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A
DEFENCE
DEFENSE
The
possible
relationship
between
patent
foramen
ovale
and
decompression
sickness:
A
review
of
the
literature
M.J.
Saary
G.W
Gray
19990413
079
DEFENCE
AND
CIVIL
INSTITUTE
OF
ENVIRONMENTAL
MEDICINE
Technical
Report
DCIEM
TR
1999-001
January
1999
National
D6fense
Defence
nationale
Cwiadcl
DISTRIBUTION STATEMENT
A
Approved
for
Public
Release
Distribution
Unlimited
January
1999
DCIEM
TR
1999-001
THE
POSSIBLE
RELATIONSHIP
BETWEEN
PATENT
FORAMEN
OVALE
AND
DECOMPRESSION
SICKNESS:
A
REVIEW
OF
THE
LITERATURE
M.J.
Saary
G.W.
Gray
Defence
and
Civil
Institute
of
Environmental
Medicine
1133
Sheppard
Avenue
West,
P.O.
Box
2000
Toronto,
Ontario
Canada
M3M
3B9
"©
HER
MAJESTY
THE QUEEN
IN
RIGHT
OF
CANADA
(1999)-
as
represented
by
the
Minister
of
National
Defence
"©
SA
MAJESTE
LA
REINE
EN
DROIT
DU
CANADA
(1999)
D6fense
Nationale
Canada
DEPARTMENT
OF
NATIONAL
DEFENCE
-
CANADA
EXECUTIVE
SUMMARY
A
patent
foramen
ovale (PFO)
is
a
small
opening between
the
right
and
left
cardiac atria,
a
persisting
remnant
of
a
physiologic
communication
present
in
the
fetal
heart.
This
normally
closes
after
birth,
but
remains
patent through
to
adulthood
in
up
to
a
third
of
normal adults.
A
patent
PFO
is
a
potential
conduit
for
blood
clot
(resulting
in
a
stroke),
or
venous
gas
bubbles
during
decompression, (resulting
in
type
II
neurologic
decompression
sickness).
There
has been
considerable
controversy
about
the
significance
of
a
PFO
as
a
possible
mechanism
for
type
II
decompression
sickness.
Despite
the
high prevalence
of
PFO
in
the
general
population,
and
the relatively common
occurrence
of
venous
gas
bubbles
in
diving
and
altitude
exposures,
the
incidence
of
type
II
DCS
in
diving
or
with
altitude
exposure
is
low.
This
paper
reviews the
literature
with
respect
to
the
potential
for
right-
to-left
embolization
through
a
PFO,
relation
of
PFO
to
DCS,
screening
techniques
for
PFO,
and
treatment
options.
The
literature
supports
a
relationship between
the presence
and
size
of
PFO
and
cryptogenic
stroke
(stroke,
generally
in
younger
individuals
with
no
other
identifiable
risk
factors).
The
weight
of
evidence
also
favours
an
increased
relative
risk
of
type
II
DCS
with
a
PFO,
although
the
absolute
increase
in
risk accrued
is
small.
The gold
standard
for
PFO
screening
is
a
trans-esophageal
echocardiographic
(TEE)
and
colour
flow
study,
but
trans-cranial
Doppler
(TCD)
with
contrast
is
a
promising
technique
with
good
accuracy
compared
with
TEE.
ABSTRACT
There
continues
to
be
a
controversy
about
the possible
significance
of
patent
foramen
ovale
(PFO)
in
the
pathophysiology
of
type
II
decompression
sickness
(DCS
with
neurologic
symptoms).
PFO's
are
a
common
finding
in
normal
persons, being
present
in
up
to
a
third
of
the
population.
The
potential
for
right-
to-left
shunting
of
venous
gas
emboli
(VGE)
which
are
known
to
occur
in
even
no-decompression
dives
is
a
theoretical
concern,
yet
the
incidence
of
type
II
DCS
is
remarkably
low
given
the
prevalence
of
PFO.
Altitude decompression
is
analagous
to
decompression
from
a
saturation
dive,
and
VGE
are
observed
above
15,000
feet
(4572m).
The
potential
for
PFO
shunting
of
VGE
is
a
particular
concern
for
space
extra-vehicular
activity
(EVA)
where
the
pressure
in
the
US
EVA
suit
is
4.3
PSI,
equivalent
to
30,000
feet.
This
paper
reviews the
literature
with
respect
to
the
potential
for
right-to-left embolization
through
a
PFO,
relation
of
PFO
to
DCS,
screening techniques
for
PFO,
and
treatment
options.
The
literature
supports
a
relationship between
the
presence
and
size
of PFO
and
cryptogenic stroke
(stroke,
generally
in
younger individuals
with
no
other
identifiable
risk
factors). The
weight
of
evidence
also
favours an
increased
relative
risk
of
type
II
DCS
with
a
PFO,
although
the
absolute
increase
in
risk
accrued
is
small.
The
gold
standard
for
PFO
screening
is
a
trans-esophageal
echocardiographic
(TEE)
and
colour
flow
study,
but
trans-cranial
Doppler
(TCD)
with
contrast
is
a
promising
technique
with
good
accuracy
compared
with
TEE.
ii
TABLE
OF
CONTENTS
Executive
Summary
i
Abstract
ii
Table
of
Contents
iii
1.
Embryology
1
2.
Prevalence
of
PFO
2
3.
Detection
of
PFO
a.
Echocardiography
2
b.
Valsalva/cough
manoeuvers
4
c.
Transcranial
Doppler
5
4.
Clinical
Relevance
of
PFO
6
5.
PFO
and
Stroke
7
6.
Venous
Gas
and
DCS 8
7.
Arterial
Gas
and
DCS 9
8.
PFO
and
Diving
10
9.
Absolute
Risk
of
DCS
in
Diving
15
10.
DCS
and
Altitude
Decompression
15
11.
Screening
for
PFO
in
Divers
16
12.
Management
of
PFO
17
13.
Limitations
of Review
19
14.
Conclusions
19
15.
References
20
16.
Additional
information
26
Acknowledgements
29
iii
Embryology
The
foramen
ovale develops
as
part
of
the
process
of
atrial
septation.
Initially
in
this
process,
a
sagittal
fold
in the
roof
of
the
atrium
develops
into
the
septum
primum,
essentially
separating
the
2
atria.
Interconnection
between
the
atria
persists via
the
foramen
primum
until
the
septum
fuses
with
the
atrio-ventricular
(AV)
endocardial cushions.
In
order
to
maintain interatrial
right
to
left
blood flow with
a
fused
septum and
closed foramen primum,
a
second
foramen,
the
foramen
secundum, forms
just
prior
to
septal
fusion.
Subsequently,
a
second
septum,
the
septum
secundum
develops
to
the
right
of
the
septum
primum.
Like
the
septum
primum,
the
septum
secundum
is
also
an
incomplete
barrier
between
the
atria;
the
septum
secundum's
opening
being
called
the
fossa
ovalis.
Figure
1:
The
Patent
Foramen
Ovale
(From
O'Rahilly
&
Muller,
1992).
FO
ne,,.
I 2 I1
A.
I:n)nl
view
ol"
A
Ilte
heart
At
8
wevic.ks"
11w
• Of
the
awtma
ha.s
bren
p111l-1
'r'Alially
A t ,,
h.-w
thme
dhL'tl,
;rlterit)'.u
Svc
(I)A)
tItiore
dearl'. K.
Right
laterAl
R
aur.
view
41rlcr
(lK"
right atriutm
has
S
he.
'chtcl
ulvened.
C.
and
D..0.%,ti,n.%
L
thntuglu
the atria
tt'
,•how
the
val-
aU'.vr actloen
of
%eptlllm prtinnltn.
LVonu
which
ewoi
d
^cus
the
t,,r~Amen
Mt.
2
(vale
it
it
we1m
pr-ivmd
against
""svCeptum
.undumn.
E.
Righit
lateral
/7
RP
-
T
view
of
the
Intrattlal ,%ptum
at
A
RV
-- '"week., and (F) in
the
adulh
(Avmntls
L
V
a
rl
, nart..
c
n
t
l
'.s (fletl
m
S S u .
c
c
m
tn
a
r y
cs
i
Ssinto:
LauL..
left
altile:
IYV.
left
vcrvits%
valve.
R~aur..
right
auricle:
RV
RPV.
right
pulnmwoary
vein;
S.. wrp
tum
spurtsm:T.
tricuspid
valve.
A
C___--_.___.___E_..
_
and
II
art"
ha.i
on
W212ata.
CE
FO
F
ovails
Essentially what
has
taken
place
is
somewhat analogous
to
drawing
a
Venn
diagram,
with
the
development
of
two
apposed
incomplete septa with partially overlapping
fossae. The
foramen
ovale
represents
the opening
that
remains
patent
between
the
septae,
with
the
septum
primum
acting
as
a
valve
allowing
only
R
->
L
passage
of
blood.
Post-natally,
circulatory
changes
including
the
transfer
of
gas
exchange
from
the
placenta
to
the
lungs,
with
resultant
decrease
in
pulmonary
vascular
resistance
and
increased
pulmonary
blood
flow
lead
to
increased
L
atrial
pressure that
presses
the
interseptal
valve
against
the
septum
secundum.
Usually
within
the
first
2
years
of
life
the
septae
permanently
fuse
due
to the
development
of
fibrous
adhesions.
(O'Rahilly &
Muller,
1992).
Prevalence
of
PFO
In
some
however,
the
foramen
ovale
fails
to
fuse.
In
1984,
Hagen,
Scholz,
&
Edwards
studied
the
prevalence
of
patent
foramina
in
965
normal
hearts.
Their
autopsy
study
revealed
an
overall
prevalence
of
27.3%
(see
Table
1).
Some have
suggested
that
when
functional
imaging
such
as
trans-esophageal
echocardiography (TEE)
is
used
in
the live
patient,
the
prevalence
of
patent
foramen
ovale (PFO)
is
decreased
(Moon
et
al,
1989).
In
fact,
in
Hagen's
study
the
prevalence
of
PFO was
found
to
decline
with
increasing
age
(34.3%
in
first
3
decades
to
25.4%
in
the
4"'
to
8'h
decades),
so
sample
age
distribution
could
lead
to
varying
estimates
of
prevalence
among
studies. Hagen
et
al
cite several
articles
in
which high
prevalence
rates
of
approximately
31%
were
found among
older
patients.
