Article

Nominal inflection and the nature of functional categories

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Abstract

There is a widespread assumption within the Government–Binding theory as it has developed from the Barriers model (Chomsky 1986) that functional categories, that is, categories which play a role in establishing dependencies between parts of a sentence, as opposed to lexical categories, should be represented as heads projecting X-bar phrases. I shall refer to this as the Full Functional Projection Hypothesis (FFPH), stated informally in (1). (i) Full Functional Projection Hypothesis Any morphophonosyntactic formative which corresponds to a functional category in a given language is syntactically the head of a maximal projection.(Received October 27 1992)

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... A final note: Spencer (1992) ...
... Prepositions seem to encode relationships -between objects, times, places or granunatical entities (e.g. Bennett 1975, Jackendoff 1990a) -and I drew attention above to the fact that one feature of prepositions (and various other categories) is their ability to establish dependencies between different parts of a sentence (Spencer 1992). Given that such dependencies are interpretive as well as syntactic, perhaps such a view could also be extended to other functional categories -that what such a heterogeneous class has in common is the ability to encode relationships between grammatical entities. ...
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This thesis is a consideration of the insights into acquired language disorder which can be obtained via recent developments in generative grammar, a syntactic framework which investigates how language might be acquired, how it is represented in the mind/brain, and (indirectly) how it might break down following trauma to the brain. The case of MC, an aphasic patient, is presented in detail, and an account of his language difficulties is proposed. MC is very impaired at the production of functional categories and morphologically complex substantives in isolation, whereas he has relatively good understanding of such items, and is able to use them more appropriately in connected speech or reading of texts rather than single words. It is hypothesised that he demonstrates the effects of a deficit at the level of an isolable component of the language faculty which deals solely with morphological processing. A deficit at this level results in failure to assign realisations to functional categories (unless they are in a sentential context, in which case their representation is supported by the syntactic component), accompanied by errors of derivational and inflectional affixation, but relatively intact comprehension of the same items. Data obtained from MC are presented in extenso, and shown to support this explanation for his language performance. This case study also provides the opportunity to evaluate empirically various aspects of linguistic theory, and three such domains are presented here. The case of MC provides support for an analysis of unaccusative verbs as functional heads; for prepositions as forming part of the functional lexicon; and for adverbial expressions being analysed as associated with the projections of functional categories. Insights into the underlying nature of MC's language difficulties would not have been possible if the case had not been placed into a coherent theoretical context. and the account of a morphological deficit provided here is shown to have some empirical utility with reference to an existing case from the neuropsychological literature. The mutual benefit of neuropsychological and linguistic investigations of this kind is emphasised.
... where it does not function as a Dependent in a Head-Dependent relationship (see (22) and (48) below, where the noun phrase as a whole, headed by ryokoo ('trip') and kokuseki ('nationality') respectively, does not receive any case-marking). Similarly, subordinating complementisers, such as English that in (16), can be added to the class of syntactically independent Dependentmarkers, since they uncontroversially form a constituent with the clausal Dependent they introduce, and serve only to mark the presence of a Head-Dependent relationship: they do not occur, as discussed above, on matrix clauses, and do not contribute anything new to the compositional semantics of the clause: 6 6 While a complementiser such as that is marked for finiteness, it is not the complementiser, but rather the Dependent-marking by means of an independent syntactic word: On the other hand, it is well established that Head-marking agreement morphemes do not project as heads in the narrow syntax in their own right, but that they attach affixally to other semantically contentful heads within the relevant extended projection (see Iatridou 1990;Speas 1991;Spencer 1992;Halle and Marantz 1993;Mitchell 1994;Holmberg and Platzack 1995:18-20;Julien 2002:235). Nor have I found any examples of Head-marking by means of an uninflected independent syntactic word, nor of an independent syntactic word of any kind marking the relationship between co-heads. ...
... The theory presented here, for which we have seen the empirical evidence, is based on the assumption that independent syntactic words project in the syntax in their own right, whereas affixes do not. Before concluding, it is worth mentioning that such an assumption is more in the spirit of theories that assign morphology and syntax to separate modules, as proposed for example by theories such as Lexical Functional Grammar and by Di Sciullo and Williams (1987), and argued convincingly on independent grounds for example by Spencer (1992), Joseph and Smirniotopoulos (1993) and Ackema and Neeleman (2002 et seq). ...
Article
