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Standard Modern and Pontic Greek Person Restrictions: A Feature-Free Dynamic Account



In this paper, using new evidence from Pontic Greek (PG) in addition to Standard Modern Greek, we argue that the Person Case Constraint (PCC), generally presumed to be an irreducible morphosyntactic constraint on clitic pronoun combinations and argued by several to provide evidence of feature-driven syntactic operations, is a direct consequence of processing considerations, these new data being inexplicable under any of the current feature-driven analyses (Anagnostopoulou 2003, 2005; Béjar & Rezac 2003; Bianchi 2006; Adger & Harbour 2007; Nevins 2007; Pescarini 2010 among others). Adopting the Dynamic Syntax (DS) perspective of Cann et al. (2005), in which syntax is defined as the monotonic incremental growth of semantic structure, with structural underspecification and update as the core syntactic notion, we argue that the PCC is wholly due to restrictions on tree-growth imposed by the logic of finite trees: that these should underpin observed gaps in possible clitic combinations is due to clitics being calcified reflexes of previously available tree-growth update-sequences whose variability is the source of word order variation. More specifically, we argue that PCC effects, including the problematic PG data, are the consequence of a tree-logic restriction that only one unfixed node can be present in a tree at any stage in the tree growth process. PG, a dialect in which no 3rd person clitic clusters are allowed, provides strong evidence for such a feature-free account. Contrary to current feature-based analyses, which would preclude such data, the analysis presented here is shown to directly predict the Pontic Greek data, thus pointing towards a feature-free account of the PCC.
Standard Modern and Pontic Greek Person Restrictions:
A feature-free Dynamic Account
Stergios Chatzikyriakidis & Ruth Kempson
Royal Holloway & King’s College, London
In this paper, using new evidence of Pontic Greek (PG) in addition to Standard Modern Greek, we argue that
the Person Case Constraint (PCC), generally presumed to be an irreducible morphosyntactic constraint on
clitic pronoun combinations and argued by several to provide evidence of feature-driven syntactic operations,
is a direct consequence of processing considerations, these new data being inexplicable under any of the
current feature-driven analyses (Anagnostopoulou, 2003, 2005; Bejar & Rezac, 2003; Bianchi, 2006; Adger
& Harbour, 2007; Nevins, 2007; Pescarini, 2010 among others). Adopting the Dynamic Syntax (DS)
perspective of Cann et al. (2005) in which syntax is defined as the monotonic incremental growth of semantic
structure, with structural underspecification and update as the core syntactic notion, we argue that the PCC is
wholly due to restrictions on tree-growth imposed by the logic of finite trees: that these should underpin
observed gaps in possible clitic combinations is due to clitics being calcified reflexes of previously available
tree-growth update-sequences whose variability is the source of word order variation. More specifically, we
argue that the PCC effects, including the problematic PG data, are the consequence of a tree-logic restriction
that only one unfixed node can be present in a tree at any stage in the tree growth process. PG, a dialect where
no 3rd person clitic clusters are allowed, provides strong evidence for such a feature-free account. Contrary to
current feature-based analyses, which would preclude such data, the analysis presented is shown to directly
predict the Pontic Greek data, thus pointing towards a feature-free account of the PCC.
Dynamic Syntax; Clitics; Person Case Constraint; Greek Syntax; Pontic Greek
1 Introduction
The PCC is a clitic co-occurrence restriction, which states, in its “strong PCC” variant, that a dative clitic
cannot co-occur with a 1st/2nd person accusative clitic. This apparently idiosyncratic morphosyntactic
restriction is found across a remarkable range of languages, both related and unrelated: from Romance
and Greek to Kiowa and Basque (see Rezac, 2010 for Basque and Adger & Harbour, 2007 for Kiowa).
The Spanish and Standard Modern Greek (SMG) data are illustrative:
1) *Le me ha dado.
him.CL-DAT me.CL has given
‘S/he has given me to him.’ [Spanish]
2) *Mu se exi δosi.
me.CL-DAT you.CL-ACC has given
‘S/He/It has given you to me.’ [SMG]
Another weaker version of the PCC has been claimed to exist in some varieties of Catalan, Italian and Spanish
(Bonet, 2007; Bianchi, 2006 and Cuervo, 2002 respectively). Under this looser version, the ban is not against
datives in general but only against 3rd person datives, reported as precluding clusters of a 3rd person dative
plus a 1st/2nd person accusative clitic but allowing combinations of a 1st/2nd person dative plus a 1st/2nd
person accusative:1
3) Te m’ ha recomanat la Mireia.
you.CL me.CL has recommended the Mireia
‘Mireia has recommended me to you/you to me.’ [Catalan-Bonet, 2008]
4) Lui mi ti presenta.
he me.CL you.CL introduces
‘He introduces me to you/ you to me.’ [Some varieties of Italian]
1 There is another version of the constraint exhibited in Romanian in which case sequences of a dative clitic and a 1st person accusative
are licit while sequences of a dative plus a 2nd person accusative are ungrammatical. Furthermore, no PCC restrictions arise with
postverbal singular clitics but do however arise with postverbal plural clitics (Savescu 2007, 2009; Nevins & Savescu, 2008). In the
introduction of the PCC data, we follow convention and classify clitics under their assigned construal, though as we shall see, the
syncretic form of many clitics is not coincidental to their explanation.
In SMG, only the strong version of the constraint is attested and the analogous SMG clitic sequences are all
ungrammatical, with the same facts holding for Grecia Salentina Greek (GSG) and Cypriot Greek (CG):2
5) *Mu se eδose
me.CL.DAT you.CL.ACC gave.3SG
‘S/He/It gave you to me .’[SMG]
6) *Eδoke mu se
gave me.CL.DAT you.CL.ACC
‘S/He/It gave.3SG you to me .’[CG]
7) *Mu se eδike
me.CL.DAT you.CL.ACC gave.3SG
‘S/He/It gave you to me. ’[GSG]
Despite the widespread distribution of these patterns, we present some hitherto unreported data from PG,
unique at least amongst Greek dialects, showing there are other patterns beyond those more familiarly known
as the PCC constraint, thereby adding to the perplexing typology of person restrictions. Quite unlike the
standard patterns of constraint, PG exhibits a ban on 3rd person clitics across the board. As the data show
below, a combination of two 3rd person clitics are illicit in PG (data from Chatzikyriakidis, 2010):
8) *Eδek aton a.
gave.1SG him.CL it/these.CL
‘I gave it/these to him’ [PG]
9) *Eδek ats a.
gave.1SG them.CL it/these.CL
‘I gave it to them’ [PG]
10) *Eδek(en) a a.
gave.3SG it/them.CL it/these.CL
‘I gave them/it to it/them’ [PG]
These negative judgments are robust, and reported without hesitation across all speakers. It might indeed be
argued that the spurious se in Spanish (Perlmutter, 1971) is a similar phenomenon in that, in Spanish, 3rd
person clitic clusters surface in a different morphological form than the one expected. The dative clitic in
these clusters surfaces as the form of the impersonal/reflexive clitic se, and not that of the regular 3rd person
form, thereby in effect a ban on two third-person clitic forms, from a strictly morphological perspective:
2 GSG and CG data are from Chatzikyriakidis, 2010.
a) *Le lo dieron ayer.
him.CL-DAT it.CL-ACC gave.3PL yesterday
‘They gave it to him yesterday.’
b) Se lo dieron ayer.
him.CL-DAT it.CL-ACC gave.3PL yesterday
‘They gave it to him yesterday.’
Similar considerations apply in a number of Italian dialects. In the Italian dialect Sarroch the dative clitic
also surfaces in the form of a syncretized clitic that can be reflexive or indirect object plural. In the Poggio
imperiale dialect a syncretized clitic that functions either as reflexive or locative or 1st plural indirect object
replaces the 3rd person singular dative. And in the Roccasicura dialect, a syncretized clitic that functions
either as locative or as 1st person indirect object replaces the 3rd dative (all data by Pescarini, 2010: 436-439
apud Manzini & Savoia, 2005):
12) Si/ *di du pottu.
refl.CL-DAT him/her.CL-DAT it.CL-ACC bring.1SG
‘I bring it to him/her.’ [Sarroch]
13) Cə/ *I u da.
locative/refl/to-us.CL him/her.CL-DAT him/her.CL-ACC give.3SG
‘S/He gives it to him/her.’ [Poggio Imperiale]
14) rə + rə = cəre (*rərə) [Roccasicura]
him/her.CL him/her.CL
Like these Italian dialects, Pontic Greek has a clitic cluster to express 3rd person clitic clusters, but its form is
totally different from either the Italian patterns or the spanish selo case. The PG expression of these clusters
involves the 3rd person clitic functioning as the accusative followed by the clitic ki, where ki is either the
derivative of the deictic element (e/a)kinon/(e/a)kini/ einon/eini ‘that one’ or just derives from the locative
element eki ‘there’.3 What is totally different from the morphological nature of the repair in both the selo and
the Italian dialects cases is that the ki cluster violates the order found in clitic clusters in PG (DAT-ACC). The
order ACC-DAT is ungrammatical in PG clitic clusters as shown in (16). In (17) the ki repair for an illicit 3rd
3 Papadopoulos (1955: 101) argues that ki derives from locative eki. This is not implausible at all, given that locatives are always
compatible with an indirect object interpretation. On the other hand, some of my informants when asked what this ki is, answered
back by using a deictic element (kinos/kini). Thus, it might be the case that some kind of fusion between the locative eki and deictic
kinos/kini is at play here. Presumably, ki ultimately derives indeed from eki but the morphological resemblance with kinos/kini made
accommodation of the indirect object function easier in this case. In what follows, we will use the gloss KI for ki in the literals
accompanying the data, given that it is not clear from which of the two elements this derives.
person clitic cluster is shown; but here, to add to the puzzle, in these repair cases, the otherwise illicit ACC-
DAT order is all that is licensed:
15) Eδeke m ato.
gave.3SG me.CL it.CL
‘S/He gave it to me.’
16) *Edek ato/a m/me.
gave.3SG it.CL me.CL
‘S/He gave it to me.
17) *Eδek aton a/ato Eδek a/ato ki
gave.3SG him.CL it.CL gave.3SG it.CL KI.CL
‘S/He gave it to him.’
At first sight, it is far from obvious whether such clusters are cluster internal repairs like the selo case or are
cluster external repairs analogous to the repairs one finds in languages like French or SMG, in which a clitic of
an illicit PCC violation is replaced by a strong pronoun:
18) Me sistisan se sena.
me.CL-ACC introduced to you.ACC
‘They introduced you to me.’ [SMG]
19) Je t’ ai presenté á lui.
I you.CL have introduced to him
‘I introduced you to him.’ [French]
Thus, PG presents a new possibility in the typology of person restrictions in clitic languages, according to
which clusters of 3rd person clitics are not allowed and substitution of one of the clitics of the cluster by the
repairing element is not possible without changing the word order of the cluster (the order obeyed by all other
clusters in PG). In some sense, such a repair lies in the middle along a cline of cluster variants of which the
Spanish selo forms one end of the cline in defining a compound expression, and the repairs found in SMG
and French, which ensure avoidance of the problem, form the other end of the cline. Note that repairs
analogous to SMG cases are also found in PG for the illicit 3rd person clusters:
20) Afton eδek ato.
him gave.3SG it.CL
‘S/He/It gave it to him.’
