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Although skeletal remains of the iconic oldest known avialian Archaeopteryx have been known for almost 150 years, several aspects of the cranial anatomy of this taxon have remained enigmatic, mainly because of the strongly flattened and often fractured and incomplete nature of available skull materials. New investigation of the skulls of the recently described, excellently preserved tenth (Thermopolis) and the seventh (Munich) specimens revealed several previously unrecognized characters and helps to resolve some problematic issues. Thus, the nasal of Archaeopteryx shows a lateral notch for the lacrimal, as is found in many other saurischian dinosaurs, the maxilla clearly participates in the margin of the external nares, and there seems to be a pneumatic foramen in the lacrimal, comparable to the lacrimal fenestra found in many non-avian theropods. In the braincase, Archaeopteryx shows pneumatic features reminiscent of non-avian theropods, including a ventral basisphenoid recess and an anterior tympanic recess that is laterally incised into the basisphenoid/prootic. Most importantly, however, the postorbital process of the jugal shows a facet for the suture with the postorbital, thus resolving the question of whether Archaeopteryx had a closed postorbital bar. A new reconstruction of the skull of Archaeopteryx is presented, making the skull of this taxon even more theropod-like than previously recognized. Furthermore, the closed postorbital bar and the configuration of the bones of the skull roof cast serious doubt on claims that an avian-style cranial kinesis was present in this taxon.
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RESEARCH PAPER
New observations on the skull of Archaeopteryx
Oliver W. M. Rauhut
Received: 18 January 2013 / Accepted: 14 May 2013 / Published online: 8 June 2013
ÓSpringer-Verlag Berlin Heidelberg 2013
Abstract Although skeletal remains of the iconic oldest
known avialian Archaeopteryx have been known for almost
150 years, several aspects of the cranial anatomy of this
taxon have remained enigmatic, mainly because of the
strongly flattened and often fractured and incomplete nat-
ure of available skull materials. New investigation of the
skulls of the recently described, excellently preserved tenth
(Thermopolis) and the seventh (Munich) specimens
revealed several previously unrecognized characters and
helps to resolve some problematic issues. Thus, the nasal of
Archaeopteryx shows a lateral notch for the lacrimal, as is
found in many other saurischian dinosaurs, the maxilla
clearly participates in the margin of the external nares, and
there seems to be a pneumatic foramen in the lacrimal,
comparable to the lacrimal fenestra found in many non-
avian theropods. In the braincase, Archaeopteryx shows
pneumatic features reminiscent of non-avian theropods,
including a ventral basisphenoid recess and an anterior
tympanic recess that is laterally incised into the basisphe-
noid/prootic. Most importantly, however, the postorbital
process of the jugal shows a facet for the suture with the
postorbital, thus resolving the question of whether
Archaeopteryx had a closed postorbital bar. A new recon-
struction of the skull of Archaeopteryx is presented, mak-
ing the skull of this taxon even more theropod-like than
previously recognized. Furthermore, the closed postorbital
bar and the configuration of the bones of the skull roof cast
serious doubt on claims that an avian-style cranial kinesis
was present in this taxon.
Keywords Archaeopteryx Upper Jurassic Avialae
Cranial osteology Cranial kinesis
Kurzfassung Obwohl Skelettreste des a
¨ltesten be-
kannten Vogels Archaeopteryx seit nun 150 Jahren be-
kannt sind, sind einige Aspekte der Scha
¨delanatomie
dieses Taxon weiter ungewiss, vor allem da die meisten
bekannten Scha
¨delreste stark komprimiert und meist
zerbrochen und unvollsta
¨ndig sind. Neue Untersuchun-
gen am Scha
¨del des ku
¨rzlich beschriebenen und her-
vorragend erhaltenen 10. (Thermopolis) und des 7.
(Mu
¨nchener) Exemplares zeigen einige bisher un-
erkannte Merkmale der Scha
¨delanatomie und helfen,
andere bisher umstrittene Fragen zu lo
¨sen. So zeigt das
Nasale von Archaeopteryx einen lateralen Einschnitt fu
¨r
die Sutur mit dem Lacrimale, wie er bei vielen Saurischia
vorhanden ist, das Maxillare hat Anteil am Rand der
externen Nares und das Lacrimale hat offenbar ein gro-
ßes, pneumatisches Foramen, das in seiner Position dem
Lacrimal-Fenster vieler basalerer Theropoden entspricht.
Im Hirnscha
¨del zeigt Archaeopteryx Merkmale die an
jene basalerer Theropoden erinnern, so etwa einen Re-
zessus basisphenoidalis und einen anterioren tympani-
schen Rezessus, der von lateral in das Basisphenoid und
das Prooticum einschneidet. Insbesondere zeigt jedoch
der Postorbital-Fortsatz des Jugale eine Facette fu
¨rdie
Sutur mit dem Postorbitale, was die Frage kla
¨rt, ob
Archaeopteryx eine geschlossene Postorbital-Spange
besass. Eine neue Rekonstruktion des Scha
¨dels von
Archaeopteryx macht diesen noch Theropoden-a
¨hnlicher
als bisher angenommen. Zudem stellt die geschlossene
Postorbital-Spange und die Konfiguration der Knochen
des Scha
¨deldaches die angenommene Vogel-a
¨hnliche
Scha
¨del-Kinetik bei Archaeopteryx in Frage.
O. W. M. Rauhut (&)
Bayerische Staatssammlung fu
¨r Pala
¨ontologie und Geologie
and Department of Earth and Environmental Sciences, LMU
Munich, Richard-Wagner-Str. 10, 80333 Munich, Germany
e-mail: o.rauhut@lrz.uni-muenchen.de
123
Pala
¨ontol Z (2014) 88:211–221
DOI 10.1007/s12542-013-0186-0
Schlu
¨sselwo
¨rter Archaeotperyx Oberer Jura Avialae
Scha
¨del-Osteologie Scha
¨del-Kinetik
Introduction
Ever since the discovery of the first skeletal remains in
1861 (von Meyer 1861), just 2 years after the publication of
Darwin’s ‘‘Origin of Species’’ (Darwin 1859), the oldest
known ‘‘bird’Archaeopteryx has played a pivotal role in
the scientific discussion of the origin of birds (e.g., Huxley
1868; Heilmann 1926; Ostrom 1973,1976). Thus, despite
the important discoveries of numerous bird-like non-avian
theropod dinosaurs and basal birds in the past decades in
China (see Xu and Norell 2006 and Zhou and Zhang 2006
for recent reviews) and recent claims that the taxon is not
placed on the immediate lineage leading toward birds (Xu
et al. 2011), Archaeopteryx can still be regarded as the
‘yardstick’’ of bird evolution, and new insights into the
anatomy and biology of this animal are published frequently
(e.g., Dominguez Alonso et al. 2004;Mayretal.2005,2007;
Tischlinger 2005,2009; Wellnhofer 2008; Erickson et al.
2009; Bergmann et al. 2010; Longrich et al. 2012).
For more than 100 years after the first discoveries, the
cranial structure of Archaeopteryx has been known only
from the very incomplete and/or strongly damaged remains
of the London and Berlin specimens (see Dames 1884;
Heilmann 1926; De Beer 1954). With the discovery of the
fifth (Eichsta
¨tt) specimen, a first well-preserved skull of
this animal became available, and study of this specimen
led to important new insights into the cranial anatomy of
the earliest known bird (Wellnhofer 1974). Further prepa-
ration of the skull of the London specimen and the dis-
covery of the Munich specimen provided new data,
especially on the structure of the braincase, palate, and
lower jaw of this taxon in the following 25 years (Whet-
stone 1983; Walker 1985; Wellnhofer 1993; Elzanowski
and Wellnhofer 1996). In the past decade, the application
of new techniques, such as computed tomography and new
methods in UV photography, have led to additional insights
into several anatomical details (Dominguez Alonso et al.
2004; Tischlinger and Unwin 2004; Tischlinger 2005).
Finally, the discovery of a new specimen with a beautifully
preserved skull and skeleton provided important new
information on many aspects of the anatomy of Archae-
opteryx (Mayr et al. 2005,2007). Nevertheless, many
details of the skull anatomy of this taxon, especially the
configuration of the temporal region and the braincase,
have remained enigmatic.
The aim of this article is not to present a full description
of the cranial osteology of Archaeopteryx, but to help
clarify some details of its cranial anatomy and to provide a
new reconstruction of the skull. For more general accounts
of the osteology of this taxon, the reader is referred to the
excellent descriptions of Wellnhofer (1974,2008), Elza-
nowski and Wellnhofer (1996), and Elzanowski (2002),
and to the numerous other contributions that have helped
clarify the cranial structure of this taxon (e.g., Dames 1884;
Heilmann 1926; Whetstone 1983; Walker 1985; Domin-
guez Alonso et al. 2004; Tischlinger 2005; Mayr et al.
