Article

Patterns of co-authorship among economics departments in the USA

Taylor & Francis
Applied Economics
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Abstract

Given the steady increase in co-authored papers in economics journals, this paper reports a study of the patterns of co-authorship between US universities and colleges. A majority of institutions produce more co-authored than single-authored papers. Contacts with researchers from the same institution are still an important source of co-authored papers, even though slightly decreasing in frequency. The determinants of co-authorship outside the own institution are tested in a gravity model and it is found that distance and other geographical variables do not matter. However, the quality of co-authors' institutions, measured by rankings of institutions, has a significant impact on the number of co-authored papers in top economics journals.

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... Different data sources and, thus, different disciplinary classifications are used to obtain trends depicted in Figure 3 (a). Previously published results concern the data related to top journals and, presumably, to output coming from "advanced" countries (the dominant contribution is typically made by the authors from the US, see [29]). On the contrary, almost 87% of publications in our data set are not indexed in Scopus or WoS databases. ...
... On the contrary, almost 87% of publications in our data set are not indexed in Scopus or WoS databases. Another difference is that other studies [20,21,22,23,25,24,29] are often centered on the top economic journals rather than on the data related to a particular country. The exception is [25], where the search was performed by authors' affiliation country (Denmark) -the corresponding imaginary slope for resulting data is the most similar to the one for Ukrainian data (Figure 3 (a)). ...
... The exception is [25], where the search was performed by authors' affiliation country (Denmark) -the corresponding imaginary slope for resulting data is the most similar to the one for Ukrainian data (Figure 3 (a)). denote data points taken from texts or digitized plots (WebPlotDigitizer is used, [28]) in [20,21,23,29,22,25,24]. The data for Ukrainian economic research are shown by diamons: (a) solid for the entire set of real Crossref data and open for manually shifted ones; (b) solid for real Crossref data excluding the publications indexed also in Scopus or WoS and crossed for Scopus data. ...
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Our study is one of the first examples of multidimensional and longitudinal disciplinary analysis at the national level based on Crossref data. We present a large-scale quantitative analysis of Ukrainian economics. This study is not yet another example of research aimed at ranking of local journals, authors or institutions, but rather exploring general tendencies that can be compared to other countries or regions. We study different aspects of Ukrainian economics output. In particular, the collaborative nature, geographic landscape and some peculiarities of citation statistics are investigated. We have found that Ukrainian economics is characterized by a comparably small share of co-authored publications, however, it demonstrates the tendency towards more collaborative output. Based on our analysis, we discuss specific and universal features of Ukrainian economic research. The importance of supporting various initiatives aimed at enriching open scholarly metadata is considered. A comprehensive and high-quality meta description of publications is probably the shortest path to a better understanding of national trends, especially for non-English speaking countries. The results of our analysis can be used to better understand Ukrainian economic research and support research policy decisions.
... Previously published results concern the data related to top journals and, presumably, to output coming from "advanced" countries (the dominant contribution is typically made by the authors from the US, see Sutter & Kocher (2004)). On the contrary, almost 87% of publications in our data set are not indexed in Scopus or WoS databases. ...
... On the contrary, almost 87% of publications in our data set are not indexed in Scopus or WoS databases. Another difference is that other studies, such as McDowell & Melvin (1983); Hudson (1996); Nowell & Grijalva (2011); Laband and Tollison (2000); Kuld & O'Hagan (2018); Henriksen (2018); Sutter and Kocher (2004) are often centered on the top economic journals rather than on the data related to a particular country. The exception is Henriksen (2018), where the search was performed by authors' affiliation country (Denmark)-the corresponding imaginary slope for resulting data is the most similar to the one for Ukrainian data (Fig. 3). ...