There are a number of other idiosyncratic phenomena of PG to be presented and discussed in due course. But
first, we will look at the problem PG person restrictions (and these kinds of restriction in general) pose for
linguistic theory and existing analyses of person restrictions.
1.1 Are PG person restrictions problematic for current PCC analyses?
In order to address the problems PG person restrictions raise for current analyses, we first have to see the two
main styles of account that have been employed within recent years in dealing with the PCC. The first type of
analysis, endorsed by Bonet (1991,1994), Cuervo (2002) Monachesi (2005), Heap (2005) and Pescarini
(2010) inter alia, assumes that person restrictions in clitic clusters are morphological in nature: a post-
syntactic mechanism is blamed for both the bans on specific clitic clusters and their replacement with either
alternative clitic forms or obliteration. For example, under a recent analysis of this style of explanation,
Pescarini (2010) argues that person restrictions result from a “constellation of different constraints”. He
presents three filters as needed to capture the whole range of person restrictions, noting beforehand that these
are “simple stipulations that sum up a system of restrictions that I will not address here” (Pescarini, 2010:
431). Setting aside this admission, Pescarini focuses on the issue of the replacing item. In his view, a unitary
analysis of the morphology of the replacing item can be given, assuming two hierarchically ranked basic
operations. The first is a morpho-syntactic feature-change operation following Calabrese (2008) whereby a
clitic marked for a feature changes during the course of a derivation to its unmarked value. This captures
examples like the Italian change of the feminine dative clitic le into gli when participating in a 3rd person
clitic cluster:
21) Glie/*le lo presto.
her.CL-DAT it.CL-ACC lend.1SG
‘I lend it to her.’ [Pescarini, 2010: 430]
Now, if such an operation is not possible, an elsewhere item is invoked, which replaces the clitic in question.
This is what happens according to Pescarini in the sequence ne ne, where one of the two clitics has to change
to ci. Given the feature bundles he gives for Italian clitics, ci is the least specified clitic, i.e. the elsewhere item,
and as such if the first feature-change operation is not possible as in the case of ne ne in Italian, this elsewhere
item insertion operation takes place replacing one of the ne instances with ci:
22) Ci/*ne ne escono molti.
from.there.CL of-them.CL come-out many.
‘Many of them come out from there.’ [Pescarini, 2010: 431]
The problem with such an account is not merely its openly stipulatory nature, but whether such an
approach can be extended to the PG case.4 And it is not clear how a system like Pescarini’s will capture the
PG case. Assuming that the ki constructions are examples of clitic substitution of one clitic of the cluster with
ki, one will need an additional rule that re-orders the cluster, since as said the ki constructions violate the
DAT-ACC ordering found in PG clitic clusters. Other syntactic accounts of the PCC do not fare better than
Pescarini’s in the face of the challenges posed by PG: analyses like Bejar & Rezac (2003), Anagnostopoulou
(2003, 2005), Adger & Harbour (2007), Michelioudakis (2009) inter alia will predict PG 3rd person clusters
to be licit, as is the standard PCC pattern. Under Anagnostopoulou (2003), feature checking of two 3rd
person clitics should be licit, given that the 3rd dative will have a person but not a number feature and the 3rd
accusative a number feature only. Under Adger & Harbour (2007), SpecAppl will bear a [Participant] feature
and thus such a feature cannot be used as a probe for the accusative clitic. Since 3rd person accusatives will
not bear such a feature, 3rd person clusters will be accepted. In an account like Bejar & Rezac (2003), the 3rd
person dative will not act as an intervener, since 3rd person clitics under this account do not participate in
feature checking. Similar considerations apply to Michelioudakis (2009).
A unification of the two paradigms of analysis is presented in Nevins (2007). Nevins assumes a system in
line with Anagnostopoulou (2005) according to which multiple agree against one head is possible. However,
Nevins departs from Anagnostopoulou (2005) and other accounts along these lines (Bejar & Rezac, 2003;
4 Even within Italian, the combinations of mi ti are not excluded by Pescarini’s formulation of the PCC. This is because the PCC is
encoded as *Clitica + cliticb if a is [+participant] and b is [-participant]. Given that both mi ti will have a [+Participant] value, these
constructions are allowed, thus Pescarini’s version of the PCC concerns the weak PCC version only, and does not apply to the more
robust strong PCC restriction.
Adger & Harbour, 2007 inter alia), arguing, contrary to these accounts, that 3rd person accusative clitics have
person features, specified as [-Auth,-Part] (Author, Participant).5 The crucial point of Nevins’ analysis lies in
the notion of contrastiveness of a feature, which is defined as follows:
23) Contiguous Agree: There can be no interveners between P and x that are not in the domain of
relativization that includes x.
24) Matched values: All elements within the domain of relativization must contain the same value.
Nevins first discusses the weak version of the PCC arguing that in that case the search is relativized to marked
values of [Participant]. For these, the only illicit cases are the ones where an element specified as [-Part]
intervenes, i.e. a 3rd person dative. The strong version of the PCC on the other hand is derived by assuming
that the probe looks for contrastive [Author] values. It is essential to note that an [Author] value, whatever its
specification, will not be contrastive in the presence of a [-Part] feature since the only binary realization
possible given [-Part] is [-Part,-Author], [-Part,+Auth] being logically impossible. Thus, a 3rd person dative
will count as an intervener given its feature specification as [-Part,-Author]. Combinations of a 1st person
with a 2nd person clitic or vice versa will be debarred via (24) since the two clitics will bear conflicting
contrastive values [+Auth,+Part] [-Auth,+Part]. Significantly, the Nevins account of the strong PCC is not
able as it stands to rule out sequences of two clitics of the same form, since both clitics will be specified
[+Participant, +Author] for 1st person clitic clusters or [-Participant][+Author] for 2nd person clitic clusters,
and will not be ruled out by (24). Nevins discusses these cases in passing, but only indirectly while discussing
spurious se in Spanish. According to Nevins, a feature dissimulation rule is at play in the case of se lo deleting
the features [-Author][-Part] from the clitic le, thus giving rise to the impersonal form se which, he argues, has
no feature specifications at all.6 This rule according to Nevins is a morphological rather than a syntactic
constraint and is similar to the accounts of Bonet (1991) or Pescarini (2010) in not aiming to interact with or
5 The assumption that 3rd person accusative clitics carry a person feature is also made in Bianchi (2006) and Michelioudakis (2009).
6 This is in essence a reformulation of D’Allesandro’s (2004) work according to which impersonals involve a disjunction of all feature
interpretations. Nevins (2007) reformulates this disjunction as the total absence of any features, since such an absence will be
compatible with any feature combination.
be sensitive to structural constraints. Nevins purports to provide empirical evidence for the constraint
underlying spurious se, i.e. that two adjacent identical feature specifications are not possible, by saying that
similar constraints were posited by Perlmutter (1971) as regards clusters of two 1st or 2nd person clitics.
However, the difference between spurious se and combinations like me nos or vos te is that in the latter group
there is no rule comparable to the spurious se rule whose effect is to allow a clitic cluster with a different form
to arise. In these cases, it is impossible to express such a cluster with another cluster (at least for Spanish or
SMG). Sequences like me nos or te vos are just illicit and thus behave very differently from spurious se
constructions. The question is then the following: if both the le lo and me nos restrictions are morphological
in nature and involve the same underlying mechanism banning constructions like le lo on one hand and
constructions like me nos on the other, why is a repair only possible for the former and not the latter? No
principled reason is offered for this and, given Nevins’ (2007) specification for impersonal se according to
which se is compatible with any feature specification, it is not clear why a repair of the form se vos or se nos is
not possible in the cases of me nos or te vos respectively.7 Turning to the specifics of PG, Nevins’ account
fares no better than the other accounts. 3rd person clitic clusters will be admitted in Nevins’ system, since
again there is no way to capture the ban on 3rd person clitic clusters either via the syntactic component (the
agree system) or via a morphological dissimilation rule like the one given for the spurious se cases.
It might seem, as the problems mount language by language for the Person Case constraint, that all that
can expect to be achieved is an explicit account for each language variant, as being lexical, this might be
expected to allow almost unrestricted variation. While in one sense this is true, what we are going to show is
that the post-hoc stipulatory nature of current characterizations reflects a ceiling on explanation imposed by
the type of grammar formalisms we have become accustomed to, so that stipulations have become accepted as
7 A potential explanation, which is however not pursued by Nevins, is to attribute the me nos/te vos ban to a binding
constraint (a principle B violation). The issue of whether these types of clitic clusters (and also cases like me me or te te) fall within
binding theory or not is too big to explore here. More significant is that at least for some cases (SMG) an account based on binding
theory would be difficult to maintain, given that constructions involving two first person pronouns, one being a clitic and one a strong
pronoun or both being strong pronouns, e.g. mas sistise emena ‘me.CL introduced.3SG me’ and sistise emena se emas
‘introduced.3SG me to us’ respectively, do not exhibit principle B effects in SMG. However, the equivalent constructions with a clitic
cluster are out, e.g. *mas me sistise ‘us.CL me.ACC introduced.3SG’.
the legitimate, indeed only possible, way of capturing the facts. What we shall be arguing, however, is that if
we turn to a grammar in which the core assumption is that grammar formalisms directly constrain
performance dynamics with time-linear incrementality intrinsic to the system, then the Person Case
Constraint falls into place, notwithstanding all its variety. The general restrictions to be invoked are those of
constraints on the process of building up structure as for a free word order system, following up on an
observation already made by Martins (2002) that scrambling reflects processing dynamics. In this variant,
formally defined, clitic systems are calcifications of an earlier free word order system. In the development of
that earlier system, routinized macro- ization of adjacency pairs became established, which gave rise first to the
encoding of clitics as a sub-system separated from the complementary so-called strong stressed pronouns, both
in the itemization of specific structural environments in which they were licensed to occur and in their
distinct weakened phonological form. Then, for some clitics, there may be a further split between
distinguishable sub-cases to yield polysemy effects for an individual form. The outcome further down the
diachronic line is the apparent syntactic/semantic opacity of current systems when seen from a strictly
synchronic perspective, which is nonetheless expected given that diachronic perspective.
2 Dynamic Syntax for Free Word Order languages: Greek
In order to give formal substance to this account, we turn to the Dynamic Syntax (DS) framework. This is a
framework which departs from standard grammar formalisms in making the concept of processing in real
time the core syntactic notion. Structure is progressively induced from the left periphery rightwards,
incorporating the concept of structural underspecification and its subsequent update into the grammar itself.