2007).
For this study, the skulls of mainly two specimens were
studied in detail, the 7th (Munich) and the 10th (Ther-
mopolis) specimens. The Eichsta
¨tt, Berlin, Solnhofen, and
Daiting (8th) specimens were also examined first hand, as
were a large number of non-avian theropod specimens.
Comparative information for basal birds was mainly taken
from the literature.
The specimens were examined using a binocular
microscope and high-resolution UV photographs, gener-
ously provided by Helmut Tischlinger.
Institutional abbreviations
BSPG Bayerische Staatssammlung fu
¨r Pala
¨ontologie und
Geologie, Munich, Germany; IGM Institute of Geology,
Ulan Bataar, Mongoloia; MB Museum fu
¨r Naturkunde
Berlin, Germany; WDC Wyoming Dinosaur Center, Ther-
mopolis, Wyoming, USA.
Configuration of the skull roof
The 10th (Thermopolis) specimen (WDC-CSG-100) has
the dorsal skull roof preserved in exquisite detail (Fig. 1).
Many of the important characters have already been
reported by Mayr et al. (2007), so only a few details will be
pointed out here.
The premaxilla has a long anterior body, in which all
tooth positions are placed anterior to the external nares
(Fig. 1a). At the anterior end of the premaxilla, an
enlarged, anteriorly facing foramen is present, as in many
theropod dinosaurs (e.g., Rauhut et al. 2010). As mentioned
by Mayr et al. (2007: 101), another large foramen is present
anterodorsal to the anteriormost end of the external nares.
This foramen is connected to the anterodorsal margin of the
external nares by an elongate furrow and thus opens pos-
terolaterally (Figs. 1a, 5). Such a foramen is also present in
the Eichsta
¨tt specimen (pers. obs.), but not the London
(Wellnhofer 2008: Fig. 5.26), Solnhofen (pers. obs.), and
Berlin specimens (Tischlinger 2005: Fig. 10; Wellnhofer
2008: Fig. 5.48 b). The Thermopolis specimen further
confirms the reconstruction of the relation among the
premaxilla, maxilla, and nasal in Archaeopteryx by
Wellnhofer (1974,2008). Thus, the dorsal nasal process of
212 O. W. M. Rauhut
123
the premaxilla is approximately 175 % of the length of the
main premaxillary body and almost reaches the posterior
end of the external nares. The ventral posterior process of
the premaxilla is much shorter than the dorsal process and
flanks the ventral margin of the nares for approximately
half of its length. However, it is slightly longer than the
premaxillary body, slender, and rod-like, and not as
abbreviated as illustrated by Elzanowski (2001). Although
the nasal has a slender anterior subnarial process, the latter
is clearly separated from the ventral posterior process of
the premaxilla so that the maxilla forms part of the ventral
margin of the nares, as argued by Wellnhofer (1974,2008).
On the lateral side of the skull roof, the configuration of
the contacts among the nasal, lacrimal and maxilla largely
conforms to the situation found in basal theropods (Fig. 1b,
c). As in Zupaysaurus (Ezcurra 2007), Allosaurus (Madsen
1976), Sinraptor (Currie and Zhao 1994a), and other taxa,
but in contrast to the reconstructions of Elzanowski (2001)
and Wellnhofer (2008), the posterior end of the ascending
process of the maxilla is forked to receive a pointed
Fig. 1 Cranial anatomy of the 10th (Thermopolis) specimen of
Archaeopteryx (WDC-CSG-100). aPhotograph of skull under
ultraviolet light, with indications of enlarged areas. bEnlargement
of lateral edge of left nasal, showing lateral process of the nasal.
cEnlargement of the contact between right maxilla, nasal, and
lacrimal. dEnlargement of the lacrimal fenestra. eEnlargement of the
ascending process of the jugal. en external nares, ffrontal, fo foramina
in the premaxilla, jjugal, llacrimal, lf lacrimal fenestra, lp lateral
process of nasal, mmaxilla, mf maxillary fenestra, mu manual ungual,
nnasal, pa parietal, pm premaxilla, pof postorbital facet on the
ascending process of the jugal, pro premaxillary foramen, sc scleral
ring. Scale bar in ais 5 mm
Skull of Archaeopteryx 213
123
anterior process of the lacrimal (Fig. 1c). Furthermore, the
lateral margin of the nasal has a small posterolateral pro-
cess that embraced the anterior end of the dorsal surface of
the lacrimal (Fig. 1b), as is present in Syntarsus (Bristowe
and Raath 2004), Allosaurus (Madsen 1976), Sinraptor
(Currie and Zhao 1994a: Fig. 3a), and many basal saur-
opodomorphs (e.g., Yates 2003: Fig. 10b).
The Thermopolis specimen also helps to clarify some
aspects of the paranasal sinus system. Although Wellnhofer
(1974) identified both a maxillary fenestra and a large,
laterally facing promaxillary fenestra in the Eichsta
¨tt
specimen, Elzanowski (2001,2002) argued that the dorsal
part of the ascending process of the maxilla represented a
nasal capsule, representing a rostral ethmoid ossification,
and thus reconstructed the skull without maxillary fenestra.
Wellnhofer (2008) again reconstructed the skull with both
a maxillary and promaxillary fenestra, but figured the two
considerably smaller than in his 1974 reconstruction. As
noted by Mayr et al. (2007) [see also Xu et al. 2011)], the
Thermopolis specimen confirms the interpretation of
Wellnhofer (1974), in that Archaeopteryx had a large,
semicircular maxillary fenestra and a more anteriorly
placed and smaller, laterally facing promaxillary foramen
(Fig. 1a). It is thus similar to Anchiornis (Hu et al. 2009)
and Compsognathus (BSPG AS 563), whereas in most
coelurosaurs, the premaxillary fenestra is concealed in the
lateral view (e.g., tyrannosaurids: Currie 2003; Carr and
Williamson 2004; ornithomimosaurs: Osmo
´lska et al.
1972; Ji et al. 2003; oviraptorosaurs: Clark et al. 2002;
troodontids: Norell et al. 2009). In many dromaeosaurs, the
premaxillary fenestra is small and at least partially exposed
laterally (e.g., Ostrom 1969; Barsbold and Osmo
´lska 1999;
Xu and Wu 2001; Burnham 2004; Norell et al. 2006), but it
is placed anteroventral to the maxillary fenestra and is
relatively smaller than in Archaeopteryx.
In the Thermopolis specimen, the lacrimal shows a large
recess in the posterodorsal corner laterally (Fig. 1d). The
recess is filled with matrix, so nothing can be said about its
medial extent, but it is in the same position as the lacrimal
fenestra in basal tetanurans such as Allosaurus (Madsen
1976) and Sinraptor (Currie and Zhao 1994a). In paravian
theropods, a lacrimal recess has otherwise only been men-
tioned, but not yet been described in detail, in Deinonychus
(Witmer 1997a).
One of the most significant new observations concerns
the configuration of the temporal region of Archaeopteryx.
In the Thermopolis specimen, no postorbital is preserved,
but the short dorsal process of the jugal is present and
shows a slightly depressed facet on the anterior side of its
dorsal part (Fig. 1e). This facet is slightly offset from
the ventral part of the anterior margin of the process and
slopes more strongly posterodorsally than the latter. A very
similar though not as conspicuous facet is also visible in
the medially exposed left jugal of the Munich specimen
(BSPG 1999 I 50). This facet fits the jugal facet for the
connection with the postorbital in non-avian theropods in
both its position and the details of its morphology (angu-
lation of the facet in relation to the ascending process of the
jugal; facet facing more laterally than medially) and thus
clearly indicates that a jugal-postorbital contact was pres-
ent in Archaeopteryx.
Finally, the area identified as the quadrate cotyle in the
squamosal of the Munich specimen by Elzanowski and
Wellnhofer (1996) most probably represents a slightly
depressed facet for the contact with the paroccipital process
of the braincase on a rather long posterior process (Fig. 2),
as is also present in dromaeosaurids (e.g., Ostrom 1969;
Barsbold and Osmo
´lska 1999).
Braincase
The dorsal parts of the braincase of Archaeopteryx are
preserved in the London specimen and have been
described by de Beer (1954), Whetstone (1983), Walker
(1985) and Dominguez Alonso et al. (2004). The ventral
and lateral parts of the braincase are preserved in the
Munich specimen (BSPG 1999 I 50) and have been
described by Wellnhofer (1993) and Elzanowski and
Wellnhofer (1996). This specimen is redescribed here,
since detailed investigation of the braincase under both
normal and UV light led to some re-interpretations of
structures (Figs. 2,3).