This thesis is concerned with syntactic mechanisms for the marking of grammatical relationships. It is argued that there is a class of semantically vacuous functional heads serving only as a syntactic means of marking such relationships – either subordination or coordination. These heads are known as linkers. Through studying restrictions on the structural and linear distribution of linkers cross-linguistically, the thesis sheds light on varied areas of syntax: the nature of projection in morphology and syntax; word order principles; and the place of coordinate structures within phrasestructure principles. The morphosyntax provides two possible mechanisms for marking a grammatical relationship. Firstly, an affix marking the relationship can attach directly to any member of the relationship. This member of the relationship then enters the syntactic derivation, but the affix has no syntactic status in its own right. Alternatively, the relationship can be marked by a syntactic object in its own right – a semantically vacuous projecting functional head (a linker). In this latter case, the relationship is marked by the linker structurally intervening between the members of the relationship: its projection must dominate one member, and cannot dominate the others. When combined with principles of extended projection, this leads to the restriction that, in marking a subordination, or Head-Dependent, relationship, such linkers can only appear as the highest head in the extended projection of the Dependent. This prediction is tested empirically by determining the possible distribution and constituency of linkers predominantly in the complex noun phrase. We next consider how the structural distribution of linkers is mapped onto linear order. It is proposed that there are two types of word order constraints available in natural language: those relating to harmony, which are universal and obey a fixed ranking; and those referring to specific features of a head – either lexical category or features referring to semantics. Given their status as semantically vacuous functional heads, only the first type of word order constraint, relating to harmony, applies to linkers. It is shown using Optimality Theory that this theory successfully accounts for the absence of certain disharmonic word orders cross-linguistically. Finally, we consider the implications of the restrictions on the structural and linear distribution of linkers for linkers marking the coordination relationship (that is, syntactically independent coordinators). It is argued that coordination is a symmetric structure, headed by a potentially infinite number of coordinands. It is shown that any difference in the distribution of coordinating and subordinating linkers should be attributed to the unique syntax of the coordinate structure.
... Solo podemos dar cuenta de esta jerarquía si asumimos que cada verbo auxiliar se da en posiciones diferentes. Cann (1993: 49), aunque sigue la estela de Chomsky (1986) (Spencer 1992(Spencer , 1997. En este contexto, las categorías que expresan tiempo, aspecto gramatical, modalidad, etc. poseen su propia proyección (Cinque y Rizzi 2008 Por estas razones, no puede asumirse que los verbos auxiliares posean rasgos formales no interpretables. ...
... If morphology is merely the syntax of words, one also wonders why compounds should display a different order than basic syntax, why morphologists need the concept of paradigms, and how to treat non-affixal inflection, just to mention a few classic issues (see e.g. Anderson (1992), Beard (1995), Stump (2001), Spencer (1992Spencer ( , 1997Spencer ( , 2001Spencer ( , 2006, and Wurzel (1989) for further discussion). ...
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... This might also explain why case suffixes on Finnish nouns appear inside possessor morphology(Spencer 1992). Finnish provides a minimal contrast with Hungarian, in which case morphology is outside the possessor and there is no case concord on attributive adjectives, more or less as would be expected if the cases there were enclitic postpositions. ...
... The point that the order of inflectional morphemes cannot be completely reduced to principles of syntactic struc-lure is also made by Speas ( 1991 ) on the basis of an analysis of' the inflectional system of Navajo ("morpheme order is conxiraincd by head-to-head movement, but is not completely determined by principles of syntax", Speas 1991:414). and by Spencer (1992). ...
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Some recent analyses of the Passive place this Voice morpheme under Infl (Baker (1988, chap. 6), Baker, Johnson, and Roberts (1989)). Based on Modern Greek (MG) and Albanian (A), I argue instead that Voice heads its own maximal projection, in line with current proposals for other inflectional phrases such as Tense and Agr (Pollock (1989), Chomsky (1988)). In addition, Voice must be structurally adjacent to the VP/V that has ar-gument structure, not necessarily next to Agr and/or Tense, and this condition must be met by S-Structure. It seems rea-sonable that such a locality requirement derives from the fact that Voice affects argument structure; that is, if V assigns Case and/or 0-role to Voice, as suggested in the recent literature, such an assignment applies under adjacency and sisterhood, an area I do not explore. Modern Greek and Albanian have parallel syntactic struc-tures for their tenses. In this respect, consider the Future Per-fect and Future Pluperfect in (I)-(2). Both languages use in-variable modal particles similar to English will: A do te, MG Research for this squib was partially supported by Grant 410-88-0101 from the SSHRCC. I thank Erato Kostopoulou for help with Mod-ern Greek, and Noreen Atkins for discussion and for sharing her (stan-dard) Albanian field notes. Modern Greek examples are transliterated.
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The relationship of morphological structure to syntactic functions has received much recent attention (e.g. Anderson 1982, McCloskey & Hale 1984, Stump 1984, Sadock 1985, Bresnan & Mchombo 1987). The behavior of possessive suffixes (Px's) in Finnish sheds light on this issue. These are important syntactically; yet phonological, morphological, and semantic evidence shows them to be suffixes rather than clitics (i.e. elements found on words but not placed there exclusively by the morphology). They stand in striking contrast to the Finnish clitics, which by similar evidence must be word-external. The contrast is interpreted as a consequence of the integrity of the morphological word. To violate this integrity in analysing elements like the Finnish possessive suffixes would gravely weaken linguistic theory.
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1. Morphology and Morpho-Phonemics 2. Toward explanation in Morphology 3. Semantic Determinants of Inflectional Expression 4. The Organization of Paradigms 5. The Lexical/ Derivational/ Inflectional Continuum 6. Two Principles in a Dynamic Model of Lexical Representation 7. Aspect, Tense and Mood Inflections in the Languages of the world 8. Aspect 9. Tense 10. Mood 11. