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Abstract

Subnational units of analysis play an increasingly important role in comparative politics. Although many recent studies of topics such as ethnic conflict, economic policy reform, and democratization rely on comparisons across subnational political units, insufficient attention has been devoted to the methodological issues that arise in the comparative analysis of these units. To help fill this gap, this article explores how subnational comparisons can expand and strengthen the methodological repertoire available to social science researchers. First, because a focus on subnational units is an important tool for increasing the number of observations and for making controlled comparisons, it helps mitigate some of the characteristic limitations of a small-N research design. Second, a focus on subnational units strengthens the capacity of comparativists to accurately code cases and thus make valid causal inferences. Finally, subnational comparisons better equip researchers to handle the spatially uneven nature of major processes of political and economic transformation.
Snyder 93
Scaling Down:
The Subnational Comparative Method*
Richard Snyder
Subnationalunitsofanalysisplayanincreasingly importantroleincomparat ive
politics.Althoughmanyrecentstudiesoftopicssuchasethnicconflict,economic
policyreform,anddemocratizationrelyoncomparisonsacrosssubnationalpoliti-
calunits,insufficientattentionhasbeendevotedtothemethodologicalissuesthat
ariseinthecomparativeanalysisoftheseunits.Tohelp fillthisgap, thisarticle
explores how subn ational com parisons ca ne xpand and streng then the method -
ologicalrepertoireavailabletosocialscienceresearchers.First,becauseafocuson
subnationalunitsisanimportanttoolfor increasingthenumber of observations
andformakingcontrolledcomparisons,ithelpsmitigatesomeofthecharacteristic
limi tations of asm all-N res earch desi gn. Second, a fo cus on subnat ional unit s
strengthensthecapacityofcomparat iviststoaccuratelycodecasesandthusmake
validcausalinferences.Finally,subnationalcomparisonsbetterequipresearchers
tohandlethespatiallyunevennatureofmajorprocessesofpoliticalandeconomic
transformation.
Weliveinanageofdecentralization.Theeconomicandpoliticalmega-
trendsthatarethehallmarksofthelasttwodecadesfree-marketre-
forms and democrati zationhave unleashed powerful centr ifugal forces. In
theadvancedindustrialcountries,forexample,free-marketpolicyreformswere
implementedinconjunctionwithadevolutionrevolutionthattransferred
authorityandresourc esfromcentraltolocalgovernments.Guidedbythe
doctrine  of fiscal fe deralism ,” the World Bank and othe r development
NGOsexportedthe devolution revolutiontopoor countries byfervently
promotingthe decentralizationofpolicy making andgovernment services.
Combinedwiththeworldw idemovetowardderegulated,openeconomies,these
decentralizingreformsundercutthecapacityofmanycentralgovernmentsto
coordinateeconomicactivity.
TheThirdWaveofdemocratizationthatswepttheglobeduringthelastquar-
tercenturyalsogeneratedpow erfuldecentralizingpressures.Thedemocrati-
Richar dS nyderis assi stant professor of poli tical science at theU niversity ofIl linois at Urbana-Champaign .
HeistheauthorofPoliticsafterNeoliberalis m(2001).Hi sarticlesonregimechangeandthepoliticaleconomy
of development have appeared in World Politics, Comparative  Politi cs, Journal of Democr acy, and Brit ish
Journal of Political Science.
Studi esin Comparative Intern ational Developmen t,Spr ing 2001,Vol.36, No. 1, pp.93–110.
94 Studies in Comparative International Development / Spring 2001
zationofwhatwereonceonlynominallyfederalsystemsincasessuchasRus-
siaand Mexico shifted  the distribution of pow er  between national and
subn ationa l govern ments  inwaysthatgreatly strengthened thelatter.More-
over, democratizationwasassociate d with bo th thefederalization ” offor-
merlyunitarysystems(e.g.,Spain)and thebreakup offederalsystems (e.g.,
Czechoslovakia,Yugoslavia,SovietUnion).Anextremeformofdecentraliza-
tionisseenincaseswhereachangeofpoliticalregimeresultedinthecollapse
ofthecentralstateandtheemergenceofanarchicalwarlordpolitics(e.g.,Congo/
Zaire,Liberia,SierraLeone,andSomalia).
Inresponseto majorcentrifugal  trends such as  these,  co mparativists
havef o c u sedincreasingattentiononsubnational unitsofa n a lysis.Thus
manyrecentstudies oftopicssucha s e c onomicpolicyreform,democra-
tization,a n dethnicconflictrelyo nco m pari sonsacrosssubnationalpo-
litica l units.1Despitetheproliferationofworksthatemploysubnati onal
comparisons,insufficientat tentionhasbe e n devoted totheme t hodologi-
calissuesthatariseint heco m p a rativeanalysisofsubn ationalunits.2To
help fill this g ap , this articleexplores how  the subnatio nalcomparative
methodcanexpand andstrengthenthemethodologicalrepertoire available
tocomparativeresearchers.
Iarguethatthesubnationalcomparativemethodofferthreekeyadvantages.
First,itcanhelpbettermanagesomeofthecharacteristiclimitationsofasmall-
Nresearchdesign.Theuseofsubnationalunitsisanespeciallyeffectivestrat-
egyforincreasingthenumberofobservationsandthusmitigatingtheproblem
of“manyvariables,small N.3Moreover, afocusonsubnational unitscan
makeiteasiertoconstructcontrolled comparisonsthatincreasetheprobabil-
ityofobtainingvalidcausalinferencesinsmall-Nresearch.
Second,subnationalcomparisonsstrengthenthecapacityofcomparativists
toaccuratelycodetheircases.Comparativiststoooftenrelyonnational-level
meansandaggregatedatawhenstudyingcountrieswithhighdegreesofinter-
nalheterogeneity. Thistendency tounr efle ctively g ravita te tow ard national-
leveldataandnationalunitsofanalysi satendencythatSteinRokkan(1970)
sometimeagocalled“whole-nationbias”—hascontributedtoamiscodingof
casesthatcandistortcausalinferencesandskeweffortsattheorybuilding.4A
greater  se nsitivityto w ithin-nat ion  variation  and c om plexity c an  he lp
comparativistsavoidthesepitfalls.
Third,afocusoncomparingsubnationalunitsbetterequipsustohandlethe
spatially unevennatureofmajorprocessesofpoliticalandeconomictransfor-
mation.Processes suchasde mocr atiz ation  andeconomic reformoftenhave
varied effectsacross the territoria lly-defined subunits ofapolitical system.5
Becausethesubnationalcomparativemethodmakesiteasiertoseethiswithin-
nationvariation,itcontributestoamoreadequatedescription ofcomplexpro-
cessesofchange.Inadditiontoprovidingasalutaryincreaseinourabilityto
accurately describe complex processes,afocusonsubnational unitshas im-
portantimplicationsforhowwetheorizesuchprocesses.Disaggregatingcoun-
tries alongterritoriallinesm akes it possi ble to expl ore the dynamic linkages
am ong the distinct regions andlevelsofapolitical system.Analyzing these
Snyder 95
linkagesisanindispensablestepforunderstandingandexplainingfundamen-
talprocessesofpoliticalandeconomicchange.
The Subnational Comparative Method and Research Design
Thesubnational comparativemethodhastwokeystrengths withregard to
resea rchdesign:(1)itcanserveasapowerfultoolforincreasingthenumber
ofobservations,and(2)itmakesiteasiertoconstructcontrolledcomparisons.
Increasing the Number of Observations
Focusingonsubnatio nalunitscanprovideanefficientwaytoincreasethe
numberofobserva tionsinthecontextofasmall-Nresearchdesign.Asem-
phasizedbyGaryKing,RobertKeohane,andSidneyVerba(1994:208,see
also3031),ourtheoriesusuallyhaveobservableimplicationsatmanylev-
elsofanalysisand“whatmayappeartobeasingle-casestudy,orastudyof
onlyafewcases,mayindeedcontainmanypotentialobservations,a tdiffer-
entlevelsofanalysis,thatarerelevanttothetheorybeingevalua ted.6Thus
atheoryoriginallyfocusedonanationalcasecanpotentially betestedinsub-
unitsofthatcase:suchasstates,counties,cities,regions,oreconomicsectors
(K inge tal. 1994: 21 9).7Moreover,moving downtoasubnatio nal levelof ob-
servation hasthe additional advantage ofnot requirin g trave l to learn about
anothercountry.
Althoughthestrategyofincreasingthenumberofobservationsbyshifting
toalowerlevelofaggregationhasconsiderablemerits,itshouldbeusedwith
caution.First,whenmakingcross-levelinferences,theresearchermustbecare-
fultochooselower-levelunits thatareappropriateforreplicatingthehypoth-
esisunderconsideration.Thatis,thelower-levelunitsshouldbeonesinwhich
“theprocessentailedbythehypothesiscantakeplace”(Kingetal.1994:221).8
Thus, it would be inappropriate to study subnational political unitsto test a
theory about macroeconomic policy making.  Second,observations atthe
subna tiona l level do not necessarilyprovideindependen ttests of the theory,
becausestates,counties,andothersubunitswithinapoliticalsystemareoften
interconnected,notfreestanding.Suchpotentialinterconnectionsamongcases
can lead to “Galton’sproblem” andthus require caution against overstatin g
thecertaintyofconclusionsbasedontestsusingsubunitsdrawnfromthesame
political system (Kingetal.1994: 222) .9Moreover,it isag ood pra ctice to
analyzethesourcesofinterconnectionsamongsubunits(e.g.,policydiffusion,
borrowing,migration)inanefforttodiscoverpotentiallyconfoundingomitted
variables.10
Making Controlled Comparisons: Strategies of Subnational Analysis
A  fo cus o n s ubn at ional u ni ts c an g re atly s tr engthe n th e a bi lity  of
comparativiststoestablishcontroloverpotentialexplanatoryvariables(Linz
anddeMiguel1966;Lijphart1971:68990).Inthisregard,twostrategiesof
subnational analysiscanbedistinguished:(1)within-nationcomparisonsthat
96 Studies in Comparative International Development / Spring 2001
focus on subnational caseswithin asingle cou ntry; a nd (2)between-nation
comparisonsthatfocusonsubnationalcasesacrosscountries.Moreover,these
twostrategiescanbefruitfullycombinedinasinglestudy.
Within-NationComparisons.Subnationalunitswithinasinglecountrycan
oftenbemoreeasilymatchedoncultural,historic al ,ecological,andsocioeco-
nomicdimensions thancannationalunits.Forexample,myownworkonthe
politicsofeconomicpolicyreforminMexicoemployswhatIcallaonesec-
tor, many places”strategythatfocuses on four of Mexico’s m ost imp orta nt
coffee-producing state s (Snyder1999a, 2001).11 Because thefour sta te s
Oaxaca,Guerrero,Chiapas,andPueblaarealllocatedinsouthern Mexico,
havelargeindigenouspopulations,andareamongthepoorestinthecountry,I
amabletocontrolforecological,cultural,andsocioecono micconditionstoa
fargreaterextentthanisusuallypossibleinstudiesthatcomparenationalunits.
Bymakingiteasiertoestablishcontroloversuchnon-politicalfactors,afocus
onsubnationalunitshelpspinpointhowvariationinpoliticalinstitutionsshape s
economicperformanceandpolicychoice.
Itshouldbeemphasizedthatwithin-nationcomparisonsdonotnecessarily
improve ourability toholdconstant cultural, histor ical, ecological,and so-
cioeconomicconditions:theremaybeasmuch,ifnotmore,variationwithin
countriesasbetweenthem.Forexample , statesinsouthern Mexico may
havemore in common withsubnational units inneighboring Guatemala
than with  statesinnorthern Mexico.Thus,asB . G uyPeters (1998: 35)
cautions,comparativistsshouldbecarefultoavoidbeinglulledintoa“false
senseofsecurity” sim ply becausethey areusing subnational unitswithina
singlecountry.12
Between-NationComparisons.Comparingsimilarsubnationalunitsacross
distinctnationalunitsmaybeamorepowerfulstrategyformakingvalidcausal
inferences thancomparingnational units. Forexample, Linz and deMiguel
(1966:269)argue thatacomparisonbetweenadvanc edandbackwardsec-
tionsofSpainandItalywithsimilarculturalandsocioeconomicfeatures
isanespeciallyeffective waytoexplorehowthedifferentpoliticalinsti-
tutionsof the twocountries influencemembershipinvoluntaryassocia-
tions.  Similarly,ODonnell(1973: 21) proposesa“cross-modernareas
comparisonthatjuxtaposes themostdevelopedregionsandsectorsofBrazil
andArgentina.13
Byanalyzingcontiguoussubnationalunitsacrossnations,scholarsmaybe
abletodesign between-nationcomparisonsthatachieveanespeciallystrong
degree ofcontrolover c ultural,historical,andecologicalconditions. Forex-
ample,studiesoftheimpactofcolonialis minAfricahavefocusedonadjacent
villagesorregionslocatedonoppositesidesofaninternationalbordersepa-
ratingaformerFrenchfromaformerBritishcolony(Miles1994;Firmin-Sell-
ers 2000) . Inhis c lassic  article on the c ompa rative method,Arend Lijphart
(1971)endorses RaoulNaroll’s(1966) suggestion that inorder to study the
effectsofpresidentialandparliamentarysystems,ratherthancomparingthe
UnitedStatesandBritain, itmaybe a m orefruitfulstra tegytocompare
NorthDakotaandManitoba.Suchacomparisonwouldminimizevariation
infactorssuch aslevelsofeconomicdevelopmentandeducation. I nhis
Snyder 97
analysis ofagrarianradicalismintheNorthAmericanw h eatbelt,Lipset
(1950)comparesthecasesofSaskatchewanand NorthDakota,whichhe
(1950:215)describesasnearreplicasineconomicandgeographicterms.14
Thisbetween-nation com parisonhighlights how theNew Dealundermined
agrariansocialistmovementsinthewheatbeltoftheUnitedStates,whereas
theabsenceofareformistfederalgovernmentprograminCanadaduringthe
depressionprovidedamorefavorablecontextforagrarianradicalism(Lipset
1950: 17, 119–20).In h is study of po litica l c onflic t in the Basque country,
Linz (1986: 372–98) also usesbe tween-nationcompariso nsbyanalyzing the
Spanish and FrenchBasque regions. Thisresearch design allowshim to explore
howindividuals belonging toacommon ethnicgroup (i.e., Basque)yet living in
differentcountriescanhavesharplycontrastingunderstandingsoftheirethnic
andnationalidentities.15
Thewithin-nationandbetween-nationstrategiesofsubnationalanalysiscan
be c om bined in a  single st udy.For  exam ple , i na d ditiontocomparing
SaskatchewanandNorthDakota,Lipset(1950:216–19,1214)alsocompares
Saskatchewanwithits neighbo ring provinces ofA lber ta andManitoba.In
Albe rta , w her e the  eco n om y an d so cia l  s tru ctur e cl o sel y re sem b le d
Saskatchew a ns, Lipse t (1950:  216)  found t hat far m ers, l ikethoseof
SaskatchewanandNorthDakota , arequic k toreactpoliticallywhenathreat
ar ises.” By contrast, in Manitoba, w hichdiffere d fromSaskatchewanalong
manyofthekeydimensionsthatLipsethypothesizedwouldinfluencelevels
ofpoliticalactivism,theagrarianpoliticalmovementwasweak.16 Thusthese
subnationalcomparisonsservetostrengthen Lipset’soverall argumentabout
thecausesofagrarianradicalism.
Althoughthesevariousstrategiesofsubnationalanalysisserveaspowerful
toolsformakingcontrolledcomparisons,theysharealimitation:thepotentia l
fordiffusionandborrowingamongsubnational units inasingle country and
amongcontiguoussubnationalunitsinneighboringcountriescanmakeitdif-
ficulttoachieveindependentobservationsandtests.17 Onetechniqueformiti-
gatingthetradeoffbetween(1)theabilitytoestablish controloverpotentia l
explanatoryfactorsand(2)theabilitytoachieveindependenceamongthecases
istocombinewithin-nationcomparisonsandbetween-nationcomparisonsof
non-contiguoussubnational units in orde r to reduce the potential ef fects  of
diffusion(alongthelinesofcomparing“advancedandbackwardsectionsof
SpainandItaly,asproposedbyLinzanddeMiguel(1966:269),andthe“cross-
modernareas”comparisonproposedbyO’Donnell(1973:21).18 Suchadual
strategycouldhelp ma ximize both controlove rp oten tial exp lana tor yfactors
andindependenceamongthecases.
The Subnational Comparative Method and Measurement: Coding Cases
Al l compara tive researchfacesthechallenge of coding cas es: the analyst
mustemployimplicitorexplicitindicatorsforcategorizingthecasesincluded
inthestudy.Subnationalcomparativeanalysiscanhelpmitigatetwoformsof
biasthataffecthownationalcasesarecoded.Thefirstinvolvestheinappropri-
ateuseofnational-levelaveragesinstudyingcountrieswithahighdegreeof
98 Studies in Comparative International Development / Spring 2001
internalheterogeneity.Thesecondkindofbiasresultswhentheattributesofa
well-studiedorespeciallysalientsubunitareimproperlyusedtocharacterize
thenationalcaseasawhole.
Mean-Spirited Analysis: Inappropriate Uses of National Averages
Cross-na tionalresearchoftenreliesonnational- l evelmeanstocodecases.
Theuseofnationalmeanshasplayedanespeciallyprominentroleinquantita-
tiveresearch.19 However,nationalmeansarealsocommonlyemployedinquali-
tative researchforexample,ac ountr y withalargedeveloped sectoranda
largeunderdevelopedsectormaybecodedassemi-developed.”Consequently,
althoughtheymaynotexpressnationalmeansinnumericalterms,manyquali-
tativestudiesrelyonwha tcouldbecalled“mean-spiri ted”analysis.
Theproblemsassociatedwithmean-spiritedanalysisaresuggestedbyLinz
anddeMiguel’s (1 966: 271)ob serva tion th at “m any socie ties w ecall semi-
developedonthebasisofanumberofnationalindicesarereallyamixtureof
developedandunderdevelopedsectors.”20 Moreover,intermsofsuchnational
indices,countriesthatareinfact“semi-developed”wouldpotentiallyhavethe
samemeanascontrastingcasesthatarecompositesofdevelopedandunderde-
velopedsectors.Consequent ly,thetwotypesofcasesareindistinguishableif
onereliessolelyonnationalmeans.
O’Donnell(1973)madethispointforcefullyinhiscompar isonofArge ntina
andBrazil,highlightinghowthecodingofcasesbasedonaggregate,national-
level averages masksimportant diff eren ces in the form of a distribution of
traits(e.g.,normal,bimodal,etc.)aswellasinthedegreeofdispersionofsuch
traits.O’Donnellshowsthatafocusonnational-levelmeansledmanystudies
inthe1960stocodeBrazilasanunderdevelopedcountry.Thiscategorization
obscuredthefactthatBrazil’smodernsectorwasinfactquitecomparablein
siz e toArgentina’s, acasethat lac ked al arge ruralperiphery and w as thus
frequentlycodedassemi-developed(ratherthanunderdeveloped).
Linz andde Miguel’s (1966)  pioneering stu dy of regional differences in
Spain illustrates howcarefully-selectedwithin-nation comparisons canhelp
guard aga inst the miscoding of anational case. LinzanddeM iguel  (1966:
31415) used subnational comparisonstoshow that causalrelationshipsbe-
tweenindustrializationandreligiosity thatwereestablishe dusingaggregate,
nationaldatadidnotholdatthesubnationallevel.Byanalyzingregional-level
dataonculture andeconomicstructureinSpain,LinzanddeMiguelshowed
that,contrarytostandardversionsofmodernizationtheory,theleast industri-
alizedregionsofSpainwereverysecular.Moreove r,amongSpain’smostin-
dustrialize dregionstheyfoundawiderangeofvariation:Cataloniawa squite
secular,whereastheBasqueCountrywashighlyreligious.
MyownresearchonthepoliticsofeconomicreformincontemporaryMexico
provides  arecentexam ple ofhow disaggregat ing countries along territorial
linescanimprovethecodingofnationalcases(Snyder1999a,2001).Basedon
highlya ggregatednationalindicatorsofmacro-economicpolicy,suchastariff
levelsandtheoverallsizeofthepublicsector,mostscholarshavecodedMexico
asaninstanceofsuc cessf ul free-market,orneoliberal,policyreform.21 This
Snyder 99
relianceonna tiona l-l evel da ta obscured the  fact tha t theimplementation of
neolibe ralreforms inMexico, rathe r thanunleashing marketforces,actually
re sulte d intheconstructionofnewregulatory institutions atthesubna tiona l
level.22 Looking belowthenational level made iteasiertoseethat theimple-
mentationofneoliberalreform striggered“reregulation ”processesthatresulte d
indifferentkindsofnewinstitutionsformarketregulation,notinthe triumph
offreemarkets.Thusafocusonsubnationa lunitsprovidedabasisforamore
accuratedescriptionandcodingoftheMexicancaseandchallengedthecon-
ventionalviewthattheimplement ationoffree-marketreformsatthenational
levelresultsinderegulated,competitivemarketsacrossanentire country.23
Misusing the Best Known Place: Invalid Part-to-Whole Mappings24
Invalidpart-to-wholemappingsresultwhentraitsorprocessesspecifictoa
well-studied  regionorother subnationalunitareim prope rly e levated to the
sta tus ofanational paradigm. Consequently, national cases are inappropri-
atelycodedasifthewholenationpossessedthesetofattributescharacterizing
aspecificregionorsetoflocalities .25 Suchmiscodingcandistortcausalinfer-
encesandskeweffortsattheorybuilding.