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Our study is one of the first examples of multidimensional and longitudinal disciplinary analysis at the national level based on Crossref data. We present a large-scale quantitative analysis of Ukrainian economic research. This study is not yet another example of research aimed at ranking of local journals, authors or institutions, but rather exploring general tendencies that can be compared to other countries or regions. We study different aspects of Ukrainian economic research output. In particular, the collaborative nature, geographic landscape and some peculiarities of citation statistics are investigated. We have found that Ukrainian economic research is characterized by a comparably small share of co-authored publications, however, it demonstrates the tendency towards more collaborative output. Based on our analysis, we discuss specific and universal features of Ukrainian economic research. The importance of supporting various initiatives aimed at enriching open scholarly metadata is considered. A comprehensive and high-quality meta description of publications is probably the shortest path to a better understanding of national trends, especially for non-English speaking countries. The results of our analysis can be used to better understand Ukrainian economic research and support research policy decisions.
... Specifically, the share of co-authored papers in the leading 15 economics journals increased from 30 percent in 1977 to 54 percent in 1997 (Sutter and Kocher 2004). Co-authorship in the top three political science journals increased sevenfold from the 1950s to the mid-1990s, and the percentage of co-authorship of papers in WOS's twenty-three public administration journals jumped from 40 percent in 1973 to 84 percent in 2007 (Corley and Sabharwal 2010;Fisher, Cobane, Vander Ven, and Cullen 1998). ...
... Multi-institutional collaboration has also increased in the social sciences. In economics, the share of all co-authored publications written by authors from different institutions rose from around 50 percent in 1977 to around 70 percent in 1997 (Sutter and Kocher 2004). In sociology, the share of co-authored papers in ASR and AJS written by authors from different institutions rose from 52 percent in the 1960s to 65 percent in the 1980s, but, interestingly, leveled off after the 1980s (Hunter and Leahey 2008). ...
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... The proportion of co-authored publications to the single-authored publications was calculated using the following formula: According to Sutter & Kocher (2004), a ratio greater than 0.5 indicates more co-authored than single-authored publications, and a ratio of less than 0.5 indicates more single-authored than coauthored publications. The density (the ratio of the number of actual edges to all possible edges in graph with the same number of nodes) of each network was calculated to find which networks are dense and which are sparse. ...
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... Although the alleged importance of physical proximity between co-authors is sensitive to the nature and technological context of the research in question , and economists might still benefit from positive agglomeration effects that can be offered by large and prestigious departments with significant spillover for their colleagues in certain fields (Bosquet and Combes, 2017), distant collaborations have already become fairly common among economists as documented by Laband and Tollison (2000) and Hamermesh and Oster (2002) among others. Sutter and Kocher (2004) investigate the effect of distance between collaborators in a gravity model and find no effect of collaborators' distance or other geographic variables on the quality of the collaboration output. Hoekman et al. (2010) as well as Freeman and Huang (2015) point to physical distance as an important ingredient of the quality of collaboration, yet they do not investigate further what is actually driving a distant collaboration. ...
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... Finally, we empirically investigate how IMF Working Papers co-authorship relations are formed and maintained, which could be different from how the purely academic collaborations, on which the literature focuses, come about (see e.g., McDowell and Melvin, 1983;Sutter and Kocher, 2004;Liben-Nowell and Kleinberg, 2007;Frenken et al., 2009;Freeman and Huang, 2015;Colussi, 2018;Hsieh et al., 2018). Methodologically, our analysis of the determinants of research collaborations is closest to the work of Fafchamps et al. (2010), who study co-authorship in a large sample of peer-reviewed articles published during 1970-1999 in economics journals indexed in the EconLit database. ...
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... The discrepancy may reflect the differences in collaboration behavior between physics and economics. Sutter and Kocher (2004) include authors from only US institutions and use a broader base of economics journals than we use. They find that around half of the authors have co-authors within the same institution. ...
