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Who Is Held Responsible When Disaster Strikes? The Attribution of Responsibility for a Natural Disaster in an Urban Election

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When do voters hold politicians accountable for events outside their control? In this article, we take advantage of a rare situation in which a prominent election in a large city followed a devastating flood. We find that voters are willing to punish the incumbent mayor for the flood if they believed the city was responsible for flood preparation. Moreover, we find that the attributions of responsibility for flood preparation are shaped by whether respondents lived in a neighborhood hard hit by the flood and the degree of knowledge they possessed about local, rather than national, politics. We conclude with a discussion of the implications of the psychol- ogy of attribution for voting behavior and electoral outcomes. Unlike the economy, or even war, it is not obvious that natural disasters are always relevant to citizens' political decisions. It makes intuitive sense that the economy, war deaths, and similar social outcomes are related to voting behavior. These macro political outcomes are arguably direct consequences of government policy, facilitating the attribu- tion of responsibility to the government. It is less clear whether voters should treat natural disasters as a political variable. Natural disasters probably cause more damage to human life and property than even the most severe economic recession, but there are few conditions under which reasonable people can actually believe that the government was responsible for a flood, an earthquake, or a tornado. In this article, we ask a simple but important question: who is held responsible for natural disasters and why? The psychology of responsibility attribution suggests that voters may be motivated to look for an explanation when catastrophes happen, and government plays a major role in preparing for and responding to natural disasters. Voters may choose to blame
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WHO IS HELD RESPONSIBLE WHEN DISASTER
STRIKES? THE ATTRIBUTION OF
RESPONSIBILITY FOR A NATURAL DISASTER IN
AN URBAN ELECTION
KEVIN ARCENEAUX
Temple University
ROBERT M. STEIN
Rice University
ABSTRACT: When do voters hold politicians accountable for events outside their control? In
this article, we take advantage of a rare situation in which a prominent election in a large city
followed a devastating flood. We find that voters are willing to punish the incumbent mayor for
the flood if they believed the city was responsible for flood preparation. Moreover, we find that
the attributions of responsibility for flood preparation are shaped by whether respondents lived
in a neighborhood hard hit by the flood and the degree of knowledge they possessed about local,
rather than national, politics. We conclude with a discussion of the implications of the psychol-
ogy of attribution for voting behavior and electoral outcomes.
Unlike the economy, or even war, it is not obvious that natural disasters are always
relevant to citizens’ political decisions. It makes intuitive sense that the economy, war
deaths, and similar social outcomes are related to voting behavior. These macro political
outcomes are arguably direct consequences of government policy, facilitating the attribu-
tion of responsibility to the government. It is less clear whether voters should treat natural
disasters as a political variable. Natural disasters probably cause more damage to human
life and property than even the most severe economic recession, but there are few
conditions under which reasonable people can actually believe that the government was
responsible for a flood, an earthquake, or a tornado. In this article, we ask a simple but
important question: who is held responsible for natural disasters and why?
The psychology of responsibility attribution suggests that voters may be motivated
to look for an explanation when catastrophes happen, and government plays a major
role in preparing for and responding to natural disasters. Voters may choose to blame
Direct Correspondence to: Robert M. Stein, Dean of Social Sciences, Rice University, 6100 Main St., Houston, TX
77005. E-mail: stein@rice.edu
JOURNAL OF URBAN AFFAIRS, Volume 28, Number 1, pages 43–53.
Copyright
#
2006 Urban Affairs Association
All rights of reproduction in any form reserved.
ISSN: 0735-2166.
government for not doing enough when random disasters strike. Abney and Hill (1966)
have offered the only study of the impact of natural disasters on voting behavior to date.
They have found that many individuals are willing to blame the government for failing to
provide adequate protection against a natural disaster. Although their research probes
into the electoral impact of a natural disaster, it remains silent on why some attribute
blame but others do not. Understanding this will provide greater insight into the condi-
tions under which policy failure becomes electorally important.
Because the effects of natural disasters tend to be localized, this research is also of
considerable significance to the study of urban politics. Although multiple levels of
government typically coordinate in preparing for and responding to natural disasters,
local governments act as a first line of defense. Understandably, then, citizens expect their
local government to be actively involved in disaster preparation (Wolensky and Miller
1981). Indeed, as we will show, when disaster strikes, local government is the focal point of
citizens’ evaluations, despite the federal nature of the policy definition.
Of course, the reason few researchers have studied the impact of natural disasters on
voting behavior is because they are rare events. The massive flooding caused by Tropical
Storm Allison in Houston just months before the 2001 mayoral election provided us with
a rare opportunity to collect field data on this topic. In addition to studying voting
behavior, we also focus on the factors that shape people’s willingness to blame the
government for the flood. We find that whether citizens blame the government depends
on their level of political knowledge and how severely the flood affected their lives.
Although many individuals attribute blame to the government, it does not affect their
voting decision for mayor unless they blame the city in particular. In the Conclusion,we
touch on the implications these findings have for the link between institutional design,
transparency, and accountability.
NATURAL DISASTERS AND RESPONSIBILITY ATTRIBUTION
There are many reasons citizens may look to the government when blaming for the way
in which natural disasters are handled. Psychologically, individuals are often motivated to
attribute responsibility for even unpredictable and uncontrollable events to maintain the
perception that the world is ultimately predictable and controllable (Lerner 1970; Walster
1966; Wortman 1976). This motivation may especially be present in the context of natural
disasters, because they ‘‘[highlight] forces (nature) that humans do not control’’ (Yates
1998, 13). Blaming someone for a disaster helps individuals recapture the feelings of
control and a sense that future disasters can be averted. The target of blame is focused
on those who can do (or should have done) something to minimize the negative impact of
disasters or prevent them altogether (Wortman 1976). Bucher (1957) found that people did
not need to believe that the targets of their responsibility attributions were instrumental in
causing the disaster to occur, rather it was their ability to prevent it from happening and
recurring that mattered most.
