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Two decades of self-leadership theory and research: Past developments, present trends, and future possibilities

Emerald Publishing
Journal of Managerial Psychology
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Purpose The purpose of this paper is to provide a thorough review of self‐leadership literature past and present, including a historical overview of how the concept was created and expanded as well as a detailed look at more recent self‐leadership research trends and directions. The paper also presents a theoretical and conceptual explanation and differentiation of the self‐leadership concept relative to other related motivational, personality, and self‐influence constructs. Design/methodology/approach Self‐leadership research and related literatures of motivation, personality and self‐influence are discussed and described in order to present the current state of the self‐leadership body of knowledge and to suggest future directions to explore and study. Findings It is suggested that self‐leadership is a normative model of self‐influence that operates within the framework of more descriptive and deductive theories such as self‐regulation and social cognitive theory. Research limitations/implications While self‐leadership research composes an impressive body of knowledge, it is a domain of study that has been under‐investigated in some aspects, both empirically and conceptually. Practical implications This paper suggests several future directions that researchers can undertake to advance self‐leadership knowledge. Originality/value This paper fills a void in the organizational literature by reviewing the body of self‐leadership knowledge, by stating how self‐leadership is a distinctive theory in its own, and by presenting directions for future self‐leadership research.
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Two decades of self-leadership
theory and research
Past developments, present trends,
and future possibilities
Christopher P. Neck
Department of Management,
Virginia Polytechnic Institute and State University, Blacksburg,
Virginia, USA, and
Jeffery D. Houghton
Department of Management Science, Abilene Christian University,
Abilene, Texas, USA
Abstract
Purpose The purpose of this paper is to provide a thorough review of self-leadership literature past
and present, including a historical overview of how the concept was created and expanded as well as a
detailed look at more recent self-leadership research trends and directions. The paper also presents a
theoretical and conceptual explanation and differentiation of the self-leadership concept relative to
other related motivational, personality, and self-influence constructs.
Design/methodology/approach Self-leadership research and related literatures of motivation,
personality and self-influence are discussed and described in order to present the current state of the
self-leadership body of knowledge and to suggest future directions to explore and study.
Findings It is suggested that self-leadership is a normative model of self-influence that operates
within the framework of more descriptive and deductive theories such as self-regulation and social
cognitive theory.
Research limitations/implications While self-leadership research composes an impressive
body of knowledge, it is a domain of study that has been under-investigated in some aspects, both
empirically and conceptually.
Practical implications This paper suggests several future directions that researchers can
undertake to advance self-leadership knowledge.
Originality/value This paper fills a void in the organizational literature by reviewing the body of
self-leadership knowledge, by stating how self-leadership is a distinctive theory in its own, and by
presenting directions for future self-leadership research.
Keywords Leadership, Empowerment, Motivation (psychology), Management techniques
Paper type Conceptual paper
Self-leadership (Manz, 1986; Manz and Neck, 2004) is a process through which individuals
control their own behavior, influencing and leading themselves through the use of specific
sets of behavioral and cognitive strategies. The concept of self-leadership first emerged in
the mid-1980s (e.g. Manz, 1983, 1986), as an expansion of self-management (e.g. Manz and
Sims, 1980), which was rooted in clinical self-control theory (e.g. Cautela, 1969) and
inspired by Kerr and Jermier’s (1978) notion of “substitutes for leadership”. Over the past
two decades, the self-leadership concept has enjoyed considerable popularity, as
evidenced by the large number of practitioner-oriented self-leadership books and articles
The current issue and full text archive of this journal is available at
www.emeraldinsight.com/0268-3946.htm
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Journal of Managerial Psychology
Vol. 21 No. 4, 2006
pp. 270-295
qEmerald Group Publishing Limited
0268-3946
DOI 10.1108/02683940610663097
on the subject (e.g. Blanchard, 1995; Cashman, 1995; Manz, 1991; Manz and Sims, 2001;
Sims and Manz, 1996; Waitley, 1995). Moreover, self-leadership has earned the respect of
many academics, as reflected by a plethora of theoretical and empirical self-leadership
journal publications (e.g. Anderson and Prussia, 1997; Houghton et al., 2003a; Manz and
Sims, 1987; Markham and Markham, 1995, 1998; Neck and Manz, 1992, 1996a; Neck et al.,
1996; Prussia et al., 1998; Roberts and Foti, 1998; Stewart et al., 1996; Williams, 1997), and
by coverage in a growing number of management and leadership textbooks (e.g. Kreitner
and Kinicki, 2003; McShane and Von Glinow, 2005; Nahavandi, 2006). Business
executives have also embraced self-leadership concepts through training programs
designed to increase self-leadership skills and behaviors in the workplace (e.g. Neck and
Manz, 1996a; Stewart et al., 1996).
The purpose of this paper is to provide a thorough review of self-leadership
literature past and present, including a historical overview of how the concept was
created and expanded as well as a detailed look at more recent self-leadership research
trends and directions. We will also provide a theoretical and conceptual explanation
and differentiation of the self-leadership concept relative to other related motivational,
personality and self-influence constructs such as self-regulation, self-management,
conscientiousness and emotional intelligence. Finally, we will also suggest some
directions for future self-leadership research, including discussions of which aspects of
self-leadership have been under-investigated in the past and which aspects hold the
most promise for future investigation.
Self-leadership: definition and overview
Self-leadership is a self-influence process through which people achieve the
self-direction and self-motivation necessary to perform (Manz, 1986; Manz and Neck,
2004). Self-leadership consists of specific behavioral and cognitive strategies designed
to positively influence personal effectiveness. Self-leadership strategies are usually
grouped into the three primary categories of behavior-focused strategies, natural
reward strategies and constructive thought pattern strategies (Manz and Neck, 2004;
Manz and Sims, 2001; Prussia et al., 1998). Behavior-focused strategies strive to
heighten an individual’s self-awareness in order to facilitate behavioral management,
especially the management of behaviors related to necessary but unpleasant tasks
(Manz and Neck, 2004). Behavior-focused strategies include self-observation, self-goal
setting, self-reward, self-punishment and self-cueing. Self-observation involves raising
one’s awareness of when and why one engages in specific behaviors. This type of
self-awareness is a necessary first step toward changing or eliminating ineffective and
unproductive behaviors (Mahoney and Arnkoff, 1978, 1979; Manz and Sims, 1980;
Manz and Neck, 2004). Armed with accurate information regarding current behavior
and performance levels, individuals can more effectively set behavior-altering goals for
themselves (Manz, 1986; Manz and Neck, 2004; Manz and Sims, 1980). A large body of
research suggests that the process of setting challenging and specific goals can
significantly increase individual performance levels (Locke and Latham, 1990). Self-set
rewards, coupled with self-set goals, can aid significantly in energizing the effort
necessary to accomplish the goals (Mahoney and Arnkoff, 1978, 1979; Manz and Sims,
1980; Manz and Neck, 2004). Self-rewards may be something simple or intangible such
as mentally congratulating oneself for an important accomplishment, or something
more concrete like a special vacation at the completion of a difficult project.
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Self-punishment or self-correcting feedback should consist of a positively framed and
introspective examination of failures and undesirable behaviors leading to the
reshaping of such behaviors. The excessive use of self-punishment involving
self-criticism and guilt can be detrimental to performance and should be avoided (Manz
and Sims, 2001). Finally, concrete environmental cues can serve as an effective means
of encouraging constructive behaviors and reducing or eliminating destructive ones
(Manz and Neck, 2004; Manz and Sims, 1980, 2001). Lists, notes, screensavers and
motivational posters are just a few examples of external cues that can help keep
attention and effort focused on goal attainment. In short, behavior-focused
self-leadership strategies are designed to encourage positive, desirable behaviors
that lead to successful outcomes, while suppressing negative, undesirable behaviors
that lead to unsuccessful outcomes.
Natural reward strategies are intended to create situations in which a person is
motivated or rewarded by inherently enjoyable aspects of the task or activity (Manz
and Neck, 2004; Manz and Sims, 2001). There are two primary natural reward
strategies. The first involves building more pleasant and enjoyable features into a
given activity so that the task itself becomes naturally rewarding (Manz and Neck,
2004; Manz and Sims, 2001). The second strategy consists of shaping perceptions by
focusing attention away from the unpleasant aspects of a task and refocusing it on the
task’s inherently rewarding aspects (Manz and Neck, 2004; Manz and Sims, 2001). Both
strategies are likely to create feelings of competence and self-determination, two
primary mechanisms of intrinsic motivation (Deci and Ryan, 1985). To summarize,
natural reward strategies are designed to help create feelings of competence and
self-determination, which in turn energize performance-enhancing task-related
behaviors.