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... Authorship trendNo. of Authors Number of Multi-authored documents are now the norm in science as a result of the important role of collaboration in and inter-scientist collaboration have become essential for the advancement of science, scientists with different skills and specialization profiles may successfully collaborate for the development of research projects and the creation of new knowledge(Costas and Bordons 2011). Number of authors is used as a straight forward variable to reflect co-authorship(Sutter and Kocher 2004). ...
... …' (cited from p. 552). On the other hand, Sutter and Kocher (2004), applying a gravity model approach for the sample of 191 universities in the USA, show that '… the geographical distance between coauthors and their respective institutions is not important for the frequency of co-authored papers' (cited from p. 332). Zhou et al. (2016) in their research into university-industry collaborated publications for 83 Chinese and 166 US universities in the 2014 version of the Leiden University World University Ranking also find no relationship between geographical distance and research collaboration: 'In both China and the USA, distance is not critical for the establishment of domestic university-industry collaboration' (cited from p. 1). ...
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... Denmark is similar to the trend which is observed in other European countries, and at least for the economic data, it confirms a trend observed in other studies (e.g. Laband & Tollison, 2006;Sutter & Kocher, 2004). The inclusion of Asian, Southern European and Latin American countries would perhaps provide a different picture, since authorship norms are influenced by cultural norms. ...
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... This is well documented in Economics and Finance, with a clear increase in collaborations among authors in recent years (e.g. Sutter and Kocher 2004;Goyal et al. 2006;Nowell and Grijalva 2011;Card and DellaVigna 2013;Rath and Wohlrabe 2015;Andrikopoulos and Economou 2016), although there is some controversy, and Moosa (2016) indicates that "citations are not related to the number of authors, which provides evidence against the proposition that multi-authored papers are of higher quality than single-authored papers". ...
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... Both fields have experienced a growth in number of articles as well as number of co-authored articles independent of research approach or type. The results show that the productivity of Danish researchers in international journals has increased along with coauthorship during the last 35 years, which corresponds with the general increase in the number of researchers and overall productivity in that period (Henriksen 2016;Sutter and Kocher 2004;Adams et al. 2014). ...
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... Econ., São Paulo, vol.47, n.4, p.617-679, out.-dez. 2017 2003; Sutter e Kocher 2004;Cainelli et al. 2015) ou definir métricas relevantes para a avaliação dos pesquisadores da área (Laband e Piette 1994;Kalaitzidakis et al. 2003;Kodrzycki e Yu 2006, Ritzberger 2008Combes e Linnemer 2010). ...
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... Authorship trendNo. of Authors Number of Multi-authored documents are now the norm in science as a result of the important role of collaboration in and inter-scientist collaboration have become essential for the advancement of science, scientists with different skills and specialization profiles may successfully collaborate for the development of research projects and the creation of new knowledge(Costas and Bordons 2011). Number of authors is used as a straight forward variable to reflect co-authorship(Sutter and Kocher 2004). ...
... Authorship trendNo. of Authors Number of Multi-authored documents are now the norm in science as a result of the important role of collaboration in and inter-scientist collaboration have become essential for the advancement of science, scientists with different skills and specialization profiles may successfully collaborate for the development of research projects and the creation of new knowledge(Costas and Bordons 2011). Number of authors is used as a straight forward variable to reflect co-authorship(Sutter and Kocher 2004). ...
... For instance, a researcher's experience is positively related to the number of his authorship partnerships, with younger professors having a smaller probability of coauthoring a paper, possibly because they have not yet built a network of partners (McDowell and Melvin 1983;Piette and Ross 1992). Coauthorship is also more probable between authors who have the same affiliation and it is consistently fostered in highly ranked academic institutions (Piette and Ross 1992;Sutter and Kocher 2004). ...
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... This has been documented in several studies using rather small set of journals. Sutter and Kocher (2004) show that the share of co-authored papers in 15 economics journals has increased from under 30% in 1977 to 54% in 1997. A similar trend is reflected by McDowell and Melvin (1983) for 8 economics journals, Laband and Tollison (2000) for 3 economics journals and Nowell and Grijalva (2011) for publications of faculty members of 129 US colleges. ...