Moreover, the structural representation of interpretation is the only level of representation: the progressive
left-to-right induction of such “logical forms” is the only concept of syntax. The grammar is, accordingly, a
constraint-based system of mechanisms for building up interpretation for a sequence of words in the order in
which they appear. The output from such a sequence of steps is a tree structure corresponding to an
interpretation of the string, as in the binary branching structure displayed in (26). Crucially, this is not a tree
that is inhabited by the words of the string, but by the composite logical form constructed from the string,
relative to whatever context-based choices are made during the parse process. The logical formula constituting
the proposition decorates the topnode, together with a typing specification; and labels on other nodes reflect
typed subformulae of the rootnode formula. But this is by no means all there is to syntax. Central to this
concept of syntax is the incremental monotonic building up of these tree-structure representations of content,
as driven by the initially imposed goal of building up some propositional representation using the words in
the order provided incrementally. In the simple mono-clausal sequence demonstrated by (26), the starting
point of the process is a tree with just a rootnode and a requirement to construct some propositional formula
annotated as ?Ty(t); the endpoint is a fully decorated binary branching tree structure encoding the functor-
argument structure of the propositional formula established:8
25) Parsing o Giorgos filise ti Maria Giorgos kissed Maria’
Insert figure 1
The notion of requirement on successful completions is central to the system, for it is this which gives the
system its goal-directedness: some output type t formula is achieved through the parsing of the words in virtue
of the initial goal, a requirement ?Ty(t) that some such propositional formula be a prerequisite for all well-
formed outputs. More generally, for any decoration X, the corresponding requirement ?X is expressible, and
well-formedness resides in meeting all requirements that get imposed during a parse process.
To capture the dynamics of what is involved in imposing requirements and subsequently resolving them,
the concept of partial tree is critical, and the heart of the formal framework is a tree-description language
enabling such trees to be explicitly defined, and the concept of growth across them. The tree description
8 This display of input and output (partial) trees is somewhat simplified for illustration purposes, for it assumes an empty context and
a completely specified goal. The mechanisms themselves, which constitute the grammar, reflect growth of information against an
arbitrary structural context, itself defined in terms of partial trees. In all such trees, Fo is a predicate that takes a logical formula as
value, Ty a predicate that takes logical types as values, and each node in a tree is assigned a label Tn(X) which identifies its unique
position in that tree, e.g. Tn(0) identifies the rootnode. The is a pointer, indicating the node currently under development. In this
paper, we ignore tense and aspect. However, see Cann, 2011 and Chatzikyriadis, 2011 for implementations of tense and aspect within
the DS framework.
language is the modal logic of finite trees (LOFT: Blackburn & Meyer-Viol, 1994), and with its expressive
power, the articulation of different concepts of underspecification and their update is straightforward to
express. LOFT has two basic modalities, <> – <>α holds at a node if α holds at its daughter – and its
inverse, <> (subcases are <1> for functor daughters, <0> for argument daughters, with inverses <1>,
<0>). An additional LINK modality is defined to capture pairing of trees. Domination relations are
definable, as is standard, through Kleene star operators, e.g. <*>Tn(a) for some node identified as dominated
by treenode Tn(a), formally a disjunction of mother relations (see e.g. Rogers, 1994). Domination relations
are definable over other operators (for example, <1*>Tn(a) picking out a functor spine); and compound
concepts can be defined, for example, <0><1*><0>Tn(a), which picks out a set of arguments for a given
predicate (those between which the defined locality relation holds).
The various concepts of underspecification which can be expressed in LOFT are:
(i) structural underspecification, which depicts an “unfixed” node <*> Tn(a), for which at the time of its
construction there may be no more specific domination relation from it to the node Tn(a);
(ii) the presence also of “locally unfixed” nodes as in a tree relation <0><1*>Tn(a) to some node Tn(a)
indicating that from the node immediately dominating that argument node, there are only functor relations
between it and the node Tn(a), hence its hierarchical position is constrained to be within a minimal
propositional structure;
(iii) content underspecification definable for tree-node decorations, for example with metavariables
), Fo(
)... ranging over possible formula values for context-dependent expressions (pronouns, ellipsis
sites etc);
(iv) syncretic morphology inducing type as well as hierarchical underspecification Ty(X). Each of these aspects
of tree development impose partial specifications which are associated with a requirement for update.
Requirements may be modal in form, hence realizable at some later point in the derivation. For example,
imposing a pair of requirements ?<0>Ty(e) and ?<1>Ty(e
t) on a node decorated with requirement ?Ty(t)
would impose the condition that the emergent tree must achieve a binary branching structure in which the
daughters of the node labeled as Ty(t) tree must themselves be decorated, one as an argument daughter of
type e, the other as functor daughter of type e
t; and these requirements, like that of the initial ?Ty(t)
requirement, would not be met until closing stages of establishing such a decorated tree. Less trivially, modal
requirements can be used to express case specifications, these being taken to be filters on the output tree. An
accusatively marked expression, for example, projects onto the immediate argument-daughter node of some
emergent predicate-requiring node the output filter that its mother node be of predicate type, this taking the
form of a requirement ?<0 >Ty(e
t). This constraint may be imposed at some early point (e.g. in
processing a left-placed accusative-marked noun phrase at an unfixed node), but nevertheless be matched by
the requisite type-decoration at that mother node relatively late in the derivation.
The sequence of transitions to yield such predicate-argument displaying trees is then the sole basis of
syntactic explanation: well-formedness holds just in case there is at least one possible route through that
process strictly following the order of words that leads to a complete propositional tree, each string in
principle allowing more than one such string-interpretation pairing. Hence, within a system that induces
labeled binary branching trees, structural, lexical and morphological constraints can all be expressed in terms
of possible forms of tree growth leading to resulting interpretations represented as trees. So what are taken to
be discretely defined morphological or syntactic properties in other frameworks are here expressed simply as
requirements on growth of semantic representation.
2.1 Tree Growth Actions
The formulation of the tree growth processes themselves involve an evolving context that incrementally grows
along with progressive development of the representation of content: every action takes place against the
context of the partial tree immediately preceding it in the tree growth process. General so-called
computational actions and lexical actions are both expressed in such terms: development for any of the
dimensions is associated with building up decorations on the trees defined by the system. The only essential
difference between them is that computational actions are optional: they are not triggered by particular
phonological (or orthographic) input.
2.1.1 Computational Actions: Structural Underspecification
Computational actions are generally available strategies for inducing and developing partial structures relative
to context. At the core is a procedure for building weak structural relations, giving rise to what are called
“unfixed” nodes, the underspecified nature of the information made available being the hallmark of early
stages of a parse process. There are local as well as non-local variations of this building of underspecified
dominate relations. The unrestricted type is the direct analogue of a parsing platform. It is constructable in
the absence of any information independently available with which to fix the relation in question, merely
adding a node that is dominated by the rootnode without any further instantiation of that relation. It applies
within a tree only in the absence of any other dominated node within that tree; and it induces an
underspecified dominate relation without any restriction on the locality of its resolution other than that this
must take place within the emergent tree under construction. Such an operation is characteristic of long-
distance dependency effects as in the placement of ton Giorgo in (27), with the only structural information
available at the point of processing ton Giorgo being that it is dominated by the rootnode to the tree whose
parsing it initiates:
27) Ton Γiorgo ksero oti iδes.
the.ACC George.ACC know.1SG that saw.2SG
‘I know that you saw George’. [SMG]
This construction of relatively weak structural relations has a local variant, whose resolution condition is that
this update must be resolved within the incremental construction of a given single predicate argument
substructure. This, the process more familiarly analyzed as involving A movement, is the core mechanism
underpinning the progressive building up of mono-clausal structure in free word order languages, as in (29):
28) O Γiorgos ton Γiani xtipise.
the.NOM George.NOM the.ACC John.ACC hit.3SG
‘George hit John.’
2.1.2 Lexical Actions
Lexical actions, like their general counterpart, constitute macros of actions, relative to a triggering condition
given by some specification of partial structure. Unlike computational actions however, these are obligatory,
inducing actions such as making tree relations, going to the node introduced, decorating it with type and
formula decorations as appropriate, etc. Though projecting sub-terms of some emergent propositional form in
this manner is central to lexical projection, there is no one-to-one correspondence between word and node in
the tree; and words characteristically project structure as well as such formula decorations. Verbs for example
are associated with a macro of actions that induce a skeletal template of predicate-argument structure.
An important aspect of such projection is that all such specifications under-determine some output
structure, both in terms of content and in terms of structure. A central illustration of such underspecified
formula content is anaphoric expressions such as pronouns. As is well-known, the interpretation of pronouns
is invariably determined in context, either immediately upon parsing (for an anaphoric construal), or at some
subsequent point (for an expletive construal); and the lexical specification of such content is accordingly that
of a typed metavariable place-holder with a requirement ensuring the application of an independent
substitution process which provides that value. These two types of lexically projected information are often
combined, as witness verbal specifications. The verbs project both a macro of actions yielding a tree with
proposition-requiring top-node and a full complement of argument nodes, and may also project partial values
for decorations of those argument nodes. Greek verbs, for example, are assigned a macro of actions for
inducing a predicate-argument tree-structure. In addition to the specification of structure-inducing actions,
the subject node is defined as projecting the license to identify the projected subject value from context
without further morphological input (formally with a metavariable of type e with requirement to update that
partial value). The object argument node, on the other hand, is decorated solely with a requirement for that
type. This then illustrates how the lexicon is the source of cross-language variation: languages vary with
respect to the status of such argument node annotations. Unlike Greek, whose verbs project the subject node
with such metavariable formula decorations (the counterpart of the “subject pro-drop” property), English
verbs do not: they merely impose the requirement for there being some provision satisfying such an argument.
English verbs therefore, for both subject and object nodes, require further actions to introduce decorations for
these nodes, such as by independent lexical input of appropriate type. Hence as we would expect, variation
across languages resides in the lexicon, with languages varying as to how tree-growth is distributed across
lexical and computational actions.
Once a tree has been developed with a set of nodes all decorated with type and formula specifications,
there is a general process of tree evaluation. This is achieved by a process of labeled type deduction, applying
on a bottom up basis to induce decorations for all non-terminal nodes, eventually providing some initially
provided topnode with the necessary satisfaction of its initially imposed requirement ?Ty(t). Hence, the
overall sequence of actions which can lead from an opening move inducing the requirement ?Ty(t) to some
final completion, using all the words provided in order in combination with computational and pragmatic
actions (that of substitution).
A further novelty of the DS framework is that both parsing and generation make use of exactly the same
processes, both defined in terms of growing representations of content, using identical mechanisms. The
informal intuition to be reflected is that the rules of constructing representations of content apply in
production as in parsing, the only difference being that whereas the parser may not know in advance some
partial interpretation to be constructed, the producer in contrast must do so at least partially (Purver et al.,
2006). This is matched by the addition of a subsumption requirement in production, that there be some goal
tree richer than the partial tree under construction, and steps of processing are licensed, including recovery of
actions associated with words stored in the lexicon, just as long as the actions selected meet the constraint of
sustaining a subsumption relation between the resulting partial tree and such a goal tree.
There is one further difference between styles of analysis given in DS and more conventional frameworks.
Given that DS is a constraint-based system underpinning decisions made dynamically in language processing,
there are multiple sequences of transitions for all string-interpretation pairings. The upshot is a family of
structural strategies reflecting the core dynamics of a system of language processing: there is quite generally no
unique one-to-one correspondence between string, assigned output tree and a single system of steps of
transition from the initial goal to that output tree. Indeed it is notable that this matches the desideratum
imposed by matching processing considerations; for it is a prerequisite for optimal flexibility in production
that there should be alternative realization possibilities (see Ferreira, 1997).