Given the scale of natural disasters, people tend to look to government as the respon-
sible party (Bucher 1957; Yates 1998). In contrast to many policies in the United States,
disaster preparation and response is widely viewed as the appropriate role of government
with most citizens expecting government, especially their local government, to take an
active role (Noll 1996; Wolensky and Miller 1981). So, when a natural disaster occurs,
citizens may be more inclined to deem the government as a responsible party, because it
alone can do something to prevent the extremity of a natural catastrophe.
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Aside from psychological motivations, individuals may attribute responsibility to the
government for natural disasters, because it is actually involved in preparation for and response
to such events. The government supports extensive public warning systems, builds dams,
demarcates flood plains, enforces building codes that require property owners to take adequate
precautions, and administers a wide array of regulations aimed at reducing the loss of property
and life stemming from natural disasters. When natural disasters occur, it is the government
that responds with police, fire fighters, emergency personnel, and financial assistance.
Consequently, ‘‘disasters are an excellent test of government performance’’ (Schneider 1990a, 172).
TROPICAL STORM ALLISON AND THE 2001 HOUSTON MAYORAL ELECTION
The Houston mayoral election in November 2001 gave us a rare opportunity to explore
the link between natural disasters and voting behavior. Because natural disasters are
unpredictable, there are very little data to date that link surveys and elections with a
natural disaster (Abney and Hill, 1966, provided the only example). The 500-year flood in
Houston caused by Tropical Storm Allison occurred just months before the election,
providing us with a valuable research setting.
1
On June 5, 2001, Tropical Storm Allison hit the Southeast Texas coast and dumped rain on
Houston and surrounding areas for nearly five straight days. Parts of the city received as
much as 37 inches of rain (National Oceanic and Atmospheric Administration 2002). This
intense rainfall caused the major bayous of the city to swell and overflow. The drainage
system was unable to deal with the massive amounts of continuous rain, which caused severe
flooding throughout Houston and the areas that surround it. Flooding was so extensive that
much of downtown Houston was under water, and major freeways looked more like rivers
than thoroughfares. The 500-year flood caused by Allison led to nearly $5 billion in damage
and killed twenty-two people. More than 70,000 homes were flooded. Costumes and sets
stored belowground by the Houston Grand Opera as well as 250,000 books stored below-
ground by the University of Houston Law Library were destroyed (Turner 2002).
National, state, and local agencies all play a significant role in minimizing the impact of
natural disasters as well as in responding to them once they occur (Schneider 1990b).
Local governments are typically the first layer of disaster preparation and are responsible
for implementing the agencies that prepare for and respond to emergencies. Of course,
local governments do not do this alone. They receive both federal and state funds, must
ensure that agencies responsible for disaster preparation and response meet certain federal
and state guidelines, and when local resources are exhausted, the national and state
governments step in to help by providing funds and personnel.
Tropical Storm Allison affected not just Houston but the entire county where Houston
is located (Harris County). Citizens could potentially blame or credit for the level of flood
preparedness at the city, county, state, or national level of government. Allison is also a
special case because it occurred just months before the 2001 Houston mayoral election,
which proved to be a competitive race between the incumbent Mayor Lee P. Brown and
two well-known, at-large city council members. If voters believe the city is responsible for
flood preparedness, they should be more likely to weight their view of government
performance on the flood in their voting decision for mayor.
DATA AND MEASURES
The University of Houston Center for Public Policy and the Rice University Behavioral
Research Lab conducted a survey on the mayoral race for the Houston Chronicle.
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Interviewing was conducted within three months of Tropical Storm Allison and
approximately two months before the election, September 5–26, 2001.
2
There are 792 -
completed interviews, randomly drawn from the universe of registered voters in the City
of Houston, which created a sample that has 3.5% margin of error and a response rate
of 64%.
We had an opportunity to place a battery of questions on the survey that specifically
measured citizens’ responsibility attributions regarding flood preparedness in Houston,
summarized in Table 1. All respondents were first asked to say whether they believed
government policies made their neighborhood ‘‘more or less prepared for flooding.’’
Respondents who said ‘‘more’’ are defined as attributing credit to the government, and
those who said ‘‘less’’ are defined as attributing blame. Given the flood was undoubtedly
seen by the vast majority of Houstonians as a negative event, it may seem puzzling that
credit attribution would be an applicable response. Yet it must be remembered that
although the flood caused a great deal of damage across Houston, some neighborhoods
fared better than others. Moreover, it is possible that some residents may have believed
that were it not for the flood prevention measures in place, flooding would have been
even worse. Interviewers were also allowed to code the volunteered response, ‘‘govern-
ment policies had no effect’’ even though that response was not explicitly read to
individuals.
3
Respondents who gave either the ‘‘more’’ or the ‘‘less’’ response were then asked to
identify the level of government they credited or blamed for the quality of flood prepara-
tion in their neighborhood. Fitting with the functional responsibility question, respon-
dents were allowed to choose national, state, county, city, or something else. The
‘something else’’ responses were probed, and answers were recorded verbatim.
Respondents who volunteered the ‘‘government policies have no effect’’ response were
then asked to clarify whether they meant to say government policies have been doing
enough, which is a form of blame attribution, or whether they believed government
policies simply did not matter in terms of making their neighborhood more or less
prepared for flooding.
4
Those individuals who said that the government was not doing
enough were then asked to identify the level of government they blamed for the lack of
flood preparation.
TABLE 1
Question Wording for Responsibility Attribution Items, the 2001 Houston Mayoral Survey
Next, I would like you to please tell me whether you think government policies have made your neighborhood
more or less prepared for flooding? (The survey allowed respondents to volunteer ‘‘government policies had
no effect.’’)
[If respondent chose more or less]
What level of government do you think should get the credit or blame for your neighborhood being more or less
prepared for flooding: the city, the county, the state, the federal government, or something else?
[If respondent chose no effect]
Do you think government has not been doing enough to prepare your neighborhood for flooding or do you think
that government policies simply do not matter when it comes to this issue?
