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Surprising Trends in Land Invasions in Metropolitan Lima and Quito

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Abstract

Study of land invasion organizations in Lima and Quito reveals six surprising trends that differ by metropolitan context. Specifically, invasion organizations tend to differ with respect to building materials, original land ownership, the difficulty and consequences of acquiring land titles, strategies for acquiring electricity, and types of neighborhood regimes. A more general contrast also emerges: Lima organizations are more likely to encounter quick initial success followed by gradual decline, while the success of Quito organizations is often more gradual, resulting in long-term organizational survival. These citywide trends can be explained by three factors—public policy, local democratization, and geography and climate—that are often neglected in favor of neighborhood-level explanations.

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... The intervention of government organizations (GS1-a) impacts the capability of gated communities to organize autonomously. Research demonstrated that the intervention of government organizations (GS1-a) will be occasioned by a negative impact on residents' ability to independently organize management within the community (Dosh andLerager, 2006, cited in Pl€ oger, 2012). However, Zhu et al. (2021) have demonstrated that the neighborhood governance strategy carried out by the Chinese government has played a significant role in the COVID-19 pandemic prevention. ...
Article
Purpose Within a gated community, management of common property presents great challenges. Therefore, the diagnostic social ecological system (SES) framework proposed by Elinor Ostrom providing a holistic understanding of complex collective action problems in terms of management of commons is used to investigate key institutional-social-ecological factors influencing collective action in the context of gated communities. Design/methodology/approach In this paper, Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) was used to systematically screen and review the relevant literature from 2000 to 2022, where 28 papers were selected for further analysis. Findings The study systematically identifies and categorises a series of variables related to self-organizing management in the gated community, and consequently a SES-based gated community management framework is developed. Based on the conceptual framework, the paper discusses logical interrelationships of institutional-social-ecological factors and their impacts on collective action performance of gated communities. Research limitations/implications Apart from requiring empirical validation, the conceptual SES-based gated community management framework is certainly subject to continuous improvement in terms of refinement and addition of other potential determinants of gated community collective action. Originality/value Not only the review paper provides updates on the latest gated-community collective action research, it also contributes theoretically by conceptualizing the SES framework and its institutional–social–ecological design principles in gated community management. Studying these factors should also be of practical significance because the findings ultimately offer policy insights and management strategies that help policy-makers, property developers and local communities to govern such neighbourhood common resources efficiently and sustainably.
... Clientism has been found to be one of the most prominent and enduring features (Ruth 2016) in the political landscapes in the favelas of Brazil (Cardoso 1992;Gay 1994), the pueblos jóvenes of Peru (Stokes 1995;Dietz 1998), the ranchitos of Quito (Lind 2005;Dosh 2006;Burgwal 1995), las invasiones of Colombia (Gilbert and Ward 1984;Gilbert 1998), and las colonias of Mexico (Barriga 1996;Eckstein 1990). An optimistic view would suggest that it provides a mechanism of exchange and solidarity in asymmetrical power relationships between elites and masses (Gay 1994: 5-6). ...
Article
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What social factors influence political participation among the urban poor in Latin America? This article engages conventional theories of political action pertaining to the urban poor characterised by analytical cleavages that have traditionally accounted for the majority of variation in political behavior. Using primary survey data from La Carpio slum of San José, Costa Rica, multivariate regression analyses shows that differing social factors influence political participation in dissimilar ways. Because La Carpio slum respondents moderately participate in community-based organizations and civil protest, nor are they manipulated by clientism, a theory of “quiet encroachment” may serve as an alternative framework for understanding the political behavior of respondents who seek to ameliorate harsh urban realities which have not improved in spite of a move to the center-left by transitional political movements in Latin America.
... Th is process was similar to the experience in other Latin American countries -for example when compared with what happened in much of Venezuela, Central America, Coastal Colombia and Ecuador -but the main diff erence was that in Lima the new settlements normally occupied desert areas where the land had little or no commercial value. More importantly, the formation of a new barriada in Lima was relatively straightforward due to both the leniency of public authorities and competent grassroots mobilisation (Dosh, 2006). Apparently short of options, successive governments passed legislation with provisions for the regularisation of the existing barriadas as a de facto necessity for the functioning of Lima (starting in 1961 with the Law of Marginal Neighbourhoods [Ley de Barrios Marginales]). ...
Chapter
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The introductory chapter situates the debate on the Latin American city in the wider historical and geographical perspective of colonisation, nation building, economic development and neoliberal reforms. Because Latin America is a diversified and dynamic region, a critical assessment of large-scale urbanisation offers a helpful entry point into its socioeconomic and environmental complexity. Particularly the achievements and failures of public water services reveal a great deal about the organisation, functioning and politicisation of metropolitan areas, as well as about the commitments and limitations of the state. The chapter finally explains the structure and innovation of the book, especially regarding the nexus between Latin American megacities and the evolving apparatus of the state using the dilemmas of the water sector as a critical category of analysis.