They
attribute
this
lack
of
age-related
decline
to
the
fact
that
many
previous
studies
were
based
on
results
from
abnormal
hearts;
the
implication
being
that
altered
hemodynamics
of
heart
disease
among
older
patients
may
hinder
late PFO
closure.
Finally, among
hearts
with
patent
foramina, Hagen
et
al
found
the
average
foramen
size
to
be
4.9
mm, with
size
increasing
as
age
increased.
Table
1.
Incidence
of
Patent Foramen
Ovale
(PFO)
in
Various Studies
(From
Hagen
et
al,
1984)
Number
of
Incidence
of
Age
(yr)
of
Year
Authors
Hearts
PFO
(%)
Patients
1897
Parsons
and Keith
24
399
26
All
ages
1900
Fawcett
and Blachford
25
306
31.7
>10
1918
Scammon
and
Norris
26
1,809*
29
>1
1931
Patten
4,083*
24.6
Mostly
adults
1934
Seib
2
500
17
20
1948
Wright
et
a,
28
492
22.9
Mostly
adults
1972
Schroeckenstein
et
al
4
144
35.4
>20
1979
Sweeney
and
Rosenquist
29
64
31
>10
1984
Hagen
et
al
965
27.3
>1
*
Combined
review
of
literature
Clinical
Detection
of
PFO
a.
ECHOCARDIOGRAPHY
The
most definitive
studies
on the
prevalence
of
PFO have been
autopsy
studies.
To
determine
the
clinical
relevance
of
PFO,
one
must
have
a
detection
method that
is
useful
in
living
subjects.
Transesophageal
echocardiography
(TEE)
has
been
considered
the
gold
standard
in
this
regard,
although
many
other
detection methods
have
been assessed.
Indeed,
many
studies
support
the
view
that
the
most
accurate
method
for
detecting
PFO
is
TEE,
but
some
disagree
that
it
is
the
most
practical.
2
In
their
study
of
150
consecutive
patients, Siostrzonek
et
al
(1991)
compared
the
detection
rates
of
PFO
in
bubble contrast trans-thoracic
echocardiography
(TTE) and
TEE
(see
Table
2).
Detection
was
significantly
better with
contrast
TEE
imaging
than with
TTE
(30/150
vs
9/150,
p<.0001).
There
were
no
false
positives with
TTE
imaging,
however
there were
15
(50%)
false
negatives
and
6
(20%)
undetermined
cases.
All
of
the
patients with
a
positive
TTE
study
also
had
a
positive
TEE,
thus
an
unequivocal
contrast
TTE
study
negates
the
need
for further
TEE
imaging.
If
however,
the
TTE
is
negative
these authors recommend
TEE
in
all
such
patients
to
assess
for
presence
of
PFO.
Table
2:
Incidence
of
Positive,
Negative
and
Undetermined
Contrast
Studies
with
Transthoracic
and
Transesophageal
Contrast
Echocardiography
in
150
Patients
(From
Siostrzonek
et
al,
1991)
Transthoracic
Contrast
Transesophageal
Contrast
Echocardiography
Echocardiography
Normal
Valsalva
Normal
Valsalva
Respiration
Maneuver
Respiration Maneuver
+
7
(5%)
9
(6%)
18
(12%)
30(20%)
0 125
(83%)
119(79%)
132(88%)
120
(80%)
Undetermined
18
(12%)
22(15%)
0
(0%)
0 (0%)
+
=
positive;
0
=
negative
Fischer
et
al
(1995)
assessed
the
prevalence
of
PFO
in live
patients. After summarizing
the
results
of
16
studies with
over
100
patients,
they concluded
that
with
TTE
the
prevalence
of
PFO
was
9.3%,
and
with
TEE
was
11.2%.
They
went
on
to
retro-spectively
examine
1000
of
their
own patients
with colour
Doppler and
contrast
TEE
for
the
presence
of
PFO. The
prevalence
of
PFO
was
found
to
be 9.2%,
with
all
92/1000
cases detected
by
TEE
and
only
22/1000
detected
by
colour
flow.
In addition,
they
found
that
atrial
septal aneurysms
(ASA)
were
more frequent
among
those
with
PFOs, with
ASA
present
in
15.2%
with
PFO
compared
to
6.1%
of
patients
without
PFO (p=.001).
Like
Hagen
et
al
(1984),
Fischer
et
al
found
an
age-related
decline
in
the
prevalence
of
PFO.
Belkin
et
al (1994)
compared
contrast TEE with
colour
flow
TEE,
contrast TTE
and
colour
flow
TTE in
43
patients.
Results
of
their
study
are
summarized below
in
Table
3,
and
indicate
that
PFO
is
more
frequently
detected
with
TEE
methods,
and
that slightly
more
PFOs
were detected
with
colour Doppler
than
with contrast
TEE.
3
Table
3:
Data
summarized
from
Belkin
et
al,
1994.
Parameter
contrast
TEE
colour
TEE contrast
TTE
colour
TTE
nPFO
(%)
14
(37%)
17
(45%)
9
(24%)
1 (3%)
Sens gold
79% 50%
7%
Spec
gold
75%
92%
100%
Schneider
et
al
(1996)
correlated
TEE
directly
with
subsequent
autopsy
findings
in
35
patients
in
order
to
assess
the
diagnostic
accuracy
of
both
colour
Doppler
and
contrast TEE.
A
PFO
was
found
in
9/35
patients
at
autopsy,
all
of
which
were
correctly
diagnosed
by
colour Doppler
TEE,
with
8/9
diagnosed
correctly
by
contrast
TEE.
Others
have
suggested that
contrast
TEE
is
superior
to
both
colour
flow TEE
and
TTE
in
general
(Moon,
1989;
Hausmann,
1992;
Luotolahti
et
al,
1995).
To
further delineate
TEE, Chezbraun
et
al
(1993)
compared
the
vertical
to
horizontal
plane
of
biplane
TEE
in
19
contrast-positive
PFO
patients.
They found
that
in
the
vertical plane
53%
(10/19)
of
PFOs could
be
seen
and
sized,
but
none
of
these
were
visible
in
the
horizontal
plane.
Although
biplane echocardiography
is
clearly
not
the
method
of
choice
for PFO
detection,
it
can
be
useful
for determining
the size
and
morphology
of
the
PFO,
which
may
be
relevant
for
therapeutic decision
making.
Although
TEE provides
better
resolution
than
TTE,
it
is
not
without risks. These
include
esophageal
injury,
laryngospasm,
aspiration,
hypoxia,
bronchospasm,
and
dysrhythmias.
(Porembka,
1996).
James
(1990)
notes
that
the
Contrast
Committee
of
the
American
Society
of
Echocardiography
has
record
of
28
transient
neurological
side
effects
occurring
in
41,000
contrast
echo
studies.
TEE
is
generally
considered
an
unpleasant
procedure
and
IV
sedation
is
often required.
In
addition,
many
find
performing
a
Valsalva
maneuver
difficult
with
the
probe
in
place.
Because
of
the
low sensitivity
of
TTE
and
the
relative
complexity
of
TEE,
a
simpler,
but
acceptably
sensitive
method
for
PFO
screening
was
introduced
in1991
by
Teague
and
Sharma,
this
being
transcranial Doppler
(TCD).
b.
VALSALVA/COUGH
MANOEVERS
It
is
common
practice
to
assess
for
the
presence
of
PFO using the
Valsalva
maneuver.
The
rationale
is
that
this maneuver
will
momentarily
increase right heart
pressure,
thereby
accentuating
any
right
to
left
shunt. Some
however,
believe that
the
cough
test
is
superior
to
the
Valsalva
in
identifying
the
presence
of
PFO.
(Dubourg
et
al,
1984;
Stoddard
et
al, 1993)
In
1994,
Jauss
et
al
simultaneously
performed
TEE and
TCD
in
50
patients
(galactose
microbubbles)
with
and
without
Valsalva. Compared
to
TEE,
the
sensitivity
of
TCD
was
100%
in
both
conditions.
Specificity
without
Valsalva
was
47%,
and
increased
to
93%
with
Valsalva
(see
Table
4).
4
Table
4:
Cross Table
for
Transesophageal
Echocardiography Compared
WithTranscranial
Doppler
Sonography
With
Valsalva
Maneuver
(Table
2.
From
Jauss et
al,
1994)
TEE
TCD
+ -
Sum
+
14
0
14
-
1
35
36
Sum
15
35
50
TCD-trancranial
Doppler
sonography. TEE-transesophageal
echo
+
=
detection
of
PFO;
-
no
detection
of
PFO
Sensitivity
=
0.93;
Specificity
=
1;
P<.O1,
Fischer's
exact
test
c.
TRANSCRANIAL
DOPPLER
In
their
study
of
111
patients,
Klotzsch
et al
(1994)
compared
contrast TEE, TTE
and
TCD
of
the
left MCA
as
methods
to
identify PFO
(see
Table
5).
With
TEE,
46
PFOs
were
found,
of
which
15
were
missed
by
TTE
(accuracy
of
TTE
44%).
In
comparison,
the
accuracy
of
TCD
was
found
to
be
92.8%. The sensitivity
and
specificity
of
TCD
compared
to
TEE were
91.3%
and
93.8%
respectively.
Table
5:
Comparison
of
the
ability
of
TEE and
contrast-TCD
to detect
a
PFO
in
111
patients
with
cerebral
ischemia
(Table
I
From Klotzsch
et
a[,
1994.)
TCD/TEE>
Permanent
Valsalva
Negative Totals
Permanent
19
4
2
25
Valsalva
3
16
2 21
Negative
1 3
61 65
Totals
23
23 65
111
Other
studies
comparing
TCD
to
TEE
demonstrate
sensitivities
ranging
from
68
to
100%
and
with specificities
repeatedly
in
the
order
of
100%
(Di
Tullio
et
al,
1993,
Kwiecinski
et
al,
1994).
Such
results
led
to
the
conclusion
that
TCD
is
the
method
of
choice
for
screening
for
PFO
because the
high
sensitivity could
spare
patients
a
TEE
exam.
Furthermore, TCD costs
less,
and
one
can
easily
monitor
effectiveness
of
the
Valsalva
by
observing decreased
cerebral blood
flow
(Klotzsch,
1994).
Kerut
et
al
(1997)
compared
the
ability
of
TTE,
TEE
and
TCD
to
detect PFOs
in
both
control
subjects
and divers referred for
neurological
DCS
(see
Table
6).