[If respondent chose has not been doing enough]
What level of government do you think should get the blame for not doing enough to prepare your neighbor-
hood for flooding: the city, the county, the state, the federal government, or something else?
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Responses to the initial question were almost split evenly, with 28% saying government
policies made their neighborhood more prepared for flooding, 31% saying they made it less
prepared, and 24% saying they had no effect. Respondents who volunteered the ‘‘no effect
response were asked to clarify what they meant, with one-third saying that government
policies were not doing enough to protect their neighborhood from flooding. The ‘‘less’
and ‘‘not doing enough’’ responses were combined to constitute a measure of blame attribu-
tion. Table 2 summarizes the descriptive breakdown for causal responsibility attribution
when all of these items are combined. Combining the credit and blame attributions, we see
that most respondents (55%) believed that government flood policy (federal, state, or local)
was responsible for how devastating (or not) the flood created by Tropical Storm Allison was
to Houston, supporting the supposition that many individuals look to the government when
attributing responsibility for natural disasters.
Few respondents attributed causal responsibility for flood preparation to either the national
or the state government. Illustrating the prominent role that local government plays in disaster
preparation, the county and city government received decidedly more attributions of causal
responsibility, with the city government receiving more blame attributions than the county.
Consequently, we combine nation and state responses together in the analysis that follows.
EMPIRICAL FINDINGS
Do Voters Hold the Mayor Accountable for Natural Disasters?
Do voters hold the mayor accountable for flood preparedness if they believe the city
government is specifically to credit or blame? This expectation will be tested with the
following logit regression model:
V¼F0þ1CNL þ2CCounty þ3CCity þ4BNL þ5BCounty þ6BCity þZ

ð1Þ
where V¼vote preference for Houston mayor (1 ¼incumbent Lee Brown and
0¼other);
C
NL
¼attribute credit for flood preparation to national or state level;
C
County
¼attribute credit for flood preparation to county;
C
City
¼attribute credit for flood preparation to city;
B
NL
¼attribute blame for flood preparation to national or state level;
B
County
¼attribute blame for flood preparation to county;
B
City
¼attribute blame for flood preparation to city;
Z¼matrix of control variables: partisanship, ideology, age, gender, race,
income, and education;
F¼cumulative density logit function.
Responsibility attribution was measured by a series of dummy variables that identify
the level of government to which respondents attributed either blame or credit. Separate
dummy variables were created for credit and blame so that the impact of blame is not
constrained to have a symmetrical impact on vote choice as credit. Some scholars have
argued that blame carries far more weight in voting behavior than credit (Bloom and Price
1975; Kernell 1977). If our thesis is correct,
6
should be significantly different from zero
and significantly larger than
3
. The coding rules for each of these variables are reported
in the Appendix.
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Although Houston holds nonpartisan elections, the incumbent mayor, Lee Brown, is a
known Democrat. The partisanship variable was coded such that a positive coefficient
would indicate the Democrats are more likely to vote for the mayor. Also, Lee Brown is
an African-American and was competing against a white canditate and a Hispanic
candidate, so the race variable was coded such that a positive coefficient indicates that
African Americans are more likely to vote for Lee Brown.
The logit estimates of Equation 1 are summarized in Table 3. As expected, respondents
who blame the city for inadequate flood preparation are 10% less likely to prefer incum-
bent Mayor Lee Brown. Those who blame some other level of government are neither
more nor less likely to prefer Lee Brown, illustrating the role that federalism may play in
structuring the impact of natural disasters on voting decisions. More importantly, it
demonstrates that citizens are willing to hold elected officials accountable for natural
disasters if they perceive the government could have done more to cushion the blow. At
this point in the campaign, among those who had an opinion, Mayor Lee Brown enjoyed
nearly a 10-percentage-point lead over his closest rival in the three-man race, and 21.2%
blamed the city for poor flood preparation. Had one-third of this sample blamed the city,
Mayor Lee Brown’s support would have dropped by 11 percentage point, which assuming
an equal division of lost votes among his two rivals would have been enough to put him in
last place and increase the likelihood of his elimination in the first round of voting.
5
What Shapes Responsibility Attributions About Flood Preparation?
The preceding analysis makes clear that many individuals are willing to attribute
responsibility to the government when disaster strikes, and these attributions affect voting
decisions in systematic ways. Yet this begs the question: what shapes the responsibility
attributions citizens make? Not all individuals blame the government, much less the city
government, for inadequate flood preparation. Using the voting literature as a guide, we
investigate two major factors that shape individuals’ perceptions: personal experience and
understanding of government.
People learn about the severity of problems from their personal experiences (Funk and
Garcia-Monet 1997), which affect their attributions of responsibility (Sharp and Joslyn
2001). Tropical Storm Allison affected some neighborhoods more than others. Many
woke up to flooded cars and houses, whereas others observed the devastation on their
television sets from the comfort of their dry living rooms. As discussed above, individuals
who experience catastrophe are motivated to attribute blame out of a desire to maintain a
TABLE 2
Descriptive Breakdown of Combined Responsibility Attribution Items, the 2001 Houston Mayoral
Survey
Response Credit Blame Credit þblame
National 20 (9%) 21 (7%) 41 (5%)
State 7 (3%) 14 (5%) 21 (3%)
County 70 (32%) 63 (20%) 133 (17%)
City 84 (38%) 153 (50%) 237 (30%)
Other 13 (6%) 22 (7%) 35 (4%)
Does not matter NA NA 101 (13%)
Do not know/refuse 26 (12%) 36 (11%) 224 (28%)
Total 220 (100%) 309 (100%) 792 (100%)
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feeling of control. Thus, citizens who live in neighborhoods hard hit by the storm should
be more likely to blame government, any level of government, than those who lived in
neighborhoods spared by the flood.
The knowledge individuals have about government shapes their opinions and assessments
of government (Zaller 1992). Individuals with high levels of political knowledge know more
about how government works, particularly the functions that government carries out, that
should affect attributions and responsibility. In Houston, the county, rather than the city, sets
flood policies. Citizens who know more about government should be more likely to know this
fact and attribute blame or credit to the county for flood preparation.