Constructive thought pattern strategies are designed to facilitate the formation of
constructive thought patterns and habitual ways of thinking that can positively impact
performance (Manz and Neck, 2004; Neck and Manz, 1992). Constructive thought
pattern strategies include identifying and replacing dysfunctional beliefs and
assumptions, mental imagery and positive self-talk. Individuals should first examine
their thought patterns, confronting and replacing dysfunctional irrational beliefs and
assumptions with more constructive thought processes (Burns, 1980; Ellis, 1977; Manz
and Neck, 2004; Neck and Manz, 1992). In addition, negative and destructive self-talk
should be identified and replaced with more positive internal dialogues. Self-talk is
defined as what people covertly tell themselves (Neck and Manz, 1992, 1996a) and
involves mental self-evaluations and reactions (Ellis, 1977; Neck and Manz, 1992). By
carefully analyzing self-talk patterns, negative or pessimistic self-talk can be
suppressed or eliminated and replaced with more optimistic self-dialogues (Seligman,
1991). Finally, mental imagery is the symbolic and covert cognitive creation of an
experience or task prior to actual overt physical muscular movement (see also Driskell
et al., 1994; Finke, 1989; Neck and Manz, 1992, 1996a). Individuals who envision
successful performance of an activity in advance of actual performance are more likely
to perform successfully when faced with the actual task (Manz and Neck, 2004). In
support of this assertion, Driskell et al. (1994) performed a meta-analysis of 35
empirical studies and found a significant positive effect for mental imagery on
individual performance.
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Self-leadership: development, expansion and applications
The self-leadership concept first appeared in a 1983 practitioner-oriented book (i.e.
Manz, 1983) that expanded upon the existing concept of self-management (e.g. Manz
and Sims, 1980). The seminal academic work on self-leadership appeared three years
later in the Academy of Management Review (i.e. Manz, 1986). This article laid the basic
theoretical foundations of self-leadership and presented the basic self-leadership
strategies outlined above, although the constructive thought pattern strategies were
somewhat underdeveloped at this point. Throughout the latter part of the decade and
into the early 1990s, the self-leadership concept was applied to two primary areas:
(1) self-managing teams; and
(2) empowering leadership.
The emerging self-managing teams literature of the late 1980s often prescribed
self-leadership among team members as an integral part of the self-managing process
(e.g. Manz and Sims, 1986, 1987, 1994; Manz, 1990a). About this same time, leadership
theorists were beginning to explore the concept of empowerment (e.g. Conger and
Kanungo, 1988) as a possible alternative to the heroic leadership model of the 1970s
and 1980s. In particular, the concept of SuperLeadership, the process of leading others
to lead themselves, was introduced as an effective means for empowering followers
and creating self-leaders (e.g. Manz and Sims, 1989, 1991; Manz, 1990b, 1991, 1992a).
The first empirical study to examine self-leadership in an organizational setting was
published in Administrative Science Quarterly in 1987 and examined the role of
self-leadership in the context of both empowering leadership and self-managing teams
(Manz and Sims, 1987). This study suggested that the most effective external leaders of
self-managing work teams are those that engage in behaviors that facilitate
self-leadership strategies such as self-observation, self-goal setting and self-reward
(Manz and Sims, 1987).
A few years later, self-leadership’s constructive thought pattern strategies were
more fully developed and expanded under the label “thought self-leadership” (e.g.
Manz and Neck, 1991; Neck and Manz, 1992). The practical usefulness of the more fully
developed thought self-leadership strategies was later demonstrated in a
training-intervention based field study (Neck and Manz, 1996a). The results of this
study suggest that individuals who received the thought self-leadership training
experienced increased mental performance, positive affect (enthusiasm), job
satisfaction and decreased negative affect (nervousness) relative to those not
receiving the training (Neck and Manz, 1996a). Throughout the remainder of the 1990s
and into the new century, self-leadership theorists have made application of
self-leadership concepts within a variety of contextual settings including:
.spirituality in the workplace (Neck and Milliman, 1994);
.performance appraisals (Neck et al., 1995);
.organizational change (Neck, 1996);
.total quality management (Neck and Manz, 1996b);
.self-leading teams (Neck et al., 1996);
.entrepreneurship (Neck et al., 1997a);
.diversity management (Neck et al., 1997b);
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.job satisfaction (Houghton and Jinkerson, 2004; Roberts and Foti, 1998);
.non-profit management (Neck et al., 1998);
.goal setting/goal performance (Godwin et al., 1999; Neck et al., 2003);
.the United States Army (Neck and Manz, 1999);
.team performance (Stewart and Barrick, 2000);
.team sustainability (Houghton et al., 2003b);
.succession planning (Hardy, 2004); and
.ethics (VanSandt and Neck, 2003).
In addition, over the past decade and a half, a number of popular books on
self-leadership and SuperLeadership have been published, with a significant amount of
success (e.g., Manz and Sims, 1989, 1994, 2001; Sims and Manz, 1996). The book
Mastering Self-Leadership: Empowering Yourself for Personal Excellence has become
the quintessential text on the subject and is currently in its fourth edition (Manz, 1992a;
Manz and Neck, 1999, 2004; Neck and Manz, n.d.).
Self-leadership criticisms
Although it has enjoyed an enduring and expanding popularity based on a strong
intuitive appeal, self-leadership has not been without developmental problems and
criticisms. For instance, the majority of self-leadership research has been conceptual
with relatively few empirical studies examining self-leadership in organizational
settings. This lack of extensive empirical research may be due in part to the fact that a
valid self-leadership measurement scale has been slow to development. The first
published self-leadership assessment instrument, Anderson and Prussia’s (1997)
Self-Leadership Questionnaire (SLQ), was based to a large extent on self-leadership
assessment prototypes created by Manz and Sims (1991; Manz, 1992a) and represented
an excellent preliminary effort in self-leadership scale development. Nevertheless, the
Anderson and Prussia SLQ suffered from a number of psychometric problems and
required further refinement. More recently, a Revised Self-Leadership Questionnaire
(RSLQ; Houghton and Neck, 2002) has been presented and has shown a greater degree
of reliability and construct validity than the earlier SLQ. The RSLQ was created by
eliminating or rewriting ambiguous items from the Anderson and Prussia SLQ and by
integrating additional items from a previously unpublished self-leadership assessment
instrument (i.e. Cox, 1993). Additional data is needed to fully assess the reliability and
validity of the RSLQ. Nevertheless, preliminary applications indicate that the RSLQ
may prove to be an effective self-leadership measure with positive potential for
facilitating additional empirical self-leadership research.
Perhaps the most common criticism of self-leadership is that it is conceptually
indistinct from and redundant with classic theories of motivation such as
self-regulation. As outlined above, self-leadership consists of a broad set of
strategies that may be useful in leading to greater personal effectiveness. Many of
these self-leadership strategies are founded upon other established theories of
motivation and self-influence. Thus, some theorists have questioned the extent to
which self-leadership is a unique and distinguishable construct with respect to these
related motivational and personality constructs, while others have suggested that
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self-leadership is a mere repackaging of individual differences already explained by
previously existing personality constructs such as conscientiousness (e.g. Markham
and Markham, 1995, 1998; Guzzo, 1998). For instance, Markham and Markham (1998,
p. 197) claim that “one of the major stumbling blocks of self-leadership theory is its
uniqueness when compared to more traditional views of similar psychological
processes”. Likewise, Guzzo (1998, p. 214) has expressed concern as to whether
“self-leadership is distinguishable from other, existing psychological constructs such
as the personality dimension of conscientiousness”. In addition, Markham and
Markham (1995, p. 198) suggest that “it is possible that various aspects of
self-leadership simply recast previous personality traits”.
When critics suggest that self-leadership overlaps with other classic theories of
motivation, they fail to understand that self-leadership is a normative model rather
than a descriptive or deductive theory. Normative theories, which are common in
applied fields such as business, are prescriptive and emphasize how something should
be done. In contrast, deductive or descriptive theories seek to explain the basic
operation of various phenomena, but generally stop short of providing specific
normative advice for managing a particular process. As Hilton (1980) has suggested,
normative and descriptive theories often take differing perspectives in examining the
same phenomenon. Indeed, descriptive theories can often help to explain how and why
the prescriptions of normative theories operate.
The realistic job previews (RJPs) literature provides a good example of a beneficial
interaction between normative and descriptive theory. RJPs (e.g. Dugoni and Ilgen,
1981; Reilly et al., 1981; Wanous, 1973) is a normative concept that has long been
accepted as an effective practical tool for reducing employee turnover. For many years,
however, the reasons why RJPs work and the theoretical mechanisms through which
they operated were not entirely clear (Hom et al., 1998). In response, Hom and his
colleagues (Hom et al., 1998, 1999) have recently attempted to clarify and delineate the
theoretical contexts and mechanisms through which RJPs influence employee
turnover.
In the following sections we will respond to self-leadership critics in a similar
manner by providing a theoretical and conceptual explanation of the self-leadership
concept relative to several related theories of motivation. Specifically, we will argue
that self-leadership is a normative concept that provides certain behavioral and
cognitive prescriptions while operating within and through the theoretical contexts
provided by self-regulation, social cognitive, self-control and intrinsic motivation
theories. We will further suggest that self-leadership represents a unique constellation
of strategies that are founded upon, related to, and yet distinct from these various
theories as well as from various personality traits. Although previous efforts have been
made to conceptually distinguish self-leadership from related psychological constructs
(e.g. Houghton et al., 2004; Manz, 1990b; Neck, 1998; Neck and Manz, 1996b; Williams,
1997), the present discussion will go well beyond these in both scope and depth.