Elzanowski and Wellnhofer (1996) considered the cra-
nial base of the Munich specimen to be exposed in lateral
view. However, re-examination of the specimen indicates
that the basisphenoid and basioccipital are exposed in the
ventrolateral view (Fig. 3). Thus, the ventral side of both
bones and both left and right basal tubera and basipterygoid
processes are visible, though the left basipterygoid process
is broken and partially preserved on the counterslab
(Fig. 2). The occipital condyle is almost aligned with the
ventral surface of the basisphenoid and only slightly offset
dorsally, in contrast to most theropods, although this might
be partially due to preservation, as noted by Elzanowski
and Wellnhofer (1996). The posteroventral side of the
basioccipital anterior to the condyle is flat, with a very
shallow longitudinal groove extending along the midline
from the occipital condyle to the basioccipital-basi-
sphenoid suture. The basal tubera are small, placed far
laterally, and separated by a wide, U-shaped incision.
The ventral side of the basisphenoid is elongate, its
length between the basal tubera and the basipterygoid
processes being approximately 1.8 times the minimal
width. Posteriorly, the basisphenoid forms the anterior
half of the basal tubera. Immediately anterior to the
214 O. W. M. Rauhut
123
basioccipital-basisphenoid suture there is an elongate oval
depression on the ventral side of the basisphenoid, repre-
senting the basisphenoid recess (Fig. 3), as in other non-
avian theropods. Thus, the basisphenoid pneumaticity was
ventrally open in Archaeopteryx, as in most non-avian
theropods, but in contrast to the situation in therizino-
saurids (Clark et al. 1994) and troodontids (Currie 1985;
Currie and Zhao 1994b; Makovicky et al. 2003), which
have a highly pneumatized basisphenoid without a ventral
opening. Unfortunately, the recess is partially covered by
an unidentified bone fragment, so nothing can be said about
its depth or internal extent. The recess is bordered laterally
by transversely rounded edges rather than sharp cristae
ventrolateralis, as is the case in some other theropods (e.g.,
Proceratosaurus: Rauhut et al. 2010) and ends anteriorly
well posterior to the level of the basipterygoid processes,
thus covering the posterior two-thirds of the ventral side of
the basisphenoid. The basipterygoid processes are well
separated and directed ventrolaterally and slightly anteri-
orly. They are anteroposteriorly elongate (their length
being approximately 60 % of the length of the ventral
basisphenoid between the tubera and the base of the pro-
cesses) and dorsoventrally low. The articular facet of the
process faces anteroventrally and is lower anteriorly than
posteriorly. The left basipterygoid process is broken at its
base and preserved on the counterslab in partial articulation
with the pterygoid (Fig. 2). At the break, the bone is
transversely thin, and there obviously was a deep lateral
depression at the base of the basipterygoid process (Fig. 3).
This depression most probably corresponds to the basip-
terygoid recess, as is also found in the dromaeosaurids
Velociraptor (Barsbold and Osmo
´lska 1999), the basal
troodontid Sinovenator (Xu et al. 2002), and several other
theropods.
Only a small part of the lateral side of the occiput can be
seen. On the lateral side of the occipital condyle, two large,
dorsoventrally elongate foramina are visible, probably for
the passages of cranial nerves IX, XI, and XII, and prob-
ably X. Anteriorly, these foramina are bordered by a well-
developed, slender crista metotica that extends from the
basal tubera to the ventral side of the paroccipital process.
The middle ear is situated anterior to the crista metotica
(Fig. 3). In contrast to the situation figured by Elzanowski
and Wellnhofer (1996): Fig. 2a), the middle ear is not
narrow and slit-like, but represents one of the largest
openings in the lateral brain wall, as in the London spec-
imen (Whetstone 1983; Walker 1985). As in the latter, the
middle ear cavity is subdivided by an oblique crista
Fig. 2 Cranial anatomy of the 7th (Munich) specimen of Archaeop-
teryx (BSPG 1999 I 50). Posterior skull remains on the counterslab
under ultraviolet light. cp cultriform process of the parasphenoid,
ffrontal, jjugal, lbpt left basipterygoid process, lpt left pterygoid, pa
parietal, po postorbital, qquadrate, rpt right pterygoid, sq squamosal.
Question marks indicate unidentified elements. Scale bar is 5 mm
Skull of Archaeopteryx 215
123
interfenestralis (only the dorsal base of which is preserved;
Fig. 3) into the slightly smaller foramen ovale anterodor-
sally and the foramen pseudorotunda posteroventrally, thus
confirming the configuration of this region as reconstructed
by Walker ( 1985: Fig. 4). The left paroccipital process has
been sheared off and displaced dorsally, as noted by
Elzanowski and Wellnhofer (1996), so that its anteroventral
side is exposed (Fig. 3). As in most theropods, a shallow
stapedial groove extends along the anteroventral side of the
process distally. Proximally, a large, oval opening is present
at the base of this groove, as is also found in the base of the
paroccipital process of the London specimen (Whetstone
1983; Walker 1985); this opening corresponds to the
entrance of the posterior tympanic recess in other coeluro-
saurs (e.g., Clark et al. 1994; Norell et al. 2006).
The prootic of the Munich specimen has been well
described and figured by Elzanowski and Wellnhofer
(1996). However, the separate bone identified as the broken
prootic wing by these authors most probably rather repre-
sents the laterosphenoid (Fig. 3), as originally suggested by
Wellnhofer (1993). Thus, the prootic pendant (Sampson
and Witmer 2007; ‘‘prootic wing’’ of Elzanowski and
Wellnhofer 1996) is considerably smaller than recon-
structed by Elzanowski and Wellnhofer (1996) and
directed ventrally (Figs. 3,4), as in other theropods, rather
than anteroventrally. The laterosphenoid is a subquadran-
gular element with a stout lateral process anterodorsally for
Fig. 3 Cranial anatomy of the 7th (Munich) specimen of Archaeop-
teryx (BSPG 1999 I 50). Posterior skull elements and braincase on the
main slab. aPhotograph under ultraviolet light. bInterpretative
drawing. at anterior tympanic recess, boc basioccipital, bpt basip-
terygoid process, bptr basipterygoid recess, bs basisphenoid, bsr
basisphenoid recess, bt basal tubera, cif crista interfenestralis, cm
crista metotica, dtr dorsal tympanic recess, ec ectopterygoid fragment,
epi epipterygoid, ffrontal, fo fenestra ovale, fp fenestra pseudoro-
tunda, ls laterosphenoid, oc occipital condyle, pa parietal, pap
paroccipital process, pro prootic, pt pterygoid, ptr posterior tympanic
recess, qw quadrate wing of the pterygoid, sa surangular, sg stapedial
groove. Roman numerals denote cranial nerves; question marks
indicate unidentified elements. Scale bar is 5 mm
Fig. 4 Schematic reconstruction of the braincase of Archaeopteryx,
based on the 7th specimen. Note that most sutures are conjectural,
since the elements are partially disarticulated and damaged, so their
courses should not be used for phylogenetic coding. Abbreviations as
in Figs. 2and 3;op opisthotic, pp preotic pendant
216 O. W. M. Rauhut
123
the contact with the frontal and, possibly, the postorbital, as
in other theropods. However, the element has been flat-
tened into the bedding plane, so that the orientation of this
process is not as obvious, but the lateral convexity of the
main laterosphenoid body and the concavity at the base of
the lateral process are still visible (Fig. 3a). In the London
specimen, only the lateral process of the laterosphenoid
seems to be preserved (Whetstone 1983). The laterosphe-
noid is not pierced by any foramina in its lateral part,
indicating that the exit for the ophthalmic branch of the
trigeminal nerve was not separate from the maxillary and
mandibular branches, as is the case in Troodon (Currie and
Zhao 1994b).
