaping psychopath-
ology and social adaptation (Belsky et al., 2009)
The overall goal of this study was to test the relations between OXTR
polymorphisms and empathic communication between couples during
a support-giving interaction that required empathy to the partner’s
distress (Collins and Feeney, 2000). As support in social relationships
is an important contributor to well-being and relationship satisfaction
(Bowlby, 1969;Feeney and Lemay, 2012) and empathic support is
among the central emotional capital of intimate bonds (Feeney and
Lemay, 2012), empathic support-giving behaviour was expected to
index an important social attribute of the individual and to serve as
a central marker of the relationship. Periods of bond formation involve
adaptation of the OT system and are associated with increase in per-
ipheral OT production (Feldman, 2012), and we thus expected OXTR
risk to predict empathic difficulties at the first 3 months of a romantic
relationship. Five OXTR variants that have been linked with social
behaviour and pathology of social functioning were tested:
rs13316193, rs2254298, rs1042778, rs2268494 and rs2268490. It was
expected that greater number of risk alleles on these SNPs would pre-
dict empathic difficulties at the first stages of romantic love in a
doseresponse manner.
METHODS
Participants
Participants included 120 young adults (60 couples) who began a ro-
mantic relationship in the past 3 months. Men were on average 25.03
years (s.d. ¼8.78) and women’s age averaged 22.84 (s.d. ¼4.50). All
participants were Caucasians, healthy, and completed at least 12 years
of education.
Exclusion criteria included couples who were in a romantic relation-
ship <2 weeks or more than 4 months, used medication for a physical
or psychiatric condition, or reported not being generally healthy.
Participants were recruited through ads in several universities located
in central Israel, and as participants were all college students their age
range was 1835.
Procedure
Experiments were conducted in a comfortable laboratory during the
mid-afternoon hours (4:007:00 PM). After receiving a brief explan-
ation on the experimental procedure and signing an informed consent,
participants completed self-report measures that assessed a range of
demographic and health variables (e.g. weight, height, smoking, medi-
cation). Next, mouthwashes of DNA were collected. Following these
activities, participants engaged in a social support interaction paradigm.
Partners were instructed to describe to each other a situation that
caused them personal distress but was not related to the romantic
relationships (e.g. work problems, family problems) and take turns
within the paradigm for approximately 7 min each. Order of
speakerlistener was decided by the couple. Discussions were video-
taped and analysed offline using the Coding Interactive Behavior
Manual (CIB) (Feldman, 1998). Each couple received 70 USD for
participation. The research was approved by the University
Institutional Review Board and all participants signed an informed
consent.
Genotyping
Genotyping of the OXTR SNPs rs1042778, rs2268494, rs13316193,
rs2254298 and rs2268490 was done as previously described (Lerer
et al., 2007;Feldman et al., 2012). DNA was extracted from 20 ml of
mouthwash samples using the Master Pure kit (Epicentre, Madison
WI). Genotyping of the OXTR SNPs was performed using the
SNaPshot Method (Applied BioSystems, Foster City, CA, USA) as pre-
viously described (Lerer et al., 2007;Feldman et al., 2012). All PCR
reactions and High Resolution Melt (HRM) analysis were performed
on a Rotor-Gene 3000 (Corbett Life Science, Australia), using the fol-
lowing primers that produced a 162 bp amplicon: F50GGT
GCACAGACCACTTAGCA03; R50TCGGAAGAGAGGAAAGCAAA03.
PCR reaction conditions were as follows: activating enzyme step at
95.08C for 15 min, 45 cycles of denaturation at 95.08C for 5 s, reanneal-
ing at 608C for 15 s and extension at 728C for 10 s. The reaction pro-
ceeded to a hold at 408C for 2 min, a second hold at 828C for 2 min and
then the melt procedure ramped from 82 to 908C raising by 0.18C
every 3 s where fluorescence was acquired. HRM distinguished between
the three genotypes (AA, AG, GG) and the method was verified by
comparison of a portion of HRM results to those obtained by geno-
typing the same samples using the SNaPShot procedure (Applied
Biosystems) described above. All genotype frequencies of the OXTR
SNPs were in HardyWeinberg equilibrium.
