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Assessment of Climate Change-Induced Vulnerability to Floods in Hyderabad, India, Using Remote Sensing Data

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Abstract

The frequency and intensity of extreme rainfall events over Hyderabad, India, are often the cause of devastating floods in its urban and peri-urban areas. This paper introduces a quantitative approach to assessing urban vulnerability to floods in Hyderabad, identifying informal settlements via high resolution satellite photography and through the development of a flood model for urban and peri-urban areas.

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... The connection between building environment and health is well known [9]. For example, slum dwellers are more vulnerable to different weather phenomena [10,11] or natural disasters, such as floods [12]. Egondi et al. [13] show that inadequate heating systems during cold periods lead to an increased mortality rate among slum dwellers. ...
... This type of study is also necessary for other regions of the world with regard to different classes of diseases [8]. In particular, because slum dwellers are exposed to increased risks, also with regard to climatic changes Chersich et al. [80] like more frequent heat waves [15], scarcity of water [112], the threat of flooding [12], it is important to investigate the connections between the physical building structure and health in more detail and to elaborate regional differences. ...
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Approximately 1 billion slum dwellers worldwide are exposed to increased health risks due to their spatial environment. Recent studies have therefore called for the spatial environment to be introduced as a separate dimension in medical studies. Hence, this study investigates how and on which spatial scale relationships between the settlement morphology and the health status of the inhabitants can be identified. To this end, we summarize the current literature on the identification of slums from a geographical perspective and review the current literature on slums and health of the last five years (376 studies) focusing on the considered scales in the studies. We show that the majority of medical studies are restricted to certain geographical regions. It is desirable that the number of studies be adapted to the number of the respective population. On the basis of these studies, we develop a framework to investigate the relationship between space and health. Finally, we apply our methodology to investigate the relationship between the prevalence of slums and different health metrics using data of the global burden of diseases for different prefectures in Brazil on a subnational level.
... In India, previous studies have either focused on resilience in general at the city level (Jain und Bashir Bazaz 2016;Joerin et al. 2014;Waghwala und Agnihotri 2019) or informal settlements (Aboulnaga et al. 2021;Rumbach und Shirgaokar 2017;Thakore et al. 2022). Comparative studies have been done focusing on heat stress (Mahadevia et al. 2020), exposure and vulnerability to flooding (Kit et al. 2011;Mahadevia et al. 2019), and linking migration with resilience (Link et al. 2021). However, a comprehensive assessment of flood resilience with multiple indicators representing various societal aspects of formal and informal settlement has rarely been conducted. ...
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Urbanization has resulted in increasing the pace of informality, specifically in developing countries like India. Informality is taking place at locations that are exposed to various hazards, and therefore, resilience building of both informal and formal settlements is needed to achieve sustainable development. Resilience assessment is key in defining appropriate area-specific resilience measures. Given that, this research assesses the resilience of formal and informal settlements of Surat city in India and presents implications for sustainable development. To assess resilience, an indicator-based approach was taken, using a household survey to collect the data. Analysis suggests that the resilience of formal and informal settlements is significantly different. Key differences were found in physical and institutional resilience, where informal settlements were found to be significantly less resilient than formal settlements. Several measures, such as gender-sensitive education and livelihood programs, as well as mobile water and sanitation, have positive implications for sustainable development. Overall, the study can guide disaster managers and policy makers to adopt a strategic and more targeted approach to strengthen resilience and achieve sustainable development.
... The articles by Blaikie and colleagues (2004) and Cutter and colleagues (2003) were outstanding in this regard: they found that rainfall, fluvial or coastal flooding in towns intersects with informal settlements, urban poverty, marginalisation and population density in areas exposed to these hazards (Dodman 2019; Douglas et al. 2008;Magadza 2000). Kit et al. (2011) confirmed that slums in Hyderabad, India, are often located in areas of rainwater accumulation. Ajibade and McBean's (2014) work in slum communities in Lagos, Nigeria, also highlighted how aspects such as limited access to housing or weak land rights push populations to settle on land potentially at greater risk of flooding. ...