TEE
was
the most
sensitive
method
for
detecting
PFOs
in
both
controls
and divers.
However,
only
the
TCD
method
of
imaging differentiated
between divers
and
controls.
The
authors
suggest
that
the
TCD
method
only
detects clinically
significant
PFOs
since
only
strongly
positive
TEE
also
had
positive
TCDs.
5
They
calculated
the
positive
and
negative
predictive
values
for
detection
of
shunts
in
DCS
divers
for
all
3
imaging modalities.
The
PPV and
NPV
for each
respectively
was
52%
&
59%
(TEE),
62%
&
58%
(TTE),
and
65%
&
64%
(TCD).
Unfortunately
the
authours
do
not define
"clinically
relevant"
and
in
fact
when
"possible
DCS cases" were
removed
from
the
sample,
TCD
no
longer
differentiated between
DCS
and
control
groups.
Table
6:
Right
to
Left Shunting During
the
Valsalva Maneuver
(Table
1
From
Kerut
et
al,
1997)
Control
Probable
+
Subjects
Definite
DS
All
Divers
(n=
30)
(n=
15)
(n=
26)
Positive
Studies
TTE
5(17%)
3)(20%)
8
(31%)
TEE
14
(47%)
9
(60%)
15
(58%)
TD
7
(23%)
7
(47%)
13
*
(50%)
*
*
p
=
0.05
versus
control
DS
=
decompression
sickness;
TD
=
transcranial Doppler;
TEE
=
transesophageal
echocardiography;
TTE
=
transthoracic
echocardiography
Other
methods
such
as
carotid
duplex
monitoring,
dye
dilution,
and
oximetry have
been
tested
as
a
possible method
for PFO
detection.
Karttunun
et
al (1998)
assessed
the
value
of
dye
dilution
and
oximetry in
detecting
PFOs. They
found
concordance between
the
two
methods ,
both
of
which
detected
PFOs
in
24/59
(41%)
patients.
Unfortunately,
they did
not compare
these
methods
to
TEE,
the
gold
standard, and
so
sensitivity
and
specificity
cannot
be
determined.
Nygren &
Jogestrand
compared
TCD
of
the
MCA
and
duplex
monitoring
of
the
ICA with
TEE
and
found sensitivities
of
100%
(TCD)
and
58%
(duplex),
and
specificities
of
82%
and
91%
respectively.
The
conclusion
of
the
study
was
that
TCD
but
not
duplex
of
the
ICA
could
be used
for
PFO
screening.
Clinical
Relevance
of PFO
The
rationale
for
such
extensive
investigation
into
the
best
method
for
detecting
PFO
is,
of
course,
that
detection
is
clinically
relevant.
As
previously
mentioned,
the
fact
that
the
pressure
in
the
left
atrium
is
greater than that
in
the
right
atrium
post-natally
usually
leads
to
PFO
closure.
In
some
however,
the foramen
remains
patent.
This
is
generally
of
no
significance
since
the
higher
left
atrial
pressure
keeps
the
valve
functionally
closed.
However,
in
situations
where
the
right
atrial
pressure
becomes
significantly
higher
than
that
on
the
left,
a
gradient
reversal
can
occur,
causing
right-to-left
shunting
through
the
foramen.
Gradient
reversal
can
occur when
pulmonary vessels
are
obstructed
(e.g.
from
overload
of
venous
bubbles),
vasoconstriction
causing
increased vascular
resistance
and
subsequent
decrease
in
cardiac
output
(CO)
and
thus left
atrial
pressure,
release
6
of
Valsalva,
coughing, cessation
of
positive
pressure breathing,
negative
pressure
breathing,
restricted
breathing, or
any
other
situations
leading
to
substantial
increase
in
venous
return
to
the
right heart.
Moon
et
al
(1989)
speculate
that
the
prevalence
of
shunting
in
divers
may
be
underestimated
by
echocardiography
done
in
the lab
because
immersion
in
water might
increase
a
shunt
as
a
result
of
increased right
atrial
pressure
and
cardiac
dilation.
In some
cases,
right-to-left
shunting
has
been
shown
to
occur occasionally
during
quiet
breathing
without
complication
(Fraker
et al,
1979;
Lynch
et
al,
1984;
Smith
et
al,
1990,
Apr)
and
generally
such intermittent shunting
in a
normal
individual
may
cause
transient
decreased
oxygen saturation,
but little
else.
Of
greater
concern
is
when
such
right-to-left
shunting
causes
paradoxical
embolization
to
occur.
This
phenomenon
has
been
well-studied
among stroke
patients, particularly
among
those
who
experience
stroke
despite having
no
risk
factors,
or
cryptogenic
stroke.
PFO and
Stroke
Jones
et
al
(1994)
examined
the
prevalence
of
PFO
in 220
patients
with
cerebral ischemia,
compared
to
202
controls.
Prevalence
was
no
different
in
the
two
groups
(16%
vs
15%
respectively).
When
subdivided
by
age
groups,
prevalence
in
PFO
vs
control
groups
remained
similar
in each
of
three
age
categories,
<50,
50-69,
>70.
Similarly,
Fischer
et
al
(1995)
did
not
find
a
higher
prevalence
of
PFO
among
those
with
a
history
of
cerebro-vascular accident
(CVA).
Jones
et
al
recommended
subsequent
longitudinal
studies
in
which
a
group
of
known
PFO
patients
would
be
followed
to
assess incidence
of
stroke. In
other
words,
the
majority
of
studies
to
date
have
assessed
the
prevalence
of
PFO
in stroke
patients,
but
few
if
any
have
attempted
to
prove
an
increased
incidence
of
stroke in a
known
PFO
group
compared
to
non-PFO
controls.
de
Belder
et
al
(1992)
examined
the rates
of
PFO
in
stroke
patients with and
without
risk
factors,
and
controls.
In
this
study,
patients
with
cryptogenic
strokes
were
10
times
more likely
than
controls
to
have
PFO,
and
those
with
risk-positive
strokes
were
5
times more likely
than
controls
to
have PFOs.
However,
those
with
cryptogenic
and
risk-positive
strokes were
equally likely
to
have
PFOs.
Although
PFOs
are
more
frequent
among
patients
with
cryptogenic
than other
types
of
stoke, they
seem
to
also have
a
high
frequency
among stroke
patients
in
general
compared
to
controls. This
conclusion
was
also
put
forth
by
Chen
et
al
(1991),
and
Petty
et
al
(1997).
Similarly,
Lechat
et
al
(1989,
abstract
only) found
the
prevalence
of
PFO
to
be
higher
among
stroke
patients
(40%)
than controls
(10%).
When subdivided
by
the
cause
of
stroke
i.e.
known
cause,
known
risk
factor,
or
cryptogenic,
the
prevalence
of
PFO
rose
respectively
from
21%,
to
40%,
to 54%.
Based
on these
results,
authours
suggested
that
paradoxical emboli
through
PFOs
causing strokes
may
be
more
frequent
than
is
generally believed.
Di
Tullio
et
al
(1992)
used
multiple logistic regression
to
evaluate
the
strength
of
association
between
PFO and
cryptogenic
stroke
after
correcting
for age
and stroke
risk
factors.
They
found
that
patients
with
cryptogenic
stroke
were
7.2
times
more likely
to
have
a
PFO
than
were
those
with
a
known
cause
for
stroke,
thus
supporting
PFO
as a
risk factor
for cryptogenic
stroke.
Klotzsch
et
al,
1994
also
found
PFO
to
occur significantly
more frequently among
those
with
cryptogenic
stroke
than
with
other known
causes
of
stroke
(see
Table
7).
7
Table
7:
PFO
in
111
Patients with
Known
and
Cryptogenic
etiology
of
Cerebral
Ischemia
(Table
2
From
Klotzsch,
1994)
PFO
PFO(-)
Total
Cryptogenic
31
(77.5)
9
(22.5)
40
Large
vessel
disease
8
(26.5)
22
(73.3)
30
Small
vessel
disease
6
(30%)
14
(70%)
20
Cardioembolism
5(26.3%)
14
(73.7%)
19
Miscellaneous
-
2
2
Frequency
of
PFO
was
significantly
different
in
known
and
cryptogenic cerebral
ischemia,
p
<
0.001
(chi-square test).
Honmma
et
al
(1994)
studied
characteristics
of
PFOs
that
could
differentiate
between
patients
with cryptogenic
strokes
or
strokes
of
known
cause,
since
PFOs
are
known
to
be
present
in
both
types
of
stroke. They
found that
those
with cryptogenic
strokes
were more
likely
to
have
larger
PFOs
with
more
extensive
shunting,
hence
suggesting
that
the
clinical
significance
of
individual
foramina
may
be
in
part
determined
by
echocardiographically
identifiable
characteristics.
Stone
et
al
(1996)
used
contrast TEE
to
subdivide
a
group
of
34
patients
with known
PFO
into
2
groups: a large
shunt
(>20 bubbles) group and
a
small
shunt
(>3)
bubbles
group.
They
followed
the
groups
prospectively
and
found
5/16 (31%)
of
the
large
shunt
group
had
embolic
events
despite
anticoagulation,
whereas
none
of
the
small
shunt
group did
(p=.03).
These
results
indicate
an
association
between shunt
size
and
risk
of
future embolic events.
Venous
Gas
and
DCS
Knowing
that
PFOs
exist,
can
be
clinically
detected,
and
can
lead
to
strokes
if
clot
passes
paradoxically through
a
functional
right-to-left
shunt,
the
question
is
whether
of
not
one
can
now
extrapolate
to
the
decompression
situation.
As
early
as
1969,
reports existed
suggesting
that
early
neurological symptoms
after
diving
could
be
caused
by
intracardiac shunts,
and
specifically
by
PFOs
(Fryer,
1969).
In
both
diving
and
altitude,
venous
gas
bubbles
may
develop when
dissolved
gas
comes
out
of
solution
as
the
ambient
pressure decreases
during
ascent,
and
the
depressurized
gas
volume
expands
(and
is
dissipated).
The
filtration
of
bubbles
by
the lung
means
they
are
usually
asymptomatic.
However,
if
the
lungs
are
overwhelmed,
or
if
there
is
a
right
to
left
shunt
as
would
exist with
PFO (or
other
atrial-septal
defects)
then
venous bubbles
could
bypass
the
lung filter
and
directly
enter
the
arterial
circulation. Considering
that
the
prevalence
of
PFO
in
the
population
is
about
25-30%,
the
incidence
of
type
II
DCS
is
less
than
might
be
expected
given
the
known
prevalence
of
PFOs
and
the
documented
common
occurrence
of
decompression-
induced
venous
gas
bubbles.