Thus, the trigeminal foramen in Archaeopteryx seems to
be somewhat smaller than reconstructed by Walker (1985)
and Elzanowski and Wellnhofer (1996). The laterosphe-
noid in the Munich specimen is displaced ventrally, and the
margin that probably contacted the prootic is partially
covered by unidentified bone fragments, but the incision
for the trigeminal opening in this bone, if present, seems to
have been rather small. Whetstone (1983) figured a small
incision in the posterodorsal rim of this opening and ten-
tatively identified it as the trigeminal foramen. The same
feature was refigured, but not discussed by Elzanowski and
Wellnhofer ( 1996: 5B), but Walker (1985) argued that the
posterior margin of the trigeminal foramen was incomplete
and identified this incision as part of a pneumatic recess. In
many saurischians, the exit of the mid-cerebral vein is
separated from the exit of the trigeminal nerve and is
developed as a small foramen in the dorsal margin of the
trigeminal opening or somewhat more dorsally (Rauhut
2003). Interestingly, this opening is positioned on the
prootic-latereosphenoid suture in some taxa (e.g., Drom-
aeosaurus: Currie 1995) or entirely in the laterosphenoid
(e.g., Troodon: Rauhut 2003), but it is entirely within the
prootic, at the posterodorsal rim of the trigeminal foramen,
and thus in a very similar position to this incision in
Plateosaurus (MB.R. 5586.1). Thus, this incision might
represent the exit of the mid-cerebral vein. In the Munich
specimen, there is a posterior rim around the trigeminal
foramen (Fig. 3), as figured for the London specimen by
Walker ( 1985: Fig. 4), and there seems to be a matrix-
filled depression or opening in the elevated posterodorsal
margin of this depression. This depression or opening is in
the same position as the incision figured by Whetstone
(1983) in the London specimen, thus supporting Walker’s
interpretation that the posterior rim of the trigeminal
foramen is broken in this specimen, and the opening might
represent a small separate foramen rather than an incision
branching off the trigeminal foramen.
Below the opening for the seventh cranial nerve, a large
depression is present on the ventral side of the prootic, as in
the London specimen (Whetstone 1983; Walker 1985).
Wellnhofer (1993) identified this matrix-filled structure as
the fenestra ovalis, but Walker (1985) argued that pneu-
matic openings were located within this depression.
Indeed, the depression is in exactly the position covered by
the anterior tympanic recess in non-avian theropods (e.g.,
Raath 1985; Currie and Zhao 1994b; Witmer 1997b;
Makovicky et al. 2003; Rauhut 2004; Paulina-Carabajal
and Currie 2012) and thus most probably represents this
structure. This recess is partially covered by a broken,
plate-like bone, which probably represents remains of the
quadrate wing of the pterygoid. At the level of the anterior
end of the prootic, a slender, triangular bone sits laterally
on this bony plate (Fig. 3). This bone tapers dorsally and
reaches approximately the level of the dorsal margin of the
trigeminal foramen. In position and shape, it is similar to
the epipterygoid in other theropods (e.g., Clark et al. 2002;
Eddy and Clarke 2011; Brusatte et al. 2012a) and might
thus represent this element.
Discussion
The observations presented here help to clarify some
details of the cranial anatomy of Archaeopteryx that might
be of interest for both functional and phylogenetic studies.
The configuration of the dorsal skull roof, especially the
detailed sutures between the nasal, lacrimal, and maxilla,
corresponds well to the situation in basal tetanuran thero-
pods in which the anterior process of the lacrimal slots into
the forked posterior end of the ascending process of the
maxilla and the dorsal surface of the lacrimal is braced
anteriorly by a posterolaterally directed lateral process of
the nasal (e.g., Allosaurus: Madsen 1976;Sinraptor: Currie
and Zhao 1994a). Interestingly, most reconstructions of
skulls of paravian theropods show the anterior end of the
lacrimal overlapping the posterior end of the ascending
process of the maxilla dorsally and lack a lateral process of
the nasal (e.g., Barsbold and Osmo
´lska 1999; Xu and Wu
2001; Burnham 2004; Xu et al. 2011). More detailed
studies of the cranial sutures in paravian theropods are
necessary to decide whether this indicates a remarkable
retention of the plesiomorphic condition in Archaeopteryx
or if this might simply reflect lack of detail in available
reconstructions; the fact that the skull of the ‘‘fighting
dinosaur’’ specimen of Velociraptor (IGM 100/25) seems
to show a slender anterior end of the lacrimal that slots into
the forked posterior end of the ascending process of the
maxilla (Barsbold and Osmo
´lska 1999: Fig. 1a; Norell
et al. 2006: Fig. 6b) indicates that the latter might at least
account for some of this apparent variation. However, the
dorsal view of the same specimen does not show any
evidence of a lateral process of the nasal (Barsbold and
Osmo
´lska 1999: Fig. 2b).
Skull of Archaeopteryx 217
123
One of the most significant findings is that of an articular
facet for the postorbital on the ascending process of the
jugal (Fig. 1e), presenting evidence for a closed postorbital
bar, as originally hypothesized by Wellnhofer (1974) and
Elzanowski and Wellnhofer (1996) on the basis of the
presence of a postorbital process of the jugal. Several
previous analyses of the available skull material of
Archaeopteryx failed to recognize a postorbital, resulting in
the hypothesis that this element was absent and the orbit
open posteriorly, as in recent birds, by Bu
¨hler (1985),
Martin (1991) and Elzanowski (2001,2002). This alleged
absence of a postorbital bar was one of the key arguments
that led Bu
¨hler (1985) to propose a bird-like cranial kinesis
in Archaeopteryx. Even if a complete absence of a post-
orbital was not assumed and after UV analyses by Tisch-
linger (2005) unequivocally showed a postorbital to be
present in this taxon, many authors retained an open
postorbital bar in their reconstruction to allow for cranial
kinesis (e.g., Chiappe 2007; Wellnhofer 2008). Wellnhofer
(2008: Fig. 6.3) proposed that, in a prokinetic movement,
the nasal might move over the frontals in Archaeopteryx.
The presence of a theropod-like articular facet on the
ascending process of the jugal for the postorbital calls the
interpretation of a prokinetic skull in Archaeopteryx into
question. According to this hypothesis, the streptostylic
quadrate would move the anterior part of the skull via the
jugal bar (see Bu
¨hler 1985; Wellnhofer 2008). However, a
closed postorbital bar would severely hamper any antero-
posterior movement of the jugal and thus the mechanism
by which the snout is allegedly raised. Furthermore, the
sutures between the jugal and postorbital, and, as far as can
be said, between the nasal and frontal (based on the
Thermopolis and Eichsta
¨tt specimens) correspond well to
the situation in other theropods, and there is no indication
for either a flexible overlap between the nasal and frontal
nor for a flexible bending zone within the nasal (as
hypothesized by Bu
¨hler, 1985). Thus, the situation is
comparable to that in non-avian theropods, for which
Holliday and Witmer (2008) concluded that there is little
evidence for any sophisticated kinesis. These findings are
also in agreement with the skull configuration reported in
the more advanced basal avialian Confuciusornis, which
also has a closed postorbital bar (Peters and Ji 1998; Chi-
appe et al. 1999; Hou et al. 1999), and the possibility that at
least some Enantiornithes still retained a postorbital-jugal
contact (Wang et al. 2010). This indicates that the opening
of the postorbital bar and the development of the cranial
kinesis typical for modern birds happened later in avialian
evolution.
The new interpretation of the braincase of Archaeop-
teryx indicates that this structure is closely comparable to
that in other non-avian maniraptorans (Fig. 4). The
description of the middle ear cavity largely confirms the
interpretation of Walker (1985) and shows close similarity
to deinonychosaurs, such as Byronosaurus (Makovicky
et al. 2003). The lateral braincase wall is closely compa-
rable to that of dromaeosaurids, in both the position of
nerve foramina and the presence and position of an anterior
tympanic recess and a basipterygoid recess (e.g., Barsbold
and Osmo
´lska 1999). The braincase differs from that of
troodontids in that the basisphenoid recess is ventrally open
and the exit for the trigeminal nerve is not subdivided,
Fig. 5 Revised reconstruction of the skull of Archaeopteryx, mainly
based on the Eichsta
¨tt and Thermopolis specimens. Aangular, aof
antorbital fenestra, ar articular, ddentary, en external nares, ffrontal,
fao fossa antorbitalis, fo foramen, itf infratemporal fenestra, jjugal,
llacrimal, lf lacrimal fenestra, mmaxilla, mf maxillary fenestra,
nnasal, oorbit, pa parietal, pap paroccipital process, pm premaxilla,
po postorbital, pro premaxillary foramen quadrate, qj quadratojugal,
sa surangular, sq squamosal. Modified from Rauhut (2003). Scale bar
is 10 mm
218 O. W. M. Rauhut
123
indicating that the ‘‘inflated’’ basisphenoid without a ven-
tral recess and subdivided trigeminal foramen in birds
arose independently from the situation in that clade. With
the presence of anterior, posterior, and dorsal tympanic
recesses, a basisphenoid recess and basipterygoid recesses,
basicranial pneumaticity is also closely comparable to that
in many coelurosaurs (Witmer 1997b).
Conclusions
Detailed re-examinations of the skulls of two specimens of
Archaeopteryx show that the skull of this primeval bird is
more theropod-like than previously recognized (Fig. 5).
The detailed sutures between the nasal, lacrimal and
maxilla are closely comparable to those in more basal
theropods. These findings contrast with the reconstructions
of the skulls of other advanced coelurosaurians, which,
however, might be due to the lack of detail in at least some
available reconstructions. Given that the exact position and
morphology of cranial sutures is important for interpreta-
tions of cranial function (e.g., Weishampel 1984; Rayfield
2005), landmark-based analyses of cranial shape (e.g.,
Brusatte et al. 2012b; Foth and Rauhut (2013), and phy-
logenetic analyses, more detailed anatomical studies of
cranial sutures in coelurosaurs and basal birds and inves-
tigations of the evolution of these structures are needed.
An articular facet on the ascending process of the jugal
is closely comparable to the postorbital articulation in non-
avian theropods, indicating a closed postorbital bar.
Together with the lack of indications for a preorbital
bending zone in the dorsal skull roof, this makes the
presence of a bird-like prokinetic skull in Archaeopteryx
unlikely.
Cranial pneumaticity in Archaeopteryx conforms to that
seen in non-avian coelurosaurs. This applies to both para-
nasal pneumaticity, with the development of a maxillary
fenestra, premaxillary foramen, and lacrimal fenestra (see
Witmer 1997a), and basicranial pneumaticity. The latter
includes three tympanic recesses (anterior, posterior and
dorsal), basipterygoid recesses, and a basisphenoid recess.
All of these pneumatic features are in the same position and
show the same development as in many non-avian coel-
urosaurs, such as dromaeosaurids.
Acknowledgments This article resulted from the Archaeopteryx
event during the Munich Mineralientage in 2009, during which six of
the original Archaeopteryx specimens were gathered together. Special
thanks are therefore due to Christoph Keilmann, who made this event
possible, and the institutions and private individuals who made their
specimens of the Urvogel available during the event. Very special
thanks are furthermore due to Burkhard Pohl for the loan of the
Thermopolis specimen after the event and to Helmut Tischlinger for
UV photography. The article benefited from discussions with Chris-
tian Foth, Xu Xing, and Adriana Lo
´pez-Arbarello, and from financial
support by the Volkswagen Foundation under grant AZ I/84 640.
Gerald Mayr is thanked for a critical review of the manuscript.
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Skull of Archaeopteryx 221
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... The frontal (nasal) process of the premaxilla is relatively short and therefore does not contact the frontal but instead articulates distally with the dorsal surface of the nasal, as in other non-ornithothoracine stem birds (e.g. Archaeopteryx and Sapeornis; Rauhut, 2014;Kundrát et al., 2018;Hu et al., 2020a) apart from Confuciusornis Hou et al., 1995(Chiappe et al., 1999Elżanowski et al., 2018;Wang et al., 2019a). This is evidenced by the extension level of the articular facet present in the frontal process of the premaxilla. ...
... We identify this tentatively as the maxillary fenestra (Witmer, 1997). However, it is unclear whether it is homologous with the maxillary fenestra or promaxillary fenestra of nonavian theropods and Archaeopteryx (Witmer, 1997;Barsbold & Osmólska, 1999;Xu & Wu, 2001;Mayr et al., 2007;Rauhut, 2014;Rauhut et al., 2018) or with the accessory fenestra present in the enantiornithine bird Pengornis Zhou, Clarke & Zhang, 2008(O'Connor & Chiappe, 2011. ...
... This differs from most other Early Cretaceous birds and non-avian theropods (e.g. Archaeopteryx and Sinornithosaurus Xu, Wang & Wu, 1999;Xu & Wu, 2001;Rauhut, 2014;Kundrát et al., 2018;Rauhut et al., 2018), in which the rostrodorsal ramus is long and the caudodorsal ramus short. The ventral ramus is caudally recurved in Jeholornis, such that the caudal margin formed by the ventral and caudodorsal processes is concave, forming the rostral/ rostrodorsal margin of the orbit. ...
Article
Full-text available
Jeholornis is a representative of the earliest-diverging bird lineages, providing important evidence of anatomical transitions involved in bird origins. Although ~100 specimens have been reported, its cranial morphology remains poorly documented owing to poor two-dimensional preservation, limiting our understanding of the morphology and ecology of the key avian lineage Jeholornithiformes, in addition to cranial evolution during the origin and early evolution of birds. Here, we provide a detailed description of the cranial osteology of Jeholornis prima, based primarily on high-quality, three-dimensional data of a recently reported specimen. New anatomical information confirms the overall plesiomorphic morphology of the skull, with the exception of the more specialized rostrum. Data from a large sample size of specimens reveal the dental formula of J. prima to be 0–2–3 (premaxillary–maxillary–dentary tooth counts), contrary to previous suggestions that the presence of maxillary teeth is diagnostic of a separate species, Jeholornis palmapenis. We also present evidence of sensory adaptation, including relatively large olfactory bulbs in comparison to other known stem birds, suggesting that olfaction was an important aspect of Jeholornis ecology. The digitally reconstructed scleral ring suggests a strongly diurnal habit, supporting the hypothesis that early-diverging birds were predominantly active during the day.
... The ventral process of the squamosal is short and would not have contacted the quadratojugal. The squamosal of Jeholornis is remarkably anteroposteriorly broad even compared to that of Archaeopteryx (Rauhut, 2014;Rauhut et al., 2018). A complete bony upper temporal bar is supposed to exist based on the articular facet in the postorbital, while this bar is broken and probably linked by ligament in Late Cretaceous bird Ichthyornis (Field et al., 2018). ...
... These features include a complete postorbital bar, unreduced squamosal, and unmodified palate (Hu et al., 2020b, Hu et al., 2019Rauhut et al., 2018), reinforcing evidence for an earlydiverging phylogenetic position among birds Zhou and Zhang, 2002). Nevertheless, compared to Archaeopteryx (Rauhut, 2014;Rauhut et al., 2018), Jeholornis also possesses clear diet-related specialisations of the rostrum including partial fusion of the premaxillae and a strongly reduced dentition. ...
... The dataset incorporates Jeholornis and 160 extant bird species representing 111 families and 36 orders in our 3D mandible analysis, with additional Mesozoic theropods in 2D skull analysis including: Sinornithosaurus (Dromaeosauridae) (Xu and Wu, 2001), Linheraptor (Dromaeosauridae) (Xu et al., 2015), Dilong (Tyrannosauroidea) (Xu et al., 2004), Archaeopteryx (non-Ornithothoraces Aves) (Rauhut, 2014), Sapeornis (non-Ornithothoraces Aves) (Hu et al., 2019), Pengornis (Enantiornithes) (O'Connor and Chiappe, 2011), and Ichthyornis (Ornithuromorpha) (Field et al., 2018). We note that the 2D cranial reconstruction of Pengornis is less reliable among those Mesozoic samples due to the comparatively poor preservation, but we incorporate it here as it is currently the best representative enantiornithine. ...
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The Early Cretaceous diversification of birds was a major event in the history of terrestrial ecosystems, occurring during the earliest phase of the Cretaceous Terrestrial Revolution, long before the origin of the bird crown-group. Frugivorous birds play an important role in seed dispersal today. However, evidence of fruit consumption in early birds from outside the crown-group has been lacking. Jeholornis is one of the earliest-diverging birds, only slightly more crownward than Archaeopteryx, but its cranial anatomy has been poorly understood, limiting trophic information which may be gleaned from the skull. Originally hypothesised to be granivorous based on seeds preserved as gut contents, this interpretation has become controversial. We conducted high-resolution synchrotron tomography on an exquisitely preserved new skull of Jeholornis, revealing remarkable cranial plesiomorphies combined with a specialised rostrum. We use this to provide a near-complete cranial reconstruction of Jeholornis, and exclude the possibility that Jeholornis was granivorous, based on morphometric analyses of the mandible (3D) and cranium (2D), and comparisons with the 3D alimentary contents of extant birds. We show that Jeholornis provides the earliest evidence for fruit consumption in birds, and indicates that birds may have been recruited for seed dispersal during the earliest stages of the avian radiation. As mobile seed dispersers, early frugivorous birds could have expanded the scope for biotic dispersal in plants, and might therefore explain, at least in part, the subsequent evolutionary expansion of fruits, indicating a potential role of bird-plant interactions in the Cretaceous Terrestrial Revolution.
... Aside from the possibility of digital reconstruction (see Section VI.1), only Archaeopteryx (Alonso et al., 2004;Rauhut, 2014), Neuquenornis (Chiappe & Calvo, 1994), Piscivorenantiornis , Enaliornis (Elzanowski & Galton, 1991), Hesperornis (Elzanowski, 1991), and Ichthyornis (Field et al., 2018b) preserve the occipital region well enough to potentially identify muscular insertions. Of these, only Neuquenornis, Hesperornis, and Ichthyornis preserve any other regions of the skull. ...