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The literature on vulnerability to flooding highlights the multiple dimensions of risk factors. However, little research has analysed the joint effects of environmental and social variables on flood risk at the household level in African cities. We use an interdisciplinary approach to analyse the differentiated significance of these dimensions for the status of 'flood victim' in Abidjan, the major city of Côte d'Ivoire. The data used were collected in a survey of 503 households residing in two contrasting neighbourhoods of Abidjan. Modelling data with logistic regressions, the results show that physical variables (the slope of the housing plot), environmental variables (liquid and solid waste disposal) and social variables (the gender of the head of household or the composition of the household) are factors jointly associated with flood risk. The multidimensional nature of vulnerability
... Researchers and urban planning authorities are confronting a great challenge to revamp the situation in urban settings because of the increased flooding trend in recent years (Bisht et al., 2016). Using remote sensing Kit et al. (2011) demonstrated that the storm peak occurs when the stormwater flow and informal settlements overlap along the flow path of stormwater in Hyderabad. Table 1 depicts the recent record of urban flood events in India and it was noticed that Hyderabad is facing frequent flood events. ...
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Due to the dual pressure of rapid urbanization and climate change, urban flooding has become more common. Thus, for effective planning and mitigation strategies, it is of paramount interest to quantify the generated runoff and prioritize the urban critical sub-catchments. The present study investigates flood inundation in Hyderabad urban setting (zone-XII, zone-IV&V) using the Personal Computer Storm Water Management Model (PCSWMM) and prioritizes the critical sub-catchments using the compromise programming method (CPM) and PCSWMM. In addition, the system resilience is examined by integrating PCSWMM with GIS. The model simulation is performed for a 264 h (11 days) rainfall event that occurred in October 2020. The outcomes from the simulation are found to be satisfactory and in agreement with the field water logging points (WLPs). The inundation map results are validated with social media markers (SMMs). The critical sub-catchments are prioritized based on PCSWMM by runoff results and CPM by considering WLPs, slope and impervious percentage of sub-catchments as input criteria. The Integrated 1D-2D PCSWMM is used to examine the inundation velocity and depth. An urban flood hazard (UFH) map is generated to identify optimal low impact developments (LIDs). Subsequently, the present study showed how storage can improve the catchment capability and resilience of urban settings to tackle the excess stormwater. HIGHLIGHTS The flood inundation in an urban area is simulated using coupled 1D-2D PCSWMM.; Inundation, risk and hazard map are generated.; The prioritization of critical sub-catchments is carried out using multi-criteria decision-making methods.; Assessment of resilience of the urban area is carried out using GIS and PCSWMM.;
... Marginalization of the poor has been observed inter alia in numerous coastal cities in India [54] and in Iliolo City in the Philippines [55]. Under inadequate urban management and unchecked growth, informal settlements commonly encroach more risk-prone areas where flood and cyclone exposure is high [56][57][58]. These areas are avoided by wealthier populations [11]. ...
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Coastal areas are urbanizing at unprecedented rates, particularly in low- and middle-income countries. Combinations of long-standing and emerging problems in these urban areas generate vulnerability for human well-being and ecosystems alike. This baseline study provides a spatially explicit global systematization of these problems into typical urban vulnerability profiles for the year 2000 using largely sub-national data. Using 11 indicator datasets for urban expansion, urban population growth, marginalization of poor populations, government effectiveness, exposures and damages to climate-related extreme events, low-lying settlement, and wetlands prevalence, a cluster analysis reveals a global typology of seven clearly distinguishable clusters, or urban profiles of vulnerability. Each profile is characterized by a specific data-value combination of indicators representing mechanisms that generate vulnerability. Using 21 studies for testing the plausibility, we identify seven key profile-based vulnerabilities for urban populations, which are relevant in the context of global urbanization, expansion, and climate change. We show which urban coasts are similar in this regard. Sensitivity and exposure to extreme climate-related events, and government effectiveness, are the most important factors for the huge asymmetries of vulnerability between profiles. Against the background of underlying global trends we propose entry points for profile-based vulnerability reduction. The study provides a baseline for further pattern analysis in the rapidly urbanizing coastal fringe as data availability increases. We propose to explore socio-ecologically similar coastal urban areas as a basis for sharing experience and vulnerability-reducing measures among them.