This
may
be
because bubbles
will only
pass
from
the
right
to the
left
atria
if
the
normal pressure gradient
is
reversed.
8
Pilmanis
et al
(1996)
cite
a
study
supporting
the
view that
some
cerebral
gas
emboli
may
be
tolerable,
and may travel
back
to
the
venous
side
without
causing
obstruction.
However,
at
least
50%
of
such embolized
gas
is
thought
to
stay
on
the
arterial
side.
Although
gas
emboli
behave
differently
than
clots
in
that
they
are
not
rigid
and
so
can
conform
to
vessel
shape,
their
presence
remains
a
key
factor
in
the
explanation
of
neurological decompression
sickness.
Spencer
(1976)
found that
venous
gas
emboli
were
detectable
in 4/11
divers
(36%)
after
a
no-
decompression
(USN
tables)
18
m
chamber
dive
for
60
min.
He
also
noted
that
for
the
same
profile,
bubbles
were more likely in
open
water
rather
than
chamber
dives.
Later,
Dunford
et
al
(1988)
found
venous
bubbles
in
17%
of
a
sample
of
sport
divers
undertaking
dives
between
6
and
39
msw.
Gas
bubbles
have
been
found
in
the
venous
circulation
after
ascents from
as
shallow
as
3
m
(Eckenhoffet
al,
1990).
Eckenhoff
et
al
(1990)
studied
the
dose-response relationship
for
decompression
magnitude
and
endogenous venous
gas
bubble
formation
in
humans.
Subjects
were
exposed
to
pressure
of
12,
16,
and
20.5
fsw for
48
hrs
then returned
to
surface
in
less
than
5
minutes. There
were
no DCS
cases
but
a
large
incidence
of
venous
bubbling. Using
a
Hill
dose-response
equation,
highly
significant
fits
were obtained
and
they
concluded
that
50%
of
humans
generate
bubbles
after
decompression
from
steady
state
exposures
to
11
fsw,
implying
that
endogenous
bubbles
form
from pre-existing
gas
collections.
Despite
a
clear relationship
between
decompression
and
development
of
venous
bubbles,
some
believe
the
relationship
of
VGE
to
DCS
is
less
conclusive
(Bayne
et
al,
1985).
This
is
in contrast
to
more recent
and
extensive
work by
Ron
Nishi
at
DCIEM
(1993)
who
states
that
although
large
numbers
of
bubbles
are
not necessarily
accompanied
by
DCS, the
opposite
is
usually
true
i.e.
DCS
is
usually
accompanied
by
bubbles.
Arterial
Gas
and
DCS
In
animal
studies
using
pigs,
Vik
et
al
(1992,
1993)
investigated whether
arterial
gas
was
more
likely
when
a
PFO
was
present. Pigs
are
increasingly
being
used
in
research because
of
their
physiological
similarity
to
humans
particularly
with respect
to
the
cardiovascular
system
(Broome
et
al,
1995).
In
1992,
they
compared
the rate
of
paradoxical
embolization
in PFO
to
non-PFO
pigs
at
various
rates
of
air
infusion,
into
either
the
RA
or
RV
(in
the
PFO group). The
incidence
of
PAE tended
to
be
higher
at
all
infusion
rates
in
the
PFO
groups compared
to
controls. In
addition,
less
air
needed
to
be
infused
in the PFO
pigs
before
arterial
bubbles
were
seen,
than
in
the
non-PFO
pigs.
Finally, the
size
of
the PFO
was
found
to
be
unrelated
to the
occurrence
of
arterial
gas.
Then
in
1993,
the same
investigators
tested
the
hypothesis
that
after
rapid
decompression
pigs
with
a
PFO
would
be more
likely
than
those
without
one
to
have
arterialized
bubbles.
Of
14
pigs,
6
were
found
to
have
a
PFO
and
8
did
not.
TEE
was used
to
detect
arterial
bubbles
which
were
found
in
all
6/6
of
the
PFO
pigs, but
only
2/8
in
the
non-PFO
group
(p<.00
9).
In
addition,
venous
bubble
counts
in
the PFO
pigs
were
lower
than
in
non-PFO
pigs.
This means
that
arterial
gas
bubbles
occurred
at
lower
venous bubble
loads
in
PFO pigs,
and
that
pigs
with
a
PFO were
more
likely
to
have arterialized
gas.
9
Table
8:
Incidence
and
Time
of
Detection
of
Arterial
Gas
Bubbles
in
Pigs
with
PFO
and
in
Pigs
Without
a
PFO
(Table
I
From
Vik
et
at, 1993)
Arterial
Gas
Bubbles
Group n
Incidence Time,
a
min
PFO
6
6/6
b(
100%)
<4
', 7, 8,
10,
13,
15
Non-PFO
8
1/8
(25%)
10,
12
n
Minutes
after decompression,
bp
=
0.009
compared
to
the
incidence
in
the
non-PFO
group;
C
exact
time
for the occurrence
of
arterial
gas
bubbles
is
not
available
(see
text)
In
a
human population,
Glen
et
al
(1995)
used transcranial
Doppler
to
determine
the
incidence
of
bubbles
in the
cerebral circulation
of
divers
with
and
without
PFO
at
various
times
during
safe
decompression
from
air dives. They
found
4/17 divers with
shunts
identifiable
by
TCD,
but
none
of
the
divers
either
with
or
without
PFO
had
detectable bubbles
in
the
cerebral
circulation.
PFO
and
Divine
Interest
in
the idea
that
PFO
might
be
a
risk
for
DCS
developed rapidly
after
1986
when
Wilmshurst
et
al
published
a
case
of
Type
II
DCS
in
a
diver
with
an
ASD, and
then hypothesized
that this
resulted
from
venous
gas
passing through
the
defect.
Subsequently,
Moon
et
al
(1989)
noted
that
in1987,
122
cases
of
Type
II
DCS
occurred
in
US
sports divers,
most
of
whom
had
conformed
to
USN Tables,
and
postulated
that
PFO
could
be
a
risk
for
DCS
(see
Table
9).
They
went
on
to
examine
30
divers with
a
history
of
DCS.
These
were
subdivided
into
those
with
serious symptoms
(18/30)
and
those
with
minor
symptoms
(12/3
0,
3
of
which
were
not
type
II
DCS).
Controls
were
healthy
non-diver volunteers
from
2
other
studies
on
PFO
prevalence.
Table
9:
Relation
Between
Decompression
Sickness
and
Right-to-Left Shunting
During
Bubble
Contrast,
Two-Dimensional
Echocardiography
(From Moon
et
at,
1989)
Decompression
Sickness
(n
=
30)
Controls
*
(n
=176)
Right-to-left
shunt
t
Yes (n
20)
11
91
No
(n=
186)
1
19
167
*
Controls
from
refs
4
& 6.
t
During breathing
at
rest
:
Decompression
sickness
vs.
controls
=
25.62,
p
=
0.0001.
10
The
percentage
of
divers
with
R
to
L
shunting
was
37%,
and
of
these
11/30
who
had
shunting,
all
experienced
serious
DCS
symptoms.
The
percentage
of
cases
of
severe
neurological
DCS
with
PFO
was
therefore
11/18
or
61%.
There
were
no
cases
of
shunting
in
those with
only mild
DCS.
The
authours
concluded that
PFO
represents
a
risk
for the
development
of
DCS.
This
article
by
Moon et
al
led
to
much
discussion.
Also
in
1989,
Wilmshurst
et
al
(1989,
Apr), in a
letter
to
the
editor
of
The
Lancet
reported
their
belief
that
cardiac
shunts
are
associated
with
early
neurological symptoms, and usually
occur
in
the
context
of
"safe"
dives, but
only in
dives
which
have
produced
venous
bubbles
(thus
not
all
decompression
tables prevent
bubble formation).
In
contrast,
these
authors
proposed
that
symptoms
occurring
later after
a
dive
are
caused
by large
tissue
nitrogen
loads and
unsafe
decompression procedures.
Eight
months later,
Wilmshurst
et
al
(1989,
Dec)
followed
up
their
commentary
with
an
article
assessing
the
relation
between
shunts
and the
timing
of
neurological
symptoms
after
diving
(see
Table
10).
They
examined
61
divers with decompression
sickness
with
saline
contrast
echocardiography,
and
divided them
into
4
subgroups: Ia
(n=29)
neurological symptoms within
30
min
of
surfacing,
Ib:
(n=24)
neurological
symptoms
with onset
greater than
30
min
after
surfacing,
Ic:
(n=6)
joint
pain
only,
and
Id
(=2)
cutaneous
symptoms
only.
The control
group
was
63
divers
with
no
history
of
DCS.
The
prevalence
of
shunting
was
significantly
higher
in group Ia
than
in
controls
or in
group
1b.
Of
those
with
rapid
onset
neurological
symptoms,
66%
were
found
to
have PFOs.
The
prevalence
of
PFO
in
the
control
group
was
24%,
similar
to
that
in
the general
population.
Risk
factors
related
to
the
dive were
significantly
less
prevalent
in
group Ia
than
group
Ib.
Thus,
Wilmshurst
et
al
concluded that those
with
shunts
represent
a
high
proportion
of
cases
of
early
neurologic
DCS
and
they
also
constitute
a
majority
of
cases
in
which
DCS
is
not
explained
by
the
dive
profile.
Table
10:
Prevalence
of
Interatrial
Shunt
in
the
Groups
of
Divers
(Table
I
From
Wilmshurst
et
al,
1989,
Dec)
Group
Ia
Ib
Ic
Id
Group
II
No.
of
divers
29
24
6
2
63
No.
with shunt
19
4
1 1 15
Shunt
on
Valsalva
only
9
0
1
0
7
%
with
Shunt
66*
17 17
50 24
*
Difference
from
group
II,
p<0.001;
difference from
group
Ib, p<0.001.
One
further
conclusion,
that
led
to
several letters
to the
editor
of
The
Lancet
by
Smith
et
al
(1990,
April,
June),
was
that
while
the
cause
of
hemiparesis
is
generally
accepted
to
be
cerebral
gas
embolism,
paraparesis
may
not
be
caused
by
autologous
bubble
formation
in the spinal cord
as
previously
believed,
but
rather
by
arterial
gas
bubbles
from
a
shunt
or
pulmonary barotrauma.