... Bird skulls have undergone extreme changes from the earlydiverging avialan condition, thought to be brought about by radical shifts in developmental controls . Certain features of non-ornithuromorph skulls [small premaxilla (except in confuciusornithids), large maxilla (except in confuciusornithids), robust nasal and lacrimal, prominent postorbital (O'Connor & Chiappe, 2011;Rauhut, 2014;Hu et al., 2020a)] more strongly resemble that of early-diverging theropods than extant birds. As such, developmental constraints on extant bird skulls are unlikely to be acting upon groups diverging earlier than Ornithuromorpha. ...
... Over a dozen 2D skull reconstructions of Archaeopteryx exist (Elzanowski, 2001b;Rauhut, 2014). These tend to agree with one another, differing mostly in how bones contact at the antorbital fenestra and in the dorsocranial region. ...
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Birds are some of the most diverse organisms on Earth, with species inhabiting a wide variety of niches across every major biome. As such, birds are vital to our understanding of modern ecosystems. Unfortunately, our understanding of the evolutionary history of modern ecosystems is hampered by knowledge gaps in the origin of modern bird diversity and ecosystem ecology. A crucial part of addressing these shortcomings is improving our understanding of the earliest birds, the non‐avian avialans (i.e. non‐crown birds), particularly of their diet. The diet of non‐avian avialans has been a matter of debate, in large part because of the ambiguous qualitative approaches that have been used to reconstruct it. Here we review methods for determining diet in modern and fossil avians (i.e. crown birds) as well as non‐avian theropods, and comment on their usefulness when applied to non‐avian avialans. We use this to propose a set of comparable, quantitative approaches to ascertain fossil bird diet and on this basis provide a consensus of what we currently know about fossil bird diet. While no single approach can precisely predict diet in birds, each can exclude some diets and narrow the dietary possibilities. We recommend combining (i) dental microwear, (ii) landmark‐based muscular reconstruction, (iii) stable isotope geochemistry, (iv) body mass estimations, (v) traditional and/or geometric morphometric analysis, (vi) lever modelling, and (vii) finite element analysis to reconstruct fossil bird diet accurately. Our review provides specific methodologies to implement each approach and discusses complications future researchers should keep in mind. We note that current forms of assessment of dental mesowear, skull traditional morphometrics, geometric morphometrics, and certain stable isotope systems have yet to be proven effective at discerning fossil bird diet. On this basis we report the current state of knowledge of non‐avian avialan diet which remains very incomplete. The ancestral dietary condition in non‐avian avialans remains unclear due to scarce data and contradictory evidence in Archaeopteryx. Among early non‐avian pygostylians, Confuciusornis has finite element analysis and mechanical advantage evidence pointing to herbivory, whilst Sapeornis only has mechanical advantage evidence indicating granivory, agreeing with fossilised ingested material known for this taxon. The enantiornithine ornithothoracine Shenqiornis has mechanical advantage and pedal morphometric evidence pointing to carnivory. In the hongshanornithid ornithuromorph Hongshanornis only mechanical advantage evidence indicates granivory, but this agrees with evidence of gastrolith ingestion in this taxon. Mechanical advantage and ingested fish support carnivory in the songlingornithid ornithuromorph Yanornis. Due to the sparsity of robust dietary assignments, no clear trends in non‐avian avialan dietary evolution have yet emerged. Dietary diversity seems to increase through time, but this is a preservational bias associated with a predominance of data from the Early Cretaceous Jehol Lagerstätte. With this new framework and our synthesis of the current knowledge of non‐avian avialan diet, we expect dietary knowledge and evolutionary trends to become much clearer in the coming years, especially as fossils from other locations and climates are found. This will allow for a deeper and more robust understanding of the role birds played in Mesozoic ecosystems and how this developed into their pivotal role in modern ecosystems. Video abstract
... The premaxillary process of the nasal extends rostrally to the midpoint of the frontal process of the premaxilla, and together they form the dorsal margin of the external naris. As in Deinonychus, Archaeopteryx and some enantiornithines [15][16][17][18] , the T-shaped lacrimal has rostral and caudal rami that extend rostroventrally and caudodorsally, respectively ( Fig. 2c and Supplementary Fig. 3a). The dorsal margin of the lacrimal is notably concave between the two dorsal rami, as in Pengornis but unlike other enantiornithines 15 . ...
... By contrast, in Hesperornis and most neognaths the basipterygoid processes are quite reduced ( Fig. 3l) 29,31 . A large basisphenoid recess lies caudal to a transverse edge connecting the basipterygoid processes, as in Archaeopteryx and many nonavialan theropods 18 , and absent in crownward avialans and troodontids 31,32,35 . As in crown birds and dromaeosaurids 28,35 , the dorsolateral surface of the basipterygoid process lacks the basipterygoid recess that is present in Archaeopteryx and many nonavialan theropods 18,32 . ...
... A large basisphenoid recess lies caudal to a transverse edge connecting the basipterygoid processes, as in Archaeopteryx and many nonavialan theropods 18 , and absent in crownward avialans and troodontids 31,32,35 . As in crown birds and dromaeosaurids 28,35 , the dorsolateral surface of the basipterygoid process lacks the basipterygoid recess that is present in Archaeopteryx and many nonavialan theropods 18,32 . The pterygoid is nearly identical to that of nonavialan maniraptorans in having a prominent caudodorsally oriented quadrate ramus that extends far dorsal to the palatal surface in a position caudal to the orbit (Fig. 3b, j and Supplementary Fig. 7d, e) 10,17,26,30 . ...
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The transformation of the bird skull from an ancestral akinetic, heavy, and toothed dino-saurian morphology to a highly derived, lightweight, edentulous, and kinetic skull is an innovation as significant as powered flight and feathers. Our understanding of evolutionary assembly of the modern form and function of avian cranium has been impeded by the rarity of early bird fossils with well-preserved skulls. Here, we describe a new enantiornithine bird from the Early Cretaceous of China that preserves a nearly complete skull including the palatal elements, exposing the components of cranial kinesis. Our three-dimensional reconstruction of the entire enantiornithine skull demonstrates that this bird has an akinetic skull indicated by the unexpected retention of the plesiomorphic dinosaurian palate and diapsid temporal configurations, capped with a derived avialan rostrum and cranial roof, highlighting the highly modular and mosaic evolution of the avialan skull.
... The yellow (cranium) and cyan (pelvis) solid lines show the median of estimated disparity for each bin, with the orange bands showing the total range of disparity estimated from 1,000 time-calibrated trees and the blue band showing the range delimited by the 2.5 and 97.5% quantiles of the same. Erpetosuchus skull (A) modified afterBenton and Walker (2002); Poposaurus pelvis (A) modified afterSchachner et al. (2011); Archaeopteryx skull (B) modified afterRauhut (2014); Coelophysis pelvis (B) modified afterTykoski (2005); Dorygnathus skull and pelvis (C) modified afterWellnhofer (1978). Abbreviations: P, Permian; ET, Early Triassic; MT Middle Triassic L Triassic, Late Triassic; E Jurassic, Early Jurassic; MJ, Middle Jurassic; L Jurassic, Late Jurassic (Supplementary Material S1-Tables S4-S6).Frontiers in Earth Science | www.frontiersin. ...
... The yellow (cranium) and cyan (pelvis) solid lines show the median of estimated disparity for each bin, with the orange bands showing the total range of disparity estimated from 1,000 time-calibrated trees and the blue band showing the range delimited by the 2.5 and 97.5% quantiles of the same. Stegosaurus skull (A) modified afterSereno and Dong (1992); Scelidosaurus pelvis (A) modified afterCarpenter (2013); Archaeopteryx skull (B) modified afterRauhut (2014); Coelophysis pelvis (B) modified afterTykoski (2005); Adeopapposaurus (C) modified afterMartínez (2009); Eoraptor pelvis (C) modified afterSereno et al. (2013). Abbreviations: P, Permian; ET, Early Triassic; MT Middle Triassic L Triassic, Late Triassic; E Jurassic, Early Jurassic; MJ, Middle Jurassic; L Jurassic, Late Jurassic (Supplementary Material S1-Tables S4-S6). ...
