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CHAPTER THRE
E
Adaptive and Maladaptive Parenting
:
Perspectives on Risk and Protective Factor
s
JOY D
.
OSOFSKY
AND M
. DEWANA
THOMPSO
N
Professionals who think about parenting often focu
s
on the many social ailments that burden families
,
including the effects of single parenting, the prob-
lem of teenage pregnancies, the increasing numbe
r
of children being raised in violent environments, th
e
negative effects of substance abuse, and the impac
t
of these factors on the psychological well-being o
f
children and families
. Less frequently, discussion
s
center around the adaptive aspects of parenting or
the conditions under which children raised wit
h
problematic or maladaptive parenting prove to b
e
resilient
.
In considering adaptive and maladaptive parent-
ing, it is important that the latter not be viewe
d
as a permanent state for families but be recognize
d
as a situation that can be altered, given improved
circumstances
. This leads to two critically impor-
tant questions
: 1) What circumstances foster adap-
tive parenting? and 2) Which circumstances lead t
o
resilience in situations of risk? We argue that par-
ents who have positive relationships with multipl
e
systems that provide organization and support i
n
their environments exhibit more adaptive parent-
ing styles than those who lack these significant re-
lationships. Positive relationships and communica-
tion between the parent and child, and between th
e
parents and members of their support network, hav
e
all been shown to be beneficial in fostering adaptiv
e
parenting
. Some parents, even when living unde
r
conditions of high psychosocial risk, who are abl
e
to maintain positive reciprocal relationships, ade-
quate support networks, and have the added benefi
t
of sharing parenting with someone else, can alte
r
their behaviors and engage in enhanced caregiving
.
54
The environmental circumstances in which familie
s
live, and the relationships that are nurtured withi
n
these environments, influence the behaviors and at-
titudes of parents
. Systems theorists support the no
-
tion that individuals can form mutually beneficia
l
relationships with their environments, which ca
n
in turn translate into positive or negative parentin
g
behaviors (Belsky, 1984
; Bronfenbrenner, 1989)
.
ENVIRONMENTAL INFLUENCES ON PARENTIN
G
Parenting is largely defined by the environments i
n
which families live
. Although the microsystem en
-
compasses the most basic and direct level of interac
-
tion within the environment, indirect relationship
s
between the parent and distal factors are significan
t
as well
. Parenting, therefore, can be understood no
t
only in terms of the dyadic relationship between th
e
parent and child but also in a broader context
. A
s
described by Bronfenbrenner (1989), parent—chil
d
interactions exist within the context of multipl
e
relationships and milieus
. It is essential to under
-
stand that an individual
'
s environment can encom-
pass significant influential factors and relationship
s
that affect overall development and that families ar
e
involved in reciprocal and mutually beneficial rela-
tionships with their environments
. In these relation
-
ships, the influence is transactional
. Parents bot
h
influence and are affected by their environments
.
The manner in which an individual parents his o
r
her children, therefore, is largely a result of the pat
-
terns that are evident in the existing systems an
d
the overall environment in which that person re
-
sides (Bronfenbrenner, 1989)
.
ADAPTIVE AND MALADAPTIVE PARENTING
5 5
Socioeconomic factors, culture, the psycholog-
ical well-being of the parent, child characteris-
tics, and community climates are all factors tha
t
may influence patterns of behaviors (Belsky, 1984)
.
Bronfenbrenner (1989) warned against solely con-
sidering demographic characteristics, or such per-
sonal attributes as IQ levels, when examining de-
terminants of parenting
. He believes that there is
a
need to examine jointly the characteristics of th
e
environment and those of the individual
. Usin
g
a person/context model allows for such an exam-
ination of parents' personal characteristics in th
e
context of various ecological niches
. Bronfenbren-
ner (1989) raised a question about which ecologica
l
niches are favorable for psychological growth
. W
e
also ask, which ecological niches or environmenta
l
conditions are favorable for adaptive parenting? Sev
-
eral factors have consistently been found to foste
r
adaptive parenting environments
. In this chapter
,
we focus on the importance of reciprocity, the ex-
istence of social networks in the parents' lives, an
d
the significant role of the father
.
In the first edition of the
Handbook of Early Child
-
hood Intervention,
Beckwith (1990) highlighted th
e
parent-infant relationship and the many microleve
l
influences on parenting
. In this edition, we focus o
n
more meso-, exo-, and macrolevel influences
. Fro
m
this perspective, the discussion moves from influ-
ences on adaptive parenting to considerations of re
-
silience and protective factors in situations of risk
.
Lynch and Cicchetti (1998) have proposed that, i
n
situations of risk, compensatory factors that are en
-
during and proximal (as contrasted to transient an
d
distal) can serve as buffers in the parenting process
.
The existence of these factors appears to have th
e
longest and most profound influence on children'
s
overall development. Therefore, an essential compo
-
nent of this discussion is the recognition that uniqu
e
circumstances within their environment may allo
w
parents who are at risk for maladaptive parenting t
o
develop and facilitate positive and healthy relation
-
ships with their children
.
CHARACTERISTICS OF ADAPTIVE PARENTIN
G
Importance of Reciprocit
y
Reciprocity, involving shared or complementar
y
affects and experiences, is extremely important for
the developing infant and his or her relationships
.
Winnicott (1965) proposed that there is no suc
h
thing as a baby. By this he meant that, psycho
-
logically, there is only a baby with a mother
. In
fact, there is no such thing as a parent without
a
child
. Thus, the reciprocal, complementary relation
-
ship goes both ways
. Winnicott (1953) character-
ized the commitment of parent to child in term
s
of primary maternal preoccupation
. As such, the be
-
haviors, needs, moods, intentions, and place of th
e
infant should fill the parents' minds and help mo-
tivate them to respond appropriately to the child
.
Clinicians have long viewed affect as a crucial par
t
of both understanding and facilitating the relation
-
ship that is so important for effective clinical work
.
In infancy, emotions play a particularly meaningfu
l
role in the evolving relationship between the paren
t
and the child as they are a primary means of commu
-
nication for both the infant and caregiver
. Emotion
s
in the caregiver-infant relationship are the basis fo
r
building important aspects of reciprocity
. Attempt
s
by parents to regulate their emotions are importan
t
for understanding parental effectiveness on both
a
theoretical and a practical basis (Dix, 1991)
.
Reciprocity, or building mutually satisfying rela-
tionships between the developing infant or youn
g
child and parent, influences both behavioral an
d
affective development
. Historically, the notion o
f
affective reciprocity has been key for understand-
ing the development of the early relationship
. Som
e
of the pioneer observers in this area presented an
extreme and grim picture that may be useful i
n
considering factors that are important for adap-
tive parenting
. For example, data gathered by Spit
z
(1945, 1946), through his clinical observations of in
-
fants separated from their mothers in institutions
,
suggested that a predominance of negative affect
,
and, in severe cases, anaclitic depression (behavio
r
marked by crying, withdrawal, and a frozen rigid-
ity of expression and affect), may accompany dis-
ruptions in the early parent-infant relationship
. I
n
a similar way, Bowlby (1973, 1980) emphasized th
e
importance of early separation and loss as poten-
tially disruptive for the development of the parent
-
child relationship
. In addition to traumatic events
,
children may also experience rejecting or overly frus
-
trating events in their families, such as abuse or ne
-
glect, both of which can lead to disruptions in th
e
development of reciprocity
. Both the anaclitically
56
JOY D
. OSOFSKY AND M
. DEWANA THOMPSO
N
depressed infants described by Spitz, and the chil-
dren who have warded off painful affects accordin
g
to Bowlby's theory, experience significant problem
s
in achieving affective reciprocity that is importan
t
for positive psychosocial development
. In a simi-
lar way, Erikson (1950) described the infant's nee
d
to develop basic trust
. These ideas are closely re-
lated to the sensitive work of Fraiberg and colleague
s
(Fraiberg, Adelson, & Shapiro, 1975), which deal
t
with disturbed mothers' neurotic patterns of rep-
etitions that occurred as they attempted to paren
t
their infants
. Fraiberg et al
. termed these repetition
s
and maladaptive patterns "ghosts in the nursery" be
-
cause of their tendency to be repeated generatio
n
after generation if no reparative work is done
.
Several researchers and clinicians have added t
o
our understanding of reciprocity through a combi-
nation of empirical work with infants and familie
s
and the development of new theoretical perspec-
tives
. Stern (1985), in his classic book,
The Inter
-
personal World of the Infant,
discussed how an infan
t
forms a predictable and dependable representatio
n
of a parent—infant relationship
. Infants use this par
-
ent representation to monitor their own behavior i
n
relationship to their parent
. As the infant develop
s
more affective and intellectual capacities, it is possi-
ble to observe a matching of mental states betwee
n
the infant and the parent as well as both parties' abil
-
ities to share feelings
. Stern coined a now much-use
d
phrase, "affect attunement," to describe this occur-
rence, meaning the ability of parents to be resonan
t
with their infants by sharing affectual states
. Th
e
ability to share emotions is extremely important fo
r
affective development because it is through the shar
-
ing of emotions with the infant that a feeling stat
e
is understood
. If the parent is unable to share the in
-
fant's affective states, then one will observe a lack o
f
reciprocity in the relationship
. This will be describe
d
later as part of the risk situations that contribute t
o
maladaptive parenting. In Stern's (1990) book
Th
e
Diary of a Baby,
the concepts of reciprocity and af-
fect attunement are woven throughout his sensitiv
e
descriptions and observations of the development o
f
the earliest relationship
.