... Marginalization of the poor has been observed inter alia in numerous coastal cities in India (Revi 2008) and in Iliolo City in the Philippines (Rayos Co 2010). Under inadequate urban management and unchecked growth, informal settlements commonly encroach more risk-prone areas where flood and cyclone exposure is high (Cardona et al. 2012;Kit et al. 2011;Satterthwaite 2007). These areas are avoided by wealthier populations (Prasad et al. 2009). ...
Thesis
On a planetary scale human populations need to adapt to both socio-economic and environmental problems amidst rapid global change. This holds true for coupled human-environment (socio-ecological) systems in rural and urban settings alike. Two examples are drylands and urban coasts. Such socio-ecological systems have a global distribution. Therefore, advancing the knowledge base for identifying socio-ecological adaptation needs with local vulnerability assessments alone is infeasible: The systems cover vast areas, while funding, time, and human resources for local assessments are limited. They are lacking in low an middle-income countries (LICs and MICs) in particular. But places in a specific socio-ecological system are not only unique and complex – they also exhibit similarities. A global patchwork of local rural drylands vulnerability assessments of human populations to socio-ecological and environmental problems has already been reduced to a limited number of problem structures, which typically cause vulnerability. However, the question arises whether this is also possible in urban socio-ecological systems. The question also arises whether these typologies provide added value in research beyond global change. Finally, the methodology employed for drylands needs refining and standardizing to increase its uptake in the scientific community. In this dissertation, I set out to fill these three gaps in research. The geographical focus in my dissertation is on LICs and MICs, which generally have lower capacities to adapt, and greater adaptation needs, regarding rapid global change. Using a spatially explicit indicator-based methodology, I combine geospatial and clustering methods to identify typical configurations of key factors in case studies causing vulnerability to human populations in two specific socio-ecological systems. Then I use statistical and analytical methods to interpret and appraise both the typical configurations and the global typologies they constitute. First, I improve the indicator-based methodology and then reanalyze typical global problem structures of socio-ecological drylands vulnerability with seven indicator datasets. The reanalysis confirms the key tenets and produces a more realistic and nuanced typology of eight spatially explicit problem structures, or vulnerability profiles: Two new profiles with typically high natural resource endowment emerge, in which overpopulation has led to medium or high soil erosion. Second, I determine whether the new drylands typology and its socio-ecological vulnerability concept advance a thematically linked scientific debate in human security studies: what drives violent conflict in drylands? The typology is a much better predictor for conflict distribution and incidence in drylands than regression models typically used in peace research. Third, I analyze global problem structures typically causing vulnerability in an urban socio-ecological system - the rapidly urbanizing coastal fringe (RUCF) – with eleven indicator datasets. The RUCF also shows a robust typology, and its seven profiles show huge asymmetries in vulnerability and adaptive capacity. The fastest population increase, lowest income, most ineffective governments, most prevalent poverty, and lowest adaptive capacity are all typically stacked in two profiles in LICs. This shows that beyond local case studies tropical cyclones and/or coastal flooding are neither stalling rapid population growth, nor urban expansion, in the RUCF. I propose entry points for scaling up successful vulnerability reduction strategies in coastal cities within the same vulnerability profile. This dissertation shows that patchworks of local vulnerability assessments can be generalized to structure global socio-ecological vulnerabilities in both rural and urban socio-ecological systems according to typical problems. In terms of climate-related extreme events in the RUCF, conflicting problem structures and means to deal with them are threatening to widen the development gap between LICs and high-income countries unless successful vulnerability reduction measures are comprehensively scaled up. The explanatory power for human security in drylands warrants further applications of the methodology beyond global environmental change research in the future. Thus, analyzing spatially explicit global typologies of socio-ecological vulnerability is a useful complement to local assessments: The typologies provide entry points for where to consider which generic measures to reduce typical problem structures – including the countless places without local assessments. This can save limited time and financial resources for adaptation under rapid global change.