Cumulative susceptibility to social and communicative difficulties
was calculated by summing the number of SNPs on which the indi-
vidual was homozygote for the risk allele. These included the OXTR
rs1042778 TT allele, the OXTRrs2268494 AA allele, the OXTR
rs13316193 TT allele, the OXTR rs2254298 GG allele and the
OXTRrs2268490 TT allele. Thus, for each individual, the OXTR risk
OXTR, genetic risk and empathy SCAN (2014) 1525
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score could range from 0 (no risk alleles) to 5 (risk factors on all five
investigated OXTR SNPs). Descriptive statistics for the OXTR distri-
bution indicate that the distribution was approximately normal as both
skewness of 0.09 (s.e. ¼0.22) and kurtosis of 0.24 (s.e. ¼0.44) did
not exceed twice their standard errors. No outliers were detected.
Behavioural coding
Support-giving interactions were coded with the CIB (Feldman, 1998),
adult version, by trained coders who were blind to genetic or any other
information about the participants. The CIB is a well-validated rating
system of dyadic interactions with versions for coding social inter-
actions in infancy, childhood, adolescence and adulthood. The CIB
has shown adequate psychometric properties across multiple attach-
ments in health and psychopathology, including romantic attachment
(Feldman, 2012;Feldman et al., 2012;Schneiderman et al., 2012).
The adultadult version of the CIB included 33 scales: 28 are iden-
tical scales that are coded independently for each partner (e.g. atten-
tion to partner) and five scales are coded for the couple as a whole and
address dyadic measures (e.g. dyadic reciprocity). Each scale is rated on
a Likert scale of 1 ¼low to 5 ¼high. Consistent with our previous
research the communicative empathy construct was averaged from
several scales coded for each partner and included the following
codes: affective congruence, emotional flow and harmony, degree of
emotional coherence and complexity, nonverbal signs of empathy
particularly the provision of affectionate touch, attention and acknow-
ledgement of partner’s distress and communications, and maintaining
focus on other’s distress (Cronbach’s alpha ¼0.71).
Self-report instruments
Depression was measured by the Beck Depression Inventory (BDI), a
well-validated instrument for the assessment of depressive symptoms
(Beck, 1978), whereas Anxiety was assessed by the Trait Anxiety
Inventory (STAI-T) (Spielberger et al., 1983). The standardized BDI
and STAI-T scores were summed to crease a composite of the individ-
ual’s emotional distress.
Statistical analysis
Associations among the research variables and between romantic part-
ners were assessed with the Pearson correlation coefficient. As partici-
pants were nested within dyads, multi-level modelling (MLM) was
used to examine the effects of cumulative OXTR risk on empathic
communication while controlling for dyadic dependency. All
P-values were two-tailed. Data were analysed using SPSS software for
Windows, version 19 (SPSS Inc., Chicago, IL, USA).
RESULTS
As a first step, we computed correlations between all study variables for
women and men. Table 1 presents the inter-correlations, means and
standard deviations for all study variables. As seen, empathic commu-
nication difficulties showed a significant negative correlation with the
degree of genetic risk on the OXTR for both men and women, indicat-
ing that the greater the cumulative risk on the OXTR the less the
individual engaged in empathic support-giving behaviour. Genetic
risk was negatively associated with emotional distress for men, but
not for women.
Next, we examined whether genetic risk on the OXTR predicts vari-
ability in empathic communication while controlling for gender, rela-
tionship duration and emotional distress. The structure of the data was
nested because data were collected from both romantic partners during
the conversation. Indeed, as seen in Table 1, significant positive
correlation was found between the partners’ scores on empathic com-
munication, indicating dyadic dependency. An MLM analysis
(Campbell and Kashy, 2002;Kenny et al., 2006) was used to model
the dyadic dependency (i.e. non-independence) and to test whether the
individual’s OXTR risk uniquely predicts his or her own empathic
communication above and beyond the dyadic level. Prior to comput-
ing the model we checked for order effect (who spoke first) and as
no main or interactive effects for order were found and thus order was
not included in the final model. We used the MIXED procedure in
SPSS (Heck et al., 2010) with restricted likelihood estimation to
estimate the coefficients (Kenny et al., 2006). Gender, relationship
duration and emotional distress were included as important correlates
in order to control for their potential variation. All the predictors were
centred around the grand mean. Interactions between OXTR risk
and gender were also included to examine whether the association
between genetic risk and empathic communication vary across
genders.