To measure personal experience, we asked respondents to rate how severely the flood
damaged their neighborhood. Although we could have used objective measures, such as
property damage, this is an issue on which perception counts. The hypothesis is that those
who believe they have been harshly affected by a catastrophe should be more likely to
attribute blame to the government. We measured political knowledge with a battery of
factual questions about politics (see Appendix for question wording). Three of the questions
pertained to local government in Houston, whereas four pertained to national politics.
We included items that distinguished respondents’ knowledge of local from national
politics, because individuals who know more about local politics are more likely to be
aware of local issues. Most measures of political knowledge include items that tap
respondents’ understanding of national politics (e.g., Delli Carpini and Keeter 1993;
Mondak 1995; Zaller 1992). Yet people tend to pay less attention to local politics than
national politics. So it is plausible that some individuals may be highly knowledgeable
about national politics but know little about the structure of their local government.
TABLE 3
The Effect of Causal Responsibility Attribution on Vote Preference for Houston Mayor, the 2001
Houston Mayoral Survey
Variable B SE
Credit nonlocal 0.511 0.703
Blame nonlocal 0.459 0.528
Credit county 0.387 0.403
Blame county 0.582 0.460
Credit city 0.497 0.377
Blame city 0.833* 0.368
Partisanship 0.586** 0.169
Ideology 0.506** 0.179
Age 0.058 0.091
Gender 0.184 0.249
Black 2.634** 0.341
Education 0.052 0.107
Income 0.136* 0.070
Constant 1.466 0.630*
Number of observations 469
2
161.73**
Pseudo-R
2
0.27
Percent in modal category 70.7
Percent correctly predicted 80.3
Percent reduction in error 33.0
*p<0.05; **p<0.01.
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Including items that specifically tap knowledge of local government remedies this problem
and allows us to identify individuals who are well informed about Houston City
government.
To test these expectations, we estimated the following multinomial logit model using the
survey measures discussed above:
RA ¼F0þ1PKLþ2PKNþ3ND þZ

ð2Þ
where RA ¼responsibility attribution;
PK
L
¼political knowledge regarding local government;
PK
N
¼political knowledge regarding national government;
ND ¼perception of neighborhood damage;
Z¼matrix of control variables: partisanship, ideology, age, gender, race,
income, and education;
F¼cumulative density multinomial logit function.
Multinomial logit is used to estimate the coefficients in Equation 2, because the
dependent variable is categorical. Because neither the statistical significance nor the
direction of the coefficients in multinomial logit models provides much information on
the actual impact of the independent variables on the overall probability a respondent
chooses a particular category on the dependent variable, we conserve space by not
reporting the parameter estimates. Using these parameter estimates, we calculate the
change in the overall probability a respondent attributes credit or blame to a particular
level of government, given changes in the independent variables.
6
These probability
changes are reported in Table 4.
The results corroborate our expectations. Houstonians who live in neighborhoods hard
hit by the flood are more likely to blame, but not credit, government (city, county, and
nonlocal) for inadequate flood preparation. This finding provides support for the social
psychological theory that individuals who are affected by catastrophes are more likely to
attribute blame to external entities. The data also show that respondents who are know-
ledgeable about local government are more likely to attribute responsibility to the county
for flood preparation. Recall that, in Houston, the county is functionally responsible for
flood control policy. Note that knowledge regarding national politics has no effect on
responsibility attribution. Had we measured political knowledge in the standard fashion,
we would have falsely rejected the hypothesis that political sophistication matters.
CONCLUSION
This article demonstrates that natural disasters can have implications for voting behav-
ior. Even though government cannot be blamed for causing something as horrible as a
flood, citizens evaluate government performance, especially their local government, in
terms of how it handles the disaster. In the event that voters believe that government could
have done more to prevent the level of damage, they are willing to attribute blame and
punish incumbents accordingly.
Yet not all citizens attribute blame to the government for natural disasters and not all
punish incumbents if they do. The devastating floods caused by Tropical Storm Allison
and the subsequent mayoral election in Houston provided us with an excellent research
setting. Many interesting findings emerged from the survey data we collected. First, voters
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appear to take into account the federal structure of flood policy when attributing respon-
sibility, which has direct implications for voting behavior. Only voters who blamed the
city for inadequate flood preparation, rather than some other level of government, were
more likely to vote against the incumbent mayor. Second, both personal experience and
political sophistication shaped whether and who citizens blamed for the flood. Those who
experienced the worst of the flood were more likely to hold government responsible.
Individuals highly knowledgeable about local politics—as opposed to national politics—
were more likely to correctly attribute responsibility to the county rather than the city.
Identifying the conditions under which citizens are willing to attribute blame to the
government helps us understand the electoral implications of policy failure. The incum-
bent mayor in Houston narrowly won reelection in 2001. Had more Houstonians blamed
the city for inadequate flood preparation, Mayor Lee Brown may have lost. Conversely,
had more citizens been aware of the county’s role in setting flood policy, he may have won
by a more convincing margin.
Although this study focuses on a rare event—a natural disaster—it highlights the
psychology of responsibility attribution. Many individuals seek to assign blame when
things go wrong, even in the event of an uncontrollable catastrophe. Understanding the
process that affects whether and who citizens blame for events will ultimately provide
deeper insights into voting behavior. From economic recessions to terrorist attacks,
responsibility attribution holds the key to when voters hold government accountable.
All democratic governments struggle with accountability, effectively responding to the
public’s wants and demands through popular elections. Our findings provide some insight
into how this process operates at the local level and how it might be enhanced. Preferences
for government action are shaped by personal experiences and the ability of the public to
direct these preferences to the attention of elected officials at the appropriate level of
government. The latter requires knowledge and familiarity about government. Our find-
ings suggest that when voters’ awareness of the functional responsibilities of government is
unambiguous, they are better able to use elections as a means of holding elected officials
accountable for perceived activity or inactivity. The transparency of government func-
tional responsibilities can be enhanced by the way governments are organized. The
institutional design of government responsibility may offer us a better understanding of
how governments can achieve greater accountability.