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Adaptive radiations have played a major role in generating modern and deep-time biodiversity. The Triassic radiation of the Archosauromorpha was one of the most spectacular vertebrate radiations, giving rise to many highly ecomorphologically varied lineages—including the dinosaurs, pterosaurs, and stem-crocodylians—that dominated the larger-bodied land fauna for the following 150 Ma, and ultimately gave rise to today’s > 10,000 species of birds and crocodylians. This radiation provides an outstanding testbed for hypotheses relating to adaptive radiations more broadly. Recent studies have started to characterize the tempo and mode of the archosauromorph early adaptive radiation, indicating very high initial rates of evolution, non-competitive niche-filling processes, and previously unrecognized morphological disparity even among non-crown taxa. However, these analyses rested primarily either on discrete characters or on geometric morphometrics of the cranium only, or even failed to fully include phylogenetic information. Here we expand previous 2D geometric morphometric cranial datasets to include new taxa and reconstructions, and create an analogous dataset of the pelvis, thereby allowing comparison of anatomical regions and the transition from “sprawling” to “upright” posture to be examined. We estimated morphological disparity and evolutionary rates through time. All sampled clades showed a delayed disparity peak for sum of variances and average nearest neighbor distances in both the cranium and pelvis, with disparity likely not saturated by the end of the studied time span (Late Jurassic); this contrasts with smaller radiations, but lends weight to similar results for large, ecomorphologically-varied groups. We find lower variations in pelvic than cranial disparity among Triassic-Jurassic archosaurs, which may be related to greater morphofunctional constraints on the pelvis. Contrasting with some previous work, but also confirming some previous findings during adaptive radiations, we find relatively widespread evidence of correlation between sampled diversity and disparity, especially at the largest phylogenetic scales and using average displacement rather than sum of variances as disparity metric; this also demonstrates the importance of comparing disparity metrics, and the importance of phylogenetic scale. Stem and crown archosauromorphs show a morphological diversification of both the cranium and pelvis with higher initial rates (Permian–Middle Triassic and at the base of major clades) followed by lower rates once diversification into niches has occurred (Late Triassic–Jurassic), indicating an “early burst” pattern sensu lato . Our results provide a more detailed and comprehensive picture of the early archosauromorph radiation and have significant bearing on the understanding of deep-time adaptive radiations more broadly, indicating widespread patterns of delayed disparity peaks, initial correlation of diversity and disparity, and evolutionary early bursts.
... Tiene grandes cuencas oculares, las cuales albergaban ojos enormes. Posee entre 12-14 dientes en la mandíbula superior y 11-12 en la inferior (Elżanowski, 2002;Rauhut, 2014). www.lum.chiapas.gob.mx 1 LUM Divulgación ...
... cabeza y un ala pero aun así es uno de los más completos, sobre todo porque muestra impresiones de plumas no vistas antes en otros especímenes y ha servido para reinterpretar la idea del plumaje de Archaeopteryx. Este ejemplar fue estudiado por Chris an Foth, Helmut Tischlinger y Oliver W. M. Rauhut (2014). ...
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Archaeopteryx, es uno de los taxones fósiles mejor estudiados a lo largo de la historia. También ha sido el eje central de grandes debates que giran en torno a su capacidad de volar y a su estatus dentro de la línea evolutiva de las aves, ya que, para muchos, Archaeopteryx es un género ubicado en la base del clado Avialae, mientras que para otros es un dinosaurio no-aviano. A la fecha se han descubierto 13 ejemplares, de los cuales algunos han cambiado su estatus taxonómico y ahora se consideran géneros diferentes. En este trabajo se hace una breve historia de los descubrimientos de esos ejemplares, así como los cambios taxonómicos y filogenéticos que ha sufrido Archaeopteryx desde su descubrimiento.
Thesis
This Doctoral Thesis presents an exhaustive review of the Patagonian alvarezsaurids (Dinosauria, Theropoda). It includes a detailed osteological description of specimens of Patagonykus puertai (Holotype, MCF-PVPH-37), cf. Patagonykus puertai (MCF-PVPH-38), Patagonykinae indet. (MCF-PVPH-102), Alvarezsaurus calvoi (Holotype, MUCPv-54), Achillesaurus manazzonei (Holotype, MACN-PV-RN 1116), Bonapartenykus ultimus (Holotype, MPCA 1290), and cf. Bonapartenykus ultimus (MPCN-PV 738). A phylogenetic analysis and a discussion about the taxonomic validity of the recognized species and the taxonomic assignment of the materials MCF-PVPH-38, MCF-PVPH-102 and MPCN-PV 738 are presented. Different evolutionary and paleobiological studies were carried out in order to elucidate functional and behavioral aspects. Alvarezsaurus calvoi (MUCPv-54), Achillesaurus manazzonei (MACN-PV-RN 1116), Patagonykus puertai (MCF-PVPH-37) and Bonapartenykus ultimus (MPCA 1290) are valid species due to the presence of many autapomorphies. In this sense, the hypothesis proposed by P. Makovicky and collaborators that Achillesaurus manazzonei is a junior synonym of Alvarezsaurus calvoi is rejected. Likewise, certain morphological evidence allows hypothesizing that Alvarezsaurus calvoi represents a growth stage earlier than skeletal maturity. Specimen MCF-PVPH-38 is referable as cf. Patagonykus puertai, while MCF-PVPH-102 is considered an indeterminate Patagonykinae. In turn, MPCN-PV 738 is assigned as cf. Bonapartenykus ultimus based on the little overlapping material with the Bonapartenykus ultimus holotype. The results obtained from the mineralogical characterization through the X-ray diffraction method of specimens MPCN-PV 738 and the holotype of Bonapartenykus ultimus (MPCA 1290), allow to suggest that both specimens come from the same geographical area and stratigraphic level. The phylogenetic analysis, which is based upon the matrix of Gianechini and collaborators of 2018 with the inclusion of proper characters, and the database of Xu and collaborators of 2018, recovered the South American members of Alvarezsauria, such as Alnashetri cerropoliciensis (Candeleros Formation; Cenomanian), Patagonykus puertai (Portezuelo Formation, Turonian-Coniacian), Alvarezsaurus calvoi and Achillesaurus manazzonei (Bajo de La Carpa Formation, Coniacian-Santonian), and Bonapartenykus ultimus (Allen Formation, Campanian-Maastrichtian), nesting within the family Alvarezsauridae. In this sense, the forms that come from the Bajo de La Carpa Formation (Coniacian-Santonian) are recovered at the base of the Alvarezsauridae clade, while Alnashetri cerropoliciensis nests as a non-Patagonykinae alvarezsaurid. Regarding the type specimens of Patagonykus puertai and Bonapartenykus ultimus, they are recovered as members of the Patagonykinae subclade, a group that is recovered as a sister taxon of Parvicursorinae, both nested within the Alvarezsauridae. In addition, the topology obtained allows discerning the pattern, rhythm and time of evolution of the highly strange and derived alvarezsaurian skeleton, concluding in a gradual evolution. The Bremer and Bootstrap supports of the nodes (Haplocheirus + Aorun), [Bannykus + (Tugulusaurus + Xiyunykus)], and Patagonykinae, show indices that represent very robust values for these nodes. Likewise, these values suggest that two endemic clades originated early in Asia, while one endemic clade is observed in Patagonia, i.e., Patagonykinae. The analysis of the directional trends of the Alvarezsauria clade, tested by means of a own database on body masses based on the Christiansen and Fariña method, subsequently calibrated with the group's phylogeny using the R software, shows two independent miniaturization events in the alvarezsaurid evolution, namely the former originating from the base of the Alvarezsauridae (sustained by Alvarezsaurus), and the latter within the Parvicursorinae. Analysis of the Alvarezsauria dentition reveals possible dental synapomorphies for the Alvarezsauria clade that should be tested in an integrative phylogenetic analysis. The general characterization of the forelimb and a partial reconstruction of the myology of alvarezsaurs demonstrate different configurations for Patagonykinae and Parvicursorinae. The multivariate analyzes carried out from the databases of Elissamburu and Vizcaíno, plus that of Cau and collaborators, show that the Patagonykinae would have had ranges of movements greater than those observed in Parvicursorinae, although the latter would have had a greater capacity to carry out more strenuous jobs. The morphometric analysis of the hindlimb and the use of the Snively and collaborators equations, show that the configuration of this element in Alvarezsauria is indicative of a highly cursorial lifestyle, as well as possible particular strategies for more efficient locomotion. The topology obtained in the phylogenetic analysis that was carried out in this Doctoral Thesis, allowed clarifying the ontogenetic changes observed in the ontogenetic series of the manual ungueal element II-2 within the clade Alvarezsauridae. In addition, the multivariate analysis carried out from the manual phalanx II-2 allows us to infer that alvarezsaurs could have performed functions such as hook-and-pull and piercing, where the arm would function as a single unit. The anatomy and myology of the alvarezsaurian tail show that the caudal vertebrae of alvarezsaurians exhibit a combination of derived osteological features that suggests functions unique among theropods, such as considerable dorsal and lateral movements, as well as exceptional abilities to support distal loading of their long tail without compromising stability and/or mobility.