We started by running a null model for empathic communication to
assess whether our data met the condition justifying dyadic analysis,
that is, the data show systematic between-dyad variance in the depend-
ent variable. Results suggest that this condition has been satisfied
(Wald Z¼5.05, df ¼59, P< .001). Estimating the null model also pro-
duces information necessary for computing intraclass correlation
coefficient (ICC) that indicates the proportion of between-dyad vari-
ance in empathic communication (cf. Kenny et al., 2006). The results
of this analysis indicate that 88% of the variance in empathic commu-
nication lies between dyads. We also assessed the ICC for the rest of
dyadic predictors and found that 17% of the variance in OXTR risk lies
between dyads and 1% of the variance in emotional distress lies
between dyads.
Next, we ran a model which included all the predictors. Comparing
the estimates of the residual variance produced in the null model and
the current model allowed for the computation of the variance
explained (R
2
). Results indicated the current model accounted for
12% of the variance. Table 2 provides coefficients for the study vari-
ables predicting empathic communication. As seen, genetic risk on the
OXTR uniquely predicted the individual’s own empathic communica-
tion, indicating that the higher the cumulative risk on the OXTR the
less the individual engaged in empathic support-giving behaviour
during the interaction. Importantly, the OXTR risk by gender inter-
action term was not statistically significant. This indicates that the
association between genetic risk and empathic communication does
not vary between men and women. Gender was found to be a signifi-
cant predictor of empathic communication with men being more
empathic to the distress of their partners during the first months of
a romantic relationship. Relationship duration and emotional distress
were not significantly predictive of empathic communication in men
or women.
Table 1 Inter-correlations, means, and standard deviations of study variables for women
and men
Measures 1 2 3 Ms.d.
1. OXTR genetic risk 0.16 0.27* 0.20* 2.02 0.74
2. Emotional distress 0.05 0.05 0.04 0.56 0.42
3. Empathic communication 0.30* 0.17 0.88** 4.11 0.57
M1.98 0.61 4.01
s.d. 0.87 0.73 0.58
Men above the diagonal, women below the diagonal and dyads on the diagonal. *P< 0.05,
**P< 0.01.
15 26 S C AN ( 2 014 ) I. Schneiderman et al.
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Finally, to supplement our cumulative risk approach and the MLM
analysis, Table 3 presents means, s.d., and F-values of the differences
between high- and low OXTR risk for each SNP separately. As seen,
although the results for each OXTR SNP show higher empathic com-
munication among individuals with the low risk allele, only the
OXTRrs1042778 independently differentiated those with high and
low risk alleles. These data support our cumulative risk approach
and demonstrate the utility of combining several theoretically mean-
ingful SNPs into a single composite.
DISCUSSION
Empathic communication between couples provides the foundation
for growth-promoting intimate relationships, whereas empathic diffi-
culties often result in relationship deterioration and emotional distress
(Anderson and Saunders, 2003). Yet, whereas much current research
points to the interactions between genetic markers and human social
behaviour, most studies on the genetic basis of empathy utilized self-
reports or experimental paradigms and no study, to our knowledge,
employed direct observations of empathic behaviour within real rela-
tionships (Feldman, 2012). Results of this study are also the first to link
genetic variability with observed behaviour in the context of romantic
bonding. Furthermore, our findings are the first to describe associ-
ations between cumulative genetic risk on the OXTR and empathy.
The findings indicate that risk alleles on the OXTR underpin difficul-
ties in empathic communication at the early stages of romantic love, a
period associated with alterations in brain activity and neurohormonal
processes (Marazziti et al., 1999;Bartels and Zeki, 2000;Aron, 2005;
Emanuele et al., 2006;Kim et al., 2009). Specifically, individuals with
greater cumulative risk on the OXTR variants rs13316193, rs2254298,
rs1042778, rs2268494 and rs226849 exhibited less empathic concern to
their partner’s distress, showed lower affective congruence, displayed
lower social reciprocity in a support-giving interaction, and persisted
less in attending to their partner’s communication and maintaining
focus on providing support. Furthermore, the MLM analysis demon-
strates that the association between OXTR risk and the individual’s
empathic behaviour is significant above and beyond the dyadic level,
relationship duration and emotional distress. These data extend pre-
vious research on the involvement of the OT system in human
empathy and social affiliation and demonstrate for the first time asso-
ciations between the OXTR genotype and communication patterns
between couples.
Our results are consistent with studies reporting associations
between OXTR variants and greater susceptibility to social deficits.