Another type of reciprocity, "emotional availabil-
ity," focuses on the parent's accessibility and capac-
ity for reading the emotional cues and meeting th
e
emotional needs of the infant
. Emde (1980) sug-
gested that emotional availability may be one of the
keenest barometers of how development proceed
s
in early childhood
. Under optimal circumstances
,
one would expect to view a range of emotions
,
with a balance of the positive emotions of inter-
est and pleasure between infant and parent
. Emo-
tional availability has been illustrated empirically i
n
interesting research on a form of emotional referenc
-
ing characterized as social referencing (Sorce, Emde
,
Campos, & Klinnert, 1985)
. In these experiments, a
n
infant encounters a situation of uncertainty
. Whe
n
through normal exploration he or she looks to th
e
mother for help in dealing with the uncertainty
,
the mother signals either fear/anger or joy/interest
.
When presented with the positive signal, the infan
t
approaches and explores; in response to the negativ
e
signal, the infant avoids the new situation
. Thus
,
the mother's facial expression or verbal signal sig-
nificantly affects both the infant's affective respons
e
and his or her behavior
. Social referencing illustrate
s
a general developmental process that a person use
s
to gain information from a significant other abou
t
an uncertain or ambiguous situation
. Clearly, emo-
tional availability is important not only for the de-
velopment of basic trust but also for the facilitatio
n
of positive exploration and for the development o
f
competent behaviors
. This response from a paren
t
or significant caregiver plays a key role in the in-
fant's development of a positive internalized sens
e
of self
. Empirical work on affect exchanges (Osofsky
,
1993) provides similar examples of the importanc
e
not only of affective mirroring but also of sensitivit
y
to the other's cues and feelings
. Positive affect shar-
ing is an early sensitive indicator that all is goin
g
well with development and with the relationship
.
This emotional differentiation in the developmen
t
of children in high-risk groups is one that we re
-
turn to in the maladaptive parenting sections of thi
s
chapter
.
The Role of Father
s
The parenting literature often focuses on th
e
mother—child dyad, suggesting implicitly that thi
s
dyadic relationship is the most significant in a child'
s
life
. Less frequent is the inclusion of fathers i
n
the discussion of parenting
. However, the dynam-
ics of the father—child relationship are unique i
n
their own regard and significant in a child's over
-
all development. Thus, the distinct contributions of
ADAPTIVE AND MALADAPTIVE PARENTING
5 7
fathers should not be omitted in considering adap-
tive parenting
.
Whether in single or married households, th
e
presence of the father in the lives of both the mothe
r
and the child is clearly evident
. Although there ha
s
been an increase in the number of children bein
g
raised by single mothers, a large proportion of child-
ren are also parented by their fathers
. Moreover,
a
significant number of children raised primarily b
y
their mothers have positive and healthy relation
-
ships with their fathers
. Still another facet of father
-
hood is the paternal role that many men choose t
o
undertake, despite the fact that they are not the bio-
logical father
. These relationships are often assume
d
by surrogate fathers who have consanguineal tie
s
to the child (grandfathers, uncles, cousins) or sig-
nificant others in the lives of mothers (boyfriend
s
or friends) who make a personal commitment t
o
serve in the fathering role
. These relationships ar
e
less clearly defined and much harder to quantify
,
but they exist and must be recognized as significan
t
and influential
. We discuss briefly the significant rol
e
of fathers in the adaptive parenting relationship i
n
married and in single-headed family systems
.
The father's unique role in parenting has bee
n
clearly defined as beneficial in the lives of children
.
Supporting the earliest relationship between fathe
r
and infant fosters strong ties for the later father
—
child relationship (Horn, in press
; Parke, 1995)
. Re-
gardless of the status of the relationship between th
e
mother and the father, the relationship between th
e
father and child and the influences that coparentin
g
can have on a child's development are clear
. Lamb
,
Hopps, and Elster (1987) outlined three ways i
n
which fathers are involved in the parenting role
. Th
e
first is the
interactive
component in which the fathe
r
shares in specific activities and child-care routines
.
The second, the
availability
component, refers to th
e
father's level of direct or indirect accessibility to th
e
child
. Third, the
responsibility
component refers t
o
the fathers' acquisition of the provider role in whic
h
he ensures that the child's primary needs are met an
d
that the necessary resources are available to him o
r
her
. Others have contended that there are additiona
l
ways in which father's levels of involvement are de-
lineated
. Involvement, for example, can be define
d
in terms of activities in which fathers participat
e
with their children
. These include play, leisure time
,
and child-care activities (Radin, 1993)
. The benefits
of these varied levels of paternal involvement wit
h
children have been well documented in the litera-
ture (Collins & Russell, 1991
; Crockett, Eggebeen,
&
Hawkins, 1993
; Horn, in press
; Grossman, Pollack,
&
Golding, 1988
; Lamb, 1987
; Lamb, Hopps, & Elste
r
1987
; Lamb, Plecke, & Levine, 1985
; Parke, 1981
,
1995)
.
In terms of the types of interactions that take plac
e
between fathers and their children, fathers generall
y
tend to be less involved in caregiving interaction
s
than are mothers
. Several studies have shown tha
t
fathers are more likely to be engaged in interaction
s
that evolve around play with their infants (Clarke
-
Stewart, 1980
; Palm, 1997
; Power & Parke, 1982
;
Yogman, 1983)
. These playful interactions — whic
h
include physical play, movement games, bouncing
,
and generally stimulating play — have been linke
d
to higher levels of infant arousal (Clarke-Stewart
,
1980
; Power & Parke, 1982
; Yogman, 1983)
. Father
s
also have been found to promote assertiveness i
n
their children and to participate in structured phys
-
ical activities such as scouting and Little Leagu
e
(Palm, 1997)
. Mothers more often focus on socio-
emotional stimulation in their play with infant
s
(e
.g
., playing peekaboo)
. For single noncustodial fa-
thers, the amount of involvement in their children'
s
lives proves to be just as important as in coparent-
ing situations and more frequent than most woul
d
expect
. Lerman (1993) found that almost half of th
e
600 young unwed fathers who were included in hi
s
study reported having at least weekly contact wit
h
their infants
. Involvement, however, appears to de
-
cline as the infant becomes older
.
Fathers' competence to provide nurturing an
d
stimulating interactions with their children ha
s
been studied by many investigators
. Fathers appea
r
to be responsive and sensitive to their infants' need
s
and to continue to be able to manage and supervis
e
their children's behaviors throughout their devel-
opment (Parke, 1995
; Russell & Russell, 1987)
. Th
e
presence of a male figure in the home has also bee
n
linked to more secure attachment in lower-incom
e
families (McLoyd, 1995)
. This reciprocal and mu-
tually beneficial relationship between fathers an
d
children is a key component found in families i
n
which children tend to be healthy, successful, an
d
competent and who have a secure sense of self
. Th
e
added component of paternal influence providin
g
the opportunity for children to interact and
:form
58
JOY D
. OSOFSKY AND M. DEWANA THOMPSO
N
an affective bond with both parents fosters adaptiv
e
parenting environments that aid in the promotio
n
of healthy child development
. Regardless of the dy-
namics between the mother and father, the added
effort from other systems in children's lives is es-
sential for ensuring that fathers are welcomed an
d
not excluded from the parenting experiences of thei
r
children
.
The Problem of Categorizin
g
Single-Headed Families as "At Risk
"
Weinraub and Gringlas (1995) suggested that chil
-
dren raised in single parent families are increasingl
y
considered at risk. This status, however, is often de-
termined by the social conditions faced frequentl
y
by single parents and not the demographic cate-
gory of single parenthood itself
. Single parents ar
e
more often women and, therefore, are paid lowe
r
wages than their male counterparts
. They often fac
e
problems finding suitable employment and are mor
e
likely to live in deteriorated and violent communi-
ties with diminished access to community resources
.
An additional consequence is the lack of adequat
e
educational opportunities that are available to thei
r
children
. These combined factors place children liv-
ing in these ecological niches at risk
. A distinctio
n
exists, however, within the realm of single parent
-
hood
. At one end of the continuum are those par-
ents who are unable to negotiate their environment
s
or protect their children from being affected nega-
tively
. At the other end are those parents who ar
e
able to meet the challenges that their environment
s
pose and who foster positive and healthy socializin
g
contexts for their children
. Thus, many single par-
ents successfully meet and master significant chal-
lenges on a daily basis, despite adverse life circum-
stances, with adaptive parenting therefore the result
.
This is often accomplished with the help of addi-
tional members of their social systems, the adde
d
support of paternal involvement, the benefits o
f
healthy reciprocal relationships with their children
,
and the utilization of religious and spiritual ties
.