TABLE 4
The Impact of Personal Experience and Political Knowledge on the Attribution of Responsibility
Severe neighborhood
damage versus low
neighborhood damage
High local knowledge
versus low
local knowledge
High national knowledge
versus low
national knowledge
p(credits nonlocal) 6.7 2.5 1.8
p(blames nonlocal) 6.1* 1.0 1.0
p(credits county) 3.9 12.5** 1.0
p(blames county) 13.0** 1.7 1.1
p(credits city) 3.5 1 2.9
p(blames city) 12.6** 1.2 0.2
Note. Data represent the difference in probability that a respondent who lives in a neighborhood with severe damage (high
knowledge) attributes responsibility to a particular level of government to that of a respondent who lives in a neighborhood
with low damage (low knowledge).
*p<0.10; **p<0.05.
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ENDNOTES
1 A ‘‘500-year flood’’ does not mean that this level of flooding occurs once every 500 years. Rather, it
indicates, in a colloquial way, the probability that the level of water required to cause such a flood
event will happen in any given year. A 500-year flood is an extreme event that only has a 0.2% chance
(i.e., 1/500) of happening each year in a particular area.
2 We refrained from surveying for approximately one week after the September 11, 2001, attacks on the
World Trade Center and Pentagon.
3 We chose not to read the ‘‘no effect’’ option to respondents, because it might have been an easy
response that masked nonattitudes.
4 Respondents were asked to clarify the ‘‘no effect’’ response, because it is possible it may be used to
describe the opinion that government policies may help prevent flooding, but that more could be done.
5 Assuming an equal distribution of lost votes, Lee Brown’s support would have had to drop by at least
11% to put him in third place. Because respondents who blamed the mayor have a 10% probability of
supporting the mayor, an increase in their ranks by 12% would have been enough (all things being
equal) to bring about an 11-percentage-point drop in support [11/(1–0.10)].
6 Probability changes were calculated using Monte Carlo simulation with the help of CLARIFY (King,
Tomz, and Wittenberg 2000). The full list of parameter estimates from which these probability changes
were calculated is available on request. The substantive significance of these probability changes is also
assessed using the simulated confidence interval generated by CLARIFY. Those probability differ-
ences that were statistically significant (i.e., the confidence interval did not cross zero) are summarized
in Table 4.
APPENDIX
Neighborhood damage:‘‘How badly was your neighborhood damaged by Tropical Storm Allison?’
(1 ¼not at all, 2 ¼only a little, 3 ¼somewhat badly, and 4 ¼very badly).
Local political knowledge:‘‘We have a few questions concerning your knowledge about government. Most
people aren’t sure of the correct answer, but we’re interested in their best guess. If you aren’t sure of the
answer, please make a guess.’’ (1 ¼correct and 0 ¼incorrect/do not know)
‘‘City officials in Houston are elected to serve a fixed number of years in office. Could you tell me how
many years that is?’’
‘‘Could you tell me the name of the person who currently heads Harris County government?’
‘‘Thinking about Houston’s city council, do you happen to know how many members serve at large?’
National political knowledge:(1 ¼correct and 0 ¼incorrect/do not know).
‘‘Do you happen to know the job or political office Tom Daschle currently holds?’
‘‘Whose responsibility is it to determine if a law is constitutional or not? Is it the president, congress, or
the supreme court?’’
‘‘How much of a majority is required for the U.S. Senate and House to override a presidential veto?’
‘‘Do you happen to know which party has the most members in the U.S. House of Representatives?’
Partisanship:‘‘Generally speaking, do you think of yourself as a Republican, a Democrat, and
Independent, or what?’’ (1¼Republican, 0 ¼Independent, and þ1¼Democrat).
Ideology:‘‘Would you describe yourself as a conservative, a moderate, or a liberal?’’ (1¼conservative,
0¼moderate, and þ1¼liberal).
Age:‘‘In which of the following age categories do you fall?’’ (1 ¼under 30, 2 ¼30–39, 3 ¼40–49, 4 ¼50–
59, 5 ¼60–69, and 6 ¼70þ).
Gender:Coded by interviewers (0 ¼female and 1 ¼male).
Race:‘‘In which one of the following racial or ethnic categories do you consider yourself? White or Anglo,
black or African-American, Hispanic or Mexican-American, Asian-American, or something else.’’
(1 ¼black or African-American and 0 ¼otherwise).
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Vol. 28/No. 1/2006
Education:‘‘What was the highest grade of formal education you completed?’’ (1 ¼less than high school,
2¼high school, 3 ¼trade school, 4 ¼some college, 5 ¼college, and 6 ¼postgraduate)
Income:‘‘I’ll read some annual family income categories. Could you please stop me when I get to the
category in which your family falls?’’ (0 ¼under $15K, 1 ¼15K25K, 2 ¼25K35K, 3 ¼35K50K,
4¼50K65K, 5 ¼65K80K, 6 ¼80K100K, and 7 ¼100Kþ).
REFERENCES
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first. American Journal of Political Science 37 (4): 1179–1206.
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concerns in public perceptions about the economy. Political Research Quarterly 50 (2): 317–42.
Kernell, Samuel. 1977. Presidential popularity and negative voting: An alternative explanation of the mid-
term congressional decline of the President’s party. The American Political Science Review 71 (1):
44–66.
King, Gary, Michael Tomz, and Jason Wittenberg. 2000. Making the most of statistical analyses:
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Mondak, Jeffery J. 1995. Newspapers and political awareness. American Journal of Political Science 39 (2):
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National Oceanic and Atmospheric Administration. 2002. Tropical storm Allison floods. Retrieved
December 1, 2002 from http://www.srh.noaa.gov/hgx/projects/allison01.htm.
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———. 1990b. FEMA, Federalism, Hugo, and Frisco. Publius: The Journal of Federalism 20 (3): 117–30.