... Th is process was similar to the experience in other Latin American countries -for example when compared with what happened in much of Venezuela, Central America, Coastal Colombia and Ecuador -but the main diff erence was that in Lima the new settlements normally occupied desert areas where the land had little or no commercial value. More importantly, the formation of a new barriada in Lima was relatively straightforward due to both the leniency of public authorities and competent grassroots mobilisation (Dosh, 2006). Apparently short of options, successive governments passed legislation with provisions for the regularisation of the existing barriadas as a de facto necessity for the functioning of Lima (starting in 1961 with the Law of Marginal Neighbourhoods [Ley de Barrios Marginales]). ...
Chapter
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Lima is an emerging Latin American megacity and the most critical case of a large metropolis located in a coastal desert. Urban development, in particular since the middle of the last century, consolidated a dualist city in which the large majority of the population has to live in marginalised, precarious settlements. Macroeconomic and political reforms adopted since 1990 have tried to enhance and regulate the housing market and, crucially, incorporate water infrastructure projects as a key element of business-friendly programmes. The Water for All initiative, closely examined in the chapter, constitutes one of the most emblematic examples of the ongoing process of water commodification, of the political appropriation of the metropolitan water utility (SEDAPAL) and of the mounting manifestations of corruption.
... Th is process was similar to the experience in other Latin American countries -for example when compared with what happened in much of Venezuela, Central America, Coastal Colombia and Ecuador -but the main diff erence was that in Lima the new settlements normally occupied desert areas where the land had little or no commercial value. More importantly, the formation of a new barriada in Lima was relatively straightforward due to both the leniency of public authorities and competent grassroots mobilisation (Dosh, 2006). Apparently short of options, successive governments passed legislation with provisions for the regularisation of the existing barriadas as a de facto necessity for the functioning of Lima (starting in 1961 with the Law of Marginal Neighbourhoods [Ley de Barrios Marginales]). ...
Chapter
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Urban dilemmas represent today some of the most challenging questions for Latin American governments and society. The region is one of the most urbanised in the world and has a significant proportion of its population living in large, chaotic metropolitan areas, including a growing number of megacities. A proper examination of large-scale urbanisation requires a coherent framework of analysis, as discussed in the chapter, able to address metropolitan changes, sociospatial inequalities and multiple forms of interaction and reaction. The key player behind urban transformations has been the state apparatus, which must be understood as a constantly evolving entity, fraught with contradictions and conflicting interests. Water policy-making demonstrates the territorialisation of sociospatial disputes, the diversity of interventions and multiscale agency and identity.
... Th is process was similar to the experience in other Latin American countries -for example when compared with what happened in much of Venezuela, Central America, Coastal Colombia and Ecuador -but the main diff erence was that in Lima the new settlements normally occupied desert areas where the land had little or no commercial value. More importantly, the formation of a new barriada in Lima was relatively straightforward due to both the leniency of public authorities and competent grassroots mobilisation (Dosh, 2006). Apparently short of options, successive governments passed legislation with provisions for the regularisation of the existing barriadas as a de facto necessity for the functioning of Lima (starting in 1961 with the Law of Marginal Neighbourhoods [Ley de Barrios Marginales]). ...
Chapter
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The Mexican state apparatus has been the object of sustained, often violent, disputes between different elite groups and the wider national society. With the political settlement achieved in the early 20th century, the state was able to promote a reasonably successful agenda of national development, which nonetheless increasingly exhausted its results and was partially replaced by controversial liberalising reforms since the 1980s. The national capital city encapsulates, in dramatic ways, the process of national building, economic growth and political clashes. It is now one of the largest megacities in the planet, spreading to many states and municipalities, but has to rely on distant water reserves and large engineering infrastructure, which has caused renewed forms of controversy, antagonism and uncertainty.
... This process was similar to the experience in other Latin American countries -for example when compared with what happened in much of Venezuela, Central America, Coastal Colombia and Ecuador -but the main difference was that in Lima the new settlements normally occupied desert areas where the land had little or no commercial value. More importantly, the formation of a new barriada in Lima was relatively straightforward due to both the leniency of public authorities and competent grassroots mobilisation (Dosh, 2006). Apparently short of options, successive governments passed legislation with provisions for the regularisation of the existing barriadas as a de facto necessity for the functioning of Lima (starting in 1961 with the Law of Marginal Neighbourhoods [Ley de Barrios Marginales]). ...