Bronfenbrenner (1989) warned that theorist
s
should be careful not to use social addresses or de-
mography in isolation to characterize individual be-
havior patterns
. Alternatively, cumulative ecological
effects should be examined
. Because we recogniz
e
the challenges facing many single-headed families in
America, and the consequences of such life circum-
stances, we choose not to define single parenthoo
d
itself as a risk factor
. Instead, we address some o
f
the social conditions affecting many families acros
s
demographic lines that can lead to maladaptive par-
enting
. From this perspective, we address why som
e
groups are disproportionately at risk and how re-
silience is often found in families who are challenge
d
by adverse social conditions
.
Social Networks and the Role o
f
Supportive Relationships i
n
Adaptive Parentin
g
Social networks have a significant influence o
n
the lives of parents (Cochran & Niego, 1995)
. Per-
sonal social networks are defined as "those peopl
e
outside the household who engage in activities an
d
exchanges of an affective and/or material natur
e
with members of the immediate family" (Cochra
n
& Niego, 1995, p
. 396)
. In examining the influenc
e
of social networks on adaptive parenting, it is impor
-
tant to distinguish between this concept and that o
f
social support
. Social support can be described i
n
terms of the instrumental, informational, or emo-
tional help provided by members of one's socia
l
network (Crockenberg, 1987)
. Members of a socia
l
network may offer support to a parent by takin
g
on child care responsibilities, giving child care ad
-
vice, or simply offering encouragement
. However
,
some researchers argue that social networks shoul
d
not merely be defined in terms of their supportiv
e
or nonsupportive roles or functions in the lives o
f
parents (Cochran, 1993
; Cochran & Brassard, 1979)
.
This dichotomy ignores the additional positive an
d
negative roles that members of a social network ca
n
fulfill
. A much broader view of the role of social net
-
works may include the previously mentioned mode
s
of assistance, in addition to offering material as-
sistance and serving as role models for both par-
ents and children
. However, members of a socia
l
network are not always supportive
. When conflic
t
arises among members, or when there is an overloa
d
of information and interaction, networks can con
-
tribute to stressful home environments for parent
s
(Cochran & Niego, 1995)
. Nevertheless, the support-
ive role that network members serve often outweigh
s
the stress that they may impose on a parent
. Thus
,
social support is more appropriately defined as one
ADAPTIVE AND MALADAPTIVE PARENTING
5 9
of many functions served by the individuals in one'
s
social network
.
The role that social networks play in the lives o
f
parents has been measured in four primary ways
.
The composition, density, and size of the overal
l
network, as well as the number of interactions tha
t
take place between the individual and the networ
k
are all factors that influence the impact of a so-
cial network on a family system (Burchinal, Follmer
,
& Bryant, 1996)
. The network composition refer
s
to the categories into which each member falls
.
This can include a spouse, family members, mem-
bers of the community, friends, or professional ac-
quaintances
. The network density is measured by th
e
interrelationships among individuals
. This can be as
-
sessed, for example, by examining the relationshi
p
between the spouse and the grandparent (Burchi-
nal, Follmer, & Bryant, 1996)
. MacPhee, Fritz, an
d
Miller-Heyl (1996) found that the network size wa
s
far less important than whether the network mem-
bers met the parents' needs
. Therefore, on an indi-
vidual level, the specific characteristics of member
s
of the network, the number of social exchanges tha
t
take place between the individual and a particula
r
member, and the perceived intensity of these rela-
tionships are all factors that may make greater con-
tributions to parenting than the actual size of th
e
network
. The synergistic effect that both these struc-
tural and functional components of a social net
-
work have on the parent-child dyad ultimately fos-
ters adaptive parenting environments
.
The presence of social networks that are extensiv
e
and supportive has been linked to adaptive parent-
ing in many ways (Burchinal, Follmer, & Bryant
,
1996
; Cochran & Niego, 1995)
. Supportive socia
l
networks have been found to reduce stress by serv-
ing as a buffer against threatening events, influenc-
ing the coping strategies of parents, and providin
g
emotional support (Crockenberg, 1987)
. The pres-
ence of supportive environments improves parents
'
general dispositions, assists them in feeling less over
-
whelmed by parenting tasks, and allows them t
o
have additional tangible and intangible resource
s
from which to draw information (Crnic & Green
-
berg, 1987
; McLoyd, 1995)
. Two of the most signif-
icant types of information provided by members o
f
social networks include child-rearing advice and in
-
formation regarding community resources
. Tangibl
e
sources of support include child care assistance and
financial support (Cochran & Niego, 1995)
. Rile
y
(1990) found that fathers relied on the child-rearin
g
advice of several significant members of their socia
l
network
. These networks appear to guide parents i
n
positive directions and offer additional resource in
-
formation regarding their children
.
Parents who have supportive social network
s
available to them have also been shown to be bet
-
ter equipped with resources that buffer stressfu
l
life events (Cochran, Lerner, Riley, Gunnarsson,
&
Henderson 1990
; Voight, Hans, & Bernstein, 1996)
.
Hanshaw and Frazier-Thompson (1996) found tha
t
fathers who were raising children with disabilitie
s
were better able to cope and accept their children'
s
disability when they had supportive family network
s
available to them
. Despite additional hardships tha
t
parents may face, punitive, harsh, and controllin
g
parenting styles are less likely to be found in fami-
lies in which there is a supportive and extensive net
-
work (Hashima & Amato, 1994
; Jennings, Stagg,
&
Connors, 1991)
. This finding has been demonstrate
d
across both racial and economic lines, in which indi-
viduals are able to use their social network as a sourc
e
of strength
. In family situations in which there ar
e
stressors, but also the existence of a strong network
,
there tends to be a lower incidence of child abus
e
and violence (Crockenberg, 1987) and, for teenag
e
mothers in particular, higher levels of psychologica
l
well-being (Thompson & Peebles-Wilkins, 1992)
. I
n
contrast, the absence of such systems can lead to so
-
cial isolation and conditions that foster maladaptiv
e
parenting
. Researchers have found that abusive par-
ents, when compared with nonabusive parents, ar
e
more likely to be isolated from both formal and in
-
formal support networks, tend to be newer to thei
r
neighborhoods, and are less likely to have a relativ
e
living in close proximity (McLoyd, 1995)
. Abusiv
e
parents also report having less access to informa
l
support and not being satisfied with the social net
-
works available to them (MacPhee, Fritz, & Miller
-
Heyl, 1996)
.
Supportive social networks are related positively t
o
adaptive parenting behaviors
. More specifically, par-
ents who have supportive networks available ten
d
to have more nurturant styles of parenting, dis-
play more positive affect and responsiveness wit
h
their infants, and foster more stimulating hom
e
environments (Burchinal, Follmer, & Bryant, 1996
;
Crnic, Greenberg, & Slough, 1986
; MacPhee, Firitz,
60
JOY D
. OSOFSKY AND M. DEWANA THOMPSO
N
& Miller-Heyl, 1996)
. Such parents are more sensi-
tive to their children's needs and exhibit less co-
ercive modes of discipline than those who do no
t
have access to such systems (McLoyd, 1995)
. Th
e
presence of supportive social networks has been re-
lated to less punitive and more responsive behav-
iors in teenage mothers (Nitz, Ketterlinus, & Brandt
,
1995)
. In Crockenberg's (1987) study, poor adoles-
cent mothers who had access to more family mem-
bers who helped with child care and who too
k
on household responsibilities were more responsiv
e
to their infants and showed higher levels of sen-
sitivity to them as compared with those who ha
d
less support
. Adolescent mothers frequently iden-
tify grandmothers as the primary members of thei
r
social networks on whom they depend the most
,
particularly for child care assistance (Hunter, 1997
;
Nitz, Ketterlinus, & Brandt, 1995
; Wilson & Tolson
,
1990)
. Grandparents play a significant role in th
e
lives of parents as well as children
. The presence o
f
grandmothers in the home of single African Amer-
ican mothers is related positively to higher level
s
of emotional adjustment in their children (McLoyd
,
1995
; Wilson & Tolson, 1990)
. Children generall
y
benefit from the existence of familial support
. Hig
h
levels of support in families have been related t
o
greater levels of social interaction in children, highe
r
levels of academic achievement, and overall en-
hanced social and emotional well-being (Gonzales
,
Cauce, Friedman, & Mason, 1996
; Homel, Burns,
&
Goodnow, 1987
; Taylor, 1997
; Tietjen, 1985)
. In con
-
trast, lower levels of social support are related to inse
-
cure attachment in infants, including both resistan
t
and avoidant behaviors (Crockenberg, 1981)
. Al
-
though the individual characteristics children brin
g
to the parent—child relationship may contribute t
o
these outcomes, supportive environments generall
y
enhance the likelihood of these positive outcomes
.
Contextual influences are key factors to conside
r
when examining social networks
. For poor and un-
educated parents, personal social networks are ofte
n
determined by those individuals to whom they hav
e
access in their immediate environment
. Because o
f
a limited pool of resources, these parents may hav
e
access to fewer social network members (Cochran
,
1993)
. For example, parents with less educatio
n
may not be as socially active as parents with highe
r
educational attainment
. The former may have fewe
r
social ties, whereas more educated parents may have
relationships that extend into various geographi
c
areas and are able to incorporate a wider range o
f
network members
. Parents' ethnicity has also bee
n
shown to influence their network membership
.