11
Smith
et
al
(1990
Apr,
June)
refuted
the
conclusion
that spinal
DCS
could
be
due
to
arterialized
gas
on
the
basis
of
support
for
the
autochthonous
hypothesis
by
animal
research
and
by
the
fact
that
Wilmshurst
does not
explain
histologically
how
intravascular
arterial
gas
could
be
found
in
myelin. Smith
concludes
that
a
statistical
association
between
PFO
and
neurological
DCS
is
not
proof
of
the
mechanism
that
causes
DCS.
Furthermore,
Smith
et
al
(1990,
Apr,
Oct)
raised
concerns about
the
methodology
used
in
Wilmshurst's
study. The
questions
of
adequate
blinding
of
echocardiographers,
selection
bias,
and
variation
in
methodology
from
that
of
Moon's
1989
study
were
raised.
Wilmshurst's
responses
refuted these
claims
and
notes
that
Moon's
study
was,
in
fact,
neither
blinded
nor
controlled.
Cross et
al
(1990,
Sept),
report
an
uncontrolled
series
of
19
patients referred
for
DCS
who
were
routinely screened for
PFO
with
contrast
echo.
They found
that
in
their
sample
32%
had
PFOs,
and
50%
of
neurological
DCS
cases
had
shunts.
These
results
were
significantly
different
from
Wilmshurst's
(1989,
Dec)
66%
of
cases
of
early
neurological
DCS
with
shunts
(chi
<.05).
They
concluded
that
a
shunt
does
not
predispose
divers
to
neurological
DCS.
These
results
were
subsequently
severely criticized
by
Wilmshurst
(1990)
on
the
basis
of
comparison
of
Cross'
pooled
group
to
a
selected
subgroup
of
Wilmshurst's
(1989
Dec).
In
1992,
Cross
et
al
(1992,
BMJ)
examined
PFOs
among divers
with
no
history
of
DCS.
They
found
that
31%
of
their
sample
of
78
divers had PFO
and
concluded
that shunts
in
those
without
a
history
of
DCS
may
be
irrelevant.
Again, Wilmshurst
(1992)
had
an
opportunity
to
be
critical
of
Cross
et
al,
when
he
pointed
out
that
it
is
to
be
expected that
a
number
of
divers
without
DCS
would have shunts
because
of
the
frequency
of
shunt
occurrence
in
the
general
population
and
presumed
lack
of
effect
this
would
have
on
diver
recruitment.
They
liken
Cross'
argument
to
one
stating
that
a
finding
of
a
given
number
of
stroke
patients
without
hypertension
indicates
that
hypertension
is
not
a
risk
factor
for
stroke; clearly
an
illogical
statement.
Also
in
1992
(Sept),
in
Switzerland Cross
et
al
present
a
larger
data set
in
which
the
prevalence
of
PFO
as
determined
by
contrast TTE
in
neurological
DCS
cases
(49%)
is
compared
to
no-DCS
cases (32.7%)
and
non-divers
(39.3%).
There
were
no
significant differences
among
these
groups
(see
Table
11).
They
also
found
that
the
number
of
dives
undertaken
by
those
with
multiply treated
neurological
DCS
was
higher
then
in
those
with
only
one
DCS
episode.
This
finding
is
not
surprising
though, because
it
makes
sense
that
as
frequency
of
diving increases,
so
does
the
chance
for
DCS.
Table
11:
Prevalence
of
Right-to-Left
Shunt
in
Divers and
Controls
(Table
I
From
Cross
et
al,
1992)
Number
of
Number
With
Subjects
Shunt
Neuro
DCS
51
25
(49.0%)
No
DCS
98 32
(32.7%)
Non-divers
28
11
(39.3%)
DCS
=
decompression
sickness;
Neuro
=
neurological
12
Rather than
assessing
for
PFO
in
divers
with
known
DCS,
Wilmshurst
et
al
(1994)
assessed
DCS
among
a
group
of
divers with
known
PFO.
The
goal
was
to
determine
the
relation
between
PFO
and
any
significant
arterial
desaturation,
heart
rate
and
blood
pressure
responses
during
physiological
maneuvers
such
as
exercise
and
passive tilt. Their
study
involved
three
groups:
PFO
divers
with
type
II
DCS,
PFO
divers
with
no
DCS,
and
age
and
sex-matched
control
divers.
They found
no
significant
differences between these
groups
on
the
above-mentioned
measures.
Because
2
divers
in group
1
with
the
most
frequent
DCS
episodes
developed
substantial
desaturation
during
exercise
they
concluded
that
a large
PFO
might
be
associated with
clinically
relevant desaturation,
although
this
hypothesis
was
not
actually
tested.
In
an
Offshore
Technology
Report
written
by
Shields
et
al
(1996),
the
prevalence
of
PFO
in DCS
divers
(41.4%)
was compared
with that
of
non-DCS
divers
(18.5%)
and
non-diving
controls
(22.2%). No
significant
differences
were
found
among
these
groups
(see
Table
12).
The
authours
note
however
that
lack
of
significant difference
may
be
due
to
the small
number
of
subjects
in
the
non-diving
controls.
Table
12:
Distribution
of
Occurrence
of
PFO
(Table
25
From Shields
et
al,
1996)
Group
A
Group
B
Group
C
I
Total
No
PFO
17
22
7
46
(58.6%)
(81.5%) (77.8%)
(70.8%)
PFO
12
5 2 19
(41.4%)
*18.5%)
(22.2%)
(29.2%)
Note:
In
addition
to
the
3
subjects
that
did
not
take
part
in
this
test,
in
one case
the
procedure could
not
be
carried
out
and
in
an
additional
3
cases,
the
outcome
could
not
be
visualized.
More
recently,
in
a
well-designed
study
by
Germonpre
et
al
(1998)
contrast
TEE was
used
to
compare
the
prevalence
of
PFO
in
subjects with
neurological
DCS
to
a
matched
population
of
control
divers
without
DCS
(see
Table
13).
They
also
examined
PFO
in
relation
to
spinal
and
cerebral
DCS.
The
prevalence
of
PFO
in
DCS divers
was
59.5%
compared
with
36.1%
in
matched
controls,
but
this
difference did
not
quite reach
significance.
However
when subgroup
analysis
was
performed,
PFO
was
significantly
correlated with
cerebral
but
not
spinal
DCS.
When
they examined
divers
with
an
unexplained
DCS episode,
significantly
more cerebral
(9/12)
than
spinal DCS
cases
(4/14)
had
>20
bubbles
passing through
the
PFO.
13
Table
13:
Prevalence
of
PFO
(Table
I
From
Germonpre
et
al,
1998)
Number
of
Number
of
Divers
Divers With
With PFO
Grade
2
PFO
All
types
ofDCS
(n
= 37) 22
(59.5)
19
(51.3)
All
control
(n = 36)
13
(36.1)
9
(25)
P
0.06 0.03
Cerebral
DCS
(n
=
20)
16
(80)
14
(70)
Matched control
(n =
20)
5
(25)
3
(15)
P
0.012
0.002
Spinal DCS
(n=
17) 6
35.2)
5
(29.4)
Matched
control
(n =
16)
8
(50)
6
(37.5)
P
0.49
0.29
The
authors
conclude that
because
all
known confounding
factors
have
either been matched,
or
have
shown
no
significant
difference
between
groups,
the
correlation between
PFO
and
cerebral
but not spinal
DCS lends support
to
the
hypothesis that
"PFO
is
a
cause
of
DCS with
cerebral
localization".
Bove
(1998)
performed
a
metaanalysis
of
studies previously
published
by
Wilmshurst
et
al
(1989,
Dec),
Moon
et
al
(1991),
and
Cross
et
al (1992,
BMJ).
All
three
of
the
studies
were
used
to
calculate
risk
for
all
DCS,
but
for
type
II
DCS
specifically,
only
data from
2
studies
was
used
(see
Table
14).
In
both
the
"all
DCS" and
"type
II
DCS"
analyses,
the
odds
ratio
was
significantly greater
than
1.
The
presence
of
PFO
increases
the
risk
of
DCS
in
divers
with
PFO
by
1.93
times compared
to
divers
without
PFO.
For
type
II
DCS
the
risk
is
2.52
times
higher
in
those
with
PFO.
Table
14:
Calculated
Probabilities
of
DCS
witth
PFO Using
Bayes'
Theorema
(Table
4
From
Bove,
1998)
All
DCS
Type
II
DCS
P
(DCS
+/PFO+)
0.00053 0.00047
P
(DCS+/PFO-)
0.00028
0.00019
Odds
ratio
1.93
22.52
P
value
<0.001
<0.001
'Odds
ratio
and
P
values
are
derived from
logistic
regression
calculations.
14
Absolute
Risk
of
DCS
in
Divine
Cross
et
al
(1994)
eventually acknowledge
that
risk
of
DCS
may
be
increased
by
a
shunt,
but
then
argue
that
this increase
is
small.
They note
that
of
approximately
50,000
divers
in
Britain
15,000
(30%)
might
be
expected
to have
a
PFO.
Noting
that
the
number
of
neurological
DCS
cases
per
year
is
about
100,
and
that
not
all
shunts
will
invariably
result
in
DCS, the
risk
of
DCS
from
a
shunt
in
the total
diving
population
is
quite
low.
Bove
(1998)
calculated
the
combined
frequency
of
type
II
DCS
among
military, sport,
and
commercial
divers
to
be
2.28
per
10,000
dives. An
increase
of
2.52
times
this
frequency
would
lead
to
an
absolute
number
of
5.7
per
10,000
cases
of
type
II
DCS
among
divers with
PFOs.
He
concludes
that
despite
a
2.5
times
greater
risk
of
type
II
DCS
in
the
presence
of
PFO,
the
absolute
risk
is
small
enough that
there
is
no
basis
for
recommendations
against diving
in
those
with
PFO,
and
that
screening
is
not
warranted.
DCS
and Altitude
Because
altitude decompression
is
analagous
to
decompression
from
saturation,
it
is
thought
that
more
venous
bubbling
occurs
in
altitude
than with
subsaturation decompression
in
diving,
the
result
being
a
greater
likelihood
of
paradoxical cross-over.
One
might
therefore expect
to
find
more cerebral
symptoms
among
altitude
rather
than
diving
decompressions, and
this
indeed
has
been
the
case
(Garrett,
1990).