Self-leadership theoretical contexts
Self-leadership and self-regulation
Self-leadership strategies operate within the larger theoretical framework of
self-regulation. Drawing from literature in the field of cybernetics (e.g. Ashby, 1961;
Clark, 1996; Wiener, 1948) and based on linkages suggested by Powers (1973), Carver
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and Scheier (1981, 1998) have presented a broad self-regulatory explanation of how
behavior happens. According to this view, the self-regulation process is analogous to
the operation of a mechanical thermostat. The thermostat senses temperature
variations relative to a given standard and signals appropriate action to reduce the
discrepancy. Similarly, within the process of behavioral self-regulation (Carver, 1979;
Carver and Scheier, 1981, 1998), a sensor monitoring performance in the environment
yields a signal that is compared to a set standard or desired state. If discrepancy or
error exists, then a behavioral change is facilitated through an adjustment of effort.
Alternatively, the standard for behavior can be cognitively re-evaluated and adjusted
downward to meet the level of performance. In either case, the objective is the reduction
of the discrepancy between the actual performance level and the standard or goal.
In addition, self-regulation theory suggests a hierarchical organization of the
self-regulatory system in the form of superordinate and subordinate feedback loops or
goals (Carver and Scheier, 1998; Powers, 1973). This hierarchy of goals ranges from
systems concepts such as a globalized sense of the idealized self (see also Burke, 1991;
Klein, 1987), to overarching principles of what a person wants to be, to more specified
programs of behavior that indicate what a person should do in order to conform to
higher-level principles, and finally, to specific sequences of behavior that facilitate
program goal attainment (Carver and Scheier, 1998). Self-regulation theory further
assumes that goals at the various hierarchical levels function simultaneously in
shaping behavior but that there is a natural upward drift toward higher levels of goal
abstraction as a person becomes more comfortable with his or her behavior (Vallacher
and Wegner, 1985, 1987). Likewise, there appears to be a complementary downward
drift toward more concrete goals in response to difficulties in maintaining behavioral
regulation in the context of higher levels of abstraction (Carver and Scheier, 1998).
Self-regulation theory also suggests that when faced with problems and
discrepancies in progressing toward goal attainment, those individuals who are
confident or hopeful (i.e. possess positive expectancies for goal attainment) tend to
persist or even increase their efforts, while those who lack confidence or hope (i.e.
possess negative expectancies for goal attainment) tend to search for the availability of
alternative goals or disengage altogether (Carver and Scheier, 1981, 1998). Thus, a key
component in self-regulation theory is the concept of confidence or hope as manifested
in terms of performance-related expectancies. Although disengagement from
unattainable goals is a necessary and vital part of the self-regulation process,
cognitive distortions of feedback leading to lower than warranted levels of confidence
and related expectancies can result in premature goal disengagement and other
self-regulatory dysfunctions such as binge eating or alcoholism (Carver and Scheier,
1998).
Finally, self-regulation theory distinguishes between a promotion and a prevention
self-regulatory focus (e.g. Carver, 2001; Carver and Scheier, 1998; Higgins, 1987, 1989,
1996, 1998; Higgins et al., 1994). A promotion focus operates on the basis of
accomplishments, hopes and aspirations, thus regulating the presence and absence of
positive outcomes (Higgins, 1998). This type of focus is closely associated with the
concept of an ideal self-guide, which represents the attributes a person would ideally
like to possess (Higgins, 1987, 1989). In contrast, a prevention focus operates on the
basis of safety, responsibility and obligations, thus regulating the absence and
presence of negative outcomes (Higgins, 1998). The prevention focus is closely
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associated with the concept of ought self-guides, which represent the attributes that a
person believes they should or ought to possess (Higgins, 1987, 1989). Although
broadly conceptualized as an individual difference variable, regulatory focus may also
vary across momentary situations (e.g. Higgins, 1996, 1998).
In short, self-regulation theory is a broad descriptive view of human behavior that
seeks to explain how behavior happens. According to this viewpoint, however,
self-regulatory processes do not always operate smoothly nor do they always lead to
successful performance outcomes and goal attainments. Indeed, as Latham and Locke
(1991, p. 240) have suggested, “although people are natural self-regulators in that
goal-directedness is inherent in the life process, they are not innately effective
self-regulators”. Some theorists have even used the term “self-regulatory failure to
describe extreme examples of breakdowns in the self-regulatory process (e.g.
Baumeister and Heatherton, 1996; Baumeister et al., 1994; Kirschenbaum, 1987). While
self-regulation theory specifies the existence and likelihood of dysfunctions in
self-regulation, it prescribes few strategies for increasing self-regulatory effectiveness.
In contrast, self-leadership, operating within self-regulation’s broad theoretical
framework for understanding behavior, prescribes specific behavioral and cognitive
strategies designed to enhance individual self-regulatory effectiveness.
Self-leadership strategies may enhance self-regulatory effectiveness in a number of
important ways. For instance, the behavior-focused strategy of self-observation can
lead to a heightening of self-awareness and increases in self-focus. Research evidence
suggests that an increase in self-focus can promote increases in task focus and
ultimately in task performance (e.g. Carver, 1975; Wicklund and Duval, 1971). In
addition, increased observation of one’s own behavior can provide a more accurate and
richer interpretation of feedback loops, leading to the identification of specific
behaviors that should be changed, enhanced or eliminated relative to goal attainment.
Likewise, self-goal-setting may have a positive effect on self-regulatory processes. Goal
setting research (e.g. Locke and Latham, 1990) has demonstrated that performance is
better when goals are difficult and specific than when they are easy and vague. Indeed,
in the absence of an intentional goal-setting process, individuals tend to “satisfice”
(Simon, 1955), adopting goals that are less than optimal but seem adequate for the
given situation (Carver and Scheier, 1998, p. 66). In contrast, difficult and specific goals
tend to result in increased effort and better task performance. Thus, through conscious
and intentional self-goal-setting processes, individuals may increase self-regulatory
effectiveness in terms of increased effort and better performance outcomes. Finally,
self-rewards, self-punishment and self-cueing each have a certain potential for
enhancing self-regulation. In order for a goal to be meaningful, it must be both valuable
and attainable (e.g. Carver and Scheier, 1998). The creation of self-reward contingencies
increases the value of goal achievement, thereby leading to increased effort and
persistence toward goal attainment. In like manner, by providing detailed feedback
regarding goal-performance discrepancies, self-punishment and self-cueing each may
further enhance the efficacy of self-regulatory processes.
Natural reward strategies are particularly useful in improving self-regulatory
performance relative to self-determined or intrinsic goals (Deci and Ryan, 1985), or
what Carver and Scheier (1998) have called individual or personal goals. Strategies
such as incorporating more pleasant and enjoyable features into a given task or
focusing attention on a task’s inherently rewarding aspects help to make even
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externally imposed or coercive goals seem less controlling and more internalized,
intrinsic and personal. Such goal internalization may lead to improved self-regulatory
processes.
Much like the behavior-focused and natural reward strategies, constructive thought
strategies also demonstrate potential for improving self-regulatory effectiveness. For
example, the strategy of evaluating and challenging dysfunctional beliefs and
assumptions may have a positive effect on self-regulatory feedback processes.
Individuals often distort feedback to be closer to what they expect to see or want to see
(Carver and Scheier, 1998). Mental distortions such as mind reading, extreme thinking,
overgeneralization and mental filters (Burns, 1980; Carver and Scheier, 1998; Manz and
Neck, 2004) lead to feedback distortion and ultimately, impaired self-regulatory
processes. By confronting the beliefs and assumptions that lead to distortion and
replacing them with more realistic and less dysfunctional ones, feedback may become
less distorted and self-regulation more effective.
Self-talk and mental imagery strategies also have particular application for
improving individual self-regulation. As outlined above, a key component in
self-regulation is the concept of confidence as reflected in the form of expectations of
success or failure. Confidence can be defined in terms of both perceptions of personal
capabilities (i.e. self-efficacy; Bandura, 1986, 1991) and external situational factors
(Carver and Scheier, 1998). When confidence is unwarrantedly low, individuals may
prematurely disengage effort toward goal attainment. Such a premature
disengagement may result from a failure to adequately assess current feedback (as
discussed above) or from inaccurate performance expectancies. When faced with
problems or difficulties individuals “tend to turn automatically to previously encoded
sources of information about expectancies” (Carver and Scheier, 1998, p. 221). This
process has been described as a “residual sense” (Carver and Scheier, 1998) and as
“habitual ways of thinking” or “thought patterns” (Manz and Neck, 1991, 2004; Neck
and Manz, 1992, 1996a). Often, when the residual sense is in the form of doubt or
inadequacy or when thought patterns are pessimistic or obstacle-oriented, individuals
will give up and disengage effort at the first sign of trouble or adversity without
realizing that the present obstacle is minor and relatively easy to overcome (Carver and
Scheier, 1998; Manz and Neck, 1991, 2004; Neck and Manz, 1992, 1996a). Positive
self-talk and mental imagery strategies are intended to facilitate optimistic or
opportunity-oriented thought patterns which may lead to greater persistence in the
face of challenges and difficulty (Manz and Neck, 1991, 2004; Neck and Manz, 1992,
1996a). Finally, research evidence (e.g. Neck and Manz, 1996a; Prussia et al., 1998)
suggests that self-leadership strategies such as positive self-talk and mental imagery
may increase self-efficacy levels, a primary determinant of confidence and performance
expectancies, potentially leading to more effective self-regulation and increased
performance (Carver and Scheier, 1998).