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... The proportion of co-authored publications to the single-authored publications was calculated using the following formula: According to Sutter & Kocher (2004), a ratio greater than 0.5 indicates more co-authored than single-authored publications, and a ratio of less than 0.5 indicates more single-authored than coauthored publications. The density (the ratio of the number of actual edges to all possible edges in graph with the same number of nodes) of each network was calculated to find which networks are dense and which are sparse. ...
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The rising incidence of co-authorship in academia generally is well documented. Research collaboration has been argued to bring some specific benefits to researchers, yet the process and outcomes of collaboration is not without its risks and challenges. The crucial decision to collaborate has both short and long-term implications for the research agenda of most academics, yet relatively little evidence-based reflection on co-authorship is to be found in either the general academic or accounting literature. The aim of this paper is therefore to provide foundational insights into accounting journal article co-authorship, including the diversity and commonality of its processes, and their conditioning contexts. Based on interviews with 76 academics from 67 universities in the US, UK, mainland Europe and Australasia, who, in the 2011 calendar year, published their research in seven internationally esteemed accounting research journals, our findings point to productivity or social predilections of researchers driving their decision to co-author, as well as in their evaluation of the benefits and costs they have experienced in co-authoring. Interpreted from the vantage point of Social Exchange Theory, these findings lead to a broad classification of co-authorship styles, each with implications for both early career researchers as well as more experienced academics, in terms of the propensity to foster more satisfactory working relationships, and effectiveness of research outcomes.
... Co-authorship ratio= #Co-Authored Publications__________ #Single-Authored Pubs + #Co-Authored Pubs Ratio greater than 0.5 = more co-authored than single authored publications Ratio of less than 0.5 = more single-authored than co-authored publications (Sutter & Kocher, 2004). ...
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One of the most controversial issues, in a multidisciplinary area, is information theory. The American Heritage Science Dictionary (2014) defines information theory as “a branch of mathematics that mathematically defines and analyzes the concept of information, statistics and probability theory, and applications include the design of systems that have to do with data transmission, encryption, compression, and information processing and deeply affected many fields.” It has a fundamental contribution to make in multiple disciplines, such as mathematics, statistics, computer science, physics, neurobiology, communication theory, information science, economics, and electrical engineering. Indeed, information theory played a crucial role to achieve many pertinent scientific missions and inventions such as Voyager, Mobile phone, and Internet.
... Co-authorship ratio= #Co-Authored Publications__________ #Single-Authored Pubs + #Co-Authored Pubs Ratio greater than 0.5 = more co-authored than single authored publications Ratio of less than 0.5 = more single-authored than co-authored publications (Sutter & Kocher, 2004). ...
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SLIS Connecting 4(1), Spring/Summer 2015: "Does Family Matter: The Parental Roles of Young Adult Media" Antoinette Giamalva; "United Kingdom Libraries during World War II" Matthew Leavitt; "Academic and Public Libraries’ Use of Web 2.0 Applications and Services in Mississippi" Kalah Rogers; “'Information Theory' Research Trend: A Bibliometric Approach" Maryam Asadi
... Hollis (2001) shows that the increased tendency towards collaboration among economists might be favourable with respect to the length and the quality of research articles, whereas it lowers the number of articles by each researcher if each article is weighted with the number of authors. Sutter andKocher (2004) confirm Hollis' (2001) results with respect to the quality of articles. ...
... Additionally, other literature shows that collaboration between different actors does not increase scientometric performance (Lee and Bozeman, 2005;Duque et al., 2005), including co-authorship studies in management and economics (Avkiran, 1997;Krichel and Bakkalbasi, 2006;Ramos et al., 2007;Sutter and Kocher, 2004). ...