Ethnic groups that rely on a collectivist orientation
,
such as Hispanics and Native Americans, have bee
n
found to depend more heavily on close famil
y
members and fictive kin for emotional suppor
t
(MacPhee, Fritz, & Miller-Heyl, 1996)
. Africa
n
Americans also tend to rely heavily on extende
d
support networks (Hunter, 1997
; Kohn & Wilson
,
1995
; McAdoo, 1988
; Taylor, Chatters, Tucker,
&
Lewis, 1990)
. Cross (1990) reported that Africa
n
Americans often have larger social networks tha
t
they utilize more frequently than do Europea
n
Americans
. It is essential to take such contextua
l
influences into consideration when examining th
e
factors that influence parenting
.
By and large, supportive networks benefit par-
enting skills in three ways
. First, parents are abl
e
to gain additional information about developmen-
tally appropriate methods of parenting (Bronfen-
brenner & Crouter, 1983)
. Second, support network
s
often offer tangible resources in terms of child car
e
or financial assistance when needed (Cochran
&
Niego, 1995). Finally, networks often serve as buffer
s
against maladaptive parenting and stressful life sit-
uations (Voight, Hans, & Bernstein, 1996)
. Thes
e
modes of assistance often translate into adaptive par
-
enting environments that contribute to positive out
-
comes in infants and children
.
RISK FACTORS FOR MALADAPTATIO
N
IN PARENTIN
G
Both biological and environmental factors can lea
d
to risk for maladaptive parenting
. In this section w
e
review four selected areas in which there is muc
h
current interest, including substance abuse, violenc
e
exposure, adolescent parenting, and parental psy-
chopathology
.
Substance Abus
e
The role that substance abuse plays in the live
s
of parents and their children has been examine
d
in a number of ways, including its effects on in-
fants, parents, and the parent—infant relationship
.
To understand the overall effect on parenting, it is
ADAPTIVE AND MALADAPTIVE PARENTING
6 1
necessary to recognize the complexity of each o
f
these factors
.
Much is known about the detrimental effects o
f
cocaine, alcohol, marijuana, heroin, and other drug
s
on a child when they are introduced early in life
.
Prenatally, the use of drugs and alcohol may re-
sult in birth defects, growth retardation, and de-
velopmental problems in infancy, including lowe
r
levels of information processing, attentional distur-
bances, and decreased interactions (Das Eiden
&
Leonard, 1996
; Jacobson, Jacobson, Sokol, Martier
,
& Ager, 1993
; Lester & Tronick, 1994
; Margura
&
Laudet, 1996
; Mayes, 1995
; Mayes & Bornstein
,
1996
; Mayes, Feldman, Granger, Haynes, Bornstein
,
& Schottenfeld, 1997
; Mejta & Lavin, 1996
; Struther
s
& Hansen, 1992)
. However, it is not possible to eval-
uate the ultimate effects on the infant without tak-
ing into account both the overall environment int
o
which the child is born and in which he or she i
s
raised and the effects on the parent—infant relation
-
ship
. Reciprocity, discussed earlier in this chapter
,
influences the behavioral and affective developmen
t
of infants
. Its presence, in the form of emotiona
l
availability, is particularly important for the parent'
s
ability to read the infant's cues and meet his or he
r
emotional needs
. In most cases, addiction prevent
s
a mother from responding to her infant's needs be
-
cause her primary focus is on her drug of choice
,
not her infant (Brooks, Zuckerman, Bamforth, Cole
,
& Kaplan-Sanoff, 1994)
. Mothers who abuse drug
s
show much lower levels of interaction with thei
r
infants (Mayes & Bornstein, 1996)
. Their lack o
f
ability to parent effectively is influenced by thei
r
current preoccupation with drugs and by the fac
t
that many of these mothers were raised in dysfunc-
tional families themselves, where substance abuse
,
psychopathology, and violence in many forms wer
e
part of everyday life
.
The lack of reciprocity observed so often betwee
n
mothers who have abused drugs and their infant
s
is influenced by three factors
. First, the exposur
e
of the infant to drugs prenatally may lead to bot
h
developmental impairments and lability in state
s
and moods, both of which may contribute to mak-
ing the infant more difficult to parent
. Thus, pos-
itive, healthy interactions between the parent an
d
the infant are less likely
. Second, long-term drug us
e
(specifically cocaine) has been found to affect a
n
individual's neuropsychological functioning
. These
effects often include deterioration of short-ter
m
memory, impaired task orientation, altered atten-
tion levels, and lowered levels of concentratio
n
(Mayes, 1995)
. Increased risk of psychiatric disorder
s
is also present, including extremely high rates of de-
pression in individuals who abuse drugs and alcohol
.
These impairments inevitably affect a parent's abil-
ity to meet effectively the physical and emotiona
l
demands of an infant
. The parent in such situation
s
is frequently physically present but is psychologi-
cally unavailable to her infant
. Finally, as mention-
ed earlier, substance abuse is frequently associate
d
with such other high-risk factors as elevated level
s
of violence, poverty, homelessness, social isolation
,
and noncompletion of high school (Mayes, 1995)
.
The combined effects of these factors, along wit
h
chronic or acute drug use, are likely to have a signi-
ficant impact on parenting
.
As with other maladaptive parenting situations
,
substance abuse in a parent will have differentia
l
impacts on children of different ages
. However
,
some developmental needs that are basic for al
l
children may be influenced remarkably by bein
g
raised by a parent who uses drugs (Kaplan-Sanoff
,
1996)
. The cycle of trauma that accompanies sub
-
stance abuse affects children's daily lives
. When par-
ents abuse substances, unpredictability and chao
s
characterize the household
. Emotional unavailabil-
ity and abandonment are recurring themes
. Out-
of-home placements are also prevalent while th
e
mother struggles with her addiction
. Similarly,
a
child of a teenage or depressed mother must dea
l
with changing and confusing roles — at one tim
e
being infantilized and at another being given th
e
responsibility of taking care of the parent (known a
s
parentification)
. As Kaplan-Sanoff (1996) and Brook
s
et al
. (1994) emphasized, living with a parent wit
h
an addiction challenges the child's development o
f
trust, attachment, autonomy, and self-esteem an
d
affects the child's ability to develop appropriat
e
behavioral control and affect regulation (Beeghle
y
& Tronick, 1994)
. Lester and Tronick (1994) dis-
cussed lifestyle factors that lead women to abus
e
substances and the resultant family and neighbor
-
hood conditions in which children are reared
. Child-
ren raised by a parent who abuses drugs or alco-
hol most often have a chaotic, disorganized lifestyl
e
that may include inadequate and disruptive parent-
ing, poverty, stress, and exposure to violence
.! Any
62
JOY D
. OSOFSKY AND M
. DEWANA THOMPSO
N
of these conditions can contribute to poor develop
-
mental outcomes
. When they are combined wit
h
prenatal drug exposure, children are at extremel
y
high risk for learning and behavior problems (Leste
r
& Tronick, 1994
; Kaplan-Sanoff, 1996)
.
In a more general way, studies have indicated tha
t
substance abuse impairs parenting abilities (Mayes
,
1995)
. Parental substance abuse has been associate
d
with 1) other psychiatric disorders, including de-
pression and antisocial personality
; 2) multigener-
ational transmission of both substance abuse pat
-
terns and psychiatric disorders
; 3) a high incidenc
e
of violence, both between adults and toward chil-
dren
; 4) an increased risk for abandonment and ne-
glect
; and 5) a generally poor sense of competenc
e
as a parent and a poor understanding of the need
s
of children. Furthermore, and consistent with thes
e
associations, studies have demonstrated that with
-
out ongoing support, mothers who have managed
to stop using drugs are more likely to resume thei
r
drug habits (see Mayes, 1995)
. It is most likely that
,
because there may be significant physiological an
d
biological effects on infants born to parents who ar
e
addicted to drugs or alcohol, the negative effect
s
on the child relate to an interaction between th
e
characteristics or problems of the infant and thos
e
of the parent
. Thus, the depressed behaviors, intru-
siveness, erratic responses, and violence observe
d
as negative parenting in mothers who abuse drug
s
may be a result of both the substance abuse prob-
lem and a cumulative effect of the many parenta
l
risk factors that affect this mother
. Because the prob
-
lem is a transactional one with many individuals
—
infant, parent, extended family, broad social net
-
work — contributing, effective intervention effort
s
must also be individual-, family-, and community
-
centered
. Therefore, it is important to address the in
-
dividual needs of the infant and the parent, provid
e
appropriate interventions and support, and recog-
nize the very important dimension of developing
a
trusting relationship with the addicted parent
. Onl
y
if the parent learns to trust him- or herself will he o
r
she then be able to parent the child sensitively an
d
effectively
.