According to self-regulation theory, standards are simply assumed to exist and little
attention is paid to how standards are determined. In an organizational setting,
self-regulatory standards are based primarily on existing organizational standards and
objectives. As long as organizational policies, rules and procedures are followed,
deviation reduction will occur. Thus, in the short run, the process of deviation
reduction becomes relatively automatic and self-perpetuating (Neck and Manz, 1996b).
Given a continuum ranging from complete external influence to complete internal
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influence (see also Manz, 1990b; Neck and Manz, 1996b), self-regulation falls closer to
the complete external influence end of the spectrum. As outlined above, self-leadership
strategies may be useful in helping the individual to set and manage self-regulatory
standards, thereby improving self-regulatory effectiveness and increasing the degree
of internal influence.
In summary, self-leadership strategies operate within the broader theoretical
context of self-regulation. Specific self-leadership strategies may serve to increase
self-regulatory effectiveness by improving self-focus, goal-setting processes, goal
valence and saliency, feedback processes, and task-related confidence or performance
expectancies. In short, self-leadership does not represent an alternate theoretical view
of self-influence, but rather a complimentary set of strategies designed to improve the
self-regulation process.
Self-leadership and social cognitive theory
Self-leadership also operates within the context of Bandura’s (1986, 1991) social
cognitive theory. Social cognitive theory suggests that human behavior may be best
explained by a triadic reciprocal relationship among internal influences, external
influences and behavior. Together with self-regulation theory, this reciprocal
determinism view provides the other major conceptual framework upon which
self-leadership strategies are based (Manz, 1986). Much like self-regulation theory,
social cognitive theory suggests that the basic structure of the self-regulatory system is
comprised of processes involving self-monitoring, self-judgments and self-reactions.
But whereas self-regulation deals primarily with the concept of discrepancy reduction,
social cognitive theory proposes a system of discrepancy production followed by
discrepancy reduction. The basic assumption is that individuals have control over
setting their own performance standards. Based on past performance experiences,
people will set performance goals in such a manner as to create discrepancy. The
production of discrepancy mobilizes and induces efforts to subsequently reduce
discrepancy. When discrepancies are eliminated, higher standards are set and the
process begins again.
Social cognitive theory also differs from self-regulation in terms of self-reactions.
According to Bandura and Cervone (1986), three types of self-influences mediate the
relationship between goals and performance. These influences are self-satisfaction,
self-efficacy and the regulation of internal standards. Self-regulation theory focuses
primarily on the internal regulation of standards. Social cognitive theory, in contrast,
stresses the importance of the self-reactive influences of satisfaction and self-efficacy.
Self-efficacy is a key construct within social cognitive theory. Self-efficacy describes a
person’s self-assessment of the capabilities necessary to perform a specific task
(Bandura, 1986, 1991; Gist, 1987). Self-efficacy can influence aspirations, effort,
persistence and thought-patterns.
The concept of self-efficacy is of particular importance to self-leadership. Indeed, a
major objective of all self-leadership strategies, particularly natural reward and
thought pattern strategies, is the enhancement of self-efficacy perceptions in advance
of higher performance levels (e.g. Manz, 1986; Manz and Neck, 2004; Neck and Manz,
1992, 1996a; Prussia et al., 1998). High levels of task-specific self-efficacy lead to higher
performance standards (Bandura, 1991), greater effort and greater persistence in the
pursuit of goals and objectives, and ultimately greater effectiveness (e.g. Bandura and
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Cervone, 1983, 1986). Empirical evidence tends to support the usefulness of
self-leadership strategies in promoting self-efficacy perceptions. For instance, Frayne
and Latham (1987; Latham and Frayne, 1989) demonstrated a positive relationship
between self-management training and self-efficacy for reducing absenteeism.
Furthermore, Neck and Manz (1996a) reported a significant difference in self-efficacy
levels between a group that had received self-leadership training and a non-training
control group. More recently, Prussia and colleagues (Prussia et al., 1998) examined the
role of self-efficacy as a mediator of the relationship between self-leadership strategies
and performance outcomes. Their results indicated significant relationships between
self-leadership strategies, self-efficacy perceptions and task performance. Taken
together, these findings suggest that self-efficacy may function as the primary
mechanism through which self-leadership strategies affect performance.
Self-leadership, self-management and self-control
Inspired by the concept of “substitutes for leadership” (Kerr and Jermier, 1978),
self-management (e.g. Manz and Sims, 1980; Luthans and Davis, 1979; Andrasik and
Heimberg, 1982) also operates within the framework of self-regulation theory by
providing specific strategies for managing one’s own behaviors in an effort to regulate
discrepancy from set standards (Manz, 1986). Self-management is founded upon
concepts of self-control originally developed in clinical psychology (e.g. Cautela, 1969;
Mahoney and Thoresen, 1974; Thoresen and Mahoney, 1974; Mahoney and Arnkoff,
1978, 1979). Self-management has been described as a process through which an
individual chooses a less attractive (i.e. apparent low probability) but perhaps
ultimately more desirable behavior from among short-run alternatives (Manz, 1986;
Manz and Sims, 1980). Thus, according to self-management, undesirable short-run
behaviors are energized by a focus on desirable long-term consequences (Manz and
Sims, 1980).
Several specific strategies of self-control have been presented in the clinical
literature. These strategies include self-observation, self-goal setting, cueing strategies,
self-reinforcement, self-punishment, and rehearsal (Mahoney and Arnkoff, 1978, 1979).
These strategies were originally used in clinical settings in order to manage addictive
or self-destructive health-related behaviors (e.g. smoking cessation or eating disorders).
These strategies were subsequently adapted to organizational settings and relabeled
“self-management” by organizational theorists (Luthans and Davis, 1979; Manz and
Sims, 1980; Andrasik and Heimberg, 1982). Later, these same strategies of self-control
and self-management became the basis for self-leadership’s behavior-focused
strategies (Manz, 1986; Manz and Neck, 2004).
In short, self-management consists of a set of strategies designed to help a person
manage behavior with respect to reducing discrepancies from immediate externally set
standards. Self-management does not, however, facilitate the assessment of the
standards themselves. Thus, while self-management provides ample self-influence in
terms of how discrepancy reduction should be approached, it provides little
self-influence in terms of what should be done and why (Manz, 1986; Neck and Manz,
1996b). In other words, the purposes and importance of the given standards are not
addressed by self-management.
In contrast, self-leadership is a more encompassing approach to self-influence than
self-management (Manz, 1986). Self-leadership merges the behavioral strategies
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suggested by self-management and self-control with cognitive strategies based on the
concepts of intrinsic motivation and constructive thinking. Self-leadership addresses
not only the reduction of discrepancy from performance standards, but also the
purposes and appropriateness of the standards themselves (Manz, 1986). Thus,
according to self-leadership, the discrepancy reduction process is based on
internalized, superordinate standards of behavior rather than on immediate,
short-run operating standards (Manz, 1986). Superordinate or higher-level standards
for self-influence provide specific reasons for self-managed behaviors. For example,
rather than merely focusing on attaining a certain goal, one might evaluate the validity
and appropriateness of the goal within a greater context beyond the immediate
situation. By focusing on the reasons for behavior and by incorporating both cognitive
and behavioral strategies, self-leadership theory represents a substantially higher level
of self-influence than self-management. Self-leadership therefore subsumes
self-management and specifies additional sets of cognitive-oriented strategies
designed to influence behavioral outcomes. Self-leadership also goes beyond
self-management by addressing the superordinate standards (i.e. the reasons) for
behavior.
Self-leadership and intrinsic motivation
Self-leadership strategies have also been significantly informed by the concept of
intrinsic motivation. While self-management emphasizes extrinsic rewards (i.e.
outcomes such as praise, recognition, and self-reinforcement using external reward
contingencies), self-leadership extends beyond this perspective to focus on the natural
rewards that result from the performance of the task or activity itself (Manz, 1986;
Manz and Neck, 2004). Self-leadership’s conceptualization of natural rewards is based
primarily on the intrinsic motivation literature (e.g. Deci, 1975), particularly Deci and
Ryan’s (1985) cognitive evaluation theory. Building on the work of White (1959) and
deCharms (1968), cognitive evaluation theory suggests that the need for competence
and the need for self-determination are the primary mechanisms that drive intrinsic
motivation. The need for competence involves the need to exercise and extend one’s
capabilities, while the need for self-determination involves the need to feel free from
pressures such as contingent rewards (Deci and Ryan, 1985). Cognitive evaluation
theory contends that individuals will seek to find and overcome challenges in an effort
to increase feelings of competence and self-determination.