... A análise de textura de imagens de satélite de favelas e não-favelas de cidades de vários continentes demostrou, por meio de medidas de lacunaridade, uma correlação consistente entre os padrões sociais e espaciais, refletindo a dimensão e o aspeto material dos constituintes da forma urbanaedificação, rua, bloco, praçabem como elementos naturaisrio, mar, vegetação, etc. (Barros Filho e Sobreira, 2005;Kit et al., 2011;Owen, 2012). A relevância e a consistência desses achados levantam a questão se tais propriedades estariam subjacentes a mapas temáticos que descrevem propriedades urbanas diversas, notadamente aquelas relacionadas às propriedades configuracionais que descrevem assimetrias estruturais. ...
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... A análise de textura de imagens de satélite de favelas e não-favelas de cidades de vários continentes demostrou, por meio de medidas de lacunaridade, uma correlação consistente entre os padrões sociais e espaciais, refletindo a dimensão e o aspeto material dos constituintes da forma urbanaedificação, rua, bloco, praçabem como elementos naturaisrio, mar, vegetação, etc. (Barros Filho e Sobreira, 2005;Kit et al., 2011;Owen, 2012). A relevância e a consistência desses achados levantam a questão se tais propriedades estariam subjacentes a mapas temáticos que descrevem propriedades urbanas diversas, notadamente aquelas relacionadas às propriedades configuracionais que descrevem assimetrias estruturais. ...
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... The city's 66% lakes are sewage laden and 14% are encroached by slums; 72% of the city's lake reserve have lost catchment area (Gupta and Nair, 2011;Ranganathan, 2015). (Kit et al., 2011) used RS to show that vulnerability to floods in Hyderabad is highest when flow concentration and location of informal settlements overlap. ...
... For example, slum mapping can be performed using remote sensing imagery [43], but the classification often involves manual interpretation. This can be performed for individual cities [44,45] but is unlikely to be practicable over larger areas. Housing types in rural area may also be predictive of socioeconomic status; indeed, one of the DHS variables that goes into a composite household wealth indicator is roofing material, which can be easily observable in high resolution remote sensing imagery. ...
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... If combined with extreme precipitation-induced flood risk map of the city (Kit et al., 2011), this study can identify newly established slums which settle on the most endangered sites. Since many of them consist of temporary housing units and lack the solidity of the infrastructure of long established slums, such settlements can be classified as particularly vulnerable ones. ...
Thesis
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Slums bilden einen wesentlichen Bestandteil vieler Stadtregionen des globalen Südens, wobei Indien die höchste Zahl an Slumbewohnern beherbergt. Die internationalen Unterschiede in der Definition des Begriffs "Slum" sowie Mängel bei der Datenerfassung haben eine hohe Fehlerwahrscheinlichkeit bei der Aufnahme von Slumbevölkerungszahlen und -standorten in globalem, nationalem und städtischem Massstab zur Folge. Das Hauptziel dieser Dissertation besteht darin, eine Vorgehensweise zur automatischen Erkennung von Slums mit Hilfe von hochauflösenden Satellitenbildern zu entwickeln, und diese Methode in der indischen Metropole Hyderabad anzuwenden. Diese Arbeit entwickelt ein mehrstufiges Satellitenbildbearbeitungsverfahren, welches in der Lage ist, eine schnelle Slumerkennung in Hyderabad durchzuführen. Das Verfahren beruht auf dem Verhältnis zwischen einem bestimmten Bereich räumlicher Heterogenität, ausgedrückt durch Lakunarität, und der Wahrscheinlichkeit, dass die Struktur eines Gebietes der Oberflächenstruktur eines Slums entspricht. Die Anwendung der hier vorgeschlagenen Methode produzierte zum ersten Mal einen plausiblen, räumlich kohärenten und politisch unverzerrten Datensatz über Slumstandorte und Slumbevölkerung für das gesamte Stadtgebiet von Hyderabad. Die Ergebnisse verdeutlichen die Unstimmigkeiten bei der bisherigen Erfassung der Slumbevölkerungszahlen sowie bei der offiziellen Anerkennung von Slums. Die multitemporale Satellitenbildauswertung zeigt ein Wachstum der Slumbevölkerungszahlen im Grossraum Hyderabad an und bietet Einblick in den zeitlich-räumlichen Slumwachstumprozess zwischen den Jahren 2003 und 2010. Diese Dissertation stellt einen wissenschaftlichen Beitrag zu den Themen Fernerkundung der Siedlungen und fortgeschrittene Bildbearbeitungsmethoden dar und bietet den unterschiedlichsten Parteien, für welche Slumdaten von Bedeutung sind, ein wichtiges Instrument.