Although
the
mechanisms
for
development
of
DCS,
as
well
as
the
proposed
pathophysiology
for
arterialization
are
similar
in
diving
and
flying, much
less
research
on
the
phenomenon
of
paradoxical
gas
embolism
has
been
reported
in
the
altitude
literature.
Overall,
there
has
been
some
suspicion that
DCS
symptoms
in
altitude
situations
tend
to
underreported
to
a
greater
extent
than
they
do
in
diving
due
the
perceived negative
career-related
consequences.
At
the
1991
meeting
of
the
Aerospace
Medical
Society
in
Cincinnati,
Clarke
&
Hayes
presented
their
examination
of
the prevalence
of
PFO
among
24
cases
of
Type
II
altitude
DCS
in
naval
aviation
personnel.
They
identified
4
cases
(16%)
of
PFO
by
contrast
TTE.
They
used
Moon's
1989
control data
to
conclude that
there
was
no
significant
relationship
between
PFO
and
type
II
altitude
DCS.
Powell et
al
(1995)
report
a
single case
of
a
research
subject participating
in
NASA
hypobaric
decompression testing
who
was
found
to
have
a
PFO
and
was
presumed
to
be
at
risk
for
DCS.
At
ground
level,
TTE clearly
demonstrated
left-sided
cardiac
bubbles.
During
3
hours
of
hypobaric
decompression
to
21,000
ft
the
MCA
was
monitored
for
the
appearance
of
arterialized
bubbles; none
were
identified,
nor
were there
any
DCS
symptoms,
despite the
presence
of
grade
IV
precordial bubbles.
In this
case,
the
saline
contrast
bubbles
at
ground level
were
clearly
arterialized,
but
the
decompression bubbles
were
not.
The
authors
propose
that
perhaps
the
decompression-induced
bubbles
load
was
not
substantial
enough
to
cause
flow
reversal.
They
suggest
that
the
presumption
of
an
increased risk
of
DCS
among
those who
screen
positive
for
PFO
is
one
to
be
made
with difficulty.
15
Pilmanis
et
al
(1996)
present
the
first
documented right-to-left
shunting
of
venous bubbles
after
exposure
to
altitude.
Retrospectively
examining
a
database containing
1500
subject-flights to
altitudes
ranging
from
15,000
to
35,0000
feet and
exposure
times
to
8
hours, they
identified
6
subjects who
demonstrated
left
ventricular
gas
emboli.
Five
subjects became
symptomatic
at
the
time
of
embolization
(with
joint
pain
or skin
mottling),
but
no
cerebral
symptoms
were
reported.
Of
the
3
cases
investigated
with
TEE,
PFOs
were
found
in
2
cases,
and
not
in
1,
despite
known
embolization.
This
suggests
that
more
than
one
mechanism
is
involved.
In
light
of
the
fact
that
in
all
cases
the
venous
gas
score
was
high
at
the
time
of
embolization, overload
of
pulmonary
filtration
is
the
second
suspected
mechanism.
Overall
the
conclusion
was
that
situations
which
expose
subjects
to
altitudes
which
result
in
high
venous
bubble
loads
should
be
avoided.
Webb,
Pilmanis,
and
O'Connor
(1998)
went
on
to
determine
the
altitudes
at
which high
venous
gas
loading
occurs.
One
hundred
and
twenty four subjects
were
exposed
to
simulated
altitudes
ranging from
11,500
to
25,000
feet
for
4
to
8
hours,
and
were
monitored
for
DCS
and for venous
bubbling. Venous
bubbles
were
first
seen
at
15,000 ft
and were
present
in
70%
of
cases
above
22,500
ft.
In
terms
of
DCS
symptoms,
the
5% threshold
for symptoms
was
20,500
ft
with
an
abrupt increase
in
symptoms
beyond 21,200
ft.
These results
led the
authors
to
recommend
reconsideration
of
current
altitude
exposure
guidelines.
Screening
for
PFO
James
(1990)
cites
several studies
indicating that
nervous
system damage
can
occur
without
neurological
signs. This,
in
light
of
the
28
cases
of
known transient
neurological
symptoms
that
have
occurred
after
41,0000
contrast
echo
studies,
led
him
to
argue
against
the
use
of
contrast
echocardiography
in
screening
divers.
On
the
contrary, Knauth
et
al
(1997)
noted that
the
prevalence
of
PFO
in
the
general
population
was
roughly
equal
to
the
percentage
of
divers
found
to
have
multiple
brain
lesions
on
magnetic
resonance imaging
(MRI)
in
a
previous
study
by
Reul
et
al
(1995).
Knauth
et
al
then
postulated
that
divers
with
multiple
brain
lesions
may have
PFO
and
that
arterialization
of
bubbles
may
be
the
cause.
They
examined
87
divers
without
a
history
of
cerebral
disease
or
DCS
using
TCD
and
found
25
to
have
PFO,
which
they
considered
to
be
hemodynamically
highly relevant
(>20
bubbles)
in
13
cases.
The
prevalence
of
multiple
brain
lesions
was
significantly
higher
among
divers
with
PFO
than
those
without.
Among those
with
PFOs,
the
prevalence
of
multiple
brain
lesions
on
MRI
was
highest
among
those
with
hemodynamically
relevant PFOs.
Considering
that
none
of
these
divers
had
a
history
of
DCS
the
authors
suggest
that such
lesions
are
a
consequence
of
subclinical
cerebral
gas
embolism.
When
this
work
was
presented
at
the
American
Academy
of
Neurology
annual
meeting
in 1998,
Ries
(co-author
with
Knauth)
advocated that
the
$325
cost
of
one-time
screening
is
reasonable
when
compared
to
the
cost
of
diving
equipment
(Jeffrey,
1998).
Murrison
et
al
(1995)
compared
the
EEGs
of
divers
with
type
II
DCS
to
non-diver
controls
and
found
them
to
be
indistinguishable,
which raises
the
question
of
the
functional
significance
of
the
earlier
described brain
lesions.
Cross
et
al
(1990,
Dec)
argue
that
in
most
cases
a
contrast
study
is
not
performed
in
isolation
of
a
non-contrast
echo study,
such
that
the
latter would
not
be
performed
if
an
obvious
shunt
was
detected
earlier.
They
also
note
that
at
the
time
of
screening,
tissues
are
not
nitrogen
loaded,
so
16
arterialized bubbles
would
not
be
expected
to
expand.
Finally,
they
compare
the
morbidity
rate
of
contrast
echo
(.07%)
to
that
of
a
well-accepted
screening
test,
exercise
stress
testing,
which
has
a
complication
rate
of
.09%
The
implications
of
Bove's
conclusions
are
that
divers
need
not
be
screened
prior
to
initiation
of
diving, and
that
those
who
already
know
(for
some
other
reason)
that
they
have
a
PFO
can
still
go
ahead
and
dive.
But
what
about
the
situation
in
which
DCS
has
already
occurred.
Should
one
then
consider
evaluation
for
a
shunt?
Wilmshurst
(1998,
pers
comm)
recommends three
ways
to
reduce
the
risk
of
recurrent
DCS
in
a
diver
with known
PFO;
1.
stop diving,
2.
modify
diving
to
either
stay
above
15m
depth or,
for
depths
greater
than
15m
use
nitrox
or decompress
with DCIEM
tables,
or
3.
close the
PFO
preferably
by
transcutaneous
transvenous
methods
which
do not
risk
lung
injury
as
open
methods
would.
In
Britain
the
HSE have
required
applicants for professional
diving
with
PFO
to have
transcatheter
closure
(Wilmshurst,
1998
pers
comm). Likewise
in
the
Allied
Guide
to
Diving
Medical
Disorders
published
by
NATO
(1997)
states that
"significant
right-to-left
shunts
are
incompatible
with
diving
unless
surgically corrected".
Management of
PFO
In
the
stroke
literature,
several
methods
of
prevention
of
recurrent
stroke
have
been
used
for
patients
with
PFOs, these
being
antiplatelet medications,
anticoagulants,
transcatheter
closure,
and
surgery.
Mas
(1996)
argues
that closure
is
the
best
option
in cases
of
known
paradoxical
embolism,
which
are rare
and
require
visualization
of
thrombus
straddling
the
PFO.
In presumed
cases
however,
the
best
treatment
is
arguably controversial
and
requires
further
risk/benefit
analysis
to
prevent
exposure
to
unnecessary
treatment
complications.
Nendaz
et
al
(1998)
considered risk
of
recurrence
of
neurological events,
complications,
quality-
adjusted
life
years,
and
death after
5
years
in
their
decision
analysis
model
assessing
PFO
closure
methods.
They
determined
that
if
the
risk
of
recurrence
was
.8
to
7%
per
year, defect closure
was
the
best
management
strategy.
At
risk
levels
of
.8%
and
1.4%
per year,
anticoagulation
and
antithrombotic
therapies
were
better
than
therapeutic
abstention.
If
however,
the risk
of
recurrence
was
low
(i.e.
less
than .8%
per
year)
then
the
best management
option
was
no
treatment.
They
found that
the key
considerations
influencing
choice
of
therapy
aside
from
estimated recurrence
risk
included
bleeding rates,
age,
and
surgery-related
case
fatality
rates.
Several
studies have
assessed open
surgery
as
a
method
of
closure. Giroud
et
al
(1998)
studied
8
stroke
patients
and
found
no
surgical
complications,
no
recurrence
of
neurological
events,
and
no
residual shunting
after
PFO
closure
without post-op
anticoagulation.
Ruchat
et
al
(1997)
also
found
no
post-op
complication
among
32
patients, although
residual
shunts were
present
in
2/32
cases.
Homma
et
al (1997)
followed
28
patients
with
a
history
of
cryptogenic stroke
and
who
underwent
surgical
PFO closure
and
found recurrence
rate
for
neurological events
of
19.5%
overall.
This
rate
was variable
when
age
was
considered
and
proportional
hazard
regression
17
analysis revealed
an
increase
in
relative risk
of
recurrence
of
2.76
per
10
years
of
age.
They
concluded
that although
surgical
closure
is
easy
to
perform,
it
does
not
guarantee
prevention
of
recurrence.
Non-operative
closure
of
atrial
septal
defects
have been
reported
since
1976
(Formigari
et
al,
1998;
King
et
al,
1976).
Closure
by
transcatheter
methods
remains
impossible
for
some
defects
especially those
greater
than
25
mm
in
size.