Previous research has linked these OXTR variants with less empathic
and prosocial behaviour and with conditions associated with severe
social dysfunction, such as ASD and depression (Lerer et al., 2007;
Costa et al., 2009;Israel et al., 2009;Kawamura et al., 2010;
Wu et al., 2012). It has been proposed that the social deficits in
these disorders, which are particularly noted in aspects of interpersonal
communication, may be mediated by individual differences in amyg-
dala development that are related to the OXTR genotype (Inoue et al.,
2010;Meyer-Lindenberg et al., 2011). Indeed, some of the OXTR vari-
ants studied here have been associated with amygdala volume, morph-
ology and activity (Inoue et al., 2010;Tost et al., 2010;Furman et al.,
2011). Similarly, animal research indicates that OT shows significant
binding in the amygdala (Bale et al., 2001;Huber et al., 2005), and OT
in the medial amygdala is essential for social recognition in mice
(Ferguson et al., 2001). In humans, intranasal OT administration
was found to reduce right amygdala responses (Domes et al., 2007).
Taken together, these findings underscore the links between the OT
system and individual differences in interpersonal relationships as well
as difficulties in social communication, possibly via the close connec-
tion between brain OT and the extended amygdala network. The pre-
sent findings add the dimension of cumulative genetic risk on the
OXTR in shaping the individual’s concrete empathic behaviour
during the initial stages of pair-bonding in humans.
Current conceptual models highlight the utility of assessing cumu-
lative genetic risk as an underlying explanatory framework for the
study of psychiatric disorders (Belsky et al., 2009). It is important to
note that there is always a challenge in how best to use all the genetic
information in a set of SNPs available from the dbSNP database.
Approaches include genotype and haplotype-based methods as well
as principle components analysis. Genotype strategies, for example,
may use a single-SNP analysis and each marker is tested individually
for its contribution to the phenotype (Chapman and Wijsman, 1998;
Schork et al., 2000;Kaplan and Morris, 2001). On the other hand,
Gauderman et al. (2007) has suggested a principle components ana-
lysis. There is also a joint-SNP approach using multiple SNPs simul-
taneously in the statistical model (Chapman et al., 2003;Clayton et al.,
2004). In our study, which contains a relatively small sample for a
genetic study, we chose to reduce the dimensionality associated with
a large number of possible haplotypes and to eliminate the uncertainty
connected with the need to estimate haplotypes or haplotype blocks.
For these reasons, we implemented a joint-SNP analysis.
It has been suggested that allelic variations on multiple genes can
mark either risk or resilience pending on the individual’s rearing en-
vironment, and some allelic variations that predispose individuals to
psychopathology under aversive rearing conditions may have beneficial
effects in more favourable environments (Belsky et al., 2009). These
conceptual models may explain the mixed results reported with regards
to OXTR variants. For instance, whereas some researchers found that
the OXTR rs1042778 G allele is implicated in prosocial behaviour and
parental care (Israel et al., 2009;Feldman et al., 2012), as we found
here, others reported associations between rs1042778 G allele and
social deficits. Similarly, culture effects have been noted with respect
to the OXTR rs2254298 variant. Whereas in Caucasian samples the G
genotype was related to unipolar depression, adult separation anxiety
and higher risk for autism (Lerer et al., 2007;Costa et al., 2009), in
Asian population the opposite A allele was associated with ASD (Wu
et al., 2005). In addition, some studies did not find OXTR gene in-
volvement in social behaviour or in the aetiology of autism (Apicella
Table 2 MLM unstandardized and standardized coefficients predicting empathic com-
munication from gender, relationship duration, emotional distress, cumulative OXTR risk
and cumulative OXTR genetic risk by gender
bs.e. 95% CI
Gender 0.05* 0.02 0.10 to 0.01 0.09
Relationship duration 0.07 0.06 0.09 to 0.22 0.05
Emotional distress 0.01 0.01 0.01 to 0.01 0.06
Cumulative OXTR risk 0.09* 0.03 0.18 to 0.01 0.14
Cumulative OXTR risk gender 0.05 0.03 0.13 to 0.02 0.06
Table 3 Risk on each SNP of the OXTR and empathic communication between romantic
partners
SNPs Low risk
mean (s.d.)
High risk
mean (s.d.)
FP-value
rs1042778 4.10 (0.55) 3.70 (0.72) 4.91 0.03
rs2268494 4.21 (0.54) 4.03 (0.58) 1.67 N.S.
rs13316193 4.09 (0.50) 4.04 (0.65) 0.25 N.S.
rs2254298 4.15 (0.59) 4.01 (0.58) 1.6 N.S.
rs2268490 4.06 (0.58) 4.00 (0.55) 0.01 N.S.
OXTR, genetic risk and empathy SCAN (2014) 1527
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et al., 2010;Tansey et al., 2010). These findings underscore the need for
much further research on the potential utility of assessing plasticity
variants on the OXTR in combination with measures that provide a
detailed assessment of early environmental experiences. It is important
to carefully chart cultural, environmental and allelic biomarkers in
order to compute comprehensive indices that can be used as markers
of risk or resilience in the context of psychiatric vulnerability.
The finding that men showed greater empathy than women during a
support-giving encounter was somewhat surprising. While we do not
have a clear explanation for this finding, it is possible that during the
first months of romantic courtship men are especially attentive to their
partner’s signals whereas women may be more anxious and preoccu-
pied, which may deploy their support-giving abilities. Support for this
hypothesis comes from our finding that during the first months of
romantic love, women’s cortisol levels show a substantial rise whereas
men’s cortisol levels remain unchanged. In addition, we found that
during the first months of romantic love men show greater ERP re-
sponse to attachment-related cues (Weisman et al., 2012). Still, much
further research is required to test gender-specific patterns of commu-
nication and their biological underpinnings during the period of falling
in love.
Evolutionary models suggest that periods of bond formationin
particular parental and romantic bondingare associated with func-
tional adaptation of brain and behaviour, share underlying bio-beha-
vioural mechanisms, and are associated with the OT system and with a
specific repertoire of bonding-related behaviour (Feldman et al., 2012).
However, whereas much research explored the neurobiological mech-
anisms underlying parental bonding, very little research examined gen-
etic, brain, or hormonal correlates of romantic bond-formation in
humans and little, if any, research included direct observations of
dyadic behaviour during the stage of falling in love. Applying an etho-
logical approach to the study of affiliative bonds, long advocated by
Lorenz (1950) and Tinbergen (1963), we suggest that observation of
specific affiliative behaviour during periods when bonds are consoli-
dated may provide an important lens to study human attachment. As
suggested by the ethologists, observed patterns of behaviour may be
more closely related to underlying neurobiological processes and may
provide a bottom-up, behaviour-based evaluation of distress or psy-
chopathology at an earlier stage of the relationship as compared to
more formal assessments.
Limitations of the study include the omission of the OXTR rs53576,
which has been associated with prosocial behaviour, maternal sensitiv-
ity and attachment (Bakermans-Kranenburg and Van IJzendoorn,
2008;Costa et al., 2009;Tost et al., 2010), from the panel of OXTR
SNPs tested in this study. The rs53576 SNP was not assayed as we were
unable to find appropriate primers to fit the existing SNAPSHOT
panel. Similarly, although the study included healthy, functioning
adults we do not have detailed information on their rearing conditions
apart from general report of growing within typical rearing environ-
ments. Future studies should examine the associations between social
behaviour, OXTR genotypes, brain structures associated with social
behaviour and early environmental conditions in an attempt to
create a cumulative risk index from these multiple biological
and behavioural markers that can serve as an early diagnostic tool
for identifying vulnerability to psychopathology at its earliest stages.
Understanding the differential influence of OXTR genotypes on social
communication behaviour via the modulation of brain development
and activity may enable gene-based therapy in conditions associated
with severe social dysfunctions, such as autism, post-traumatic stress
disorder, or depression. Such research may provide new avenues for
understanding the roles of specific allelic variations on the OXTR
and their cumulative activity on brain, social behavioural patterns
and the development of empathy under conditions of health and
psychopathology.
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OXTR, genetic risk and empathy SCAN (2014) 1529
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... For the other three OXTR polymorphisms, the research to date has tended to focus on interpersonal relationships rather than emotions. The TT genotype of the OXTR rs1042778 (located in the 3′ UTR) was reported to be associated with less empathic communication (Schneiderman, Kanat-Maymon, Ebstein, & Feldman, 2014). The CC/TT in rs2268490 had protective effects for general trust by buffering job stress in healthy Chinese university teachers (Fang et al., 2020). ...
... The CC/TT in rs2268490 had protective effects for general trust by buffering job stress in healthy Chinese university teachers (Fang et al., 2020). Additionally, the OXTR SNPs rs2268494 and rs2268490 were combined into a cumulative genetic risk index which could predict observed empathy during support-giving interactions in new lovers (Schneiderman et al., 2014). Together, these studies indicate that rs53576 and rs2254298 may be linked with individual differences in SWB. ...
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Polymorphisms in the oxytocin receptor ( OXTR ) gene are related to individual differences in negative emotions, such as depressive symptoms and anxiety. However, it remains unclear what the potential roles of OXTR polymorphisms are in subjective well-being (SWB), which is negatively correlated with depressive symptoms. We examined attributional styles as mediator between SWB and five polymorphisms of the oxytocin receptor gene ( OXTR rs53576, rs2254298, rs1042778, rs2268494, and rs2268490) among 627 full-time college freshmen ( M age = 20.90, SD = 0.82 for male; M age = 20.81, SD = 0.92 for female) using structural equation modeling. The results showed that individuals with the OXTR rs2254298 AA genotype and rs53576 AA/GA genotype reported higher scores on SWB, which suggested that individuals with this genotype experienced more happiness. Moreover, external attributional style partially mediated the association between OXTR rs2254298 polymorphism and SWB ( β = 0.019, 95% CI [0.001, 0.036], p = 0.035). In conclusion, our findings demonstrated that the genetic variations of OXTR played a role in the individual differences of SWB, and external attribution style could mediate the association.
... 28 OXTR polymorphisms exhibit individual differences in empathic communication. 29 They are distributed in social-empathic brain circuits, which implicate the key role of the brain network in the modulation of OXTR on empathic performance. 22,30 The social-affective network, especially the inferior frontal gyrus (IFG), fusiform gyrus, and medial prefrontal cortex (mPFC), are thought to be critical for the empathy processing. ...
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Introduction: Empathy traits are highly heritable and linked with reward processing. It is implicated that common variations of the oxytocin-receptor gene (OXTR) play a modulatory effect on empathic performance. However, it is unclear about the neural substrates underlying the modulatory effect of the OXTR genotype on empathic performance. This study aimed to characterize the modulatory effect of common OXTR variations on reward-circuitry function and its relationship with empathy. Methods: Based on the seed of the nucleus accumbens (NAcc; a key hub of reward circuitry), we examined differences in spontaneous local activity and functional connectivity between OXTR rs2268493 genotype groups and their relationship with empathic performance among 402 high-homogeneity participants. Results: Comparing with C carriers (CC/CT) group, the individuals with the rs2268493 TT genotype exhibited lower functional connectivity of the right NAcc with the medial prefrontal cortex (mPFC) and inferior frontal gyrus. Similarly lower functional connectivity was found between the left NAcc and mPFC. Consequently, no significant difference was found in the spontaneous local activity of NAcc. Discussion: Our findings suggested that common OXTR variations have a modulatory effect on the connection of the NAcc with the hub of empathic networks (mPFC and IFG), which may provide insight on the neural substrate underlying the modulatory effect of OXTR on empathic behavior.
... While the factors did not confound the association since they could not affect the childhood parenting and maternal genetic risk, interpretation of findings on social support needs some caution. Fourth, although we applied cumulative risk approach to overcome some limitations in using a single-gene approach, effects of more variations in genes on social behaviors and evaluation of gene-by-gene interactions and examination of haplotypes [43] should be considered in future research. ...
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How genes and parenting determine maternal social support availability, an important preventive factor of postpartum depression, has been little studied. Our study aimed to examine the interaction effects of maternal sociality-related gene and parenting on maternal social support. We analyzed data of 115 triads of Japanese grandmothers, mothers, and their infants. An interaction between parenting and cumulative genetic risk, calculated on the sociality-related genes (OXTR rs53576, rs2254298, rs1042778; COMT rs4680), was found. Mothers with high genetic risk received less social support if received poorer parenting (B = − 0.02, 95%CI = − 0.04 to − 0.01), while no association among low-risk mothers. Poorer social support was associated with severer depression in high-risk mothers (B = − 0.88, 95%CI = − 1.45 to -0.30). Our results suggest that mothers carrying risk alleles of sociality-related genes are particularly sensitive to childhood parenting, underscoring the importance of childhood parenting and genetic risk to understand maternal help-seeking behavior.