... Half of the considered global climate models (AOGCMs from the IPCC AR4 model ensemble) project values within this range after they were statistically downscaled to the Hyderabad region . To identify which additional areas will be affected by severe flooding in the future a flow-accumulation analysis was performed (DEM taken from SRTM remote sensing, see Kit et al., 2011). To identify the exposure unit, a remote sensing (QuickBird satellite) based identification of slum areas was developed. ...
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Taking the Special Report on Emission Scenarios (SRES) climate and socio-economic scenarios (A1FI, A2, B1 and B2 'future worlds'), the potential impacts of sea-level rise through the twenty-first century are explored using complementary impact and economic analysis methods at the global scale. These methods have never been explored together previously. In all scenarios, the exposure and hence the impact potential due to increased flooding by sea-level rise increases significantly compared to the base year (1990). While mitigation reduces impacts, due to the lagged response of sea-level rise to atmospheric temperature rise, impacts cannot be avoided during the twenty-first century by this response alone. Cost-benefit analyses suggest that widespread protection will be an economically rational response to land loss due to sea-level rise in the four SRES futures that are considered. The most vulnerable future worlds to sea-level rise appear to be the A2 and B2 scenarios, which primarily reflects differences in the socio-economic situation (coastal population, Gross Domestic Product (GDP) and GDP/capita), rather than the magnitude of sea-level rise. Small islands and deltaic settings stand out as being more vulnerable as shown in many earlier analyses. Collectively, these results suggest that human societies will have more choice in how they respond to sea-level rise than is often assumed. However, this conclusion needs to be tempered by recognition that we still do not understand these choices and significant impacts remain possible. Future worlds which experience larger rises in sea-level than considered here (above 35 cm), more extreme events, a reactive rather than proactive approach to adaptation, and where GDP growth is slower or more unequal than in the SRES futures remain a concern. There is considerable scope for further research to better understand these diverse issues.
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IPCC Special Report on Emissions Scenarios Contents: Foreword Preface Summary for policymakers Technical Summary Chapter 1: Background and Overview Chapter 2: An Overview of the Scenario Literature Chapter 3: Scenario Driving Forces Chapter 4: An Overview of Scenarios Chapter 5: Emission Scenarios Chapter 6: Summary Discussions and Recommendations
Special report on emissions scenarios: a special report of working group III of the intergovernmental panel on climate change Impacts and responses to sea-level rise: a global analysis of the SRES scenarios over the twenty-first century
  • N Nakićenović
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Nakićenović N, Swart R (eds) (2000) Special report on emissions scenarios: a special report of working group III of the intergovernmental panel on climate change. Cambridge University Press, Cambridge Nicholls RJ, Tol RSJ (2006) Impacts and responses to sea-level rise: a global analysis of the SRES scenarios over the twenty-first century. Philos Trans R Soc A 364(1841):1073–1095
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Amorim L, Barros Filho MN, Cruz D (2009) Analysing Recife's Urban Fragments. In: Koch D, Marcus L, Steen J (eds) Proceedings of the 7th International Space Syntax Symposium, KTH, Stockholm, 2009.
Hole-filled SRTM for the globe version 4, available from the CGIAR-CSI SRTM 90m Database
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Jarvis A, Reuter HI, Nelson A, Guevara E (2008) Hole-filled SRTM for the globe Version 4, available from the CGIAR-CSI SRTM 90m Database. http://srtm.csi.cgiar.org. Cited 20 May 2010
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Registrar General and Census Commissioner
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