In
addition
there
are
relative
contraindications
for
closure,
particularly
morphological constraints.
Wilmshurst
et
al
(1996)
write about
2
cases
of
PFO
in
divers
with
neurological
DCS
who
were
successfully
treated
with
an
inverted
adjustable
button
device,
one
with
no
residual
and
the other
with
a
tiny
residual shunt.
Both
divers
returned
to
diving.
There
is
no
mention
of
whether
either
diver
experienced
repeated
DCS
post-procedure. Johnston
et al
(1996)
believe that
wider
application
of
invasive
shunt closure
methods should
not
occur
before
the
relation between
PFO
and DCS
is
further
delineated,
noting that
one
must
consider
the
shunt
size
and
not
just
patency
in DCS
risk
evaluation.
Ende
et
al
(1996)
report
on
their
experience with
10
adults
who
had
ASDs or PFOs
closed
with
button
devices.
Aspirin
(5-10mg/kg/day)
or
Coumadin
was
administered for
6-12
weeks
post-
procedure,
or
until
the
shunt
was
completely
closed.
Closure
was
complete
in
78%
of
cases
at
6
months
and
100%
of
cases
by
1
year.
There
were
complications
in
3
cases.
In
one
case
the
device
slipped repeatedly
across
the
septum
into
the
left
atrium
necessitating
standard
surgical
repair.
In
a
second
case,
the
patient
experienced
palpitations
and
orthostatic
lightheadedness,
thought
to
be
due
to
mechanical irritation
and
required B-blockade.
A
third
case
developed
what
was
presumed
to
be
a
left atrial
thrombus
after
23
months
of
follow-up
and
had
to
be
recoumadinized.
There
were
no
subsequent neurological
events
at
an
average
of
32
months
follow-up.
The later
intermediate-term,
phase
1
FDA trials for buttoned
devices
concluded
that
after
5.5
years
of
follow-up,
98%
of
cases
had
effective
ASD
closure.
Residual shunting
remained
in
27%
of
cases after
-60
months.
Residual
defects
were
significant enough
to
require
further intervention
in
4%
of
cases.
Justo
et
al
(1996)
reviewed
the
effectiveness
of
ASD closure
in
45
children
using
the
Clamshell
double
umbrella
device.
Device
placement
was
optimal
in
43
(96%)
patients.
Closure
was
complete
in
only
23+/-14
%
of
cases
by
6
months,
and
complete
in
-64%
by
4
years.
Complications
necessitating
the
surgical closure
of
the
ASD
in
two
cases
were
due
to
device
embolization
to
the
right
pulmonary
artery
in
one case,
and
malposition
in
the
septum
with
significant
residual shunting
in
the
second. Other complications
included
pulmonary edema
in
one
case,
and
transient
loss
of
femoral
pulse
(resolved
with heparin)
in
another.
The
most
concerning drawback
however,
was the
prevalence
of
device
arm
fracture
of
71%
(+/- 21%)
at
4
years
which
led
to
withdrawal
of
the
device
from clinical trials.
The device has
subsequently
been
redesigned.
The
redesigned
version
(CardioSEAL)
was
evaluated
by
Kaulitz
et
al
(1998)
in
the
context
of
7
cases
of
morphologically
variant
ASDs.
The only
complication
was
in
one
patient
who
experienced
non-sustained
SVT;
otherwise
there
were
no
cases
of
device
embolization,
device
fractures,
thromboembolism,
or
pericardial
effusion.
Residual
shunting
was
trivial
in
3
cases
and
mild
in
1
case.
18
Formigari
et al
(1998)
report
on
the
techniques
and
results
of
28
ASD
closures
(in
children)
using
three
different
percutaneous
devices,
these
being
the
Sideris
"Buttoned
Device",
the
Das
"Angel
Wings",
and
the
"Amplatzer".
For
all
groups, fluoroscopy
times
were
similar,
but
procedure time
was
shortest
for
the
Amplatzer
and
longest
for the
buttoned
device.
Definitive
closure
occurred
in all
cases
except
1
buttoned
device.
Follow-up
times
were
longest
for
buttoned
devices
at
40+/-
2
months,
compared with
27+/-
2
mo.
for
the
Angel
Wings,
and
5+13
mo
for
the
Amplatzer.
In
terms
of
complications,
there
were
2
cases
of
transient
myocardial
ischemia secondary
to
coronary
air
embolism
in
the
buttoned
devices,
and
1
case
of
pericardial
tamponade
with
the
Angel
Wings.
Others have
reported
failures
with
this
device
also
requiring
emergency
surgical intervention
(Agarwal
et
al,
1996).
There
had
been
no
complications
with
the
Amplatzer
device.
Cost,
according
to
these
authours
was least
expensive for
the
buttoned
devices. Overall
they
concluded
that
the
Amplatzer
device
is
preferable.
Wilmshurst
has
subsequently
stated
(1998,
pers
comm) that
PFOs
in
most individuals
are
approximately
1-2
mm in
size
compared
to
PFOs
of
10
mm
or
greater
among those
who
get
DCS.
He
has
moved
from
a
buttoned
device
to
using
the Amplatz septal
occluder,
which
he
considers
to
be
the
best
device
currently
available.
He
prescribes
low
dose
ASA
for
6
months
post-procedure
until endothelialization
occurs.
The
most recent
results
of
the
World Study
on
closure
with
the
Amplatzer indicate
that
a
total
of
936
ASDs have
been
closed
as
well
as
86
PFOs.
Closure
rates for
PFOs
are
good,
with
100%
being
closed
at
24
hours,
compared
with
100%
at
1
year for
the
ASD cases
(98.9%
at
1
month).
There
were
24
complications
among
-1000
patients,
the
majority
of
which included
device
embolization
(9/24),
TIAlembolization
(4/24),
and arrhythmia
(3/24).
Limitations
There
are
several
factors
that
limit
the
generalizability
and hence
the
conclusions
that
can
be
drawn
from
the
studies
performed
to
date.
These
include
variation
in
study
groups
used
(i.e.
sport,
commercial, or
military
divers),
variation in
control
groups
used
(ie.
matched
vs.
unmatched, diver
vs.
non-diver),
differing
techniques
for
PFO detection
(ie.
TTE
vs.
TEE),
and
variability in
definition
of
DCS
or
severity
of
cases
selected
to
be
members
of
the study
group.
CONCLUSIONS
Nonetheless,
several conclusions
can
be
tentatively
drawn
on
the
basis
of
available
research:
1.
For
detection
of
PFO,
TCD
is
probably
adequate, but
contrast
TEE
is
the
gold standard
and
remains
more
commonly used.
2.
There
seems
to
be
a
relationship between
crypogenic
stroke and
the
presence
of
PFO,
as
well
as
the
size
of
the
PFO.
19
3.
Animal studies
show increased
arterial
bubbles
at
lower
venous
bubble
loads
in
pigs
with
PFO
than
in
those without.
4.
The
weight
of
evidence favours
an
association
between
diving DCS
and PFO.
This
association
remains
less
clear
in
the
case
of
altitude
DCS,
with
fewer
studies
available
on
this topic. PFO
increases
the
relative
risk
for
type
II
DCS
but
the
absolute
risk
remains
low.
5.
With altitude,
high
bubbles loads
may
favour
pulmonary
overload
as
a
mechanism
for
embolization.
6.
The
issues
of
screening remains
controversial,
although
the
absolute
increase
in
risk
of
DCS
as
a
result
of
PFO
seems small.
7.
Should closure
be
chosen
for
management,
the
transvenous
Amplatzer
appears
to
be
the
best
available option
at
this
time.
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Ghosh,
P.K.,
&
Mittal,
P.K.
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Bayne,
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P.T.
Right-to-left
shunt
and
decompression
sickness
in
divers.
Lancet
1990
Oct
27;
336(8722):
1071-2.
79.
Wilmshurst,
P.T. Patent foramen
ovale
and
subaqua
diving.
BMJ
1992;
304(6837):
1312.
80.
Wilmshurst,
P.T.
Pers
comm
to
Dr.
L.
Thompson,
Oct
9,
1998.
81.
Wilmshurst,
P.T.,
Byrne,
J.C.,
&
Webb-Peploe,
M.M.
Neurological
decompression
sickness.
Lancet
1989
Apr
1;
1(8640):
731.
82.
Wilmshurst,
P.T., Byrne,
J.C.,
&
Webb-Peploe,
M.M.
Relation between
interatrial
shunts
and
decompression
sickness in
divers.
Lancet
1989
Dec
2;
2(8675):
1302-6.
83.
Wilmshurst,
P.T.,
Ellis,
B.G.,
&
Jenkins,
B.S.
Paradoxical air
embolism
in
a
scuba
diver
with
an
atrial
septal defect.
Br
Med
J
1986;
293:
1277.
84.
Wilmshurst,
P.T. Treacher,
D.F.,
Crowther,
A.,
&
Smith,
S.E.
Effects
of
a
patent
foramen
ovale on
arterial saturation during exercise
and on
cardiovascular
responses
to
deep
breathing,
Valsalva
maneuvre, and
passive
tilt:
relation
to
history
of
decompression
illness
in
divers.
Br Heart
J
1994;
71(3): 229-3
1.
85.
Wilmshurst,
P.T.,
Walsh,
K.,
&
Morrison,
L.
Transcatheter
occlusion
of
foramen
ovale with
a
button
device after
neurological
decompression
illness
in
professional divers.
Lancet
1996
Sept
14;
348(9029):
752-3.
86.
Wilmshurst,
P.T., Walsh,
K.,
&
Morrison,
L.
Patent
foramen ovale and
decompression
illness
in
divers.
Lancet
1997
Jan
25;
349(9047):288.
87.
Vik,
A.,
Jenssen,
B.M.,
&
Brubakk,
A.O.
Paradoxical
air
embolism
in
pigs with
a
patent
foramen
ovale.
Undersea
Biomed
Res
1992;
19(5):
361-74.
88.
Vik,
A.,
Jenssen,
B.M.,
&
Brubakk,
A.O.
Arterial
gas
bubbles
after
decompression
in
pigs
with
patent
foramen
ovale.
Undersea
Hyperb Med
1993;
20(2):
121-131.
89.
Zamora,
R.,
Rao, P.S.,
Lloyd, T.R.,
Beekman,
R.H.
3r), &
Sideris,
E.B.
Intermediate-term
results
of
Phase
I
Food
and
Drug
Administration
Trials
of
buttoned device
occlusion
of
secundum
atrial
septal
defects.