Sharp, Elaine B., and Mark Joslyn. 2001. Individual and contextual effects on attributions about
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Psychology 3:73–79.
Wolensky, R. P., and E. J. Miller. 1981. The everyday versus the disaster role of local officials: Citizen and
official definitions. Urban Affairs Review 16 (4): 483–504.
Wortman, Camille B. 1976. Causal attributions and personal control. In New directions in attribution
research, vol. 1, eds. John H. Harvey, William Ickes, and Robert Kidd, 23–52. Hillsdale, NJ:
Lawrence Erlbaum.
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Personal and Interpersonal Loss 3:7–24.
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Who is Held Responsible When Disaster Strikes?
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... Voters reward elected officials' politically favorable disaster resource allocations in subsequent elections (Bechtel and Hainmueller 2011;Gallego 2018;Gasper and Reeves 2011;Healy and Malhotra 2009;Islam and Amati 2017;Reeves 2011) (but see Arceneaux and Stein 2006). 2 Further, studies find that federal disaster spending increases incumbent party turnout while demobilizing opposition party voters (Chen 2012). Voters also punish poor disaster management performance (Arceneaux and Stein 2006;Cole, Healy, and Werker 2012), and even events outside of government control (Achen and Bartels 2004). 3 1 Hurricane María in Puerto Rico in 2017, for instance, disrupted the global medical supply chain, including drugs exclusively manufactured in Puerto Rico. 2 This phenomenon does not only take place within the US. ...
... In turn, voters reward the incumbent presidential party for its disaster relief spending (Healy and Malhotra 2009;Reeves 2011). Yet, those who experience neglect can also punish poor disaster management in the ballot box (Arceneaux and Stein 2006;Cole, Healy, and Werker 2012). While the use of disaster spending for electoral gain might not be enough to finance a clientelistic machine and mechanisms to monitor voting behavior might not be in place, as clientelism scholars expect of clientelistic schemes (Stokes et al. 2013;Szwarcberg 2012), the electoral consequences of disaster pork barrel spending are well documented in US federal electoral politics. ...
... American politics scholars debate the extent to which incumbency produces electoral advantages, with some arguing that the advantage of incumbency has declined (Jacobson 2015). Further, incumbency in the wake of a disaster might be a liability, given that voters tend to hold incumbents accountable for poor disaster management performance (Achen and Bartels 2004;Arceneaux and Stein 2006). Yet, voters also reward capable disaster management or favorable disaster resource allocations (Reeves 2011). ...
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Emerging scholarship assesses the electoral consequences of climate disasters. We contribute to this literature by evaluating the extent to which communities underserved by disaster recovery efforts punish political incumbents. Using power restoration in the US territory of Puerto Rico after Hurricane María in 2017 as a measure of government responsiveness, we examine how government responsiveness to disasters affects subnational electoral outcomes during the 2020 elections in Puerto Rico. We find a negative association between power restoration crew deployment delays and political support for the gubernatorial incumbent's party in bivariate analyses. Further, we find that incumbency is negatively associated with ruling support in multivariate analyses. Yet, other drivers of political support are more strongly associated with electoral support, including turnout, local party organizing strength, the share of third party support, and demographic features of the electorate. Our findings provide limited empirical support for the notion that disaster resource allocations have political consequences for those in power, and demonstrate the need to further understand the linkages between disasters and electoral support.
... This argument implies that in multi-level electoral systems, voters will want to bring the partisanship of their local government in alignment with the party that governs at higher levels of government. In making this argument, we draw on scholarship on electoral balancing in federal systems, which has shown that voters can take into account interdependencies between different political levels when casting their vote (Bafumi et al., 2010;Erikson & Filippov, 2001), and on the electoral implications of natural disasters that has shown that voters take the responsibilities of different levels of government into account (Arceneaux & Stein, 2006;Gasper & Reeves, 2011;Malhotra & Kuo, 2008). 5 If a lower-level political entity is governed by the same party that governs at a higher level, similar political values and personal contacts across the two levels of government will facilitate better communication and a smoother flow of resources. ...
... For instance,Arceneaux and Stein (2006), who study municipal elections in the wake of a flood, show that voters blame different levels of government, from the local to the national, depending on which level they hold responsible for disaster preparedness. ...
Article
Full-text available
Natural disasters are likely to increase in the near future. How does the emergence of such events influence voting behavior? While the literature has focused on the electoral repercussions after disaster has already struck, we investigate whether imminent disaster influences vote choice. We study the effect of the onset of the COVID-19 pandemic on electoral choice in a setting that allows for causal identification: the local elections in Germany’s southern state Bavaria in March 2020, where, at the time of the elections, only an as-if random sample of localities had recorded cases of COVID-19. We find that initial local outbreaks favored the political party governing at the state level and hurt the far right. These findings are most likely driven by a ‘strategic alignment’ mechanism, whereby voters choose the party or candidate they believe is best placed to help them through the crisis.
... When a disaster occurs, normal life is disrupted and it is even more difficult for people to think rationally. The negative consequences of disasters are not only caused by the damage of the disasters, but also by the tendency for people to blame the government for the damage (Arceneaux & Stein, 2006;Dodds, 2015). An underlying cause of this phenomenon lies in the fact that blaming the government can reduce the psychological stress of individuals in the short term and make it easier for people to face the negative effects of the disaster (Yates, 1998). ...
... Potential moderating variable 1 is public knowledge of outbreak control outcomes related to the government's policies, i.e., the known existence or non-existence of confirmed or suspected COVID-19 cases around the respondents. Although the negative impacts of a disaster on a person usually result from a combination of various factors such as the nature of that disaster itself, fortune, other citizens' behaviors, and so on, the sufferer tends to blame the government for his/her losses in that disaster (Arceneaux & Stein, 2006;Forgette et al., 2008;Nicholls & Picou, 2013;Dodds, 2015;Wei & Xie, 2015). From a rational perspective, this phenomenon results from people's condemnation of the government's lack of preparation for and poor management of disasters (Parker et al., 2009). ...