2.1.3 Building paired trees
Such interacting lexical and computational actions cannot of course yield the full complexity of natural
language structure. There is one further rule which enables this complexity to be matched: it provides the
basis for formulating what it means for some partial tree to constitute the context for some update with some
optionally adjoined information, added as a subroutine to the initial tree. To achieve such a match, there are
rules inducing the pairing of trees, in which one partial tree is taken as context relative to which some new
tree is initiated. This distinct so-called LINKed tree is from then on developed as though independent, but its
resulting content is incorporated into the initial tree from which this ancillary subroutine was initiated. The
pairing is induced by a transition which imposes a requirement of the sharing of a term in the two trees so
paired. The canonical case of this is for relative clause construal, where the relative pronoun, aptly so-called by
Jespersen (1927), is associated with the copy of the term acting as head so that two LINKed trees are
established, with the second LINKed tree bearing a copy of that head formula. Indeed, the actions of the
relative pronoun ensure that within the newly introduced adjunct tree, an unfixed dominate relation is duly
constructed so that the actions of the relative pronoun can be used to secure a copy of the head formulae
decorating an unfixed node. A variant of this process is then used widely for adjunct mechanisms, as a means
of extending the decoration of a node within a tree by an extension of its already established typed formula
(Cann et al., 2005).
2.1.4 Constraints on Tree Growth
Though much of the informal intuitions which this framework seeks to express can be appreciated without
details of the modal logic, two details are important, and will be central to the characterisation of the PCC.
First, there is a constraint of monotonicity of tree growth. Internal consistency for any set of decorations on
individual nodes is required, and so by general principle, any derivation step that yields inconsistent
decorations at an individual node is automatically discarded. Second, there is a restriction on the number of
underspecified relations that can be built from any one node in a tree, namely just one of a type at a time.
This is an immediate consequence of the fact that nodes are uniquely defined by their relative position to all
other nodes in a tree, a property definitional in any tree, hence a theory-general notion. From this wholly
uncontentious assumption, the uniqueness consequence for unfixed nodes emerges when partial trees are
defined, in particular those containing a node related solely by a dominate relation. In the notation of LOFT,
underspecified relations are characterized solely in terms of the dominate relation that they enjoy with the
head from which they are introduced.9 In the long-distance case, which involves update within some tree
domain, this is simply the relation that the node in question is somewhere above them. In the locally
restricted variant of such underspecification, this is the relation that the node in question is somewhere above
them along a functor chain (i.e. along a chain of predicative relations without any intervening argument
relation). These themselves are distinct modal notions; but what follows applies to both of them. For any
partial tree, there can only be one structurally underspecified relation of a type constructable from any one
node in that tree. This is not however a restriction on the numbers of computational actions allowed. The
update mechanism can in principle lead to many construction actions yielding this relation. However, any
attempt to construct an additional such node will not be distinguishable from the first such action: such
9 Importantly, this is not merely an underspecification of the tree description language, with the trees verifying such weak statements
themselves invariably having fixed tree relations. On the DS perspective, these partial trees are an irreducible part of the model, relative
to which the concept of growth is defined (Kempson et al., 2001).
reiteration can only yield back the very same tree node, for they are identified by that single weak domination
relation. Such reiterated actions will then only be possible if the result is the addition of a decoration which is
compatible with the decorations established in the first such action (i.e. preserving monotonicity), as indeed
may be the case in the projection of argument nodes by the verb when it occurs following other expressions
which have served to induce a fixed argument relation, as we shall see. Any attempt to use such repeat actions
to create an independent set of decorations for some node along the same underspecified relation will
immediately lead to such a derivation being discarded, as the result can only be a single node with decorations
which cannot simultaneously hold at that node, and all such derivations, as already indicated, automatically
get ruled out. Distinct decorations for such an underspecified node cannot be taken as saved in virtue of some
later instantiation of distinct relations, as the restriction holds as a consequence of the tree logic and the
requisite unique identifiability of nodes within any tree, which therefore holds at every stage of the tree
growth process. The pattern, then, is that tree development from a node may involve the construction from a
given dominating node of one simple unfixed node, and one locally unfixed node, for these are expressed
through distinct modal tree relations; but no further iterability is licensed.
This constraint on tree growth may seem incompatible with the many languages which allow linear
sequencing of noun phrases all before the verb and its associated propositional template. To the contrary, one
might argue, such sequencing indicates that natural language parsing indeed necessitates the building of a
number of unfixed nodes with structure itself induced non-incrementally, since no determinate decision is
possible until the verb is processed. Indeed this assumption is the heart of D-tree grammar formalisms (see
e.g. Marcus, 1987) defined for parse processors, and many other forms of analysis that presume on a core
grammar framework in which the projection of structure is head-driven, hence by the verb. Such an analysis
however flies in the face of psycholinguistic evidence that all NL processing is incremental, with all language
types, whether verb-final, verb-medial, verb-initial, or free constituent order.10 Relative to DS assumptions, it
is straightforward to reflect this incrementality while preserving the fact that, in the result, it is the structure
once created which reflects bottom-up compositionality. This is made possible by presuming on a
constructive use of case whereby some assigned output filter is taken to trigger a process of structural
enrichment so that a fixed relation matching that filter is induced between the argument node in question and
its dominating node (see Kempson & Kiaer, 2010). For example, a locally unfixed node can be introduced
and decorated with some formula value, together with an output filter requirement that its immediately
dominating node be of predicate type (the characterization of accusative case). Nonetheless, because this filter
can be satisfied at any subsequent point in the growth process, this tree-relation can be fixed immediately.
This immediate move of enrichment then allows the construction of a second case distinguished node by the
same means without risk of collapsing two instances of the underspecified tree-relation, again replacing the
introduced underspecified relation (with output filter as a constraint) with its fixed counterpart (meeting that
constraint). Such a sequence of steps is indeed essential if a sequence of case-marked DPs is to be successfully
processed. In processing (29) for example, displaying such a sequence, an opening series of steps
might be as in (30):11
29) Ti Maria o Giorgos iδe.
the.ACC Maria.ACC the.NOM Giorgos.NOM saw.3SG
‘Giorgos saw Maria.’
30) Insert figure 2
A locally unfixed node is constructed first, then secondly is decorated by actions given by the determiner-
noun sequence along with its case specification. Thirdly, this case specification is taken as the basis for
immediate enrichment to yield the fixed relation to the dominating node that is indicated in the case
specification. With the object-argument relation having become fixed as in (30), a second step of constructing
10 This has been well-known of parsing for many years; and in recent years has become uncontentious for production also. See Gorrell
(1995), Sturt & Crocker (1996) and many others since for parsing, and Kempen & Hoenkamp (1987), Ferreira (1997) and others
since for production.
11Here we collapse the actions of the determiner and the noun. In a more detailed account, the determiner would serve a pronominal
function of projecting a metavariable which the provision of the name then updates. We leave details aside.
a locally unfixed node can now take place, commensurate with only one structurally underspecified relation
being constructed at any one time. In this way, the parsing of o Giorgos is, analogously, taken to fix the value
of the underspecified tree relation of the node introduced to host the subject term, but this time as
<0 >Tn(0), satisfying the nominative-induced requirement ?<0 >Ty(t):
31) Insert figure 3
The result is a partial tree in which two co-arguments have been constructed by using information made
available by the case specifications to incrementally induce a tree with two terms fixed in appropriate
argument relations to some containing proposition-requiring node. Quite generally, parsing a sequence of
DPs prior to a verb may involve an arbitrary sequence of macros each inducing the construction of a locally
unfixed node and its immediate structural enrichment, yielding an interim partial tree in which there is a set
of argument nodes, but no provided predicate. The actions of the verb then serve to fill out the remainder of
the propositional structure to yield the appropriate output tree. Through such a sequence of steps, derivations
yielding an interpretation of (29) can be built up incrementally, while still conforming to the the restriction
that within any partial tree in that sequence there will only be one unfixed node of a type constructed from
any given node.12
This is, recall, by no means the only type of tree-growth sequence available for parsing initial NPs in a string,
for the essence of a constraint-based grammar underpinning the dynamics of real-time processing is its
licensing of more than one possible sequence of transitions. The first expression ti Maria might alternatively
be taken to decorate an unfixed node that is not constrained to be updated within a local domain (it is
12 One of the reviewers asks for more motivation of such a treegrowth constraint. It is not so much motivation for some defined
constraint, as the fact is that no such partial tree is ever identifiable by the logic underpinning what it means to be a (binary) tree. It is
however notable that without the effect of such a restriction, given that all languages license the construction of a parsing platform, in
DS terms an unfixed node, in the absence of any unique identifiability of the requisite tree relation at some early point in the
interpretation process, recursive application of the rules introducing unfixed nodes would predict any kind of scrambling to be
possible for any language. For example, given that English NPs can be parsed on an unfixed node prior to parsing the verb, then
recursive application of the rule introducing these unfixed nodes would predict examples like George a book Mary gave to be
grammatical, contrary to fact. Such over-generation is however precluded, and without any structure-specific stipulation. Further
empirical motivation is available from multiple long-distance dependency effects in Japanese and Korean, argued in Kempson & Kiaer
(2010) to be available through the interaction of operations of *Adjunction and Local*Adjunction while being consonant with this
constraint. For more discussion on the nature of the constraint see Cann et al., 2005: chapter 5.
characterized by the <* > modality), the outcome remaining entirely unspecified apart from the fact that it is
within a given tree (and not across trees). Such a derivation would of course also be possible for a sequence
such as:
32) Ton Giorgo iδa.
the.ACC Giorgo.ACC saw.1SG
‘Giorgos I saw.’
In these cases, the case specification would be serving solely as a filter on update, a filter indeed that is not
immediately enriched to a fixed position; and in consequence no other unfixed node can be introduced by
this step. Should this be the strategy selected for building up interpretation for (29), as a discrete operation,
the building of a locally unfixed node nonetheless remains available for the processing of some matrix subject
DP that might follow (o Giorgos in (29)), because this could be constructed using the distinct modality
<0 ><1*>. Such a derivation – involving the construction of an unfixed node without locality constraint – is
needed essentially for dependencies that are not local, and is the basis within DS for modeling long-distance
33) Ton Giorgo ksero oti iδes.
the.ACC George.ACC know.1SG that saw.2SG
‘I know that you saw george.’
2.1.5 Families of Parsing Strategies
The consequence of this license of a number of strategies to yield a single output is that a number of moves
are available at any stage of a parse sequence. In particular within a given local domain, there are just five
options. These, we claim, directly underpin clitic patterns, for clitics as a class reflect a diachronic shift from
general to lexically triggered tree-growth strategies in which, as a consequence of their frozen reflection of
those general tree-growth strategies, these are subject to whatever limits apply to these general strategies. The
patterns available within any local domain are exactly the following:
(i) the building of a locally unfixed node. This is the core structure-building operation for incremental
processing. Building such a weak structural relation enables the construction of an argument term prior to
processing of an expression providing the head predicate item. Perhaps surprisingly, this dynamic perspective
enables syncretic clitics no longer to be seen to reflect homonymies, with individual homonymous forms
cited, one for each construal. Rather, the construal projected by such a clitic is taken to be exactly that which
its relatively nondeterministic morphological form indicates, namely no fixed structural relation is projected.