Chapter
The final chapter summarises the main findings, in particular the conclusion that water dilemmas represent the common moment of truth of all Latin American metropolitan areas. The analysis of urban water issues also serves to emphasise the politicised and constantly evolving organisation and functioning of the state apparatus. Recent policies and investment programmes have tried to conceal the ideological and class-based goals of politico-economic reforms. Consequently, meaningful alternatives to urban inequalities require not only a critical understanding of the connections between past and present, but also between personal and interpersonal attitudes with national and international scales of interaction. This requires the recognition of the politicised basis of sociospatial changes, assessing complex cross-scale phenomena in a way that helps to remove pre-established conceptions about the origin of problems and possible solutions.
... Then, a second wave happened some years later, when in the 1980's the terrorism 1 broke out across the country, forcing the survivors of abused and slaughtered indigenous families to seek refuge in the sandy lands and steeped hills of the capital's peripheries (Chambers 2005). To this situation was added the contemporary political centralisation encouraged by the government of Alberto Fujimori (1990-2000) giving rise to the birth of a myriad of Pueblos Jóvenes or Barriadas (slums) (Figure 2b) (Dosh et al. 2006) as a response to the inadequate -and almost non-existentplanning policies and the inability of public and private institutions 2 to provide affordable housing for the increasing population (Lloyd 1980). ...
Conference Paper
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It is estimated that more than 900 million of the total population of developing countries is living in squatter settlements (Montgomery 2005); phenomenon originated from the accelerated process of urbanisation unleashed by the massive migration of the poorer from rural to urban areas (Johansson et al. 2011). The purpose of this paper is to determine and identify those attributes, factors, strategies and policies necessary for boosting the upgrading capacity of slums in order to turn them into less vulnerable, more resilient and environmentally-oriented places. The case study of Villa El Salvador, a slum located in Lima-Peru, is analysed as a supporting evidence of effective grass-roots management and as an exemplary self-help model led by residents and community organisations. This analysis emphasizes the necessity to change the attitude towards squatter settlements, by unveiling their potential to provide affordable housing and socio-economic development to the poorer. Conclusions are intended to gain a better understanding of this problematic from a more positive and humanitarian perspective, with the hope of contributing with the accretion process and urban integration of segregated communities; a vision that demands the incorporation of dwellers as the social catalyst needed to achieve a more sustainable and equitable future.
... Also social dynamics in the settlements have changed. Once the settlements acquire basic services and individual land titles, collective action tends to decline (Dosh & Lerager, 2006). In the initial development stage, communal organisations undertake those activities that are prior to and necessary for individual activities (Riofrío, as cited in Hordijk, 2000: 95). ...
Article
Much in contrast to the city John Turner (1967) once described as progressive in terms of housing approaches for the urban poor, today in Lima, the capital of Peru, private enterprises have assumed unprecedented planning powers. The city that for a substantial part has been produced ‘from below’ through collective action is increasingly transformed ‘from above’ through large-scale urban development projects. The article discusses how Lima's urban poor collectively resist the intervention of a megaproject in their neighbourhoods, the ‘Vía Parque Rímac’ expressway. This mixed-use project combines conventional road infrastructure with urban redevelopment, including public green spaces in the city centre. It is concluded that this emblematic project has significant implications for issues of spatial justice, political transparency and accountability.
... With the support of some populist national governments, such as the Sandinista government in Nicaragua during the 1980s, Latin American squatting took the form of land invasions in which land occupiers targeted underdeveloped public land or the estates of a single large landowner (Davis, 2006, p. 38). As a result, tens of millions of Latin Americans have participated in illegal land invasions during the second half of the twentieth century (Dosh and Lerager, 2006). Whilst land invasions were the result of illegal squatter community action, there were also pirate urbanizations that were the result of illegal subdivision of land lots usually sold with a minimum of services (Gilbert, 1981). ...
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This article aims to contribute to the literature on city organizing, an important yet under-researched area in the intersection of organization theory and urban studies. The concepts of the city and change, translation and action nets are fundamental to this analysis. The study takes as its object the collective process of organizing the change of La Chureca, the rubbish dump of the city of Managua, Nicaragua. Through its translation into a global spectacle of degradation, La Chureca has become a flagship for urban change projects. La Chureca is referred to as an example of an ‘uncanny place’. In association with urban social movements, these uncanny places are strong catalysts for mobilizing urban change and resilience. The article concludes by discussing the revival of the local in Latin American cities and the permeation of the historical role of urban movements as agents of change in the processes of urban governance and managing resilience.
... Intense labor-market competition in urban areas, moreover, further weakens incentives urban residents from similar socioeconomic strata to coordinate action. In some districts, innovative squatters employed a mixed repertoire of clientelist deal-making strategies combined with militancy to get services delivered, including piped water, electricity, and land titles (Dosh 2006). Surveys of the poor in New Delhi, too, have found a much more varied picture of participation and mobilization by the poor than was once believed (Harriss 2005). ...
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Thesis (Ph.D. in Political Science)--University of California, Berkeley, Fall 2004. Includes bibliographical references (leaves 264-269).
  • de Soto, Hernando