Feelings of competence and self-control (i.e. self-determination) are a central part of
self-leadership’s conceptualization of natural rewards (Manz and Neck, 2004).
According to self-leadership, to the extent that activities and tasks can be chosen,
structured or perceived in ways that lead to increased feelings of competence and
self-determination, task performance will be enhanced. Finally, although natural
reward strategies are generally more effective, self-reward strategies utilizing external
reward contingencies (as suggested by self-management) may be more helpful in
situations lacking natural or intrinsic rewards (Manz and Neck, 2004). That is to say,
given a task that is inherently unpleasant or tedious (i.e. a task lacking intrinsically
motivating aspects), external self-reward contingencies become particularly
appropriate and effective. Nevertheless, most tasks have at least some potential to
be naturally rewarding. Thus, for most tasks or activities, natural reward strategies
will be more effective and generally preferable.
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Self-leadership and personality
As mentioned earlier, some theorists (e.g. Guzzo, 1998; Markham and Markham, 1998)
have questioned whether self-leadership is unique and distinguishable with respect to
certain personality traits such as conscientiousness. Self-leadership is usually
conceptualized as learned behavior rather than as a fixed trait (Manz, 1986) and
self-leadership proponents have generally ignored personality and individual
difference factors. Some advocates (e.g. Neck and Manz, 1992; Neck et al., 1995) have
even implied that personality traits may be unrelated to self-leadership effectiveness,
citing a study (Turner et al., 1982) that found no relationship between extraversion and
performance for individuals using mental imagery (a self-leadership strategy). In
contrast, Williams (1997) has suggested that a variety of personality traits are likely to
be associated with self-leadership skills in meaningful ways. In particular, Williams
(1997) proposed positive associations between self-leadership skills and extraversion,
emotional stability, conscientiousness, general self-efficacy, internal locus of control
and self-monitoring.
Empirical evidence provides some support for the existence of relationships
between self-leadership and various personality concepts. For example, Williams et al.
(1995) have shown significant relationships between self-management and the
Myers-Briggs Type Indicator (Myers and McCaulley, 1985) trait preferences of
extraversion, judging, and sensing. In addition, Stewart and his colleagues (Stewart
et al., 1996) demonstrated significant correlations (p,0:01) between
conscientiousness, neuroticism, and supervisor evaluations of self-leadership
behaviors.
On the other hand, the findings of Stewart and his colleagues (Stewart et al., 1996)
seem to suggest that self-leadership is nonetheless a distinct concept from personality.
Their findings revealed an interaction effect between conscientiousness and
self-leadership training such that those scoring lowest in conscientiousness
subsequently showed the greatest increase in self-leadership behaviors as a result of
the training. This lends support to the assertion that self-leadership behaviors are
amenable to change (e.g. Manz, 1986), while personality characteristics are relatively
stable across both time and situation (e.g. Block, 1981; Conley, 1985; Costa and McCrae,
1988. If self-leading behaviors are malleable while personality is not, then these
concepts may not be synonymous.
Self-regulation theory would also seem to indicate that self-leadership may operate
apart from personality influences. In contrast to personality traits, one’s self-regulating
tendencies may vary across situations (Carver and Scheier, 1998; Higgins, 1998). For
instance, although people may have established tendencies, regulatory focus varies
from promotion to prevention across momentary situations (Higgins, 1996, 1998). In so
much as self-leadership strategies operate within the general framework of
self-regulation, it seems reasonable to suggest that people may vary their utilization
of self-leadership strategies separate and apart from the influences of their fixed
personality traits.
Based on the theoretical and empirical evidence outline above, it would appear that
self-leadership dimensions are distinct from, yet related to, certain key personality
traits. Houghton et al. (2004) have recently provided some additional empirical
evidence in support of this position. They reported significant relationships between
the three self-leadership strategy dimensions and the personality traits of extraversion
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and conscientiousness. Nevertheless, a comparison of the hierarchical factor structures
of self-leadership and a constellation of personality traits (including extraversion and
conscientiousness) utilizing factor analysis and structural equations modeling
techniques suggested that the three self-leadership strategy dimensions are distinct
from personality traits, particularly at lower levels of abstraction (Houghton et al.,
2004).
In the preceding sections we have argued that self-leadership, while related to and
sometimes predicated upon similar psychological processes, is a unique concept that
may be distinguished from other concepts of self-influence and personality. More
specifically, we have suggested that self-leadership is a normative constellation of
behavioral and cognitive strategies that operates within theoretical frameworks
provided by more descriptive theories including self-regulation, social cognitive,
self-control, and intrinsic motivation theories. We have also contended that
self-leadership is conceptually distinct from related personality traits such as
extraversion and conscientiousness. We have provided theoretical and empirical
arguments and rationale in support of our positions, supplemented by available
empirical evidence. Nevertheless, the extent of the uniqueness of self-leadership and its
value for understanding and shaping one’s behavior is a question that should be
further addressed by future empirical research. In the following section, we will
continue by providing an overview of some of the primary predictable outcomes or
dependent variables associated with the self-leadership concept.
Self-leadership predictable outcomes/mechanisms
The self-leadership literature has suggested a number of predictable outcomes or
dependent variables thought to be associated with the application of self-leadership
strategies. These include commitment, independence, creativity/innovation, trust,
potency, positive affect, job satisfaction, psychological empowerment and self-efficacy.
These outcomes may serve as the mechanisms that affect individual, group and
organizational performance. Although we have previously mentioned some of these
possible outcomes, we will now provide a more detailed overview of the primary
self-leadership predictable outcome variables.
Commitment and independence
Commitment and independence are two of the more commonly suggested outcome
variables in the self-leadership literature (e.g. Houghton and Yoho, 2005; Manz and
Sims, 2001). Individuals engaging in self-leadership often develop a sense of ownership
over their tasks and work processes. As a result, self-leading individuals may
demonstrate higher levels of commitment to their tasks, goals, teams or organizations
than individuals who are not engaging in self-leadership (e.g. Bligh et al., 2006;
Houghton and Yoho, 2005; Manz and Sims, 2001). Likewise, individuals practising
self-leadership may experience greater feelings of control and autonomy, leading to
heightened levels of independence in behavior and decision making (Manz and Sims,
2001). In contrast, individuals who are not actively practising self-leadership may
become dependent on external influences from traditional leaders to guide their
actions, becoming increasingly incapable of independent thought and action
(Houghton and Yoho, 2005). Although these outcomes have often been suggested in
the literature, no empirical examinations to date have attempted to substantiate these
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claims. Future researchers should undertake to examine these hypothesized
relationships in greater detail.
Creativity and innovation
Creativity may be defined as the development of original, novel, appropriate and useful
ideas, while innovation implies the subsequent implementation of creative concepts
within in an organizational (e.g. Amabile et al., 1996). Self-leadership proponents have
often suggested relationships between self-leadership and creativity/innovation (e.g.
DiLiello and Houghton, 2006; Houghton and Yoho, 2005; Manz and Sims, 2001). As
DiLiello and Houghton (2006) suggest, many critical concepts from the creativity
literature may be related to self-leadership. For example, autonomy and
self-determination are key components of both creativity and self-leadership
(DiLiello and Houghton, 2006). Yun et al. (2006) have provided empirical evidence
suggesting that the need for autonomy may be positively related to individual
self-leadership practices and autonomy is often identified as an essential component in
individual creativity (e.g. Amabile, 1996). For a more detailed overview of the
relationships between self-leadership and creativity/innovation, see DiLiello and
Houghton (2006). As these authors suggest, additional research is needed to further
clarify the relationships between self-leadership and creativity/innovation.
Trust and team potency
Self-leadership has often been presented as a critical component for facilitating team
effectiveness, particularly in self-managing teams with no formal internal leader (e.g.
Houghton et al., 2003a, 2003b; Manz and Sims, 1987, 1994; Neck et al., 1996). Of
particular note, trust and team potency have been suggested as two possible
self-leadership outcomes that may have important implications for team effectiveness
(Bligh et al., 2006). Trust generally refers to the belief that others will be honest,
upholding commitments and declining to take unfair advantage when given an
opportunity (e.g. Cummings and Bromiley, 1996). Team potency is a belief jointly held
among team members that the team can be effective in accomplishing its goals and
objectives (Guzzo, 1998). See Bligh et al. (2006) for an in-depth discussion of this issue
and presentation of a model detailing the relationships between self-leadership, trust
and potency in a team context, along with propositions for future research in this area.