Rather the morphological specification only induces attendant constraints on how their metavariable should
be substituted (individual-denoting, i.e. singular, animate, 1st/2nd person etc), without any accompanying
relative tree position. Instances of this are SMG genitive clitics (mu, su etc.), along with the me, te of French
and Spanish.
(ii) Some clitics are taken to project an unfixed node, but nonetheless are defined to operate as an output filter
on tree growth, this being definitional of case on the DS perspective. These, we shall argue, are notably
evidenced in SMG 1st/2nd person accusative clitics (me, se) where, despite their deterministic encoding of a
relative tree position constraint, behave with respect to the PCC like the partially syncretic Romance systems .
(iii) Yet other clitics reflect neither the building of an unfixed node, nor an unfixed node with a filter on
output, but rather what we have called constructive use of case.13 For full noun phrases, these were instances
in which first a locally unfixed node is constructed followed immediately by the update of this relation to a
fixed relation as indicated by the case specification. The source of this build-and-revise procedure is a means
of sidestepping the tree-logic restriction that no two underspecified relations of the same type can be
distinguished, for such abductive update is the sole means of preserving distinguishability of the argument
nodes under construction. In a system in which this sequence has become routinised and associated with an
individual item lexically defined as inducing this reflex, this is transformed into direct construction of the
relation in question (thus the locally unfixed node does not appear anymore but rather a fixed node relation).
3rd person accusative clitics in MG display this property; though, as we shall see PG signally does not.
13 Our nomenclature of constructive case echoes Nordlinger (1998), but in our interpretation this is taken dynamically as an action
induced from the case morphology, rather than being merely a filter on output structure. See Kempson & Kiaer 2010 for detailed
justification of this as an update process in connection with verb-final languages.
(iv) Then there are some sequences of clitics, in which any such pair given their phonologically reduced form,
will jointly be prosodically dependent on the same strong form, and they will then come to be routinised and
subsequently encoded as a single expression inducing a substructure of two paired argument nodes.14 Such an
outcome means the addition to a clitic system of a single lexical entry, projecting two argument nodes. Pontic
Greek, as we shall see displays such clusters, in parallel to the much better known Spanish case of selo which
appears to be both semantically and morphologically idiosyncratic.
(v) A fifth and final option is that the clitic might be treated as an adjunct. Should a pronoun come to be
routinely associated with a non-structural relation to its immediate surrounding environment, there is every
reason to expect that this might come to be encoded as a separate lexical action, one that induces and
decorates a LINKed structure. Ethical datives in Romance are notably an example of this last strategy. This is
moreover not unexpected as an outgrowth from Latin, since Latin displayed extremely heterogeneous usages
of its dative, a variety which is strikingly preserved in e.g. Spanish (see for example Franco & Huidboro,
This is the full set of options we would expect, and each is indeed demonstrated by one clitic or another in
the clitic systems of Romance and Greek. So, while the sequence of tree-growth actions which individual
clitics trigger may be idiosyncratically dissimilar – considered item by item – nonetheless, the set of sequences
which they severally reflect is exactly the range of updates which the general concept of tree growth leads us to
expect. There is only one further option in the diachronic shift, which is that in the transition, some items
might become split into emergent homonymous forms thereby triggering more than one of these strategies;
and, as we shall see in passing, this constitutes the further alternative that adds to the potential for individual
language/dialect idiosyncracy and the lexical basis for weak PCC effects as these are exhibited in languages like
Italian or Spanish (for the weak PCC in PG see the discussion in 3.1). It might seem at first sight that a
framework positing a set of opening strategies, all in advance of any lexical processing, does no more than
14 These form the incomplete constituent seen in parsing OSV orders, which plays a crucial role in what is called multiple long-
distance dependency where a sequence of DPs can be apparently re-ordered together. There has been extensive discussion of such data
with Japanese, but the phenomenon occurs also in Latin (Devine & Stephens, 2006).
itemize different construction types, hence a relatively unconstrained grammar, and the analysis of clitics in
terms of such construction types is in consequence no more than a stipulatory characterization of individual
clitic patterns. However to the contrary, we stress, it is the general dynamics of local-structure growth relative
to context which leads us to expect the array of variation types that come over time to be encoded in a lexical
item; and it is such strategies which one sees displayed in individual clitic entries, and no strategy other than
these that is displayed in any individual clitic entry. So the coincidence of range of patterns and range of clitic
lexicalisations is complete.
The ordering of clitics or clitic sequences is also due to diachronic consolidation of production pressures
(see Bouzouita 2008a,b) in what has come to be called the Wackernagel effect in which clitics hover in what is
loosely a second position (either second word or second constituent). This Wackernagel effect is one that is
displayed across a very broad typological array of languages, despite its apparent morphological specificity.
The account in terms of calcification of general parsing strategies associated with a specific lexical class, as
some more general case system atrophies, has the bonus of leading us to expect that the tree growth update
actions induced by any one clitic will, in the regular case, be just one individual sequence of actions amongst
the options that had earlier been generally available (i.e. non-ambiguity is the default): the specific clitic
thereby names a particular action sequence, correctly predicting a one-one correspondence between clitic and
sequence of actions to be the default. Accordingly we expect grammatical variation as it emerged in lexical
specifications, but equally we expect such variation nonetheless to form part of an overall patterning of
grammatical systematicity. This is precisely what clitic pronoun systems display, right across distinct language
families. As we shall see, the PCC is part of this system-level uniformity. In the meantime, from here on, we
adopt this reformulation of the traditional grammaticalization account as background.
3 The Strong PCC version
The key to the PCC puzzle is the “no more than one unfixed node” constraint as this is described in 2.1.4.
From this limitation on tree growth, the PCC follows in total. No clitic pronouns which merely induce the
construction of a locally underspecified relation can co-occur. First and foremost, expressions encoding a
dative specification constitute such a case, for dative construals involve a range of structural positions (e.g.
indirect object, argument of psych-verbs, sole internal argument of verbs like talk).15 Any unitary
characterization of the dative thus has to be in terms of an underspecified type specification, which must not
be updated to a fixed structural relation if such lexical specification is to directly match the update
information they provide. A similar problem confronts syncretic case specifications. 1st/2nd person
specifications, which in most Romance languages fail to provide morphological forms that distinguish
accusative and dative, only project some locally underspecified structural relation.16 On the other hand, the
accusative Spanish clitic lo, like its counterpart in other Romance languages, can be seen as reflecting the
immediate update of the locally unfixed node to the direct object structural relation. Putting the latter
assumptions together we get the strong PCC facts as exemplified by languages like Spanish, Italian or French:
34) The strong PCC in Spanish/French/Italian
Dative-1st/2nd person clitics Locally underspecified, no case filter
3rd person accusative clitics Projection of fixed structure
A 1st/2nd person accusative will never co-occur with a dative clitic in a clitic sequence, since together they
would project a single node with inconsistent formula specifications. Let us exemplify how the proposed
account works by looking at the precluded Spanish sequence me-te, predicted for the strong version to be
ungrammatical. After parsing me we get a structure in which there is an unfixed node decorated with a
15 Note that these involve relations within the same tree and not across LINKed trees as our analysis for ethical datives is. See the
discussion on ethical datives in 3.1.
16 Note that the relation as it stands cannot exclude fixing of dative and 1st/2nd person clitics as subjects, contrary to fact. This is
because the relation <1*> can be potentially empty. This is easily fixed by assuming a locally underspecified node encoded with the
kleene plus rather than the kleene star operator, i.e <1+><0>. In fact, this has already been used in Chatzikyriakidis (2010) in
discussing the PCC. For the sake of simplicity, we continue to use the regular locally unfixed node version, ignoring the
overgeneration caused.
metavariable required to pick out the speaker. But once te, subsequently, is parsed, the supposedly two
unfixed nodes collapse into the same node by treenode identity, carrying incompatible decorations:
35) Insert figure 4
But such a parse will never be successful since that single node will be decorated with metavariables, USpeaker’,
VHearer’, for which no consistent update will be possible. Assuming that the USpeaker’ metavariable gets updated
by a compatible value standing for the speaker, the VHearer’ metavariable standing for the hearer will not, and
vice versa. Hence sequences like me-te will be ungrammatical. The PCC thus arises due to the restriction that
no more than one unfixed node with the same underspecified node identification can be present in any partial
tree under development. Notice that repair strategies involving substitution of one of the clitics with a strong
pronoun are correctly predicted to be grammatical under our analysis. Standard DS assumptions with respect
to strong pronouns (see Kempson et al., 2001; Cann et al., 2005 for English; Chatzikyriakidis, 2009, 2010
for Greek) assume these pronouns to behave like full DPs, their triggering being a type e requiring (argument)
node and not the top type t requiring node as displayed by clitics. Strong pronouns can thus be parsed as
decorating unfixed nodes, which at first sight might seem to predict that strong pronouns should not co-occur
with clitics inducing an underspecified tree relation, given the “no more than one unfixed node” constraint.
However, this is not so, since strong pronouns, given their positioning possibilities, viz. that they can appear
outside their domain of interpretation (left dislocation, CLLD), will be parsed on an unfixed node (with the
relation <*>) but not a locally unfixed node (with the local variant <0> <1*>), hence the node decorated
by the strong pronouns is not that of their counterpart clitic form.17
17 The same reasoning can be used in accounting for weak pronouns such as Italian loro, ‘them’, and their behaviour with respect to
the PCC (loro does not display PCC effects). Italian loro will be dealt with in the same way as full DPs, involving a type e requiring
node trigger. It is thus predicted to be able to be parsed on an unfixed node outside its local domain, hence not giving rise to PCC
It might seem nonetheless that this account cannot be adequate, since in the SMG case syncretism is not
exhibited, at least in singular clitics; yet nonetheless PCC effects arise. It turns out however that the case of
SMG falls naturally within the set of possibilities one can expect to find within such a system. Like the
characterization of the range of clitic actions, the explanation is up at the system level. The general tree-
growth system, recall, defines case merely as an output filter: using that specification to induce incremental
update to a fixed structural relation was merely a response to the constraint of tree growth itself. So, amongst
the structures we expect individual clitics to display, is one in which the clitic encodes the actions associated
with that output filter specification, distinguishing this from the constructive case scenario in which any such
underspecified tree relation is immediately enriched. Given the overall claim that clitic systems severally
display the full set of strategies available in incremental processing of DP sequences, it would be more
puzzling if such a possibility did not occur. Thus we assume that, in SMG, 1st/2nd person clitics, even
though projecting a locally unfixed node, further impose a case filter that will eventually fix their position as
direct objects. Thus for SMG the following assumptions are made. Dative clitics are still locally
underspecified, indeed underspecified for type, and without a case filter; 1st/2nd person accusative clitics are
underspecified but involve a case filter as well; and 3rd person accusative clitics project a fixed structure. These
assumptions are shown in the table below:
36) The strong PCC in SMG
Dative clitics (any person) Locally underspecified, no case filter
1st/2nd person accusative clitics Locally underspecified plus case filter
3rd person accusative clitic Projection of fixed structure, no case filter
One might very well argue that positing a case filter for 1st/2nd person clitics is openly a stipulation.