J
Am
Coll
Cardiol
1998;
3
1(3):
674-6.
25
Additional
info
and
quotes,
not
included
but
possibly
relevant.
*
Risk
of
venous
bubbling
seems
to
be
reduced
in
aerobically trained
runners compared to
sedentary
subjects
in
some
studies,
but
others
have
shown
no
relation
to
fitness
and
DCS
(Broome
et
al,
1995).
*
Knowing
the
incidence
of
PFO
in
the
general
population,
one
can
assume
that
the
incidence
of
PFO
in
divers
would
be
similar
since there
is
no
selection
bias
in
a
person's
choice
to
take
up
diving based
on
the
presence
of
an
"unknown"
PFO.
*
Is
there
any
info
on whether known
PFO cases
choose
NOT
to
dive more
frequently
than
unknown
cases
later
discovered?
*
PFO
rates
in divers
and
controls,
not
in
stroke
patients
Moon
(1989)
37%
diver
Cross
(1990)
31.6% diver
Wilmshurst
(1989b)
25/61
diver,
24%
control
Germonpre
(1998)
36.1
%
control
Lynch
(1984) in
Glen
et
al
(1995)
TTE
5-20%
From
Kerut:
Zhu
et
al
(1991)
-
38%
From
Kerut
:
Job
et
al
(1994)
-
43%
*
Difference
in
contrast
media:
Jauss
(1994):
Galactose particle
suspension
is
stable for
about
60 sec
after
intravenous injection,
which
may
lead
to
higher
sensitivity
in
PFO
detection
than
with
other contrast
media
such
as
air
or gelatine.
This
however
necessitates
determining
a
time limit
to
prevent
false
positives
due
to
lung
passage.
Definition
of
presence
of
PFO
based
on
number
of
bubbles passed
per
cardiac
cycle
etc.
*
From
an
epidemiological
perspective,
the
characteristics
of
a
useful
population
based
screening
measure
are:
(From
Chan
Shah's
book
on
Public
Health)
1)
Conditions for which
screening
is
used
should
be
important
health
problems
i.e.
The incidence
should
be
sufficiently
high
that
the
cost
of
screening
is
not
prohibitive.
2)
Facilities for
diagnosis
and
treatment should
be
available
3)
Effective, non-controversial
treatment
for
patients
with
confirmed
condition
should
be
available
4)
Tests
should
have
high
sensitivity
and
specificity;
screening must
be
safe,
rapidly
applied,
and
acceptable
to
the
population
being screened
5)
The natural
history
of
the
condition should
be
understood,
such
that
if
detection
and
treatment
do
not alter
the
natural history,
screening
should not
be
implemented
6)
Policy
must
stipulate
what
action
will
be
taken
in
borderline
cases
to
avoid
overdiagnosis
7)
Maximum
benefit
for
minimum
cost must
be
achieved
by
comparing
the
costs
and
efficiency
of
various
screening
methods
26
8)
Control and
screened
groups
should
be
compared
at
regular
intervals
to
determine
whether
the
screening
procedure
and
subsequent investigations
have
an
effect
on
the
control
group
that
is
greater than
just
regular observation
(placebo effect)
9)
Compliance
with
screening
recommendations
10)
Screening
programs
should
be
a
continuous
process
27
Table
4.
FLOW-PATENT
FORAMEN
OVALE
AND
ECHOCARDIOGRAPHY
Number
of
In
Vivo
Resting Augmentation
Study
Patients
Modality
Conditions
(%)
Maneuvers
(%)
Chen
et
at"
32
TTE
25
38
TEE
44
63
Konstadt
et
all',-5
50
TEE
10
22
Porembka
el
al"'•
30
TEE
27
Stollberger
el
al""1
264"
TEE
15
Lechat
et
al'l
100 TTE
5
10
60
18
24
Hausmann
el
al"l
198
TTE
8
TEE
22
Jaffe
et
al'"
30
TEE
10
Unchanged
Guggiari
et
al,"
189
TTE
8
10
Black
et
a0"
101
TTE
6
Unchanged
51
TEE
8
-
Siostrzonek
et
al"
7O
150
r-E
5
6
160
TEE
12
20
'Suspected
embolic
events.
From
Porembka,
1996
Table
1:
Frequency
of
DCS
in
Sport,
Military,
and
Commercial
Air
Diving
Populations
Source
Military
Sport
Commercial
Reference
(13)
(11,12)
(14)
All
Total
dives'
648,488
2,577,680
43,063 3.269,231
Total
DCS4
172
878
152
1,202
Type
1l
DCS"
86
649
9
744
Incidents
DCSb
2.65
3.41
35.3
3.68
Incidents
DCS
]i
1.33
2.52
2.09
2.28
"Values
are
number
of
events;
bincidents
per 10,000
dives,
DCS
II
-
DCS
type
1I.
From
Bove,
1998
Accuracy
of
Different
Echocardiographic
Criteria
for
Identifying
an
Autopsy-Proven
Patent
Foramen Ovale
SensitivitySpecificityPos
PredictiveNeg PredictivePrevalence
PFO
Definition
(%)
(%)
Value
(%)
Value
(%) (%)
Contrast
TEE
Bubbles
LA/heart
cycles
>1/3
89 100 100
96
23
>2/3
67
100 100
90
17
>5/3
55
100
100
87
14
>2/immediately
44
100
100 84
11
Multiple/
1-2
33 100
100
81
9
Color
Doppler
TEE
Shunt direction
Right-to-left
and/or
left-to-right
100 100 100
100
26
Right-to-left,
not
left-to-right
89 100
100
96
23
From
Schneider
et
al,
1996
28
ACKNOWLEDGEMENTS
Dr.
Joan Saary
is
a
second
year
resident
in
Occupational
Medicine
at
the
University
of
Toronto.
She
completed
this
thorough
review
during
an
elective
in
Diving
Medicine
at
the
Defence
and
Civil
Institute
of
Environmental
Medicine
in
November
and
December
1998.
Dr.
Saary
gratefully
acknowledges
the
contribution
of
Dr.
David
Sawatzky
and
Mr.
Ron
Nishi
to
this
review.
Dr.
Sawatzky
provided
a
thorough
tutorship
in
diving
medicine
during
the
elective.
Both
Dr.
Sawatzky
and
Ron
Nishi
were
kind
enough
to
provide
a
careful
review
of
this
paper.
II2
SECUýflY
-1CLASS1FfCA
-iCNCPCM
(Nichest
c~aSs-'flCadcr
of
7de.
Abstract.
Ka,,r.VcrsJ
OCCUIMENT
CONTROL.
DATA
(Securit'
cdassiicaticn
ot
title,
tccy
of
sastrac
and
indexing annotation
must
to
=entered
when
the
overall
tccu~ment
is
CiassiffLed)
I.
ORIGINA7OR
(the
name
and
address
of
:h-e
argarizatrcr
preparing
the
documen't.
2.
SECURITYi
CLASSIF.CAT
TCN
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security
Organizatocns
cr,.vhcm
the
documert
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eg.
Establishment
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including
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report,
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zasking
agency.
are
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8)
special
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applicable)
UNCLAS
OCCEW~edical
Assessment
and
Training
3. 17TITLEE
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complete
document
JUe
as
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Its
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snculd
ýe
indicated'by
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appropriate
abbreviation
(S. C
or
U) in
parentheses
atear
the
tite)
T
he
Possible
Relationship
Between
Patent
Foramen
Ovalle
and
Cecompression
Sickness:
A
Review
at
the
Ute~rature
4.
AUTHORS
(Last
name, first
name,
middle
initial)
Saary
MJ.
Gray
G-W
5.
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OF PUBUCATION
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and
year
ot
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8b.
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Include Annexes,
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January
1999
28
as8
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it is
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EXECUTIVE
SUMMARY
A
patent
foramen
ovale
(PFO)
is
a
small
opening
between
the
right
and
left
cardiac
atria,
a
persisting
remnant
of
a
physiologic
communication
present
in
the fetal
heart.
This
normally
closes
after
birth,
but
remains
patent through
to
adulthood
in
up
to
a
third
of
normal
adults.
A
patent
PFO
is
a
potential
conduit
for
blood
clot
(resulting
in
a
stroke),
or
venous
gas
bubbles
during
decompression,
(resulting
in
type
II
neurologic
decompression
sickness).
There
has
been
considerable
controversy
about
the
significance
of
a
PFO
as
a
possible
mechanism
for
type II
decompression
sickness.
Despite
the
high
prevalence
of
PFO
in
the
general
population,
and
the
relatively
coimuon
occurrence
of
venous
gas
bubbles
in
diving
and
altitude exposures,
the
incidence
of
type
II
DCS
in
diving
or
with
altitude
exposure
is
low.
This
paper
reviews
the
literature
with
respect
to
the
potential
for
right-to-left
embolization
through
a
PFO,
relation
of PFO to
DCS,
screening techniques
for
PFO,
and
treatment
options.
The
literature
supports
a
relationship
between
the
presence
and
size
of
PFO
and cryptogenic
stroke
(stroke,
generally
in
younger
individuals
with
no
other
identifiable
risk
factors).
The
weight
of
evidence
also
favours
an
increased relative
risk
of
type
HI
DCS
with
a
PFO,
although
the
absolute
increase in
risk accrued
is
small.
The
gold
standard
for
PFO
screening
is
a
trans-esophageal
echocardiographic
(TEE)
and
colour
flow
study,
but
trans-cranial
Doppler
(TCD)
with
contrast
is
a
promising
technique
with
good
accuracy
compared
with
TEE.
14.
KEYWOROS,
DESCRIPTORS
or
IDENTIFIERS
(technically
meaningful
terms
or
short
phrases
that
characterize
a
document
and
could
be
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in
cataloguing
the
document.
They
should
be
selected so
that
no security
classification
is
required.
Identifiers,
such
as
equipment
model
designation, trade
name,
military
project
code name, geographic
location
may
also
be included.
If
possible,
keywords
should
be
selected
from
a
published
thesaurus,
e.g.
Thesaurus
of
Engineering
and
Scientific
Terms
(TEST)
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thesaurus
identified. If it
is
not
possible
to
select
indexing
terms
which
are
Unclassified.
the
classification
of
each
should be
indicated
as
with
the
title.)
Decompression
Sickness,
Altitude, Diving,
Foramen
Ovale
SECURITY
CLASSIFi•cA•ON
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FORM