Article
Full-text available
According to the existing literature on public management, many factors affect popular satisfaction with the government (referred to as “government satisfaction”), one of which is the use of e-government. Particularly, many e-government proponents regard increasing government transparency as an important way to improve government satisfaction. To test the validity of this assertion, this paper uses an Ordinary Least Squares (OLS) regression model to analyze survey data on individuals’ e-government usage frequencies in China and their satisfaction with the local government during the COVID-19 pandemic. We find that people can rationally and consciously evaluate governments and make decisions by using the government performance information that they know about. This conscious and rational process is also mixed with the impact of some irrational and emotional factors, which is consistent with the concept of the “framing effect.” This paper identifies local government transparency as the mediating variable in the relationship between the use of e-government and government satisfaction and public knowledge of local government performance in COVID-19 outbreak control as the moderating variable in the relationship between local government transparency and government satisfaction. Since the mediating effect of local government transparency is significantly different from those of overall and central government transparency, government transparency at different levels plays a role of the above-mentioned “frame.”
... As argued by Harding and Stasavage (2014) and Harding (2015), the electoral consequences of public policy outcomes are strongest when voters can clearly trace those outcomes to particular politicians. A large literature highlights the range of factors that may complicate citizens' ability to discern responsibility and hence attribute credit or blame for outcomes ranging from macroeconomic growth (e.g., Anderson, 2007;Healy & Malhotra, 2013;Rudolph, 2003) to corruption (e.g., Tavits, 2007) to responses to natural disasters (Arceneaux & Stein, 2006;Malhotra & Kuo, 2008). Although the delivery of local public goods, like roads or schools, or social welfare benefits, like food stamps or boxes, may be less complex than some of these other phenomena, there are a number of reasons to expect that voters will still have significant uncertainty about who should be credited for those goods and benefits. ...
Article
We examine a phenomenon we call “credit claiming by labeling” in which a sitting politician places her name on a project, program, or policy with the goal of claiming credit for it. While the prevalence of this practice suggests that many politicians believe that credit claiming by labeling will aid their careers, there is little existing evidence on this question. We examine the effects of credit claiming by labeling with a survey experiment in Argentina. We find that it has a negative, though small, effect on respondents’ attitudes. Descriptive data suggests that these results stem from the perceived pervasiveness of the practice. We then use evidence from an additional treatment on the (un)biased selection of program beneficiaries to show that respondents actually reward politicians who neither label nor manipulate programs. These results suggest substantial obstacles to overturning citizens’ negative baseline beliefs about the politicized implementation of government programs.
... Alternatively, voting behavior could not be based on what a party does to fight climate change, but based on what a party has done in the immediate aftermath of the flood. There is a literature in political science that shows that indeed voters reward politicians for their role in preparing for a disaster or for post-disaster responses [39][40][41][42]. However, this could not explain the asymmetric response, with the Green party being the only one that gains vote share. ...
Article
Full-text available
Experiencing events such as extreme heat, flooding, or wildfires may affect political preferences and voting patterns, but existing evidence is mixed. Further, although scientists attribute the increasing incidence and severity of these events to climate change, it is typically uncertain whether the public makes this connection and, therefore, the channel leading from extreme weather events to political outcomes remains unclear. Here we consider a setting in which this connection was made very salient. We use high-resolution flooding and building-level damage data to identify spatially finely disaggregated effects of a large flood in Germany on pro-environmental voting. The flood’s destructiveness and temporal proximity to a general election entailed that media and politicians paid significant attention to the flood, drawing a connection to climate change. Our analysis shows that experiencing damage increases pro-environmental voting, suggesting that first-hand experiences of extreme weather events that are attributed to climate change affect political preferences.
... Regarding the first gap, the extent to which citizens punish or reward their leaders after a disaster is still a matter of debate. Whereas some studies show evidence of a negative relationship between exposure to a natural hazard and incumbent vote shares (Abney and Hill 1966;Arceneaux and Stein 2006;Gasper and Reeves 2011;Heersink, Peterson, and Jenkins 2017;Healy and Malhotra 2010;Flores and Smith 2013), others present results in the opposite direction or even null findings (Ramos and Sanz 2020; Bodet, Thomas, and Tessier 2016;Bovan, Banai, and Banai 2018). These disparate findings seem to suggest that the political consequences of disasters are highly dependent on the context. ...
Article
Full-text available
Do large-scale and unexpected events, such as natural disasters, affect elections? This article studies the political dimension of the 19-S earthquake that hit Mexico City in 2017, a few months before the 2018 elections. Using fine-grained geospatial data, the results show that candidates from the city-level incumbent Partido de la Revolución Democrática (PRD) had a small increase in vote share in 2018 compared to the previous election in precincts more exposed to damaged caused by the earthquake (in terms of both distance-based and per capita measures), accounting for the seismic profile and socioeconomic characteristics of the neighborhood. The article shows that the implementation of disaster-recovery policy explains part of this relationship. Moreover, voters were as electorally responsive to a future risk reduction strategy as to a reconstruction credit.
Article
Afetler yalnızca doğal veya teknolojik değil, ama aynı zamanda sosyal olaylardır. Bu çalışmada Türkiye’de 1948’den 2023’e kadar meydana gelen iklim ve çevre bazlı afetlerin siyasal alanda nasıl göründüğü incelenmiş ve siyasetçilerin günlük siyaset içinde bu afetleri nasıl tanımladıkları ve inşa ettikleri araştırılmıştır. Çalışmada kullanılan veriler için Afetlerin Yayılımı Araştırma Merkezi veri tabanı ile Cumhuriyet gazetesi arşivinden faydalanılarak, Türkiye’de yaşanan 29 afetin sonrasındaki siyasal açıklamalar nitel içerik analizine tabi tutulmuştur. Çalışmada “afet” ve “olay” tanımları sonrasında, Türkçede bu iki tanımdan daha duygusal bir boyuta tekabül eden “felaket” kelimesinin Türkiye’de afetlerin tanımlanmasında en sık kullanılan kelime olduğu bulunmuştur. Bunun yanında, Türkiye’de iktidar konumunda bulunan kişi ve gruplar afetin nedenlerini ve olumsuz sonuçlarını “ötekine” yüklemeye çabalarken, muhalefet daha ziyade iktidarı suçlamaya eğilimlidir. Çalışmanın nihayetinde Türk siyasetinin afetin ortaya çıkardığı sorumluluklardan uzaklaşma, afetlerin olumsuz sonuçlarını meşrulaştırma ya da başkalarını suçlama motivasyonlarıyla afetleri tanımlama şeklinin iktidar-muhalefet ilişkilerindeki örtük ya da açık iktidar mücadelelerini açığa çıkardığı sonucuna varılmıştır.