TheliteratureonGermanindustriali zationprovidesanespecially vividex-
ampleoftheconsequen cesofmisusingthebestknownplace.Buildingonthe
pioneeringworkofAlexanderGerschenkron(1962),mostscholarshaveseen
the  Germancase asa paradigmatic instance ofcentralizedindustriali zation
dominatedbylargefirmsandbig,national-le velbanks.Aprovocative recent
bookbyGaryHerrigel (1996) challengesthisconventionalviewby showing
that the industriali zation processthat Gerschenkron a nd othe rs at tribut ed to
Germa ny as awholewas,infact,aregionally-specificformofindustrializa-
tion.Herrigelshowsthatother,less-studiedregionsofGermanyexperienceda
differentkindofindustrialization rooted insmall-scalefirms andbanks.By
situatingtheprocessofindustrializationinaregionally-differentiatednational
framework,Herrigelisabletorecode”Germanindustrializationasabimodal
phenomenon.Whatemergesisareconstructednational compositecharacter-
izedbytwodistinctmodesofindustrialization:centralized,“organizedcapi-
talism”insomeregionsandadecentralizedindustrialorder”inothers.26
Inaddition to offeringa more valid descriptionofthe Germancase,this
reconstructionofthenationalcompositehasimportantimplicationsforcausal
inference and theorybuilding. Inlight ofHerrigel ’s analysis, it wouldbe a
mistake to conclude basedontheGermancase tha t anentire c ountr y could
followthepathofcentralized,organizedcapitalism.Rather,Herrigel’srecoding
ofGermanysuggests  thatorganizedcapitalismissuitedonly forspecificre-
gionsandkindsofenterprise s, not entirecountries.Moreover, tothe degree
thatGermany’scentralizedindustria lizationwasnotanindependent, separately
det ermi ned  proc ess,  but w as in fac t cau sally  connected tothe decentralized
industrialorderexaminedbyH errigel,afailuretoanalyzethelatterphenom-
enoncouldleadtoaseriousmisunderstandingoftheformer.Thusashifttoa
territorially-differentiatedframeworkinanalyzingaparadigmatic caseserves
bothtocallintoquestionalongstandingmodelofindustrializationandtoopen
100 Studies in Comparative International Development / Spring 2001
anewtheoreticalagendatha tfocusesonthelinkagesbetweendistinctmodes
ofindustrializationwithinasinglenationalunit.
Insum,mean-spiritedanalysisandthemisuseofthebestknownplace pose
important problems of measurement anddescription:mean-spirited analysis
inappropriately employs highly aggregateddata to code cases,  whereas the
misuseofthebestknownplaceinappropriatelyemploysdisaggregateddatato
makeinferencesaboutnational units.Astheearlierexa mplessuggest,inhet-
erogeneous societies thedistortionsassociated w ith these twoproblems can
leadtotheinvalid codingofnationalcases.
The Subnationa l Comparative Method and Theory Building:
Taking Territory Seriously
Afinaladvantage ofthesubnationalcomparative methodconcernshowit
canhelpusbuild theories that explainthe dynamic interconnec tionsamong
the  levels andregions of apolitical sy stem . Di saggr egating countries a long
territorial linesmakesitea sie r toseehowtheconstituentpartsofapolitical
systeminteract.27  This invites us to explore the causa lc onnecti ons amo ngre-
gionsthatexperience diverg ent p atte rns ofchange.Analyzingtheseconnec-
tionscanhelpusgainastrongerunderstandingbothofnationalpoliticsandof
majorprocessesofpoliticalandeconomictransformation.
Within-Nation Variation and National Regimes
A r egiona lly differentiated perspect ive that highlights variation across
subnationalunitsinacountrycanbeessentialforunderstandinghownational
politicalregimeswork.Implementingtheirpolicyagendas—orsimplystaying
inofficeoftenrequiresnational-levelpoliticianstobuildcoalitionswithdif-
ferenttypesofsubnationalactors.Thusacenter-centered”approachthattreats
thenationallevelasanautonomous,separatesphereandobscurestheconnec-
tionsbetweenactorsintheperipheryandthecentermaymischaracterizethe
strategiccontextin whichnational politicians labor.28 Avividexamplefrom
the lit eratu re on political regim es inLatin Ame rica show s how a foc us on
subnational units canhe lp avoid this  proble m and thus im prove our  under-
standingofpoliticsatthenationallevel.
Popu l i s t Coalitions:  The Missing Rural Dimension.  Populism in Latin
Americahas typically beenviewed as ametropolitanphenomenonrooted
inthemosturbanizedandmodernregionsofthecountry.Thestandard inter-
pretationregardspopulismasapoliticalstrategyfavoring“urban-industrial inter-
ests” at the expense of a tr aditional oligarc hy whose power is usua lly seen as
anchoredinrural,peripheralareasofacountry(DiTella1965,1968).
Apath-breakingarticlebyEdwardGibson(1997) challengesthisviewby
showingthattheprototypicalpopulistregimesofJuanDomingoPeninAr-
gentina  andLázarordenas in Mexicowerein fact based on tw odistinc t
subcoalitions:ametropolitancoalitioncenteredinurbanareasthatgavesupport
to the development strategies of the populist r egime, and aprovincialcoalition
centeredinruralareasthatwasresponsibleforgeneratingtheelectoralmajorities
Snyder 101
thatkeptthepopulistregimeinpower.29 Fromthisperspective,thestandardinter-
pretationofLatinAmericanpopulismasalabor-basedphenome no nwasinsuffi-
cientlyattuned tothelinkages between metropolitanandperipheralregions .
Consequently,populism’smetropolitanfacewasseenasitsonlyface.
Whatiswrongwiththisunderstandingofpopulism?First,suchaperspec-
tivepotentially distortstheforcesthatkeptpopulistgovernmentsinpow er:a
focus limited to themetropolitansideofpopulism canobscurethe fact that
laboralonewaselectorallyinsufficienttosustainpopulistpolicies.Moreover,
ignoringtheprovincialdimensionofpopulist governmentsmiscaststherela-
tionshipbetweenthesegovernmentsandtheold,oligarchicorderthatpreceded
them. Thelopsided viewofpo pulism  as anurban, labor-based phenomenon
eitherpitspopulistgovernments againstperipheral,traditional elitesor,more
simplistically,relegatessuchelite s toamarginalroleinnationalpolitics.By
contrast,abalanced understandi ngofpopulismasacompositeofmetropoli -
tan  andprovincial coalitions provides ave ry d iffer ent,  lessadversarialper-
spectiveonhowpopulistgovernmentsinteractedwithruralelites:Ithighlights
howpopulist governments accommodated and even de pended onprovincial
oligarc hsinorderto“linkpopulismtothetraditional order,giveitcoherence
asanationalelectoralforce,andextenditsreachthroughoutthenationalterri-
tory(Gibson1997:341).30
Backwaters or Undercurrents? Illiberal Peripheries in Latin America
Focusingonthedynamiclinkagesamongthelevelsandregionsofapoliti-
calsystemprovidesanewwayoflookingattherelationshipbetweencontrast-
ingpoliticalphenomenaobservedatthe“center”(i.e.,thenationallevel)and
atthe periphery”  (i.e ., the subnational  le vel).  Inthe study of political and
economicliberalizationincontemporaryLatinAmerica,aregionallydifferen-
tiatedframew orkhighlightshowilliberalpoliticalandpolicyregimesthatper-
sist, and evenproliferate,in the peripheralareas ofm any countriesmaybe
undercu rrent sthatarecausallyintegralcomponentsoftheprocessofliberal-
ization seen atthe center.31 Bycontrast, studiesthat focusonly onpolitics at
the national level e ither  do not “see” these illiberal peripheries, or,alterna-
tively,inappropriatelydismissthemasisolatedbackwaters ,disconnectedfrom
andlef t behind bythe proc esses ofpolitical transf ormation observed atthe
center.Suchacenter-centeredperspective,whichhastendedtodominatere-
centresearchonpoliticalandeconomicliberalizationindevelopingcountries,
canleadustomisunderstandthesefundamentalprocessesasfarmoreuniform
thantheyinfactare.