Violenc
e
Parenting is, at best, a complex process, and in sit
-
uations of high risk, it is even more so
. For some
parents and children, the stress associated wit
h
violence exposure and the necessary coping with
violence as an everyday event affect both th
e
mother's ability to parent and the child's capacity t
o
form healthy attachment relationships (Osofsky
&
Fenichel, 1994)
. Because early relationships form th
e
basis for all later relationship experiences, such dif-
ficult early interactions may be problematic for th
e
child's later development. Poverty, job and famil
y
instability, and environmental violence add immea-
surably to the inherent difficulties
. Although sys-
tematic research has not yet been conducted con-
cerning the effects of violence exposure on parent-
ing and the caregiving environment, we know fro
m
anecdotal reports that parents who live with vio-
lence frequently describe a sense of helplessness an
d
frustration about their inability to protect their chil-
dren and keep them safe, even in their own neigh-
borhoods (Garbarino, Dubrow, Kostelny, & Pardo
,
1992
; Lorion & Saltzman, 1993
; National Survey o
f
Children and Parents, 1991
; Osofsky & Fenichel
,
1994
; Osofsky, Wewers, Hann, & Fick, 1993; Richter
s
& Martinez, 1993)
. A constant barrage of violence i
n
the community may lead parents to communicat
e
helplessness and hopelessness to their children
.
Protecting children and facilitating their develop-
ment is a family's most basic function
. Regardless o
f
their composition, families are uniquely structure
d
to provide the attention, nurturance, and safety tha
t
children need to grow and develop
. An importan
t
psychological aspect of parenting an infant or tod-
dler is being able to provide a "holding environ-
ment" (Winnicott, 1965) in which a parent can bot
h
protect a child and allow and encourage appropriat
e
independence
. Parents who are aware that they ma
y
not be able to protect their children from violenc
e
are likely to feel frustrated and helpless
. In addition
,
when parents witness violence or are themselves vic
-
tims of violence, they are likely to have difficult
y
being emotionally available, sensitive, and respon-
sive to their children
. In trying to help children an
d
parents who have been traumatized by violence ex-
posure, it becomes clear that parents must cope wit
h
their own trauma before they are able to deal wit
h
their children's needs
. Furthermore, when parent
s
live in constant fear, their children often lack th
e
sense of basic trust and security that is the foun-
dation of healthy emotional development (Osofsky
,
1995
; Osofsky, Cohen, & Drell, 1995)
.
ADAPTIVE AND MALADAPTIVE PARENTING
6
3
Parents may experience additional burdens be
-
cause children's traditional societal protectors, in-
cluding schools, community centers, and churches
,
are also overwhelmed and are not able to assure saf
e
environments for their children
. A recent survey wa
s
designed to identify issues of trust and safety amon
g
a group of African American parents and childre
n
living in an inner-city environment with a high rat
e
of violence according to police homicide statistics
.
Thirty-five percent of the parents reported that the
y
did not feel their children were safe walking t
o
school, and 54% did not feel they were safe playin
g
in their neighborhood
. Only 17% of these parent
s
felt that the children were very safe doing thes
e
activities
. However, the majority (62%) felt that th
e
children were very safe at home, and 30% felt the
y
were very safe at school (Fick, Osofsky, & Lewis
,
1997)
. These data are consistent with the response
s
of 250 African American elementary schoolchil-
dren, ages 8—12, from the same neighborhoods
,
who reported that they felt much safer at home an
d
in school than walking to school or playing in thei
r
neighborhood
. Ninety percent of their parents fel
t
that violence was a serious problem or crisis in thei
r
neighborhood
. In clinical work with traumatize
d
young children and their families, one of the firs
t
issues that must be dealt with before any treatmen
t
can begin is whether the child and the family fee
l
safe
. There is a dual problem, however, in dealin
g
with chronic community violence
: 1) the continue
d
physical reality of the violent environment and 2
)
the continued posttraumatic reality for the youn
g
child and caregivers
.
Exposure to violence may interfere with norma
l
developmental transitions for both parents and chil-
dren
. If violence occurs in their neighborhood, t
o
their child, or to a child they know, parents may be
-
come overprotective, hardly allowing their childre
n
out of their sight
. Under such circumstances, par-
ents have difficulty behaving in any other than
a
controlling, or even authoritarian, manner
. Yet, en-
couragement of autonomy is important for develop-
ment and comes with trust in the safety of the envi-
ronment (Erikson, 1950)
. For families living wit
h
violence, children's growing independence and nor-
mal exploration may be anything but safe and
,
therefore, are not allowed
. Parents who are expose
d
to chronic violence may also become depressed an
d
unable to provide for their young children
'
s needs
.
Even with heroic efforts, if parents are sad an
d
anxious, it will be more difficult for them to respon
d
positively to the smiles and lively facial expression
s
of their young children
. Depressed parents may b
e
more irritable and may talk less often and with les
s
intensity
. All of these factors, although understand
-
able, may influence young children to be less re-
sponsive themselves and feel that they may hav
e
done something "bad" to contribute to this stat
e
of affairs
. Thus, supports outside of the family ar
e
very important for parents and children exposed t
o
violence
.
Teenage Mother
s
Parenting risks for adolescent mothers (here re-
ferred to as 16 years and younger) often begin earl
y
_ in their infants' lives because the cognitive as wel
l
as socioemotional caregiving environment is ofte
n
problematic
. Adolescent mothers generally initiat
e
verbal interactions less often and are less respon-
sive to their infants and young children than older
mothers (Furstenberg, Brooks-Gunn, & Morgan
,
1987
; Chase-Lansdale, Brooks-Gunn, & Palkoff
,
1991
; Crockenberg, 1987
; Culp, Appelbaum
,
Osofsky, & Levy, 1988
; Field, Widmayer, Stringer,
&
Ignatoff, 1980
; Osofsky, 1991
; Osofsky et al
., 1992
;
Osofsky & Eberhart-Wright, 1988, 1992)
. Whe
n
observing interactions between adolescent mother
s
and their infants, one is frequently struck with th
e
stillness of the interaction
. Many of the mother
s
talk very little to their infants and young children
,
and the children verbalize relatively little
. Whe
n
the mothers do talk, they give short commands, o
r
discipline the child, rather than giving elaborate
d
responses or statements
. Thus, many of thes
e
children grow up in impoverished cognitive as wel
l
as economic and socioemotional environment
s
(Chase-Landsdale, Brooks-Gunn, & Palkoff, 1991
;
Osofsky, 1996)
. The increased risk when they ente
r
the organized school setting is obvious
.
Research examining adolescent mother—child in-
teractions has shown that adolescent mothers' par-
enting practices may increase their children's ris
k
for less adaptive developmental outcomes
. Whe
n
compared to the interactions of adult mothers wit
h
their infants and toddlers, interactions between ado-
lescent mothers and their children differ
in
term
s
of both the amount and quality of the behaviors
64
JOY D
. OSOFSKY AND M. DEWANA THOMPSO
N
displayed
. Studies of mother-child interactions con
-
ducted in the home as well as in homelike laborator
y
situations have found adolescent mothers to engag
e
in less verbal and more physical forms of interactio
n
(Culp, Appelbaum, Osofsky, & Levy, 1988
; Garcia
-
Coll, Hoffman, & Oh, 1987
; Osofsky & Osofsky
,
1970)
. The paucity of talking between adolescen
t
mothers and their infants combined with the less de
-
scriptive and articulate verbal interactions of adoles-
cent mothers and their toddlers (Osofsky, 1996) ma
y
contribute to the poorer cognitive and linguistic out
-
comes associated with teenagers' children (East
&
Felice, 1990
; Furstenberg, Brooks-Gunn, & Chase
-
Landsdale, 1989)
. In addition, adolescent mother
s
and their toddlers are more likely to engage in mis-
regulated patterns of affective interaction in whic
h
either negative affects are emphasized (e
.g
., chil
d
cries and mother yells) or affective cues are misrea
d
by the dyad (e
.g
., child becomes angry and mothe
r
laughs)
. Participation in misregulated patterns of af-
fect was found to be most characteristic of teen
-
age mother-toddler interactions in comparison t
o
both socially advantaged and socially disadvan-
taged older mothers and toddlers (Hann, Robinson
,
Osofsky, & Little, 1991)
.
The developmental ramifications of the less op-
timal interaction patterns associated with adoles-
cent mothers and their children may be detecte
d
early in the social-emotional development of thes
e
children
. Lamb, Hopps, and Elster (1987) found th
e
distribution of infant attachment classifications dif-
fered between infants of adolescent and adult moth
-
ers
. Infants of adolescent mothers showed signifi-
cantly more avoidant behavior and were more likel
y
to be classified as avoidantly attached
. More re
-
cent attachment research that has included disorga
-
nized patterns of attachment in addition to secur
e
and insecure patterns (Main & Solomon, 1989) indi
-
cates that the offspring of adolescent mothers ma
y
also be at high risk for developing disorganized at-
tachment relationships with their mothers (Hann
,
Castino, Jarosinski, & Britton, 1991
; Hann, Osof-
sky, & Culp, 1996
; Speiker, 1989)
. The finding tha
t
children of adolescent mothers are at higher ris
k
for developing insecure attachment relationships i
s
consistent with previous research concerning th
e
etiology of avoidant and disorganized attachment
,
both of which have been associated with earlie
r
insensitive, negative, and emotionally unavailable
caregiving (Main & Hesse, 1990)
. These pattern
s
have been observed frequently with adolescen
t
mothers and their children
. The increased ris
k
among adolescent mothers' children for develop-
ing less optimal patterns of interaction and in
-
secure and disorganized attachment relationship
s
may contribute to the poorer social and emotiona
l
outcomes seen in these children (Brooks-Gunn
&
Furstenberg, 1986
; Furstenberg, Brooks-Gunn,
&
Chase-Landsdale, 1989
; Osofsky & Eberhart-Wright
,
1988
; Osofsky, Eberhart-Wright, Ware, & Hann
,
1992)
. Further research, however, is needed to estab
-
lish the links between early patterns of mother-chil
d
interaction and infant attachment and later socio-
emotional outcomes in adolescent mothers an
d
their children
.