Positive affect and job satisfaction
Positive affect and job satisfaction are two additional predictable self-leadership
outcomes that have been advanced in the literature. In a field study of a group of
employees at America West airlines, Neck and Manz (1996a) found significant
relationships between a thought self-leadership training intervention and subsequent
levels of both positive affect (enthusiasm) and job satisfaction. More recently in a
separate empirical study, Houghton and Jinkerson (2004) reported a significant
relationship between self-leadership’s constructive thought strategies and job
satisfaction as mediated by the absence of dysfunctional thought processes and by
subjective well-being (happiness). Although these studies provide good preliminary
support for these relationships, future research should continue to investigate the role
of self-leadership in shaping positive affect and job satisfaction.
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Psychological empowerment
Psychological empowerment is yet another commonly predicted outcome of
self-leadership. Indeed, self-leadership has often been proclaimed as a primary
mechanism for facilitating empowerment (e.g. Houghton and Yoho, 2005; Manz, 1992;
Prussia et al., 1998). For example, Shipper and Manz (1992) have presented a case study
that portrays self-leadership as an integral part of the empowerment of the employees
at W.L. Gore and Associates. Self-leadership may enhance feelings of empowerment by
creating perceptions of meaningfulness, purpose, self-determination, and competence
(Lee and Koh, 2001). More precisely, the behavior-focused strategies of
self-observation, self-goal setting and self-reward can foster feelings of
self-determination and competence, while natural reward strategies are aimed at
increasing feelings of competence, self-control and purpose (Manz and Neck, 2004,
pp. 42-4). Because the purported relationship between self-leadership and
psychological empowerment has yet to be fully explored in the literature, we
strongly encourage future research in this direction.
Self-efficacy
Self-efficacy is perhaps the single most commonly mentioned self-leadership outcome
variable (e.g. Manz, 1986; Manz and Neck, 2004; Neck and Manz, 1992, 1996a, b;
Prussia et al., 1998). As we have discussed in detail in an earlier section, empirical
research (e.g. Neck and Manz, 1996a, b; Prussia et al., 1998) has provided significant
evidence in support of self-efficacy as the primary mechanism through which
self-leadership affects performance. Nevertheless, this is yet another area that could
benefit from additional empirical investigation.
To summarize our arguments to this point, we have suggested that self-leadership
is a normative concept that may operate within several theoretical contexts including
self-regulation theory, social cognitive theory, intrinsic motivation theory and
self-control theory. We have further suggested that the application of self-leadership
strategies may result in a number of predictable outcomes/performance mechanisms,
including commitment, independence, creativity, innovation, trust, team potency,
positive affect, job satisfaction, psychological empowerment and self-efficacy. We
believe that these outcome variables, in turn, may lead to higher levels of individual,
team and organizational performance. Figure 1 provides a visual overview of these
suggested relationships.
Figure 1.
A model of self-leadership
theoretical contexts and
performance mechanisms
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Current trends and future research directions
After more than two decades of self-leadership theory and research, the field continues
to move in new and exciting directions. Current trends in self-leadership research
include intercultural/international issues, self-leadership contingency factors,
executive health/fitness and shared leadership.
The intercultural and international aspects of self-leadership have not been fully
explored to date. Self-leadership has developed largely within the context of the culture
of the USA. As a result, the usefulness and applicability of self-leadership should be
examined across a variety of international settings. Indeed, such efforts are already
underway. For example, Georgianna (2005) recently reported a number of significant
differences in the use of self-leadership strategies between US and Chinese students. In
a similar vein, Neubert and Wu (2006) examine the psychometric properties and
construct validity of the Houghton and Neck (2002) Revised Self-leadership
Questionnaire (RSLQ) in a Chinese context. This study investigates the extent to
which self-leadership dimensions are generalizable across cultures, as well as
addressing the issue of how to measure the existence and development of
self-leadership practices across cultures. Finally, Alves et al. (2006) examine the
culturally bounded nature of leadership and explore the applicability of self-leadership
theory across cultures by drawing on Hofstede’s (1980, 2001) cultural dimensions
framework to address the question of how self-leadership may be understood and
practised in other cultures.
Another current trend in self-leadership research concerns self-leadership
contingency factors. Although proponents have generally encouraged the use of
self-leadership strategies across a wide variety of situations, some researchers have
questioned whether self-leadership should be encouraged across all types of situations.
For example, Markham and Markham (1998, p. 199) have raised the issue as to whether
self-leadership is “a universally applicable theory that will work with all employees
under all circumstances” or “a contingency theory that best fits certain boundary
conditions”. As a matter of fact, self-leadership theorists have often admitted that
encouraging follower self-leadership may not be universally appropriate. For instance,
Manz and Sims (2001, pp. 63-4) have stated that “it is naı
¨ve to assume that relying on
self-leadership is always appropriate [...] several important situational factors
influence the appropriateness of attempts to develop self-leadership in followers”.
In response these concerns, Houghton and Yoho (2005) have recently presented a
comprehensive contingency leadership model that specifies when and under what
circumstances self-leadership should be encouraged by organizational leaders. The
model suggests that certain key contingency factors, including follower development,
situational urgency and task structure, dictate which of several leadership approaches,
including directive, transactional, transformational and empowering, should be
chosen. Each specific leadership approach in turn results in a specific combination of
predictable outcomes, which include the level of follower involvement, dependence,
creativity and psychological empowerment. Along the same lines, Yun et al. (2006)
present an alternative contingency model of leadership in which the interaction
between the leadership approach and follower need for autonomy can influence
subsequent follower self-leadership. The results of their study support the view that
specific attributes of the follower can be an important element within a contingency
view of leadership.
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In addition to these possible research directions, the realm of self-leadership might
need to be expanded beyond behavioral and cognitive elements to include
physiological components as well. In other words, a comprehensive view concerning
the potential of individuals to truly self-lead themselves certainly must be impacted by
their fitness level and nutritional habits. The work of Neck and Cooper (2000) and Neck
et al. (2004), suggesting that “fit” leaders are more productive leaders, is a step in this
direction.
Finally, one of the more exciting and promising areas of current self-leadership
research relates to shared leadership. Shared leadership is an ongoing process of
mutual influence that occurs when the members of a team share traditional leadership
roles and responsibilities (e.g. Pearce, 2004). Recently, Houghton et al. (2003a) presented
a model that explains the role of SuperLeadership and self-leadership in facilitating
shared leadership in teams. In short, this model suggests that an empowering
leadership approach from the external vertical leader will encourage team member
self-leadership, which in turn will enhance self-efficacy perceptions among team
members for sharing leadership roles. Pearce and Manz (2005) have further elaborated
on the importance of self- and shared leadership operating in combination, particularly
in the context of knowledge work. Bligh et al. (2006) expand even further in this
direction to examine the relationships between self- and shared leadership in the
context of team-based knowledge work, presenting a model that links self- and shared
leadership as important antecedents to knowledge creation in team-based
environments.
Future self-leadership research should continue along the lines of these current
trends. In particular, future empirical research effort should be focused on further
examinations of the intercultural aspects of self-leadership, self-leadership contingency
and outcome factors, and the role of self-leadership within the shared leadership
process. Future self-leadership research should also empirically investigate the way in
which self-leadership processes operate within the larger theoretical contexts of
self-regulation, social cognitive, intrinsic motivation and self-control theories. For
instance, future research should directly examine the effectiveness of self-leadership
strategies in improving self-regulation. Although self-leadership strategies are
generally portrayed as efficacious for improving self-focus, goal-setting processes,
goal valence and saliency, feedback process and task-related confidence or
performance expectancies, very little empirical research has examined these
relationships. Thus, research endeavors should examine the extent to which
self-leadership strategies facilitate improvements in measurable aspects of the
self-regulatory process. Future research should also examine the distinctiveness of
self-leadership strategy dimensions at the measurement level in a comparison of scales
designed to measure self-leadership, such as Houghton and Neck’s (2002) Revised
Self-Leadership Questionnaire, and instruments designed to directly measure
self-regulatory processes, such as a revised version of Kuhl’s (1994) action-state
orientation scale (Diefendorff et al., 2000).
Future self-leadership research should also strive to investigate empirically the
relationships between self-leadership and the predictable outcome variables discussed
above. In particular, researchers should expand on the work of Prussia et al. (1998) to
delineate more clearly the role of self-efficacy as a primary mechanism through which
self-leadership strategies influence various performance outcomes. To the extent that
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the role of self-leadership strategies can be differentiated from the mechanisms through
which they operate, self-leadership’s distinctive yet harmonious identity within its
various theoretical frameworks may be better understood. Finally, future
self-leadership research should also continue to investigate specific relationships
between personality and self-leadership. In particular, future researchers should
investigate the relationships between self-leadership and other personality
characteristics of interest such as general self-efficacy, self-esteem, locus of control,
and self-monitoring (see also Williams, 1997).
In conclusion, two decades after its conception, self-leadership continues to show
impressive potential for application in today’s fast-paced and highly technical
competitive environments characterized by flexible and decentralized organizational
types. As organizational members at all levels are encouraged to take more and more
responsibility for their own jobs and work behaviors, the ability for these workers to
successful lead themselves will become increasingly critical. As self-leadership
strategies are acknowledged as having value beyond related psychological concepts,
empirical research in the self-leadership domain may be advanced and our
understanding and application of this useful self-influence concept will continue to
expand in the context of twenty-first century organizational settings.