However, encoding a case filter in 1st/2nd person clitics is buttressed by the full paradigm of 1st/2nd person
clitics. Even though singular 1st/2nd person clitics are non-syncretic, their plural counterparts are syncretized
with respect to case (mas.1PL, sas.2PL), so the non-syncretism which we have taken to be definitive of an
output-filter specification is in contrast to 3rd person clitics that are non-syncretic across the board. If a
unitary analysis of 1st/2nd person clitics in Greek is to be provided, there are then two choices, either to
encode 1st/2nd plural clitics as projecting fixed nodes, or to encode 1st/2nd singular clitics as projecting
unfixed nodes despite their non-syncretic forms. The first option is clearly on the wrong track, since it will
predict that plural 1st/2nd person clitics can only be interpreted as either direct or indirect objects but not
both. On the other hand, the second option can be naturally encoded given what we have said, assuming that
1st/2nd person accusative clitics, even though unfixed, can be defined as projecting a case-filter on output
while nevertheless not incrementally fixing the structural relation.18
3.1 The weak version of the PCC
There remains the supposed weak PCC to account for. The account so far cannot be right for those languages
in which 1st/2nd person clitics can co-occur; and these include some speakers of Spanish (Ormazabal and
Romero, 2007), Italian (Bianchi, 2006; Cardinaletti, 2008) and Catalan (Bonet, 2007). According to such
speakers, co-occurrence of a 1st/2nd person clitic is allowed. What is still banned is a combination involving a
3rd person dative clitic and a 1st/2nd person accusative. These cases seem to be an apparent counterexample
to the analysis we propose, since, by assuming that me/te and mi/ti project unfixed nodes, we predict wrongly
that sentences like (3) and (4) repeated below as (37) and (38) should be ungrammatical:
37) Te m’ ha recomanat la Mireia.
you.CL me.CL has recommended the Miriam
‘Mireia has recommended me to you/you to me.’ [Catalan-Bonet, 2008]
38) Lui mi ti presenta.
he me.CL you.CL introduces
‘He introduces me to you/ you to me.’ [Some varieties of Italian]
18 Adger & Harbour (2007) also explain syncretism in the Greek case by referring to the non-syncretic plural forms, albeit with
different argumentation. See Adger & Harbour (2007) for the relevant argumentation.
These effects are not by and large displayed in Greek, though, as we shall see, a subvariant of PG displays
weak PCC-like effects. The first thing we should note is that this weak variant of the PCC, in all the
languages for which it is claimed to hold, is accepted by only few speakers and in limited distributions
(Cuervo, 2002 and Ormazabal & Romero, 2007 for Spanish; Bianchi, 2006 and Cardinaletti, 2008 for
Italian and Bonet, 2007 for Catalan). But this being so, the general accounts severally proposed by
Anagnostopoulou (2005) for the weak PCC in general or Cardinaletti (2008) for Italian are too strong, as
these would predict that speakers accepting a number of 1st/2nd person combinations should generally accept
these combinations in all environments. However, as pointed out by Ormazabal and Romero (2007) for
Spanish, the grammaticality judgments of such combinations do not only depend on the combinations
themselves but on other factors such as the semantics of the verb. The same seems to be true of Italian, as
judgements from native Italian speakers we have consulted have given us contradictory judgments with
respect to a number of mi/ti clusters combined with a number of different verbs. For example, one of the
speakers we consulted gave us the following judgments as regards a number of different weak PCC
39) Lui mi ti presenta. (2)
he me you present.3SG
‘He presents me to you/ you to me.’
40) Lui mi ti affida. (2)
he me you entrust.3SG
‘He entrusts me to you/you to me.’
41) Mi ti ha dato. (0)
me you have.3SG given
‘He/She has given me to you/you to me.’
42) Mi ti presenteranno. (6)
me you will-present.3PL
‘They will present me to you/you to me.
43) Mi ti presentera (4).
me you will-present.3SG
‘S/He will present me to you.’
19 The native Italian speakers were asked to judge the grammaticality of a number of sentences within a scale from 0 to 6, and we
provide the examples with the assigned judgment.
In general, except one clear case of a speaker who marked all the mi ti constructions as 0 (i.e. this speaker
obeyed the strong version of the PCC), all the others had a degree of different acceptability judgments that
was sensitive to the semantics or even the tense of the verb and, even worse, number as well. For example, the
construction with presenteranno had an average acceptability rating of 5 (out of 6), while the same
construction in the singular scored less (average acceptability close to 3). The data are far from clear-cut, and a
proper investigation of this variation in acceptability needs to be given. It is clear however that if these
preliminary data are correct (correct in that variant acceptability in mi ti structures exists and not as regards
their exact acceptability score), then the weak PCC constraint should not be attributed to a general feature of
the grammar, since this would basically predict that mi ti constructions should be fine across the board for
those speakers or dialects that are said to exhibit this constraint.
Ormazabal & Romero (2007) further claim that, in the accepted constructions, one of the clitics is always
interpreted as an ethical dative, albeit with an idiosyncratic interpretation (see Rezac, 2010: 151-153 for
discussion). In DS, there is a way to reflect the described situation in a relatively principled way. By analyzing
ethical datives as adjunct-like, which is indeed what we assume in this case, a me-te cluster in which one of
the clitics is interpreted as an ethical dative will manage to escape the PCC given that only one unfixed node
will exist in this case (since the ethical dative will be parsed on a LINK). For the speakers that accept such
combinations, the verbs involved in these examples license their arguments as having a variant in which the
arguments are assigned a context-licensing meta-variable (like the subject argument node which is invariably
so decorated). This variant would allow the argument in question to be identified from context, hence from
the term decorating the LINKed structure, thus giving rise to an argumental interpretation of the ethical
dative. There would thus be an essential pairing between availability of this LINK option for such speakers
and appropriate polysemy of the associated verb. For those speakers that, to the contrary, do not accept any of
the mi-ti clusters, no such variant is available. With this analysis, the variability of 1st/2nd person co-
occurrence relative to a general preclusion of such pairs is correctly reduced to a lexical polysemy effect, while
retaining the tree-growth restrictions in their general form. Furthermore, the account predicts the
phenomenon to have limited generality as the data from Spanish or Italian suggest.
However, one might counter-argue that such an analysis conflicts with the behaviour of ethical datives in
SMG, in which the PCC is active with ethical datives as well. Such a fact would suggest that ethical datives in
SMG have not developed polysemy and should be captured by the underspecified modality posited for
argumental dative clitics, in effect being parsed as optional arguments. Indeed, there are a number of
compelling arguments pointing in such a direction (see Michelioudakis, 2007 for extensive argumentation.
Also see Chatzikyriakidis (2010) for argumentation and a DS analysis of SMG ethical datives as optional
3.2 Person restrictions in PG: A feature-free account
As already discussed in the introduction, person restrictions pose a number of problems for all feature driven
accounts. Possibly the most problematic is the general ban on 3rd person clitic clusters:
40) *Edek aton ato/a.
gave.1SG him.CL it/these.CL
‘I gave it to him.’
41) *Edek ats ato/a.
gave.1SG them.CL it/these.CL
‘I gave it to them.’
The DS analysis suggested in this paper provides us with a wholly natural account of these facts. Let us see
why. PG is syncretic across the board: all clitics, even 3rd person ones, exhibit one morphological form
(morphologically marked as accusative) for both the accusative and the dative. Following standard DS
assumptions, we would thus anticipate that an account of PG clitics as projecting locally unfixed nodes should
yield their preclusion. We will encode PG clitics, accordingly, as projecting locally unfixed nodes in the same
manner as the encoding of syncretized clitics in Spanish and SMG. But this is all we need in order to predict
that clusters of two 3rd person clitics are illicit. Parsing two 3rd person clitics in PG will involve the
projection of two supposedly distinct locally unfixed nodes. However, such a thing is not possible given the
“one unfixed node at a time restriction”: thus the two nodes in question collapse into one via treenode
identity. Such a derivation would yield a single node with incompatible metavariable presuppositions, and is
42) Parsing aton ato/a ‘him/it’. The two nodes collapse into one
Insert figure 5
Thus, the system naturally and correctly predicts that clusters of two 3rd person clitics should not be possible
in PG.
However, such an account will predict clusters not to be possible in general in PG, contrary to fact, given
that clusters of a 1st/2nd plus a 3rd person clitic are licit in PG:
43) Eδek m ato/a.
gave.3SG me.CL it.CL
‘S/he/it gave it to me.’
44) Eδek s ato/a.
gave.3SG you.CL it.CL
‘S/he/it gave it you.’
So, how are the licit clusters going to be allowed given the account proposed? Remember that the only 1st/2nd
person forms that can be used in clitic clusters are the forms m/s, while the other three possible forms for
1st/2nd clitics are illicit as shown in (45)-(48):
45) Eδeke m ato/a.
gave.3SG me.CL it.CL
‘S/he/it gave it to me.’
46) Eδeke s ato/a.
gave.3SG you.CL it.CL
‘S/he/it gave it you.’
47) *Eδek(e) *eme(n)/*em/*me(n) ato/a
gave.3SG me.CL it.CL
‘S/he/it gave it to me.’
48) *Eδek(e) ese(n)/es/se(n) ato/a.
gave.3SG you.CL it.CL
‘S/he/it gave it you.’
What is intriguing is that the forms m/s cannot be used on their own, i.e. in single clitic constructions:
49) *Entoke m.
gave.3SG me.CL
‘S/he/it hit me.’
50) *Eδeke m avuto to vivlio.
gave.3SG me.CL this the book
‘S/he/it gave me this book.’
It might be claimed that the reduced forms m/s in cluster constructions like m ato/s ato are the result of
ecthlipsis, in which case the final vowel of a word disappears in the presence of the beginning vowel of the
next word. In clusters of a 1st/2nd plus a 3rd person clitic, the final vowel of the form me, i.e. e, disappears in
the presence of the beginning vowel a of the 3rd person form ato, giving rise to the form m ato. If ecthlipsis
were at play here, we would expect the same phenomenon to occur in (50), where the reduced form m is
followed by a word beginning with the same vowel the form ato begins with. Yet (50) is ungrammatical.
With the lexical entries for clitics in PG to hand, there is, however, a wholly natural explanation for this
phenomenon. As we have already seen, clitics in PG are taken to project locally unfixed nodes. Under this
approach no cluster should be possible in PG, since more than one unfixed node with the same
underspecified address will be present in that case. This is the crucial point in the account provided. The three
forms used in constructions with a single clitic project a locally unfixed node and thus cannot combine with
any other clitic form. But m/s can appear only in clitic clusters, and in these they can be only interpreted as
indirect objects. Accordingly, it seems natural to pursue an analysis where the licit PG clitic clusters are parsed
as one single lexical entry, and within these, the m/s forms project actions that determine an indirect object
node and decorate it with a type value and a formula metavariable.20 As the following subpart of the cluster,
the second clitic can induce the building of a locally unfixed node. The construction becomes totally
unproblematic, since it is not subject to the “no more than one unfixed node at a time” constraint.