Mental health risks for adolescent mothers an
d
their offspring may have been overlooked in pre-
vious research
. In a recent study conducted in Ne
w
Orleans on the effects of chronic community vio-
lence on 58 elementary-school-age children, ages 9
-
12 years old, we found that almost half of the chil-
dren included in the sample were born to mother
s
who became parents as teenagers (Osofsky, Wewers
,
Hann, & Fick, 1993)
. Furthermore, there was a signif
-
icant relation between reported behavior problem
s
of these children on the Child Behavior Checklis
t
(Achenbach, 1979) and their having been parente
d
by an adolescent mother
. In addition to reported ex
-
posure to community violence and family violence
,
and because of the age and immaturity of the youn
g
mothers, as well as lack of support, children of ado-
lescent mothers are frequently victims of child abus
e
and neglect
. Thus, being born and raised in the fam
-
ily of an adolescent mother may increase the risk o
f
a child's being exposed to environmental and famil
y
factors that increase mental health risks
.
In our experience in developing intervention
s
with adolescent mothers, we found that it is mos
t
helpful to use strategies that assist the mother i
n
developing empathy for her baby
. Adolescence is
a
developmental period when individuals tend to fo-
cus mainly on themselves rather than on anothe
r
person
. Thus, a child interferes with a teenager'
s
egocentric focus
. For a teen mother, her own feel-
ings are crucial, not those of others
. Even if a youn
g
woman is already a mother, she will continue wit
h
her own personal struggle to determine "Who a
m
I?" Thus, helping the mother become attuned to
ADAPTIVE AND MALADAPTIVE PARENTING
65
her baby's feelings is difficult but crucial, for bot
h
the child and the relationship
. Video recordings an
d
other techniques may help the mothers to focu
s
playfully on their babies' feelings and to recogniz
e
the impact of their behaviors on the baby (Carter
,
Osofsky, & Hann, 1991b)
. It should be noted, how
-
ever, that teen mothers who live in healthy, sup-
portive environments where they themselves ar
e
nurtured and where they receive both tangible an
d
intangible support from family, friends, and com-
munity resources often foster positive home envi-
ronments and have healthy relationships with thei
r
children (Brooks-Gunn & Chase-Landsdale, 1991
,
1995
; Osofsky, 1996)
. Factors that have been foun
d
to influence the positive outcomes of teen mother
s
and their children include completing high schoo
l
and moving into the workforce and having fewe
r
subsequent pregnancies, the support of family mem
-
bers and a significant other, and positive role model
s
in their lives whom they can emulate (Brooks-Gun
n
& Chase-Landsdale, 1995)
. The presence of thes
e
individual and combined factors can often trigge
r
adaptive parenting situations for the youngest o
f
mothers
.
Parental Psychopatholog
y
Parental psychopathology is a risk factor for care
-
giving that often occurs in conjunction with othe
r
risk factors including substance abuse, child mal-
treatment, exposure to violence, and adolescen
t
pregnancy
. By definition, child maltreatment, whic
h
frequently accompanies parental psychopathology
,
constitutes a severe dysfunction in parenting tha
t
can lead to serious maladjustment and behav-
ior problems (Rogosch, Cicchetti, Shields, & Toth
,
1996)
.
Because maternal depression has been studie
d
and observed most frequently as a risk factor tha
t
affects parenting — often in lower socioeconomi
c
and highly stressed groups — we focus on this are
a
of parental psychopathology
. Maternal depressio
n
contributes to less adequate and even negative par-
enting behavior that can lead to problems in th
e
adjustment of infants and children (Field, Murrow
,
& Adelstein, 1993
; Gelfand & Teti, 1990
; Gopfert
,
Webster, & Seeman, 1996
; Tronick & Gianino, 1986
;
Weinberg & Tronick, 1997)
. It has been associ-
ated with such undesirable parenting practices as
unresponsiveness, inattentiveness, intrusiveness, in
-
ept discipline, and negative perceptions of childre
n
(Gelfand & Teti, 1990)
. Although, some of the stud-
ies have methodological limitations, Gelfand an
d
Teti (1990) reported age-typical forms of child psy-
chopathology accompanying maternal depressio
n
and such associated stressors as marital discord
.
Earlier, as part of our review of the role of reci-
procity in adaptive parenting, we discussed the im-
portance of emotional regulation, including shar-
ing and complementary affects between the paren
t
and the developing infant
. This topic is highly rel-
evant in considering the impact of depression o
n
parenting effectiveness
. Emotional availability an
d
a sense of emotional consistency include the ide
a
of "good enough" mothering (Winnicott, 1965)
,
_affect attunement and sensitivity (Bowlby, 1973
;
Cramer & Brazelton, 1990
; Osofsky & Eberhart
-
Wright, 1988
; Stern, 1985), and parental "mirroring
"
of affective states (Kohut, 1977
; Stolorow, Brand-
chaft, & Atwood, 1987)
. (A "good enough" par-
ent is one who is not "perfect" but provides suffi-
cient nurturance and caregiving — both physicall
y
and emotionally — to support healthy child develop
-
ment
.) Three types of interaction patterns have bee
n
observed with depressed low-income mothers an
d
their infants
: 1) withdrawn-unavailable
; 2) hostile
-
intrusive
; and 3) mainly positive (Murray & Cooper
,
1997a,b)
. The two negative patterns of interactio
n
have been shown to interfere with healthy cognitiv
e
and emotional development
. A longitudinal stud
y
conducted in Germany (Laucht, Esser, & Schmidt
,
1994) showed how disturbed patterns of mother
—
infant interaction for a sample of 353 mothers an
d
infants mediated the negative effects on cognitiv
e
and emotional development
.
Empirical research, in addition to clinical obser-
vations, has shown that depressed mothers hav
e
difficulty with affect regulation and tend to b
e
dysynchronous with their infants rather than res-
onating sensitively to emotional states (Field, 1995
;
Osofsky, 1993
; Weinberg & Tronick, 1997)
. Further
-
more, these mothers match negative states more of
-
ten than positive behaviors when compared wit
h
nondepressed mothers (Field, 1995)
. Using the "still
-
face" situation (an experimental paradigm durin
g
which the caregiver is asked first to be normally re-
sponsive to her or his infant and then to stop bein
g
responsive and show a still face with flat affect for
66
JOY D
. OSOFSKY AND M
. DEWANA THOMPSO
N
several minutes), Tronick and his colleagues (Coh
n
& Tronick, 1983
; Weinberg & Tronick, 1997) foun
d
that when mothers were asked to "look depressed
"
for a short period of time during face-to-face in-
teraction, infants of nondepressed mothers becam
e
distressed very quickly, whereas infants of chroni-
cally depressed mothers did not
. The latter grou
p
seemed to tune out both when their mothers were re-
sponsive and when they were nonresponsive (Field
,
1995)
. Field, Healy, Goldstein, and Guthertz (1990
)
described several patterns in depressed mothers tha
t
include the more typical withdrawn, flat affect pat
-
tern as well as one that is intrusive and overstimulat-
ing
. Depressed mothers, similar to adolescent moth-
ers (who may also be depressed), tend to talk less t
o
their infants, show fewer positive facial expressions
,
vocalize less, and display less positive physical affec-
tion (Field et al
., 1993
; Murray & Cooper, 1997a)
.
Indeed, there is increasing evidence indicating tha
t
adolescent mothers are more likely to be depresse
d
than older mothers (Field, 1995
; Hann, Castino
,
Jarosinski, & Britton, 1991
; Osofsky, 1996
; Osofsk
y
& Eberhart-Wright, 1988)
.
Depressed mothers have been reported to be les
s
available emotionally to their infants and children
,
thereby providing a less empathic and responsiv
e
environment (Field, 1995
; Osofsky, 1996). Zuravi
n
(1989) emphasized the link between materna
l
depression and mother-to-child aggression, findin
g
that moderately, but not severely, depressed low
-
income mothers are at increased risk for child abus
e
and physical aggression
. Several caveats are neces-
sary in interpreting the results of this study, includ-
ing the method used to measure depression and th
e
sample studied
. However, it is important not to un-
derestimate the effect that maternal depression ma
y
have on the quality of the interactive relationshi
p
between mother and child
. For low-income, alread
y
stressed dyads, maternal depression may plac
e
infants and children at much greater risk for depres-
sion
. Substantial research (Carter, Osofsky, & Hahn
,
1991a,b
; Field et al
., 1990
; Hann, Castino, Jarosinski
,
& Britton, 1991
; Osofsky & Eberhart-Wright, 1988
;
Radke-Yarrow et al., 1985
; Tronick & Gianino, 1986
;
Zahn-Waxler et al
., 1990) suggests that the childre
n
of depressed mothers are at higher risk for prob-
lems in affect regulation, including both increase
d
depression, or subdued affect, and inappropriate ag-
gression
. According to Tronick and Gianino (1986),
if the infant is able to cope with a nonresponsiv
e
environment and maintain both self- and interac-
tive regulation simultaneously, then the outcom
e
is likely to be positive mental health
. In contrast, i
f
the infant cannot maintain interactive regulation
,
then self-regulation will be the primary means o
f
coping and the outcome is likely to be problematic
.