TheSpatial Unevenness of D emocracy.GuillermoO’Donnell’spioneering
workontheshortcomingsofcontemporarydemocraticregimesinLatinAmerica
highlightshowafocusontheinteraction amongtheterritoriallydefinedcom-
ponentsof a political system helps us bett er un derst and  theprocess ofde-
m o c ra t i z a t i on .  O ’ D on n e l l  a r g u e s  t h a t  p o l i t i c a l l i b e ra l i z a t io n  a n d
democratization areterritoriallyunevenprocesses.Consequently,within
aparticularcountry, therulesandnormsthatdefinethen ational regim e
andstatecannotbeassumedtoapplyequallythro ughoutthecountry. For
102 Studies in Comparative International Development / Spring 2001
example,inma nyLa tinAme ricancountriesblueareas” c haracterizedby
robu struleoflawcoexistwith“greenareas”wheretheruleoflawispartially
attenuatedandbrown areas” wheretherule of lawisextremely attenuated
(O’Donnell1999:139).
O’Donnellsproposalthatwedisaggregatecountries intoblue, green,and
browna re as prom ises  asa luta ry inc rea se ind escri ptive accuracy.Moreover,
thisproposalhasprofoundimplicationsforhowwetheorizeaboutdemoc rati-
zation.Byrejectingthenotionthatpoliticalliberalizationisaterritoriallyuni-
formprocess,O’Donnellurgesustoexplorethepotentialcausalrelationships
betweenplacesandunitsthatexperiencedivergentpatternsofchangeinthe
contextofaunified(butnotuniform)politicalsystem.
The“bluing”ofanationalregimemayhaveadirectcausalrelationshipwith
“brow ning” in subnational units.  For example,  incountries with highly-
malapportioned electoral sys tems tha t over represent rural ar eas—a pattern
commonacrossLatinAmerica(SamuelsandSnyder2001;SnyderandSamuels
2001)theabilityofnational-levelpoliticians to imple ment andconsolidate
democraticreformsmayironic allydependonwinningtheovervaluedsupport
ofsubnational authoritarian  elites.Atthe same tim e, overrepresentationof
subnationalauthoritarianenclavesatthenationallevelcanstrengthentheabil-
ityofthesesubnationalelitestofendoffeffortsbyexternalgroupswhoseek
to reform local politics.A goodexample of this scenar io isthe roleof so-
called“Stalinist”votere servesinsouthern Mexicanstatestha thelpedtheIn-
stitutional Revolutionary Party(PRI)securethepoliticalmajoritiesthatkept
theliberalizingreformersoftheSalinasandZedilloadministrationsinpower
during the1980sand1990s.32 Hence,adialecticalprocesscanresultwhereby
de mocra cy issimultaneously strengthen edat the center andundermined on
theperiphery.33
PatchworkLiberalization:E conomicReforminContemporaryLatinAmerica.
Economic  liberalization,  like democratization,hasalso bee na territorially
unevenprocessincontemporaryLatinAmerica.Recentresearch(e.g.,Snyder
1999a,2001;GibsonandCalvo2000;RemmerandWibbels2000),highlights
howneoliberaleconomicreformshavecontributedtothemaintenanceandeven
proliferationofilliberalpolicyregimesatthesubnational(especiallystateand
provincial) level. U nderstanding this patc hwork pattern r equires af ocus onthe
interconnectionsamongthelevelsandregionsthatcomprisethepoliticalsystem.
Forexample, toexplainhowthedismantling ofamassive federalgovern -
mententerprise inMexicore sultedinthefor mationofnewregulatoryinstitu-
tionsatthestatelevel,Ianalyze the linkages betweenpoliticiansatthestate
andfederallevels(Snyder2001).Myresearchshowsthatstategovernorswere
ableto take controlofpolicyareasabandonedbytheoldfederalgovernment
enterpriseandreregulatewhatfederallawhadderegulatedinpartbecausethe
rulingPRIfacedagrowingthreatfromoppositionpartiesatthenationallevel.
Thuspresident CarlosSalinasdeGortarihadstrongincentivestoallow state
governorstochoosepoliciesthathelpedmaintainpoliticalstabilityandgener-
ateelectoralmajorities,whetherornotthesepoliciesconformedtotheortho-
dox neoliberal prescriptions that he endorsed.This permissive environment
madeitpossible forg overno rs topursue regulatory po licie s thatcut against
Snyder 103
theagendaofneoliberalreformsetatthenational level by the president.In
fact,Salinasdidno t merelytoleratesuch subnational  deviations fr om his
neolibe ralline,heselectivelypromotedreregulationbyvigorouslysupporting
populistgovernorsincertainstates.Thusliberalizingeconomicreformsatthe
na tionallevel andthe proliferation ofilliber alpolicy enclaves atthesubnational
levelwerecomplementaryandcloselyarticulatedcomponentsofasingleprocess:
thelatterhelpedsecurethepoliticalstabilitynecessaryfortheformertoproceed.
GibsonandCalvo(2000)alsoemployasubnationalcomparativemethodto
explaintheterritoriallyunevennatureofeconomicreformsinArgentina.They
showhow electoralrulesheavilyoverrepresentedsparselypopulatedruralar-
easinthenationallegislature.Thissitu ation  gave natio nal po liticia ns str on g
incentivestoshieldruralareasfromneoliberalpolicyreform sinordertose-
cure  the le gisla t ive m ajoriti es n ee de d t o im pl ement the se r eformsin
underrepresented,urbanareas.34 Thusthepersistent illiberalpolicyregimesin
theArgentineperipherywerenotstagnantbackwatersleftbehindbythepro-
cessofeconomic reforminurban areas.Rather,theywe recausally integra l
componentsoftheoverarchingeconomicreforms.
Astheseexamplessuggest,understandingeconomictransformationincon-
temporaryLatinAmericarequiresthatweexplorethelinkagesbetweenliberal
andilliberalareasinthecontextofasingle,unifiedsystem. Thesubnational
comparativemethodisakeytoolforachievingthisgoal.
Conclusion
Thesubnational comparativemethodoffersimportant advantagesinthree
coreareasoftheresearchprocess:researchdesign,measurement,andtheory -
building. Byincreasing th e number ofobservations and m aking  it ea sier to
co ns tru ct controlled c omparison s,  a f oc us on s ubnation al unitshelps
comparativistsmanagetheproblemof“manyvariables,smallN.”Subnational
comparativea nal ysis alsostrengthensthecapacity ofcomparativiststocode
casesaccuratelyandthus makevalidc ausa l inf erenc es.Finally,subnational
comparisonsprovideafirmfoundationforbuildingtheoriesthatexplainspa-
tiallyuneve n processesofpolitical andeconomictransformation.Inaddition
tothesemethodologicalbenefits, subnational comparativeanalysisoffersan
indispensabletoolforunderstandingthedecentralizingpoliticalandeconomic
trendsofthecontemporaryera.