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Corresponding author
Christopher P. Neck can be contacted at: christopherneck@yahoo.com
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... Self-control, initially a concept from clinical psychology (Cautela, 1969 as cited in Neck & Houghton, 2006), evolved into the management science concept of self-management, where employees control their own involvement within an organization (Manz & Sims, 1980). Self-management involves strategies individuals use to manage behaviors and align them with external standards. ...
... Self-management also intersects with self-leadership in industrial/organizational psychology, self-control in health psychology, and mindfulness in clinical psychology, although the focus here is on the industrial/organizational context, emphasizing the idea that individuals must lead themselves before leading others (Houghton et al., 2003;Manz, 1992). While self-management utilizes behavioral and cognitive strategies and relies on external controls and rewards, self-leadership goes further by emphasizing intrinsic task value and natural rewards (Manz, 1986;Neck & Houghton, 2006). This distinction is important because self-management, as described by Neck and Houghton (2006), involves choosing less attractive options to maintain low-probability behavior without external support (Kanfer, 1970). ...
... While self-management utilizes behavioral and cognitive strategies and relies on external controls and rewards, self-leadership goes further by emphasizing intrinsic task value and natural rewards (Manz, 1986;Neck & Houghton, 2006). This distinction is important because self-management, as described by Neck and Houghton (2006), involves choosing less attractive options to maintain low-probability behavior without external support (Kanfer, 1970). ...
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This study investigated the relationships between academic self-discipline, self-control and management, meaningful learning self-awareness, and generative artificial intelligence (GAI) acceptance among 597 teacher candidates at nine Turkish universities. A serial mediation model was proposed, hypothesizing that academic self-discipline influences GAI acceptance indirectly through self-control and management and meaningful learning self-awareness. Data were collected using four established scales. Structural equation modeling, employing robust maximum likelihood estimation due to non-normality of the data, revealed an excellent fit between the hypothesized model and the data. Results supported the serial mediation model: academic self-discipline positively predicted self-control and management, which in turn positively predicted meaningful learning self-awareness, which subsequently positively predicted GAI acceptance. The findings highlight the important roles of self-control, management and meaningful learning in shaping teacher candidates' acceptance of GAI. Implications for teacher education programs and future research are discussed.
... Both concepts emphasise behavioral aspects, such as self-motivation in self-leadership and exerting influence over others in informal leadership. Research on self-leadership and informal leadership primarily focuses on their application within organisational contexts and indicates that there is a relationship between both concepts and performance (Hanna et al., 2021;Manz, 1986;Neck et al., 2006: Oedzes et al., 2018. ...
... Self-leadership consists of behavioural and cognitive strategies designed to positively influence personal effectiveness (Goldsby et al., 2021). Self-leadership is generally divided into three categories or domains: behavioural-focused strategies, natural reward strategies, and constructive thought pattern strategies (Furtner et al., 2015(Furtner et al., , 2018Manz et al., 2004;Neck et al., 2006Neck et al., , 2019Manz et al., 2001Manz et al., , 2004Prussia et al., 1998). ...
... Behavioural-focused strategies aim to increase an individual's awareness to facilitate behavioural management, particularly in managing behaviours associated with unpleasant tasks (Neck et al., 2006). Examples of behavioural-focused strategies include self-goal setting, selfobservation, self-reward, self-punishment, and self-cueing (Furtner et al., 2018). ...
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Aim: Self-leadership and informal leadership have been widely researched in recent years, as organisations increasingly move towards less hierarchical structures, emphasising shared leadership and team-based work. This semi-structured literature review explores the relevance of these concepts in the contemporary landscape. One key objective is to examine how both leadership concepts function outside the realm of formal leadership. This raises the question of how self-leadership and informal leadership manifest beyond formal organisational settings and what implications their emergence has at an individual level. Methods: Through a thematic analysis of the literature and the identification of key themes, this review aims to assess the significance of these concepts and identify research gaps. Results: While both self-leadership and informal leadership coexist alongside formal leadership, they differ in focus: self-leadership emphasises self-motivational strategies, whereas informal leadership involves exerting influence without formal authority. As a result of the shift towards a knowledge-based economy, organisations are becomming less hierarchical and adopting shared leadership, which increases the relevance of self-leadership and informal leadership. However, research has mainly focused on the application of these concepts in formal settings. Conclusion: Understanding how the emergence of self-leadership and informal leadership impacts informal settings such as family or volunteer work environments, contributes to a deeper understanding of leadership development. Recommendation: The review highlights the need for further research to understand how self-leadership and informal leadership impact individuals in both organisational and informal settings.
... The development of self-leadership involves three key strategies: natural rewards, self-observation, and cueing (Stewart et al., 2011;Lim, 2018). The natural reward strategy is a relationshiporiented behavioral development strategy that emphasizes positive experiences gained from work and interpersonal interactions such as positive emotional experiences and interpersonal support (Neck and Houghton, 2006). Self-observation and cueing strategies highlight task orientation. ...
... Previous studies on the antecedents of self-leadership explored the three aspects of individual internal factors, situational factors, and leadership behavior (Stewart et al., 2019;Knotts et al., 2022). In terms of individual internal factors, personality traits (Stewart et al., 1996), natural rewards (Manz, 1986), self-efficacy (Stewart et al., 2011), cognitive style (Neck and Houghton, 2006), and emotion regulation (Manz et al., 2016) are directly related to selfleadership development strategies and are considered key internal forces driving selfleadership. In terms of situational factors, existing studies have focused on the motivational effects of job characteristics (Mueller and Niessen, 2019), organizational innovation atmosphere (Kor et al., 2021), self-leadership training (Marques-Quinteiro et al., 2019), and national culture (Georgianna, 2007) on self-leadership. ...
Article
Purpose In the current digital transformation era, guiding employees toward realizing self-leadership has become a critical strategy for enterprises to mitigate the risks of external uncertainty. This study explores the intrinsic relationship between enterprise social media (ESM) communication visibility and self-leadership on the basis of communication visibility theory (CVT) and conservation of resources theory (COR) to support the sustainable growth of employee self-leadership. Design/methodology/approach Data were collected from 332 Chinese employees across three stages. Hierarchical regression analysis and the bootstrap method were employed to test the hypotheses. Findings Network translucence and message transparency positively affect self-leadership. Relational energy and job control mediate the relationship between communication visibility and self-leadership. Moreover, response expectations weaken the positive relationship between relational energy and self-leadership as well as between job control and self-leadership. Practical implications Managers can use ESM to provide work and social support for employees’ job control and social network development to achieve long-term maintenance of employees’ self-leadership. At the same time, within the context of ESM use, moderately reducing response expectations can offer situational support for employees to achieve self-leadership. Originality/value This research sheds light on the internal mechanism by which ESM communication visibility affects self-leadership and explores the key boundary conditions that impact how self-leadership is formed. These findings expand the understanding of self-leadership development in the context of ESM use and offer new technical insights for guiding and fostering sustainable employee self-leadership.
... It is very essential in managing learning circumstances and gaining the goals. Self-management concept was built on the self-control concept (Neck & Houghton, 2006). It was developed to assist human beings to manage their activities and behaviors (Ercoskun, 2016). ...
... Moreover, the WEF report emphasizes the essential role of human empathy in the age of AI and points out that investing in learning, reskilling, and upskilling will become a priority for everyone in the global ecosystem. We also propose selfleadership (Neck & Houghton, 2006;Kianto et al., 2023) to be one such crucial skill to develop across the workforce. These recommendations certainly pave the way for future IC research and practice. ...
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This chapter is an editorial overview and interpretation of the most critical topics concerning future development of intellectual capital (IC) theory, research and practice. Based on the 16 ground-breaking and future-oriented core chapters in this book, we identify eight emerging themes for futurizing the field of IC: 1) the need for multilevel approach towards IC; 2) an examination of IC dynamics; 3) redefining of value and economic models at the basis of IC; 4) a better recognition of sustainability and ethics in IC research; 5) a focus on the role of AI in IC; 6) a renewed emphasis on humans and culture; 7) a focus on non-rational and non-technological aspects of IC; and 8) an interdisciplinary approach towards research. We also compile a list of theoretical and practical highlights to futurizing IC, provided by the authors of the individual chapters in this book. The ideas presented in this chapter contribute to opening up new perspectives for the development of IC theory and practice, and inviting scholars and practitioners to a global and future-oriented discussion on IC.
... Self-management developed from previous research on the concept of self-control (e.g., Thoresen and Mahoney 1974) and its related methods such as self-observation, goal setting, incentives, and rehearsal (Andrasik and Heimberg 1982;Hackman 1986;Manz and Sims 1980;Marx 1982;Mills 1983). Self-leadership as a construct encompasses the practice of "influencing oneself to establish self-direction" (Neck 2018;Neck and Manz 2010;Neck and Houghton 2006;Manz and Neck 1999;Neck et al. 1999;Manz 1983Manz , 1986Manz , 1992. In comparing self-management and self-leadership, "the process of self-leadership prescribes a more active and comprehensive role for members in a work system and represents a much more advanced form of self-influence" (Godwin et al. 1999, p. 155). ...