The combination of depression in the mother an
d
difficulties with affect regulation in the child result
s
in less emotional availability and increases the ris
k
for other problems in the relationship
.
In general, either as a result of the depression o
r
as a contributing factor, depressed mothers have les
s
support available to them and more restricted so-
cial networks
. Thus, an important mediating facto
r
for resilience in parenting may be absent for thes
e
mothers
. One study (Hossain et al
., 1994) suggeste
d
that, in some cases, fathers may buffer the negativ
e
effects of maternal depression on infants
. The in-
vestigators observed that infants' interactions wit
h
their nondepressed fathers were more positive tha
n
those with their depressed mothers
. Field (1995) re
-
ported a similar finding with familiar nondepresse
d
child care providers
. These infants' interactions wit
h
the child care workers showed increased arousal wit
h
more stimulation and positive affective exchange
s
than were observed with their depressed mothers
.
Infants may also contribute to the negative pat
-
terns of interaction observed with depressed moth-
ers
. Because infants of depressed mothers may sho
w
fewer affective responses early in their develop-
ment, increased irritability, and lower activity levels
,
they may contribute to interactional disturbances
.
Zuckerman et al
. (1990) noted that newborns of de
-
pressed mothers are more difficult to console
. Yet, i
t
is not clear whether these behavioral reactions wer
e
due to environmental or to genetic prenatal influ-
ences
. Thus, there may be an unfortunate negativ
e
reverberating cycle for depressed mothers and thei
r
infants
. In fact, mothers may perceive their infant
s
more negatively (Field, 1995
; Field et al., 1993) an
d
interact less with them
. At the same time, the in-
fants may be more irritable and less responsive be
-
cause of pre- or perinatal risk factors
. Early identifica
-
tion of risk and the potential benefits of preventiv
e
interventions are imperative, including early hom
e
visitation models that have been shown to be effec-
tive for such high-risk mothers (Olds, Henderson
,
& Kitzman, 1994
; Olds, Henderson, Tatelbaum,
ADAPTIVE AND MALADAPTIVE PARENTING
6 7
& Chamberlain, 1988
; Olds, Kitzman, Henderson
,
Hanks et al
., 1997
; Werner, 1984, 1994)
. Lyons
-
Ruth, Connell, and Grunebaum (1990) pointed t
o
both the negative developmental consequences as-
sociated with severe social risk conditions and t
o
the buffering effects of developmentally oriente
d
home visiting services for infants at greatest socia
l
risk
. When infants of depressed mothers receive
d
home visiting services, they outperformed an un-
served group on the Bayley Scales of Infant Devel-
opment at 18 months of age and were twice as likel
y
to be classified as securely attached in their relation
-
ship with their mother
. These differences were foun
d
with home visiting services that involved a con-
certed outreach and a strong social service compo-
nent, with focus on the mother—infant relationshi
p
(with 13 months of home visiting services involvin
g
forty-six completed home visits). There is much ye
t
to be learned about parental psychopathology an
d
its effects on parenting
. However, it is clear that a
n
important first step is a recognition of the potentiall
y
negative effects of parental psychopathology and
a
commitment to address them before the effects o
n
children become too severe or difficult to remediate
.
Importance of Resilienc
e
Recent years have witnessed an increased empha
-
sis on resilience
; that is, factors that may improv
e
conditions directly affecting a child's coping ability
.
One of the most important resilience factors is ef-
fective parenting
. A substantial body of theoretica
l
and research work has been conducted on resilienc
e
in infants and children
. This research is importan
t
to our consideration of adaptive and maladaptiv
e
parenting
.
Werner (1984) carried out a landmark study o
n
resilience, conceptualizing this phenomenon as th
e
ability to recover from or adjust easily to misfortun
e
or sustained life stress
. Resilience is often used to de
-
scribe the following outcomes in children
: 1) goo
d
outcomes despite risk status, 2) sustained compe-
tence under stress, and 3) recovery from traum
a
(Werner, 1994)
. Many studies, including those o
f
Werner (1994) and Masten (1997), define a resilien
t
child as one who is more likely to have an adaptabl
e
easy temperament and who is more intelligent tha
n
nonresilient children
. A resilient child is also mor
e
likely to have a supportive person — often a parent or
caregiver — in his or her environment, a person wit
h
whom the child has a trusting relationship
.
Werner (1984) discovered that resilient childre
n
who adapted successfully to adult life had the fol-
lowing protective factors: 1) an adaptable tempera-
ment that allowed them to elicit positive response
s
from caring adults, 2) skills and values that allowe
d
for an assessment of the child's abilities in order t
o
develop realistic educational and vocational goals
,
and 3) parents or caregivers who reflected compe-
tence and fostered self-esteem in their children o
r
other supportive adults who fostered trust
. Further
-
more, resilient children sought out environment
s
that reinforced and rewarded their competencie
s
and helped them handle life's transitions success
-
fully
.
Much can be learned from Werner's (1984) re-
markable longitudinal research
. In her study wit
h
698 babies born on the Hawaiian island of Kauai, re
-
silient youth (about one-third of the group) at th
e
time of high school graduation had developed
a
positive self-concept and an internal locus of con-
trol
. They displayed a more nurturant, responsible
,
and achievement-oriented attitude toward life tha
n
did their high-risk peers who had developed prob-
lems in their teens
. These boys and girls had grow
n
up in families in which they had not experience
d
prolonged separations from their primary caregiver
s
during the first year of life
. All had the chance to es
-
tablish a close bond with at least one caregiver fro
m
whom they received much positive attention whe
n
they were infants
. Some of this nurturance cam
e
from caregiver substitutes, such as grandparents o
r
older siblings, or other members of their extende
d
family
. Both parents and surrogate parents serve
d
as important role models with whom the childre
n
identified
.
A second major body of research on resilienc
e
has been conducted as part of Project Competence
,
a longitudinal study directed by Masten, Hubbard
,
Gest, Tellegen, Garmezy, and Ramirez (in press) tha
t
followed Garmezy's pioneering work in this are
a
(Garmezy & Rutter, 1983
; Masten, 1997
; Masten
,
Best, & Garmezy, 1990)
. This study includes com-
petent children growing up with little adversity, re-
silient children growing up with high levels of adver
-
sity, and maladaptive children who have not bee
n
able to overcome hardship successfully
. They foun
d
that the role of a "good-enough" parent is crucial
68
JOY D. OSOFSKY AND M
. DEWANA THOMPSO
N
for positive outcomes in these children
. Successfu
l
children, whether from low- or high-risk circum-
stances, have a history of access to more resource
s
than maladaptive children, including better intel-
lectual skills and good parenting
.
Resilience in children and youth is not fostere
d
in a vacuum, even with good-enough parenting
.
Promoting positive development depends on creat-
ing healthy external systems in addition to health
y
individuals
. Thus, parents need support from th
e
broader environment for parenting, educating, an
d
socializing their children. Furthermore, Masten an
d
colleagues (in press), recently suggested that futur
e
understanding of the impact of parenting on devel-
opmental outcomes could benefit from disaggregat-
ing global resources such as "parenting quality" int
o
such meaningful components as the dimensions o
f
structure, warmth, and expectations that may re
-
late to conduct, achievement, and social functionin
g
with peers under different conditions
. For example
,
Baldwin, Baldwin, and Cole (1990) determined tha
t
the "structure" dimension of parenting, rather tha
n
warmth, differed for parents of competent children
,
depending on whether they lived in dangerous o
r
safe neighborhoods
. Other studies have shown tha
t
stricter parenting may be especially protective in un
-
safe environments (Osofsky & Fenichel, 1994)
.
The development of resilience begins in infancy
,
and longitudinal studies point consistently to fac-
tors in very young children that contribute to suc
h
strengths
. Werner (1994) reported that 10% of th
e
Asian and Polynesian cohort she studied who ha
d
experienced four or more risk factors — includin
g
perinatal complications, parental psychopathology
,
family instability, and chronic poverty before the ag
e
of 2 years — developed into competent, confident
,
caring adults
. These resilient young children wer
e
described by their caretakers as active, affection
-
ate, cuddly, easy infants with few problematic earl
y
behaviors
. Similar observations of resilient infant
s
were part of the Coping Project conducted by th
e
Menninger Foundation (Murphy & Moriarity, 1987
)
in which clinical assessments of thirty-two Cau-
casian infants revealed an active, easygoing natur
e
and few feeding and sleeping problems
. These babie
s
were also notably responsive to people and object
s
in their environment
. Such resilient babies are ofte
n
characterized by responsiveness and warmth as wel
l
as by an ability to seek out and relate to others in
their environment
. Similar positive behaviors wer
e
observed in studies of infants of teenage mother
s
who did better as they developed (Osofsky, 1996)
.
Rutter (1993) refined the issue of resilience furthe
r
as it relates to parenting
. He cites evidence from be
-
havioral genetics indicating that in many circums-
tances, nonshared environmental influences tend t
o
have a greater effect than shared ones
. Thus, feature
s
that equally affect all children in a family may b
e
less important than those that affect differentially, i
n
which one child may be affected more than others
.