... En otra investigación, las madres con alelo A mostraron una respuesta maternal más positiva, la cual se acompaña de mayor actividad en áreas límbicas asociadas a la detección de señales afectivas de los hijos, esta contrariedad en los resultados puede estar asociada con el tipo e medias, el tipo de experiencias previas de la madres y las frecuencias genotípicas de la muestra (Michalska et al., 2014). También se ha reportado una asociación importante entre las variaciones del rs53576 y características de las relaciones románticas en la edad adulta (Schneiderman, Kanat-Maymon, Ebstein, & Feldman, 2014;Sturge-Apple, Cicchetti, Davies, & Suor, 2012), lo cual permite inferir que los alelos del OXTR juegan un rol importante en regular la formación de vínculos afectivos en seres humanos. Adicionalmente, en una reciente investigación, se ha reportado que este SNP explicaría de forma confiable la relación entre las pautas de crianza maternales, la sensibilidad materna a las señales de los hijos, la seguridad vincular en los hijos y el nivel de oxitocina en la sangre en madres e hijos a través de tres generaciones (abuela, madre e hijos) (Fujiwara et al., 2019), lo que abre una interesante perspectiva sobre el rol de la genética en la transmisión transgeneracional de disposiciones sociales y vinculares. ...
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Millones de colombianos han sido expuestos a experiencias adversas durante la niñez (EAN), las cuales suelen llevar a alteraciones en el funcionamiento emocional y neurofisiológico. Sin embargo, polimorfismos como el rs53576 del receptor de oxitocina (OXTR) parecen modular estos efectos. Actualmente, no es claro cómo la interacción entre la exposición a EAN y los polimorfismos del OXTR influyen sobre el funcionamiento cerebral y emocional en adolescentes. Por lo tanto, en este proyecto se indagó sobre qué interacciones existen entre el grado de EAN, el polimorfismo rs53576 del OXTR y el funcionamiento emocional y neurofisiológico en adolescentes de un municipio colombiano. Se entrevistaron 261 adolescentes del municipio de Soacha, con edades entre los 12 y 18 años. Las EAN se evaluaron a través de la escala de eventos adversos en la niñez y el genotipo OXTR se obtuvo a partir de genotipificación del SNP rs53576. Las medidas de funcionamiento emocional se obtuvieron a través de: tarea de reconocimiento de rostros emocionales, prueba de estrés social de Trier (TSST), tarea de empatía al dolor y el reporte parental de problemas de conducta (CBCL). El funcionamiento cerebral fue analizado a través de un paradigma de potenciales relacionados a eventos (PRE) para el procesamiento de imágenes afectivas. Los principales resultados fueron: alta frecuencia de EAN, el conflicto armado influyó significativamente en el desarrollo emocional, la frecuencia genotípica del OXTR fue similar a la de otras poblaciones de América Latina y hubo un efecto conjunto de las EAN y el genotipo OXTR sobre todas las medidas de funcionamiento emocional y los componentes PRE, el cual dependió del sexo y edad. Se discuten estos resultados desde: la sensibilidad diferencial conferida por los polimorfismos del OXTR hacia las señales sociales amenazantes y protectoras; la interacción entre la señalización oxitocinérgica y las hormonas sexuales durante la adolescencia; la plasticidad en el desarrollo cerebral y emocional; las limitaciones metodologías del estudio; y las posibles implicaciones para las intervenciones psicológicas y para las investigación en las ciencias del comportamiento, la salud y las neurociencias.
... El alelo «A» del OXTR (rs53576) ha sido asociado a disminución en la respuesta funcional a nivel de la amígdala, lo cual altera la generación de un apego seguro. Así mismos individuos que desarrollan mayor empatía, y mayor capacidad social son portadores de lelos «GG» (rs2254298) (48,50,51). En el estudio de Raby y cols. ...
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... A valuable follow-up study would include regions with a wider range of sex ratios (6 of the 7 countries in our dataset had a female-biased sex-ratio), to investigate if the cross-cultural variation observed here is robust. These findings may also motivate further work on the hormonal mechanisms involved in emotions and affection within close relationships, if attachment styles shape oxytocin responses to behaviors that are important for successful pair bonds (reviewed in Bartz et al., 2011; see also Schneiderman et al., 2014 for relationships between oxytocin and couple communication). Finally, due to local data protection legislation and some ethical considerations, we did not collect data on participant location (beyond confirming that their IP address matched their self-reported country), ethnicity, nor status (socioeconomic, disability, and student status). ...
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