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Purpose The purpose of this paper is to empirically evaluate the effect of heterogeneity in inter‐organizational collaboration networks on international high‐quality scientific performance of the most reputed business management schools in Latin America according to AméricaEconomía ranking. Design/methodology/approach Starting from the debate between advantages and disadvantages of heterogeneity in scientific performance framed in the debate between organizational population ecology and organizational institutionalism theories, this research explores the relationship between heterogeneity, reputation and the most important features for doing research. Using a binomial negative regression, the paper evaluates the partial effect of those variables in the count of scientific production. Findings There is an isomorphical tendency from the most reputed schools to establish heterogeneous networks, showing empirical evidence to normative proposals from Latin America, specially formulated in the light of Sabato triangle. Also there are differentiations between schools in aspects like human capital, double‐degree agreements, and schools’ trajectories. Research limitations/implications It is necessary to choose a wider sample of schools and to include Latin American journals. The study of diversity (between researchers) and its relationship with heterogeneity (between organizations) is also needed. Practical implications The research shows that elite business management schools in Latin America that present better performance also present high levels of heterogeneity in their inter‐organizational collaboration. Therefore, the promotion of heterogeneity could enhance scientific performance and improve techno‐economical networks. Social implications This research hopes to aim the research policy design to be able to steer and promote heterogeneity that could improve the relationship between producers and users of knowledge. Originality/value The relationships between reputation, heterogeneity, and scientific performance in administration in Latin America had not been addressed empirically. The worth of this research is the empirical confirmation to the advantages of heterogeneity, rather than intellectual capital features of schools, in research collaboration that contribute to the debate about heterogeneity and performance.
... Just like other disciplines, Economics too has been witnessing increasing trends towards co-authored articles (Barnett et al. 1988;Piette and Ross 1992;Hollis 2001;Sutter and Kocher 2004). Two specific questions are commonly explored: that there is a relationship between co-authorship and research productivity of academic economists (Hollis 2001) and whether internationally co-authored papers in economics have received more citations than locally co-authored papers (Schmoch and Schubert 2008). ...
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... Shared authorship was not identified as a strong disincentive to MDR. This could reflect the trend over time toward multiple authored papers in economics and applied economics (Sutter and Kocher, 2004) and the low monetary disincentive for adding additional authors (Hilmer and Hilmer, 2005). ...
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We detail the rewards and barriers to participating in multidisciplinary research (MDR) using a 2011 survey of applied economists at U.S. universities. We compare these findings with an earlier 1993 survey to assess if rewards and barriers have changed over time. Different administrative levels of U.S. universities are sending contradictory signals regarding rewards from MDR. External funding agencies convey positive signals. Although the scope and breadth of questions addressed by applied economists are changing over time, institutional incentives and reward structures are not keeping pace with these changes. Progress toward adapting to new professional demands has been slow.
... Simply being a researcher of better quality may well account for Ellison's findings. The quality argument may also underlines Kocher and Sutter's (2004) findings; economic theories abound that capture the idea that high-skilled individuals complement each other far more than low-skilled individuals complement highskilled ones, hence resulting in the tendency of top-skilled individuals to be matched together in equilibrium. The O-ring theory of Michael Kremer (1993), and matching in the marriage market (Gary S. Becker, 1981), are two examples for such positive assortative matching. ...
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Despite a growing interest in research collaboration, few studies have examined the influences of policy measures on collaboration practices and on the scientific outcome of the research. By analyzing individual-level panel data of researchers in humanities and social sciences in a Korean university, the present study shows that adopting a partial discount system for the number of coauthors, which has been designed in such a way as to reward coauthored publications, could redirect researchers’ attention away from working alone to collaborating with others, as proposed by advocates of team-based incentives in principal–agent theory. In addition, the present study shows that, although collaboration was positively correlated with the impact factors of the journal and the total number of publications, the fractional count of publications, which divides the number of publications by the number of authors, showed a negative relationship with participation in collaboration.
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  • Wei S.