Therefore, it is not uncommon to see in a relativel
y
well-organized family one child in the family bein
g
scapegoated or favored over others
. How does a chil
d
manage to be resilient under such circumstances? H
e
or she may distance him- or herself from what is hap
-
pening
. For example, in some families, quarrels an
d
fights occur and one child may be drawn into th
e
disagreement or dispute while another remains un-
involved
. In a family with parental mental illness,
a
less vulnerable child may manage to find emotiona
l
support outside of the home
. Children — even ver
y
young children — can do a great deal to influenc
e
what happens to them
. Rutter (1978, 1993) indi-
cated that protective effects may result from peopl
e
actively planning how they deal with what happen
s
to them, thus feeling as if they have more contro
l
of their lives
. Younger children may protect them
-
selves by withdrawing and finding support outsid
e
the family
. Older children may be able to plan ac-
tively in ways that make them feel less vulnerable
.
Thus, results from many studies of resilient in-
fants, young children, and youth identify consis-
tently a small number of crucial protective factor
s
for development (Masten, 1997
; Masten et al
., 1990
;
Werner, 1994
; Werner & Smith, 1982)
. The mos
t
important protective resource is a strong relation
-
ship with a competent, caring, positive adult — mos
t
often a parent
. The most important personal qual-
ity is average or above-average intellectual develop-
ment with good attention and interpersonal skills
.
Although catastrophic stressors such as prematur
e
birth, war, trauma, or loss can threaten the integrit
y
of a child's ability to think and solve problems, goo
d
parenting by either a parent or another significan
t
adult that supports both emerging competence an
d
healthy relationships will help a child proceed posi-
tively in the face of adversity
. Additional protectiv
e
factors include other positive role models, feelings of
ADAPTIVE AND MALADAPTIVE PARENTING
6
9
self-esteem and self-efficacy, attractiveness to other
s
in both personality and appearance, individual tal-
ents, religious affiliation, socioeconomic advantage
,
opportunities for good schooling and employment
,
and ability to seek out people and environments tha
t
are positive for development (Garmezy & Rutter
,
1983
; Masten, 1997
; Osofsky, 1996
; Werner, 1994)
.
It is crucial to emphasize, however, that adult behav
-
ior, especially good-enough parenting, plays a cen-
tral role in a child's risks, resources, opportunities
,
and, therefore, his or her resilience
.
CONCLUSIO
N
In this review of adaptive and maladaptive parent-
ing, we discussed various factors that lead to pos-
itive outcomes, including effective social networks
,
social support, reciprocity in early relationships, an
d
other circumstances that contribute to resilience
.
We have also considered conditions that lead t
o
negative outcomes, including substance abuse, ex-
posure to violence, teen pregnancy, and parenta
l
psychopathology
. In this concluding section, w
e
highlight a perspective on preventive interventio
n
that focuses on programmatic directions that ma
y
protect a child and family and that can lead t
o
more positive outcomes, even under conditions o
f
significant adversity
. There is considerable agree-
ment that preventive interventions have the poten-
tial to be beneficial to infants and children and thei
r
families in terms of both their immediate impac
t
and their long-term consequences (Fonagy, 1998
;
Osofsky, 1997)
. The immediate outcomes of such
interventions may include improved prenatal, peri-
natal, and early and later developmental outcome
s
for infants and young children (Olds, Henderson
,
Tatelbaum, & Chamberlain, 1988
; Olds et al
., 1997)
,
as well as more opportunities for education, em-
ployment, and demonstrated competence for par-
ents
. In the long term, early preventive interven-
tions have the potential to diminish future be-
havior problems, child maltreatment, delinquency
,
and violence (Chalk & King, 1998
; Osofsky, 1997
;
Prothrow-Stith, 1998)
.
The types of preventive interventions that appea
r
to be most effective for all high-risk groups are thos
e
that start early and are comprehensive, utilizing
a
systems approach involving multiple types of in-
tervention that affect the individual, family, and
community levels
. To build adaptive rather tha
n
maladaptive parenting patterns, preventive strate-
gies that are likely to be most effective will en
-
gage families at points in their lives when they ar
e
most available for intervention
. Such intervention
s
do well not only to instill parenting skills but als
o
to help parents with issues surrounding their per-
sonal life, including health care, stress, job train-
ing, nutrition, building communication skills, an
d
identifying available community resources
. Parent
s
are better able to be effective in parenting thei
r
children when their own individual needs are rec-
ognized and met
. Interventions should also buil
d
on the strengths that parents have and not take
a
deficit approach by focusing only on their weak-
nesses
. Inviting parents to share their insights an
d
their parenting expertise will allow them to fee
l
good about themselves, while potentially helpin
g
other parents to observe alternative modes of par-
enting
. Furthermore, the contacts need to take plac
e
in multiple settings, including homes, hospitals
,
schools, churches, and other community sites dur-
ing the prenatal and perinatal periods and dur-
ing the early years of the child's life
. Interven-
tion methods include home visitation, parent ed-
ucation, and support for parents and the impact
s
on parent—infant—child relationships that have bee
n
shown to be most effective when they focus o
n
groups at highest risk for problems in developmen
t
and in the relationship
. It is unrealistic to expec
t
that effective preventive intervention efforts can b
e
conducted primarily at a designated site to whic
h
parents must come
. Effectiveness requires that th
e
intervenors be flexible and willing to engage the par-
ents on their own terms and in settings where the
y
are most comfortable. Several models that incorpo-
rate many of these factors have longitudinal dat
a
showing positive outcomes (Lally, Mangione, Honig
,
& Wittmer, 1988
; Olds et al
., 1994
; Schweinhart
,
Barnes, & Weikart, 1993
; Werner, 1994
; Werner
&
Smith, 1982)
.
Several related, but slightly different, approache
s
to preventive intervention have emerged as a re-
sult of increased concern for children who witnes
s
violence in their communities and in their homes
.
These programs are designed to provide help fo
r
traumatized children and families and to addres
s
the problem of violence prevention broadly, wit
h
a focus on supportive systems within communities
70
JOY D
. OSOFSKY AND M. DEWANA THOMPSO
N
(Groves & Zuckerman, 1997
; Marans & Adelman
,
1997
; Murphy, Pynoos, & James, 1997
; Osofsky
,
1997)
. The programs provide services for childre
n
and families and they interface with the police
,
schools, courts, community programs, health-car
e
settings, and others that help children by providin
g
education about violence prevention and commu-
nity resources in order to reach children earlier af-
ter the trauma occurs
. These preventive interventio
n
approaches provide models of how police and othe
r
systems within communities can be integrated int
o
a preventive intervention network for children an
d
families
.
In considering interventions, it is important t
o
note that earlier approaches contributing to adap-
tive parenting focused almost exclusively on the in-
dividual
; that is, the parent or child and their in-
dividual needs
. Currently, more emphasis is place
d
on the importance of the relationship and how t
o
provide support for individuals in a relationshi
p
context
. For all high-risk groups, the establishmen
t
of meaningful relationships providing support an
d
stability is crucial
. Many adolescent mothers com
e
from families that have lacked consistent, stable re-
lationships
. Certainly, families with members wh
o
are addicted to drugs are characterized by relation
-
ship problems, inconsistency, and unpredictabilit
y
that frequently exist for more than one generation
.
With children and families exposed to violence, i
t
is crucial to establish a sense of safety in a relation
-
ship for recovery to take place
. Difficulties with par-
enting resulting from parental psychopathology ar
e
also helped by a supportive relationship for both par
-
ent and child that can help them build a better rela-
tionship together. Thus, relationship strengthenin
g
is likely to be extremely helpful, whether the prob-
lem is inadequate or insensitive child care due t
o
age or debilitating condition, harsh or negative dis-
cipline, psychiatric illness, or some other difficulty
.
Finally, it is important to recognize the impor-
tance of "the match" in developing intervention ef-
forts
. Each baby and mother is different, and some
-
times the most helpful information that can be im-
parted to the mother, whether young or old, is jus
t
that message
. By recognizing the individuality of he
r
baby, the match may become less important as
a
test of her mothering ability
.
This issue is particu-
larly important for adolescent mothers and other
s
at high psychosocial risk who may be focusing more
on their own needs than on those of the baby
. It i
s
very reassuring for a mother to hear that she ma
y
not always be responsible for the difficult behavior
s
manifested by her baby
. Encouraging the recogni-
tion and acceptance of the child's individuality ca
n
increase the mother's acceptance of the child
.
In short, we want to emphasize that an under
-
standing of adaptive and maladaptive parenting re
-
quires a dynamic perspective
. In some situations
,
factors that usually lead to maladaptation can b
e
mediated by personal and environmental circum-
stances that help an individual or family overcom
e
adversity
. Conversely, some families may have man
y
resources and advantages, but a mismatch in expec
-
tations and perceptions, or difficulties with a particu
-
lar developmental period, may lead to increased ris
k
and maladaptation
. Thus, the process of parentin
g
is best understood as dynamic and changing, an
d
one that can be greatly influenced and supporte
d
by sensitive and appropriate preventive interventio
n
strategies
.
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