Althoughthisarticlehashighlightedtheadvantagesofanalyzingsubnational
units,ithasalsoemphasizedthat,likeallmethodologies,thesubnationalcom-
parativemethodhaslimitations.Onelimitationconcernsgeneralizability.This
problememergesmostclear lyinthecontextofwhatIcallthewithin-nation
strategyofsubnationalcomparativeanalysisthatfocusesoncasesfrom asingle
country.Althoughwithin-nationcomparisonscanprovideanespecially pow-
erfulwaytoe stabli sh control overhistorical, ecological ,andculturalcondi-
tions,thisstrategyofteninvolvesatrade-offbetweentheabilitytogaincontrol
andtheabilitytogeneralize.35 Onetechniqueformitigatingthistrade-offisto
combine within-nation co mparisonsand between-nationcomparisonsof
subnationalunitsfromdifferentcountries.Alternatively,subnationalcompari-
104 Studies in Comparative International Development / Spring 2001
sonscanbeusedinconjunctionwithcross-nationalcomparisons.Howdistinc t
strategies ofcom parison canbe combined to strengthen both th e ab ility to
establishcontroloverconditions andtheabilitytogenerali zeisanimportan t
questionforfutureresearch.
Thepossibilitie sforgeneralizi ng from subnationalcasescanalso be en-
hancedbyimproving ourtoolsformakingvalidinferencesfromsubnationa l
tonational levelsofanalysis.Recentworkonquantitativemethodsprovides
newwaystomanagetheproblemsthatariseinmakingcross-level inferences
(e.g.,Grofman1995;King1997;KatzandKing1999).Adaptingsuchinsights
toqualitative,small-Nresearchshouldprovidebettertechniquesforgeneral-
izingfromsubnationa lunits.
A se cond  limitation of thesubnational comparative m ethod concerns the
problemofinterdependence.Becauseofthepossibilityofdiffusionand bor-
rowing amongsubnational  units ina single country,within-nation compari-
sonscaninvolveatrade-offbetweentheabilitytoestablishcontroloverpotential
explanatoryfactorsandtheabilitytomakeindependentobservationsandtests
of hypothe s es. Combiningwithin-nation comparison s andcomparisons of
subn ationa l unitsfr omdifferent countriescanreducetheeffectsofdiffusion
andcouldthushelpmitigatethistrade-off.
Itbearsemphasisthattheproblemofachievingindependenceamongcases
isbynomeanslimitedtosubnationalcomparativeanalysis:cross-nationalre-
searchondiffusion,dependency,andinternationaldemonstra tioneffectshas
longrecognizedtheimportanceofinterconnectionsamongnationalunits.The
processofglobalizationandtherecentgrowthofinformationtechnologyhave
undoubtedlymagnifiedthescopeanddensityofinterconnectionsamongboth
national andsubnational units. Thusfreestandingpolitical units that canbe
legitimatelytreatedasisolated,experimentalobservationsareprobablyharder
tofindatanylevelofanalysis. Studiesthataddressthemethodolo gicalchal-
lengesposed bythetrendtowardmoreinterconnectednesswillprovideafar
strongergroundingforfuturecomparativeresearch.
Notes
*IappreciatehelpfulcommentsonthismaterialfromNancyBermeo,DexterBoniface,David
Collier,John Gerring,Edwa rd Gibson,Robert Kaufman,JuanLinz,JamesMahoney,Kell y
McM ann,G erardo Munc k, Pete rNa rdulli, David Sa muels, Judit hTendle r,a nd two anony-
mousreviewers.Ialsobenefitedgreatlyfromtheinsightfulcommentsonanearlierdraftpro-
videdbytheparticipantsintheconferenceon“RegimesandPoliticalChangeinLatinAmerica,”
heldattheUniversityofIllinoisatUrbana-ChampaigninAugust1999.
1. See, for example ,Kohli (1987, 1990) ; Fishman (1993) ;Fox ( 1993, 1996); Putnam (1993) ;
Locke(1995);Hagopian(1996);LockeandJacoby(1997);Rubin(1997);Stoner-Weiss(1997);
Tendler (1997); Sam uels (1998); Snyder (1999a , 2001); Firm in-Sell ers(2000); G ibson and
Calvo(2000);Heller(2000);Montero(2000);RemmerandWibbels(2000);Varshney(2001);
andJonesLuong(2002).Althoughsubnationalunitscommandincreasingattention,subnational
politicalanalysisisnot an ent irely new phenome non in c ompara tivepoli tics: a number of
earlierworksfocusedonsubnationalcases(forexample,Tilly1964;LinzanddeMiguel1966;
KesselmanandRosenthal1974;andTarrow1967,1976) .
2. TheseissuesdoreceivelimitedattentioninLijphart(1971);King,Keohane,andVerba(1994);
Snyder 105
andPeters(1998).LinzanddeMiguel(1966)isoneofthefewworksthatfocusesprimarilyon
methodologicalissuesinvolvedincomparingsubnationalunits.
3. TheclassicdiscussionofthisproblemisLijphart(1971).SeealsoCollier(1993).
4. Theproblemofwhole-nationbiasisalsodiscus sedinLijphart(1975:166-9) .
5. See,forexample,O’Donnell(1993);Fox(1994);Kurtz(1999);Snyder(1999a,2001);Gibson
andCalvo(2000);andRemmerandWibbels(2000).
6. Collier(1993:112)alsodiscussesthevalueofwithin-case,“internalcomparisons”forincreas-
ingthenumberofobservations.
7. Inthisconte xt,Kingetal.discussAtulKohli’s(1987)researchonsocialpolicyinIndia.To
testhypothesesabouttheeffectsofstate-levelpoliticalregimesonpovertypolicy,Kohliuses
additionalobservationsfromthelocal,panchayat level(Kohlialsolooksatothercountriesto
evaluatetheobservableimplicationsofhishypotheses).Recentworkondivided government
atthestatelevelintheUnitedStatesprovides anothergood illustrationofhowmoving toa
lowerlevelofaggregation canhelpsolvethesmall-Nproblembyinc reasingthenumberof
observations.See ,forexample,AltandLowry(1998);andLowry,Alt,andFerree(1998).
8. Lieberson(1985:108)adoptsaquitedifferentviewofthisissue,concludingthatevidenceata
lower levelof aggregation “isirrelevantfor determiningthevalidityofaproposition about
processesoperatingonthehigherlevel”andtha t“nousefulunderstandingofthehigher-level
str ucturecanbeobtainedfromlower-levelanalyses.”
9. “Galton’sproblem”issonamedbecauseoftheobjectionraisedbyFrancisGaltonatthemeet-
ingoftheRoyalAnthropologicalInstitutein1889toapioneeringpaperbyEdwa rdB. Tylor
introducingthecross-culturalsurveymethod.Galtonpointedoutthatbecausetraitsoftenspread
bydiffusion(forexample ,byborrowingormigration),observationsofsuchtraitsacrosscul-
tureswerenotnecessarilyindependentinstances(Naroll1961:15).
10.Asdiscussedbelow,dynamicinteractionsamongthesubunitsofapoliticalsystemshouldnot
necessarilybeseenasatroubling hindrancetomakingvalidcausalinferences.Rather,such
interactionscanbeafertilesourceoftheoreticalinnovationandprogress.
11. SeeLocke(1995)foranintriguingresearchdesignthatcombinesthestudyofvariedsubnational
unitswithananalysisofmultiplesectors.LockeoffersasubnationalstudyoftheItalianauto-
mobileandtextileindustries.
12. Rustow(1968:45)madearelatedpointwhenhearguedthat“meregeographicproximitydoes
notnecessarilyfurnishthebestbasisofcomparison.”