A possible counterargument to our own analysis in favour of this style of approach concerns a presumed
connection between the Spanish selo case and the unavailability of 3rd person clitic clusters in PG.21 The
reasoning is that the account as proposed here should be able to capture these two phenomena as these seem
to be of the same sort. However, though analogous, the two phenomena are not of exactly the same sort. In
20 Recall that local pairing of DPs is a generally available strategy that is made extensive use of in all so-called scrambling languages,
and its emergence in clitic systems is accordingly not unexpected. Note that such an analysis (a single entry analysis for the whole
cluster) is given by Cann & Kempson (2008) for the Spanish cluster selo.
21This argument is due to one of the reviewers.
particular, they differ in that with selo, at least one of the clitics of a 3rd person clitic cluster surfaces in
another form (se).22 Similar data are found in a number of Italian dialects as already discussed in the
introduction (see Pescarini, 2010 for more data). However, in PG no such morphological repair is available.
Nevins (2007) accounts for the selo case by positing a morphological dissimilation rule that works on top of
the existing syntactic account proposed for the PCC. In a counterpart DS account, it would be very easy to
encode an additional layer of morphological restrictions in the system in the style of Nevins (2007) which, in
addition to the syntactic mechanisms taking care of the PCC combinations, would take care of cases like selo.
However, the problem with all accounts along lines of Nevins (2007) is that the PG facts would be still left
unexplained, since no repair similar to the selo case is found in PG. The repair with the locative element ki is
one of the reasons of this problem, since this is a completely different cluster rather than a cluster in which a
morphological operation has taken place, as ACC-DAT order in contrast to the regular DAT-ACC order in
normal clusters in PG shows:
51) Eδek ato ki.
gave.3SG it.CL KI.CL
‘S/he/it hit him/her.’
Contrary to such a Nevins-style account, the account actually advocated in this paper neatly predicts the
repair involving ki in the same way as clusters comprised of the 1st/2nd clitic forms m/s are predicted. The
only difference between the two constructions is that ki can actually appear on its own and not only in cluster
environments. However in these cases, ki is always interpreted as the indirect object:23
52) *Entoke ki.
hit.3SG KI.CL
‘S/he/it hit him/her.’
22It is worth noting that the assumption that the se in these cases is the same element as the reflexive/impersonal se has been disputed
within the historical linguistics literature (e.g. Brakel, 1979; Maiden, 1997 inter alia). According to these analyses, the se in selo
constructions is not the same element as the reflexive or impersonal se but rather derives from an old form of the 3rd person dative,
the Old Spanish 3rd person dative form ge.
23Note that in (49), an example by Papadopoulos (1955), ki surfaces in its full locative form eki. All our examples involve the reduced
form ki. We do not know whether the two forms are allomorphs of the same clitic or only one of them is a clitic form, the other being
a strong form. This needs to be further investigated.
53) Eδeke ki to vivlio.
gave.3SG KI.CL the book
‘S/he/it gave him/her this book.’
54) Δiγ ato eki.
gave.3SG it.CL KI.CL
‘S/he/it gave it to him/her.’ [Papadopoulos, 1955: 101]
Given the above data, the lexical entry for ki will involve the projection of fixed structure, i.e. identification of
ki with the indirect object node. Thus, the “one unfixed node at a time” is not operative in this case. For
example in (51), ato ‘it’ is parsed first projecting a locally unfixed node. Then ki is parsed identifying itself
with the indirect object node, thus only one unfixed node is present. The account proposed provides us with a
way to predict the illicit 3rd person clusters and their corresponding licit repairs by using the exact
mechanisms we proposed for capturing the PCC in languages like Spanish or SMG, something which does
not seem viable under any of the existing PCC accounts.
An additional bonus of the account proposed is that it will exclude me nos or te vos clusters, which under
Nevins (2007), and the system he proposes for the strong PCC version, would be excluded by a
morphological mechanism working on top of the existing syntactic one. For the account proposed here,
clusters like me nos fall under the “one unfixed node at a time constraint”. Evidence that the ban on me nos
combinations and the selo case are of a different nature comes from the fact that only in the selo case is
morphological repair possible: this is not possible for the me nos clusters. Under the proposed account the me
nos cases are excluded within the general syntactic mechanism. If additional morphological restrictions are
added in order to deal with the selo case or the various 3rd person clitic cluster idiosyncrasies found in various
Italian dialects, then the account proposed fares better than Nevins (2007) in that it basically predicts a
number of facts that the Nevins (2007) account simply cannot, namely the PG 3rd person cluster ban and the
me nos clusters. On the Nevins’ account, additional machinery will be needed if these data are to be captured
(it is not clear of what sort), whereas no such machinery is needed under the proposed account. The issue of
whether such a morphological layer is needed is also very important and needs further justification. Our
account predicts correctly (as also Nevin’s) that clusters of 3rd person clitics should be licit in Spanish.
However, the PG facts point to an analysis where 3rd person clitic clusters are banned per se and are not
morphologically repaired as in the selo case. In this last case as in the case of the me nos clusters, the account
we have argued for fares better than Nevins’.
Another question that arises within the context of the PG data, is why are clusters comprised of two 3rd
person clitics, with one of the two clitics in a reduced form (say a ‘it/these’), not possible? Why is a cluster of
the form aton a ‘him it’ not possible? Looking at the distributional properties of the reduced forms of 3rd
person clitics in PG, one notices a major difference compared to the reduced 1st/2nd person clitic ones.
Unlike the reduced forms m/s which cannot appear on their own, i.e. in single clitic constructions, the
reduced 3rd person form a ‘it/these’ can appear on its own in single clitic constructions as either a direct or an
indirect object:
55) Ehasen a.
lost.3SG it.CL
‘S/He/It lost it/these.’
56) Eδeken a kat.
gave.3SG it.CL something
‘S/He/It gave it/these (e.g. the child/children) something.’
Given the above facts, these reduced forms have their own lexical entry according to which they project locally
unfixed nodes. It is for this reason that a clitic cluster comprised of two 3rd person clitics cannot be formed,
even in the case where one or both clitics exhibit the reduced form a. If more than one of these clitics are
parsed, two unfixed nodes with the same underspecified address will be projected, hence the
Finally, a number of the speakers of PG also accept combinations of a 1st and a 2nd person clitic cluster.
Our preliminary data show that these speakers accept these clusters across the board:
57) Eδikse/eδeknise m ese(n).
showed.3SG me.CL you.CL
‘S/He/It showed you to me.’ [Some speakers]
58) Eδikse/eδeknise s eme(n).
showed.3SG you.CL me.CL
‘S/He/It showed me to you.’ [Some speakers]
59) Eδeke m ese(n).
gave.3SG me.CL you.CL
‘S/He/It gave me to you.’ [Some speakers]
60) Eδeke s eme(n).
give.3SG you.CL me.CL
‘S/He/It gave me to you.’ [Some speakers]
Such clusters are not sensitive to the semantics or even the tense of the verb. Incidentally, this is
commensurate with what is reported in the literature as the weak PCC effect where the restrictedness of
distribution is under-played.24 If the situation is as described, then a rather straightforward analysis in line
with what we have already argued so far is possible. Notice that in the forms in (58) and (59) the reduced
forms m/s are used. These are moreover the only forms that can be used in these cases, and they have no
independent use outside these environments. These clusters are thus defined specific to this function, will be
taken to project fixed structure, and so will not be subject to the “one unfixed node at a time constraint”, and
will be predicted to be well-formed. For speakers that accept these combinations, such entries will be stored as
clusters in their lexicon, leading to the expectation that they should accept these combinations for all verb
forms of appropriate type; and this is what our preliminary data show. For the rest of the speakers, this
complex macro of actions does not exist. Note that a situation as described for languages like Italian or
Spanish by Ormazabal & Romero (2007) and Kempson & Chatzikyriakidis (2009), according to which one
of the clitics in a weak PCC cluster is interpreted as an ethical dative and as such avoids the PCC by virtue of
the ethical dative having become separately defined as a homonymous form associated with an adjunct
LINKed structure, is in principle impossible for PG. First of all, PG does not have ethical datives at all so the
trigger for such a homonymous form to emerge does not exist. Secondly, these reduced forms only occur in
these compound environments, so there is no question of an isolatable construal occurring sufficiently often
to warrant any such homonymous split. This subvariant of Pontic Greek in which weak PCC effects emerge,
thus provides surprising confirmation that the account proposed in this paper is on the correct track.
4 Conclusions
24 See the discussion in section 3.1.
In this analysis as sketched, individual clitics in individual languages reflect one (or more) types of strategy
available for inducing tree growth for argument nodes within a local propositional domain. These range over
building an unfixed node and fixing it; building an unfixed node and merely decorating it with an output
filter; building a LINK transition onto a node to be decorated by a term; building a cluster of argument
nodes. This style of analysis applies across both the Romance and Greek cases, the idiosyncracy of Pontic
Greek in particular proving to be wholly unproblematic given the mechanisms of tree-growth posited. An
unmissable property of this list of structural environments licensed for association with the clitics is that the
basis of explanation is ineliminably in terms of progressive tree growth reflecting on-line processing dynamics,
both for explanation of the clitic patterns, and for the explanation of their limits. It might be argued that this
style of explanation cannot in principle be a basis for a synchronic account of pronominal clitic distributions
in a language, since no child acquiring that system has the diachronic perspective which grounds this
variationist account. That this is so is of course true. Nonetheless, the PCC is a constraint on possible clitic
combinations; and, according to the analysis proposed, the constraint is a consequence of structural properties
underpinning all tree growth, hence in any system, and this is indeed displayed in a system that each child
acquires. It is indeed the generality of the concept of tree growth reflecting the parsing process which has
opened up such new possible avenues of explanation for clitic phenomena.
In closing, we suggest that such a basis for explanation is of more general structural significance. With
such explanations to hand, the need to advocate an independent morphology component (or even sub-
component) within which supposed clitic templates or feature-specific sub-vocabularies are posited to express
the requisite generalizations is seriously undermined. All explanations putatively requiring morphology-
internal template/feature specifications have been replaced by an explanation solely in terms of growth of
representations of content. The over-arching system within which this PCC account is proposed is thus
optimal in minimizing the number of discrete levels of representation or type of vocabulary that have to be
independently defined in the grammar.
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... Following on from previous analyses of Bantu clause structure, we consider Rangi overt clause-initial subject expressions (when present) to be projected onto either an unfixed node or a LINK structure (Kempson et al. 2011, Marten 2011, Marten and Kula 2011, Gibson 2012, Seraku and Gibson 2016. Since subject pro-drop is widespread in Rangi and across Bantu, it is also possible for the first element encountered in a future tense construction to be an infinitival verb form (with the subject expression being omitted). ...
... The subject marker a-is the first element to be parsed. This is modeled as being projected onto a locally unfixed node (following previous accounts of subject markers across Bantu, see for example Kempson et al. 2011, Marten and Kula 2011, Marten 2011, Marten and Gibson 2015, Seraku and Gibson 2015, as well as for Rangi Gibson (2012, in press)). In fact, this unfixed node account is in part motivated by observed parallels between Bantu subject markers and clitics in Romance (Bouzouita 2008a, Cann et al 2005 and dialects of modern Greek (Chatzikyriakidis 2010) which are modeled in similar terms. ...