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This article explores the value of integrating thought self-leadership (TSL) and gratitude as a resource for employees to create positive and productive personal and work environments. We propose a conceptual model showing the relationships between TSL, emotional state of gratitude, thought patterns about gratitude, and performance. Given the positive benefits of the practice of gratitude in people’s everyday lives and the positive benefits within organizations, TSL can be an important mechanism to enhance the development of gratitude. We argue that the level of gratitude experienced by individuals can be increased through the utilization of TSL. We propose a model which combines the constructs of TSL, gratitude, and performance.
... Through strategies like goal setting, self-motivation, and adaptive thinking (Harari et al., 2021;Manz, 1986), self-leadership fosters independence and proactive problem solving to contribute effectively to organizational goals. Studies by Neck and Houghton (2006), Stewart et al. (2011), and Stewart et al. (2019) have demonstrated how self-leadership strategies can significantly enhance work attitudes and performance. ...
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This study investigates the role of self‐leadership in mediating the relationship between paradoxical leadership and innovative work behaviour, with emphasis on the moderating impacts of leader‐member exchange (LMX). Study 1 featured 307 service industry employees in a 6‐month longitudinal survey, whereas Study 2 included 288 employees in an experimental design. The results indicate that paradoxical leadership significantly enhances innovation by balancing directive and empowering behaviours, with self‐leadership and high‐quality LMX relationships serving as critical mediators and moderators. Employees demonstrate higher innovation levels when they feel empowered and supported by their leaders. Empowering leaders with paradoxical skills and nurturing strong LMX relationships can spark innovation, boost employee creativity, and fuel a competitive advantage. This study adds compelling empirical support to the leadership and innovation literature regarding the transformative impact of combining seemingly contradictory leadership behaviours to foster an innovative and dynamic organizational culture.
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В данной статье рассматривается феномен самоназначения и самосознания как ключевые механизмы в развитии стратегического лидерства руководителей школ, работающих в сложных социальных условиях. В рамках работы использованы методы анализа, синтеза, контент-анализа и сравнительного анализа для выявления факторов, способствующих формированию самоназначения у руководителей. Исследование акцентирует внимание на взаимосвязи между самоназначением, которое отражает способность лидера проактивно брать на себя инициативу и ответственность, и самосознанием, способствующим более глубокому пониманию собственных эмоций, мыслей и их влияния на действия. Представленные в статье теории самоопределения, социальной идентичности и ролей помогают понять механизмы формирования лидерских качеств у руководителей. Особое внимание уделяется анализу условий, таких как поддержка автономии, психологическая безопасность, ясность ролей и наличие ролевых моделей, которые способствуют развитию самоназначения. В статье сделан вывод о важности самоназначения как ведущего механизма, который позволяет руководителям эффективно реагировать на вызовы и адаптировать образовательные учреждения к сложным социальным условиям.
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Creative personality is often considered stable and unique. However, when artificial intelligence (AI) participates in creative tasks, the “digital authority” role of AI may cause automation bias in human use of AI, making it difficult for humans to maintain a leading role in creativity, even with a creative personality. Yet, significant research gaps persist. First, the organizational personality literature is dominated by the classic dispositional view that personality traits are stable. Second, despite calls to promote research on the impact of AI on personality traits, the field lacks theoretical and empirical research. Our knowledge regarding the effects of AI on human creative personality and its underlying mechanisms is notably limited. Considering the above calls and limitations, this study adopts a developmental perspective on personality to clarify the impact of using AI in creative work on creative personality. Specifically, it encompasses three distinct sub-studies. Study 1 reveals the mechanisms by which the use of AI mediates creative personality. By drawing on the concepts of "I can" and "I should", we examine the negative effects of using AI and automation bias on creative self-efficacy and creative role identity. Study 2 explores the long-term effects of using AI and automation bias on individual creative personality. Furthermore, study 3 investigates the effectiveness of self-leadership, focusing on how individuals defend their innovative subjectivity. This study makes three primary theoretical contributions. First, this study emphasizes the long-term effects of AI on creative personality. Although the potential influence of using AI on creativity has emerged as a prominent research topic, much of the focus has been on the impact of AI on the creative process, creative outcomes, and creative environment. Studies have shown that using AI can both foster and hinder creativity. Building on this, our research highlights a significant, yet potentially overlooked, drawback of using AI. It contributes to a more nuanced and complete picture of how emerging technologies can shape an individual's creative personality. This study posits that using AI may engender an individual's automation bias, which could disrupt the positive pathways of "I can create” and "I should create", ultimately diminishing individual creative personality. By doing so, we extend the literature on the negative effects of AI on creative personality and remind human beings of their unique roles as primary agents in creative work. Second, this study introduces self-leadership as an effective strategy for reaffirming humans as the central agents of creativity. Prevailing research often positions AI at the core of creative work, inadvertently obscuring the subjectivity of human beings. This study, however, asserts that although AI has a certain degree of autonomy, human beings remain the essential protagonists in creative work. To this end, this study proposes a strategy of internal control that reinforces the subject position of human creativity, fundamentally shifting from external organizational supervision to self-regulation. By embracing self-leadership, individuals can counteract the tendencies towards "cognitive saving" and social loafing, thereby preventing the degradation of creative personality that arises from using AI. In this way, this study reveals a pathway to counteract the negative effects of AI on creative personality, thereby optimizing the benefits of AI applications on creativity. Third, this study builds an overall theoretical model that encapsulates the impact of using AI on creative personality, the underlying mechanisms, and potential countermeasures. Prior research has predominantly examined how individuals with different personality traits respond to AI and the compatibility between personality traits and AI. However, there is still limited understanding about how AI affects individual personality traits as AI becomes more integrated into creative work. AI, with its exceptional capabilities, dynamism, and autonomy, stands out as a unique factor affecting creativity. Considering that particularity, there is an urgent need for a thorough and detailed theoretical framework. To this end, the theoretical model of this study encompasses the long-term effects of using AI on creative personality, elucidates the underlying mechanisms, and proposes effective coping strategies. In summary, our theoretical framework aims to provide scholars with a more comprehensive and profound understanding of how using AI influences individual creative personality, while also offering guidance on how to prevent the erosion of human creativity and avoid becoming subservient to AI.
Article
This study examines the correlation between students' self-leadership in learning English and their English academic achievement among 8th-grade students in classes 8-3 and 8-5 at SMPN 1 Praya Timur. Based on the findings and data analysis, the research concludes that there is no significant correlation between the two variables. The results show that 11 students demonstrated high self-leadership, while 25 students exhibited very high self-leadership, with none falling into the low or moderate categories. This indicates that the majority of students possess high levels of self- leadership, as measured by the responses to the questionnaire. The data analysis supports the null hypothesis (Ho) and rejects the alternative hypothesis (Ha), with a Pearson correlation coefficient of -0.044, significantly lower than the r-table value of 0.199. This demonstrates a very low and statistically insignificant correlation between self-leadership and academic achievement in English. These findings suggest that fostering self-leadership alone may not be sufficient to enhance English academic performance for students at this level. A more comprehensive approach involving effective instructional strategies, supportive learning environments, and additional resources may yield better academic outcomes. Encouraging students to develop strong study habits, discipline, and consistent language practice may have a greater impact on improving their English academic performance than self-leadership skills alone.
Chapter
Virtual teams are generally widely dispersed by geography, and also often by culture, language and time. They are usually comprised of highly skilled professionals and are brought together in order to achieve strategic organizational goals or to work on complex projects. They do not normally meet face-to-face but, rather, build and maintain relationships using various types of communication and information sharing technologies. With the continued increase in virtual teams a new leadership model becomes critical since traditional hierarchical models might not be able to facilitate the results that the organization needs to compete in a globalized economy. The authors suggest that shared leadership (e.g., Pearce & Conger, 2003), the dynamic allocation of leadership responsibility based on the expertise of the team member and the needs of the team or project, might be the solution to more effectively creating productive, balanced teams in a virtual workplace. This chapter is a brief exploration of the shared leadership literature as it pertains to organizing, leading and participating on a virtual team.
Book
This book presents a thorough overview of a model of human functioning based on the idea that behavior is goal-directed and regulated by feedback control processes. It describes feedback processes and their application to behavior, considers goals and the idea that goals are organized hierarchically, examines affect as deriving from a different kind of feedback process, and analyzes how success expectancies influence whether people keep trying to attain goals or disengage. Later sections consider a series of emerging themes, including dynamic systems as a model for shifting among goals, catastrophe theory as a model for persistence, and the question of whether behavior is controlled or instead 'emerges'. Three chapters consider the implications of these various ideas for understanding maladaptive behavior, and the closing chapter asks whether goals are a necessity of life. Throughout, theory is presented in the context of diverse issues that link the theory to other literatures.