13. AsO’Donnellhimselfobserves(1973:21),suchastrategyoverlooksthepossibilitythatthe
presenceora bsenceofalarge,underdevelopedperipherymay haveacrucialimpactonna-
tionalpolitics.Hence,eventhoughthemodernsectorsinArgentinaandBrazilaresimilarin
size,theireffectonnationalpoliticsmaydifferbecauseofthediffer entsizesoftheagrarian
sectorsinthetwocases.
14. Thisbetween-nationcomparisonthusenablesLipsettoemploya“mostsimilar”systemsde-
sign.On“mostsimilar”and“mostdifferent”systemsdesignsseePrzeworskiandTeune(1970).
15. Anothercommonly-employedstrategyofbetween-nationsubnationalcomparisoninvolvesfo-
cusingonthesameeconomicsectoracrossdistinctcountries(see,forexample,Evans1995;
Bates1997; Ka rl1997; a ndPa ige 1997).  Because of cross -country differ enceson a wide
rangeofothervariables,suchanapproachma ybelesseffectivethanwithin-countrycompari-
sonsforexploringhowvariationinpoliticalfactorsshapeseconomicoutcomes.
16. InthecontextoftheSaskatchewan-Alberta-Manitobajuxtaposition,Lipset(1950:217)makes
anintriguingcross-temporalcomparison,notingthat“during theperiodbetweenthe1890’s
and the earlytwentiethcen tury,when economic andecologicalconditions in Manitoba ap-
proximatedthoseofSaskatchewanandAlbertatoday[1950],theManitobaagrarianpolitical
movementwasstrong.”
17. Thisdifficultyofachievingindependentobservationsamongspatiallyproximateunitsisdis-
cussedintheeconometricliteratureon“spatialautocorrelation”(e.g.,Anselin1988).Thespa-
tialautocorrelation problem isi nm any waysanalogoustothe“temporalautocorrelation
problemintime-seriesanalysis(Eagles1995:7;King1997:166).
18.Thevalueofbetween-nationcomparisonsofnon-contiguousunitsforincreasingtheindepen-
denceamongcasesissuggestedbyWaldoTobler’s“firstlawofgeography”whichpositsthat
106 Studies in Comparative International Development / Spring 2001
“everythingisrelatedtoeverythingelse,butnearthingsaremorerelatedthandistantones”
(Eagles1995:7).
19. See,forexample,Lipset(1959)andthehugeliteratureinspiredbythisstudy.
20. Peters(1998:44)makesarelatedpointwhenheobservesthatwholecountriesareoftencoded
as outlie rs when only one par t of the countr y has extr eme values , where ast he res tof  the
countryactuallyhas“normal”valueswithrespecttothecross-nationaldistribution.
21. See,forexample,Nelson(1990)andCórdoba(1994) .
22. Asimilarrelianceoneasilyavailable,national-levelOECDdatainmuchrecentworkonthe
comparativepoliticaleconomyofadvancedindustrialcountrieshasalsoundoubtedlyobscured
importantprocessesoccurringbelowthenationallevel.
23. Moving tot hesubna tional leveld oesnot nec essar ilyguara nteeacorrectcodingofna tional
casesbecausescholarscanmiscodethesubnationalunitsthemselves.Forexample,Gaines
(1999) shows that schol ars misc oded province -level party s ystems in Cana da as two-pa rty
systemsandthusincorr ectlyconcludedthatCanadaconformedtoDuverger’slawatthepro-
vincial,ifnotatthenational,level(Duverger’slawstatesthatpluralityruleelectionsresultin
two-partycompetition).Bycontrast,Gainesshowsthatprovince-levelpartysystemsinCanada
actua llyha ve more t han two part ies. Thus Cana da stands as agenuinecounterexampleto
Duverger’slaw.
24. Ontheratherdifferentproblemof“themisuseofthelittleknowncase,”seeKenworthy(1973).
RuthBerinsCollierandDavidCollier’sinversionofKenworthy’sformulation—“themisuse
ofthebestknowncase”—hasobviouslyinfluencedmyformulation(CollierandCollier1991:
14).
25. Theproblemofmisusingthebestknowplacemightbecharacterizedasthewell-knowneco-
logicalfallacy“inreverse”inthatdisaggregateddatafromsubnunitsresultsinabiasedinfer-
enceabouttheaggregatelevel.Theecologicalfallacyreferstothebiasesthatcanresultwhen
usingaggregatedatatomakeinferencesaboutindividual-levelbehavior(Robinson 1950).A
methodformakingunbiasedinferencesfromaggregatedataispresentedinKing(1997).
26. Initsviewofnationalpoliticaleconomiesascomplexcompositesofdiversesubnationalsys-
tems,Herrigel’sworkexemplifieswhatmightbecalledthe“MITschool”ofpoliticaleconomy
associatedwiththeworkofscholarssuchasSuzanneBerger,MichaelPiore,Cha rlesSabel,
andJudithTendler.RichardLocke’sresearchonItalyalsoexemplifiestheMITschool.In
his  impo rta nt boo k on theItaliancase,Locke ( 1995)  arg ues for amicro-politics” a p-
proacht opoliticalec onomy rootedin theassumptionthat“nati ona l politicaleconomies
arenotcoherent systemsbutratherincohe re ntcompositesofdiversesubna ti ona lpatterns
thatcoexist(oftenuneasily)withinthesamenationalterritory.”Locke(1995:16-20)criticiz es
tendenciesbysomescholarstoextrapolatetheeconomicsuccessesanddynamismoftheso-
called“ThirdItaly” basedonsmallenterprisesandflexibleproductiontothenationalcaseas
awhole.Thistendencyprovidesagood exampleofwhatImeanbymisusingawell-known
place.
27. Intheircritiqueof“dualist”perspectivesondevelopmentthatdividedcountriesintoamodern,
capitalisteconomyandabackward,pre-capitalistone,dependencytheoristsoftenexpresseda
strongconcernwithdescribingandexplainingtheconnectionsbetweencontrastingregionsof
acountry.See,forexample,Stavenhagen(1968)andPortes(1983).
28. Theterm“center-centered”isfromRubin(1997:12).
29. SeeTendler(1999:105-19)foranintriguingextensionofGibson’sargumentthatshowshow
“two-pronged ”coal ition-bui ldingstra tegiesthatmar rymodern andtradit ionalconst ituencies
havebeenimplementedatthesubnationallevelbycontemporaryBraziliangovernors.Roberts
(1995)makesarelatedargumentabout “neopopulism ”asacoalition-buildingtoolinthecon-
text of the impleme ntation of free- markete conomic ref ormsi nP eru during the 1990s. On
neopopulism,seealsoWeyland(1996,1999).
30. Hagopian ’simport ant work on Bra zil also shows that a keen sensitivityto varia tionatthe
subnationallevelcanhighlight howtransf ormationalnationalregimesaccommodate,rather
thanmarginalize,traditionalelites.Asintheliteratureonpopulism, workbypoliticalscien-
tistsonBrazil’sbureaucratic-authoritarianregimetendedtofocusexclusivelyonurban,met-
ropolitanareas.Inthisrespect,Hagopian(1996:xiii)notes,“Manycountrystudiesthatidentify
themselvesasnationalinscope arein factanalysesofthe mostadvancedregions—Riode
Snyder 107
JaneiroandespeciallySãoPaulo.Assuch,theyhaveacollectiveblindspotand…havepaida
pricefortheirmyopia.”SeealsoMigdal,Kohli, andShue(1994)onthevalueofsubnational
analysisinthestudyofstate-societyrelations.
31. By“illiberal”Imeannon-democraticinthepoliticalsphereandnon-free-marketintheeco-
nomicsphere.