Article
Purpose The purpose of this paper is to study how individuals assess responsibility during an uncontrollable event requiring collective action, using crises affecting service workers as contexts. Specifically, the authors examine what parties consumers hold responsible for ensuring service worker welfare following an uncontrollable event and determine what factors make customers more open to accepting responsibility for ensuring worker welfare themselves. Design/methodology/approach The authors surveyed a nationally representative sample of US consumers regarding their attitudes toward protecting service workers during COVID-19 and used regression analysis to identify factors that predict attributions of responsibility to customers. The authors also conducted an experiment (using a new crisis context) to determine whether certain key factors impact customer perceptions of their own responsibility for helping employees during an uncontrollable event. Findings The survey results show US consumers hold firms most responsible for worker welfare, followed by customers and, finally, government. When examining factors that drive attributions of responsibility for customers, perceptions of how sincere firms are in their efforts to help employees predict higher responsibility attributions, and experimental results confirm that higher perceived firm sincerity increases consumers’ own sense of responsibility toward workers. Social implications This research identifies factors that affect consumer support for efforts to help service employees and collective action problems more generally. Originality/value This research highlights an under-studied crisis context – uncontrollable events that require collective action – and shows how consumers make assessments about their own responsibility (in addition to the responsibility of the service firm) in these contexts.
Article
Midterm congressional elections have been generally viewed as relatively sterile affairs marked by reduced turnout, party voting, and the play of politically idiosyncratic forces such as friends-and-neighbors voting. The usual reduction in the number of seats controlled by the President's party, according to the “surge and decline” thesis, simply reflects the departure of short-term forces which presumably benefited the president's party two years earlier. In this study an alternative thesis is proposed which considers midterm election outcomes within the context of the current political environment. Evaluations of the President's performance are found to be directly associated with congressional preferences over a series of midterm elections from 1946 through 1966. Moreover, controlling for party identification, persons who disapprove of the President's performance were generally more likely to vote and to cast their ballot against the President's party than were his admirers to support it. This “negative voting” bias helps to explain why the Democratic and Republican parties have performed more poorly in those midterm elections during which they occupy the White House.
Article
This study examines the response of national, state and local government to three disasters experienced in New York State since 1974. This study attempts to discover in three particular circumstances how governments responded to the problems of disaster and how these governments responded to one another. A review of the governmental response offers an opportunity to examine the design and the development of disaster policy in the U.S.
Article
This article examines intergovernmental performance during natural disasters. The United States has an ongoing response system which requires the cooperation of national, state, and local governments. This system was severely tested during the fall of 1989 by four major crises: Hurricane Hugo in the Caribbean, South Carolina, and North Carolina, and the Loma Prieta earthquake in San Francisco. The intergovernmental response functioned very differently in the four situations. Three patterns emerge to describe the intergovernmental dynamics of disaster relief. The article discusses the causes and consequences of these different patterns.
Article
Political scientists usually assume that physical environment helps determine political behavior. They would not, for example, expect a homogeneous political culture in a country sharply divided by mountains. Also, extreme variations in physical environment, such as droughts and floods, have been traditionally considered bad omens for governments. However, very little empirical research has been done on the relationship between natural disasters and attitudes toward government for three reasons. First, political activity seems more determined by social environment than physical. Also, since the individual is influenced by a greater number of social factors than physical factors, the former are more accessible for study and comparison. Finally, it is especially difficult to examine the effect of natural disasters, for they are rather uncommon and unpredictable. This research gap is unfortunate, since such catastrophes place great stress upon the social framework and thus test the adaptive capabilities of the political system.
Article
Although a large body of evidence has highlighted public perceptions of the national economy as a critical determinant of political evaluations, there is still considerable debate over how to interpret this relationship. Sociotropic voting is sometimes taken as evidence of civic-minded concern for collective conditions among the masses. Critics of this interpretation argue that self- interest operates indirectly through perceptions of national economic condi tions to influence political evaluations. We separate out the indirect self-interest explanation from the sociotropic voting model in order to evaluate this ex planation. We test the indirect self-interest hypothesis with both a cross-sec tional and longitudinal design using data from the 1990 and 1992 NES surveys. We find some support for the idea that personal experience influences judg ments of national economic conditions and, therefore, indirectly impacts political judgments. However, the evidence is weak overall. While personal and collective experience cannot be completely divorced, political judgments derive largely from collective-level considerations which are quite separate from personal economic experiences.
Article
This study examines the definitions of active citizens and local government officials regarding the everyday and disaster roles of local government. The principal finding is that citizens and officials agreed on the everyday but not the disaster role. Citizens expected a custodial orientation in the everyday situation, but an "active" one in disaster. Officials defined the everyday role as custodial and did the same for the disaster. The definitional incongruity in the disaster environment had consequences for at least two alterations in the postdisaster community structure: group emergence and political reorganization.
Article
Analysis of interviews with persons in disasters reveals that blaming for disasters reveals that blaming for disasters arises out of seeking a satisfactory explanation for something which cannot be accounted for conventionally. Once persons have defined the situation sufficiently to assess responsibility, blaming occurs when people are convinced that the responsible agents will not of their own volition take action to prevent a recurrence and the agents are perceived as in opposition to basic values.