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The Early Cretaceous diversification of birds was a major event in the history of terrestrial ecosystems, occurring during the earliest phase of the Cretaceous Terrestrial Revolution. Frugivorous birds play an important role in seed dispersal today, and may have done so since their origins. However, evidence of this has been lacking. Jeholornis is one of the earliest-diverging birds, only slightly more derived than Archaeopteryx , but its cranial anatomy has been poorly understood, obscuring diet-related functional interpretations. Originally hypothesised to be granivorous based on seeds preserved as gut contents, this interpretation has become controversial. We conducted high-resolution synchrotron tomography on an exquisitely preserved new skull of Jeholornis, revealing remarkable cranial plesiomorphies combined with a specialised rostrum. We use this to provide a near-complete cranial reconstruction of Jeholornis , and exclude the possibility that Jeholornis was granivorous, based on morphometric analyses of the mandible (3D) and cranium (2D), and comparisons with the 3D alimentary contents of extant birds. We show that Jeholornis was at least seasonally frugivorous, providing the earliest evidence for fruit consumption in birds, and indicating that seed dispersal was present from early in the avian radiation. As highly-mobile seed dispersers, early frugivorous birds could expand the scope for biotic dispersal in plants, and may explain, in part, the subsequent evolutionary expansion of fruits, indicating a potential role of bird-plant interactions in the Cretaceous Terrestrial Revolution.
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Several studies have used isolated crocodyliform and theropod teeth as an important tool for taxonomic identification, as they can often be the only record of some taxa. The objective of this paper is the description and identification of the isolated crocodyliform and theropod teeth in order to clarify which taxa inhabited the western portion of the Potiguar Basin during mid-Cretaceous. The material consists of six tooth crowns from Açu Formation (Albian–Cenomanian), Potiguar Basin, northeastern Brazil. The crowns were identified by a set of qualitative (morphological comparisons and cladistics) and quantitative analyses. UFRJ-DG 659Rd was identified through morphological comparison as a peirosaurid crocodyliform due to its true ziphodont condition, enamel with an irregular texture, and faint lingual fluting. Five of the tooth crowns were identified as abelisaurid theropods based on the results of the cladistic analysis and morphological comparison, with the quantitative analysis supporting this result only for two of the five teeth. This result represents the first report of peirosaurids and abelisaurids in Potiguar Basin, and possibly one of the oldest abelisaurid records in Brazil.
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Dinosaurs are notable for their extensive skeletal pneumaticity, a feature that may have helped facilitate the development of various ‘extreme’ body plans in this group. Despite its relevance to understanding the evolution of the avian body plan, this feature has only been described in detail for a few non-avian dinosaurs, and cranial pneumaticity outside the braincase remains poorly documented. I describe facial pneumatic features in members of the Dromaeosauridae, a clade of hypercarnivorous dinosaurs closely allied to birds. Variation in the pneumaticity of the nasals and jugals, the position and shape of the pneumatic fenestrae of the maxilla and the border of the antorbital fossa shows that facial pneumaticity differed substantially among closely related dromaeosaurids and other bird-like dinosaurs. Ancestral state reconstructions of facial pneumaticity in coelurosaurs suggest a complex evolutionary history for these features. Surprisingly, the general trend along the path towards birds was the loss or reduction of superficial pneumatic features on the snout and cheek. Some facial pneumatic features seem to have evolved secondarily in some derived bird-like forms. The results show superficial facial pneumaticity did not increase in coelurosaurs and emphasize the complexity of the evolution of pneumatization in the lineage leading to birds.
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The eighth Archaeopteryx - the Daiting specimen
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Many recent studies of theropod relationships have been focused on the phylogeny of coelurosaurs and the question of the origin of birds, but the interrelationships and evolution of basal theropods are still poorly understood. Thus, this paper presents a phylogenetic analysis of all theropods, but focuses on the basal members of this clade. The result supports the inclusion of Eoraptor and herrerasaurids in the Theropoda, but differs from other recent studies in two main aspects: (1) The taxa usually grouped as ceratosaurs form two monophyletic clades that represent successively closer outgroups to tetanurans. The more basal of these clades, the Coelophysoidea, comprise the majority of Late Triassic and Early Jurassic theropods. The other clade of basal theropods that are usually included in the Ceratosauria comprises Ceratosaurus, Elaphrosaurus, and abelisaurids. (2) Two monophyletic groups of basal tetanurans are recognized: the Spinosauroidea and the Allosauroidea. In contrast to other recent phylogenetic hypotheses, both clades are united in a monophyletic Carnosauria. The branching pattern of the present cladogram is in general accordance with the stratigraphic occurrence of theropod taxa. Despite the differences in recent analyses, there is a significant level of consensus in theropod phylogeny. At least four different radiations of non-avian theropods can be recognized. These radiations show different patterns in Laurasia and Gondwana, and there are increasing differences between the theropod faunas of the two hemispheres from the Triassic to the Cretaceous.
Article
The Berlin example ol Archaeopteryx and the isolated Archaeopteryx feather were investigated and documented photographically using long-wave ultra violet light together with an established filtering technique. The current condiiion of the fossil slabs together with important phases of preparation and restoration work that began in 1876 are described. Many morphological details of the skeleton could be more precisely.resolved in ultra violet light than in visible light. ln the skull region significant anatomical details, such as the construction of the preorbital region and the cheek region, were brought to light. ln the vertebral column the number, length and form of what were formerly indistinct elements was significantly clarified and the presence of pneumatic openings in the cervical series was confirmed. A problematic calcified structure of the shoulder girdle could be treated as the right coracoid on the basis of its positional relationships; but by contrast the findings of the UV light study suggest that it was a poorly ossified sternum largely constructed from cartilage. Further, formerly controversial details of the skeletal morphology of the pelvic girdle and limbs were resolved. The UV light study also supported the idea that the Berlin specimen belongs lo Archaeopteryx lithographica.The exceptionally well preserved feather remains have usually been described as relief impressions. Under UV light it was clear that at least the distal region of the flight feathers is preserved as a thin filmy substance. Further soft part finds such as body feathers and keratinised structures are discussed. The single isolated feather of Archaeopteryx is better seen under UV than visible light and dark areas are possible relicts of what was originally colour patterning.
Article
Birds evolved from and are phylogenetically recognized as members of the theropod dinosaurs; their first known member is the Late Jurassic Archaeopteryx, now represented by seven skeletons and a feather, and their closest known non-avian relatives are the dromaeosaurid theropods such as Deinonychus. Bird flight is widely thought to have evolved from the trees down, but Archaeopteryx and its outgroups show no obvious arboreal or tree-climbing characters, and its wing planform and wing loading do not resemble those of gliders. The ancestors of birds were bipedal, terrestrial, agile, cursorial and carnivorous or omnivorous. Apart from a perching foot and some skeletal fusions, a great many characters that are usually considered ‘avian’ (e.g. the furcula, the elongated forearm, the laterally flexing wrist and apparently feathers) evolved in non-avian theropods for reasons unrelated to birds or to flight. Soon after Archaeopteryx, avian features such as the pygostyle, fusion of the carpometacarpus, and elongated curved pedal claws with a reversed, fully descended and opposable hallux, indicate improved flying ability and arboreal habits. In the further evolution of birds, characters related to the flight apparatus phylogenetically preceded those related to the rest of the skeleton and skull. Mesozoic birds are more diverse and numerous than thought previously and the most diverse known group of Cretaceous birds, the Enantiornithes, was not even recognized until 1981. The vast majority of Mesozoic bird groups have no Tertiary records: Enantiornithes, Hesperornithiformes, Ichthyornithiformes and several other lineages disappeared by the end of the Cretaceous. By that time, a few Linnean ‘Orders’ of extant birds had appeared, but none of these taxa belongs to extant ‘families’, and it is not until the Paleocene or (in most cases) the Eocene that the majority of extant bird ‘Orders’ are known in the fossil record. There is no evidence for a major or mass extinction of birds at the end of the Cretaceous, nor for a sudden ‘bottleneck’ in diversity that fostered the early Tertiary origination of living bird ‘Orders’.
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Several authors have drawn attention to the close similarities between the neotheropod dinosaurs Coelophyis and Syntarsus. Reconstruction and analysis of a skull from a juvenile specimen of Syntarsus (collected from the Forest Sandstone Formation of Zimbabwe) show that cranial characters previously used to distinguish these taxa and justify their generic separation (namely the presence of a 'nasal fenestra' in Syntarsus and the length of its antorbital fenestra), were based on erroneous reconstructions of disassociated cranial elements. On the basis of this reinterpretation we conclude that Syntarsus is a junior synonym of Coelophysis. Variations are noted in three cranial characters - the length of the maxillary tooth row, the width of the base of the lachrymal and the shape of the antorbital maxillary fossa - that taken together with the chronological and geographical separation of the two taxa justify separation at species level.