... The list here is extensive. However, we direct the interested reader to works within DS, includingCann & Kempson 2008, Bouzouita 2008a, Chatzikyriakidis 2010and Chatzikyriakidis & Kempson 2011 which are relevant for this paper and also include a vast number of other references on similar issues. ...
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This paper explores a connection between Romance and Greek on the one hand, and Bantu on the other. More specifically, we look at auxiliary placement in Rangi and clitic placement in Tobler Mussafia languages, with a special emphasis on Cypriot Greek, and argue that a common explanation for their distribution can be found once a move into a dynamic framework is made. Rangi exhibits an unusual word order alternation in auxiliary constructions under which the position of the auxiliary appears to be sensitive to an element appearing at the left periphery of the clause. A similar sensitivity to a left-peripheral element can be seen to regulate clitic placement in Cypriot Greek (and generally in the so-called Tobler Mussafia clitic languages). The paper presents a parsing-oriented account of these two phenomena in the Dynamic Syntax framework, arguing that the similarities in syntactic distribution are the result of the encoding in the lexicon of processing strategies that were potentially pragmatic preferences in earlier stages of the respective languages. The account thus leans on the role played by the lexical entries for auxiliary and clitic forms, as well as the assumption that underspecification is inherent in the process of establishing meaning in context. The account is further supplemented by possible pathways of diachronic change that could have given rise to the systems found in present day varieties.
... Similar diachronic considerations also apply for other languages that show the same PCC effects, e.g. Greek (Chatzikyriakidis, 2010;Chatzikyriakidis and Kempson, 2011). In DS terms now, given this underspecification of the contribution of the dative, the plausible assumption to make is that dative clitics are processed on an unfixed node, so as to allow variable interpretations of the dative-marked argument depending on the clausal context. ...
... There are a number of variants of the PCC, e.g. the weak PCC version, which allows combinations of 1st and 2nd person pronoun clitics, but this variability has been shown to be afforded by the formal machinery of the system as well(Chatzikyriakidis and Kempson, 2011). ...
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In this paper, we explore the idea that independently developed Dynamic Syntax accounts of dialogue and interaction fit well within the general approach of radical embodied and enac-tive accounts of cognition (REEC). This approach enables a rethinking of the grounding of linguistic universal constraints, specifically tree structure restrictions, as the outcome of affordance competition, a general REEC so-ciocognitive mechanism underpinning action selection. Given this subsumption, we argue such an approach opens up a whole new area of language-related dynamic systems research.
... While content underspecification has been largely employed within the formal semantics literature of the past 30 years, no attempts to move underspecification into the area of syntax have been made. Structural underspecification in DS manages to deal with a range of phenomena, i.e. scrambling, clitic doubling and person restrictions to name a few (see [24,10,8] respectively). The basic mechanism used in order to express structural underspecification is unfixed nodes. ...
... The rule states that clitics appear postverbally only in case preverbal placement would position them in sentence initial position. This has been first mentioned in[44,28]).8 Φ restructuring refers to Phonological Phrase restructuring as this was defined by[47]. ...
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In this paper, the historical development of the clitic systems of Standard Modern, Cypriot and Pontic Greek are discussed. These three varieties not only present the whole range of variation one can find across clitic systems in Greek but, furthermore, derive from a common linguistic ancestor, i.e. Koine Greek. This paper argues that the transition from Koine Greek to the Medieval varieties and from the Medieval varieties to the respective modern ones can be explained by making the assumption that routinization (in the sense of Pickering & Garrod 2004) and parsing/hearer assymetries are two important factors behind syntactic change. The claim is that the transition from Koine to the Medieval Greek varieties involves the emergence of a clitic system with encoded syntactic constraints out of a freer one, where clitic positioning was regulated by pragmatic preferences rather than syntactic constraints. Then, the transition to the modern varieties from the respective medieval ones is explained, at least partly, on the assumption that production/parsing mismatches are capable of triggering syntactic change. This last assumption combined with: a) the tendency to obtain more generalized parsing triggers for parsing the individual clitics and b) the fact that the Medieval varieties in question differ in minimal but crucial ways, provides us an explanation for the transition to the modern varieties.
... For this reason, traditional models of the syntax/semantics interface, in which the sentence plays such a central role, don't fare well in capturing these phenomena. Furthermore, not paying due heed to the time-linear nature of language processing has been shown to lead to many syntactic puzzles (see Cann et al. (2005) and Kempson et al. (2015) for discussions), among them scrambling (Kempson and Kiaer, 2010), clitic processing (Chatzikyriakidis and Kempson, 2011), and pro-drop properties. ...
... Dynamic Syntax (DS, Kempson et al. (2001)), an inherently incremental and semantic grammar formalism, provides natural explanations for the aforementioned syntactic puzzles (Chatzikyriakidis and Kempson, 2011;Kempson and Kiaer, 2010); and makes it possible to model the apparent motley of dialogue phenomena in a unitary way (Gargett et al., 2009;Kempson et al., 2015). In DS, dialogue is modelled as the interactive and incremental construction of semantic representations, where words are procedures for contextual update. ...
... This shift of emphasis allows DS to offer parsimonious explanations of otherwise puzzling syntactic phenomena (e.g. clitics ;Bouzouita 2008;Chatzikyriakidis and Kempson 2011), as well as accounting for interactive dialogue phenomena (which do not typically occur in written language) such as self-repair Hough 2015) and split utterances Kempson et al. 2016;Howes 2012). ...
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Feedback such as backchannels and clarification requests often occurs subsententially, demonstrating the incremental nature of grounding in dialogue. However, although such feedback can occur at any point within an utterance, it typically does not do so, tending to occur at Feedback Relevance Spaces (FRSs). We present a corpus study of acknowledgements and clarification requests in British English, and describe how our low-level, semantic processing model in Dynamic Syntax accounts for this feedback. The model trivially accounts for the 85% of cases where feedback occurs at FRSs, but we also describe how it can be integrated or interpreted at non-FRSs using the predictive, incremental and interactive nature of the formalism. This model shows how feedback serves to continually realign processing contexts and thus manage the characteristic divergence and convergence that is key to moving dialogue forward.
... As one final step, the parsing of de, which is obligatorily associated with building an inverse LINK transition across from such a completed propositional node to a node in a distinct tree on which its value is dependent, duly builds such a transition from the node decorated with the propositional formula projected from the immediately preceding clausal sequence now to be constructed as LINKed to a node of type e. This might seem at this juncture to be precluded because such a relation between nodes is already in place, however, in the DS framework, nothing prevents a tree from being induced more than once: it is merely that such a construction step cannot be kept distinct from that first instance of the relation, as exactly the same tree configuration will result (see Chatzikyriakidis and Kempson 2011;Chatzikyriakidis 2012;Chatzikyriakidis and Gibson 2017 for detailed justification). In all such cases, there is thus harmless collapse of the two putatively distinct transitions as long as the decorations induced by this duplicating process are compatible with its earlier construction. ...
This paper addresses the challenge of Chinese cleft structures, involving a pairing of the particles shi and de, which in different combinations display a variety of focus-related effects and different potentials for ambiguity: clefts and pseudo-clefts in particular differ only in order of the elements. We argue that retaining conventional assumptions necessarily involves positing unrelated structures and multiple ambiguities, leaving the systematicity of variation unexplained; and we go on to argue that it is only by turning to a dynamic framework in which syntax is defined as mechanisms for incremental build-up of interpretation that an integrated characterisation of these effects is made possible. Adopting the Dynamic Syntax framework (Cann et al 2005), we argue that shi and de induce procedures for incremental build-up of construal which feed and can be fed by other such procedures; and we show how the array of effects both in clefts and pseudo-clefts can be shown to follow from the dynamics of building up interpretation reflecting online processing.
... [is] at a year [Ferrara 1992] Figure 1: Examples ternative interpretations directly establishing step by step coordination, with competing emergent interpretations involving probabilistic weightings with consistency checking filtering out errors (Eshghi et al., 2013;Hough and Purver, 2014;Kempson et al., 2015), and positive and negative feedback constraining the searchspace ( . Online processing is thus modelled as system-internal structural growth (Chatzikyriakidis and Kempson, 2011;Kempson et al., 2016) and not via the grammar plus externally defined parsing/production modules. This captures stan- dard sentence or subsentential-level morphosyn- tactic phenomena, all the way up to discourse ef- fects such as ellipsis and dialogue data (1)- (9). ...
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We explore prerequisites necessary for embedding Dynamic Syntax within an account of language evolution. We show how the dynamics of processing as modelled in Dynamic Syntax display remarkable parallelism with Clark's (2016) Pre-dictive Processing Model and that the interactive stance of a combined DS/PPM model of language/cognition reflects the Multi-Level Selection Hypothesis – with groups as units for evolutionary purposes, not just individuals. With these assumptions , language emerges without necessary invocation of rich innate encapsulated structures or mind-reading capacities, par-alleling first language acquisition.
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Dynamic Syntax (DS: Kempson et al. 2001; Cann et al. 2005) is an action-based grammar formalism which models the process of natural language understanding as monotonic tree growth. This paper presents an introduction to the notions of incrementality and underspecification and update, drawing on the assumptions made by DS. It lays out the tools of the theoretical framework that are necessary to understand the accounts developed in the other contributions to the Special Issue. It also represents an up-to-date account of the framework, combining the developments that have previously remained distributed in a diverse body of literature.
The Interfaces of Chinese Syntax with Semantics and Pragmatics provides an in-depth exploration of a variety of interface phenomena in Chinese, a noninflectional language, where to a large extent word order constrains its interpretation and defines its grammatical functions. Under the Dynamic Syntax approach, which takes the incremental left-toright processing of linguistic forms to be a fundamental part of characterizing the relation between syntactic structure and semantic interpretation, a straightforward explanation is provided. The study features detailed analysis of a range of key grammatical constructions such as topic, passive, copular and cleft, where previous analyses were sought in pure syntactic, semantic or pragmatic terms. Clear and straightforward throughout, The Interfaces of Chinese Syntax with Semantics and Pragmatics will be of interest to graduate students and scholars of Chinese, linguistics and cognitive science.
We argue that to reflect participant interactivity in conversational dialogue, the Christiansen & Chater (C&C) perspective needs a formal grammar framework capturing word-by-word incrementality, as in Dynamic Syntax, in which syntax is the incremental building of semantic representations reflecting real-time parsing dynamics. We demonstrate that, with such formulation, syntactic, semantic, and morpho-syntactic dependencies are all analysable as grounded in their potential for interaction.
This monograph investigates the modular architecture of language through the nature of "uninterpretable" phi-features: person, number, gender, and Case. It provides new tools and evidence for the modular architecture of the human language faculty, a foundational topic of linguistic research. At the same time it develops a new theory for one of the core issues posed by the Minimalist Program: the relationship of syntax to its interfaces and the nature of uninterpretable features. The work sets out to establish a new cross-linguistic phenomenon to study the foregoing, person-governed last-resort repairs, which provides new insights into the nature of ergative/accusative Case and of Case licensing itself. This is the first monograph that explicitly addresses the syntactic vs. morphological status of uninterpretable phi-features and their relationship to interface systems in a similar way, drawing on person-based interactions among arguments as key data-base.