32. OnsubnationalauthoritarianregimesinMexico,seeFox(1994)andSnyder(1999b).Onthe
important,yetoftenoverlooked,roleofnon-democraticruralelitesinsecuringpoliticaland
economicliberalizationatthenationallevelinChile,seeKurtz(1999).
33.We mightwanttoconsiderhowweshouldcodesuchacase.Isacountrycharacterizedbythe
coexistenceofa nati onal democr atic regim ea longside s ubnationa l author itarian regim es a
full-fledgeddemocra cy?
34. RemmerandWibbels(2000)alsoanalyzethedivergenteffectsofneoliberaleconomicref orms
acrossArgentineprovinces.Theyarguethatthepersistenceofilliberalpolicyregimesatthe
provinciallevelmay jeopardizenationaleconomicperformanceand thusunderminethe
sustainabilityofreformsatthenationallevel.
35. Ontherelatedtr ade-offbetweengeneralizabilityandconceptualvalidity,seeSartori(1970;
1984); Collierand Mahon (1993); Collierand Levitsky(1997); Collier andAdcoc k(1999);
andMunck(1998).
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... Almost in parallel to CPA, SNR emerged as a distinctive research agenda in the early 2000s among those studying comparative politics and sociology (e.g., Snyder 2001). These scholars mostly reacted to a tradition of methodological nationalism in the social sciences in which the nation-state is viewed as "the natural social and political form of the modern world" (Wimmer and Glick Schiller 2002, p. 301). ...
... This is a key reason why small-N, qualitative methods have been widely used by CPA scholars (Steiner-Khamsi and de Sa e Silva 2024). 4 In a world of "too many variables, few cases", a key methodological benefit of using subnational levels as the main unit of analysis is that it allows researchers to increase the number of observations, especially when conducting a single-country study (Snyder 2001). Subnational comparisons also allow researchers to mitigate the problem of unit heterogeneity that is common in cross-national work, in part because researchers can "hold many factors constant" (see the discussion below on case selection) in that lower levels of government are contained within the legal hierarchies of policy making as well as the institutional constraints of the nation-state. ...
... Authors such as Snyder (2001) began to highlight, in the 2000s, the need to "scale down" the level of analysis, due to the analytical and methodological advantages that descending in the level of analysis can have in the field of comparative politics. In this sense, comparisons at the subnational level allow the visualization and identification of the disparate nature of most political processes. ...
... Based on the recognition of the difficulties in accessing public information that are identified at the subnational level of government (Chudnovsky, 2021), the SWPRI is proposed as a tool for data collection. As for its application, it can be carried out taking into account a set of subnational cases within the same national territory -single country small-N analysis-, or it can be applied in subnational units of different national territories to make comparisons between national states -crossnational small-N analysis- (Dosek, 2020;Snyder, 2001). Cases such as those of the provinces in Argentina, the Mexican or Brazilian states, or the Spanish autonomous communities could be some examples of application for the tool. ...
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The study of the exercise and guarantee of women's political rights at the subnational level in politically decentralized countries is a subject on which academic production is very incipient. Subnational studies in political science have historically been characterized by suffering from great "gender blindness," and studies on women's political rights tend to incur in methodological nationalism. Based on this scenario, and seeking to answer the question "How can we measure women's access to their political rights under decentralized institutional designs such as federal ones?" this article aims to make a contribution to the study of parity democracy from a subnational perspective based on the construction of a measurement tool: the Subnational Women's Political Rights Index (SWPRI).
... In the specific case of healthcare funding, important decisions regarding resource allocation must be made, which can not be satisfactorily answered using a blanket national model. Sub-national methodologies focus on comparing data between the sub-divisions of a nation to draw conclusions, which has strengths in increasing observation size and similarity [63]. The sub-national perspective has been applied in many studies, for example, policy [85], foreign direct investment [7], and health [51]. ...
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... As highlighted in the introduction, MRD matters to academic and policy-oriented discussions on democracy. On the academic front, I echo previous scholars by emphasizing that a territorial lens enhances our ability to bring our conceptual, theoretical, and empirical assessments closer to the ideal principles underlying democracy and to the lived experiences of individuals (Giraudy, Moncada, and Snyder 2019;Giraudy and Pribble 2019;Snyder 2001). I contribute by underscoring that this also matters if policy implementation, institutional design, and democracy promotion efforts are to remain impactful in enhancing citizens' experiences on the ground. ...
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... As comparative explanations of contextual effects on the country level are hard to investigate due to their structural, cross-sectional nature, we propose that looking at subnational contextual effects can make a helpful contribution to the debate (Snyder, 2001). Indeed, recent evidence suggests that subnational variation in trust and polarization are associated with a successful response to the pandemic (Charron, et al., 2023). ...
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... Comparativists have pointed out that comparing regions within countries has the benefit of meeting the requirements of the most-similar-system-design (Przeworski & Teune, 1970). The national political-institutional context is common and shared and can therefore be treated as constants (Snyder, 2001;Vatter, 2007;Vatter & Stadelmann-Steffen, 2013). The extent to which the methodological benefits of a within-country comparison can be reaped very much depends on the extent to which politicalinstitutional variables vary across regions. ...
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A trend of decentralization has introduced tremendous variation in the design of regional political institutions. We develop and apply a novel approach to map power dispersion that differs from previous mapping exercises of (regional) democracy in three important aspects. First, power dispersion is assessed along a vertical dimension within a region as well as between regions and the national level. Second, we separate input (institutional) from output (behavioral) indicators and, third, output indicators are applied to regional voters, parliaments, and executives, and input indicators assess the relations between these actors, i.e., electoral systems and executive-legislative relations. Principal component analyses reveal that power dispersion on the horizontal and vertical dimensions is distinct and can explain more than 80% of the variance in regional political institutions. Importantly, our mapping exercise reveals that some regions are more similar to regions from other countries than to fellow regions from their own country.
... In general, focussing on the regional level has significant advantages (see, e.g., Bowler et al. 2016;Jeffery and Wincott 2010;Snyder 2001). The institutional context is more or less the same across the German states (Länder) and has, moreover, remained relatively stable over time (see, e.g., Freitag and Vatter 2010). ...
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Resumen El estudio de los derechos políticos de las mujeres y su garantía en el nivel subnacional en países descentralizados políticamente es un tema sobre el que la producción académica es muy incipiente. Los estudios subnacionales en ciencia política se han caracterizado históricamente por sufrir de una gran "ceguera de género", y los estudios sobre derechos políticos de las mujeres por incurrir en un nacionalismo metodológico. Partiendo de este escenario, y buscando responder al interrogante "¿Cómo es posible medir el acceso de las mujeres a sus derechos políticos bajo diseños institucionales descentralizados como los federales?", el presente artículo se propone realizar un aporte al estudio de la democracia paritaria desde una perspectiva subnacional a partir de la construcción de una herramienta de medición: el Índice Subnacional de Derechos Políticos de las Mujeres (ISDPM). Palabras clave: democracia, índice, ciencia política, administración local, paridad de género
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This 1996 book is about politics in Brazil during the military regime of 1964–85 and the transition to democracy. Unlike most books about contemporary Brazilian politics that focus on promising signs of change, this book seeks to explain remarkable political continuity in the Brazilian political system. It attributes the persistence of traditional politics and the dominance of regionally based, traditional political elites in particular to the manner in which the economic and political strategies of the military, together with the transition to democracy, reinforced the clientelistic, personalistic, and regional basis of state-society relations. The book focuses on the political competition and representation in the state of Minas Gerais.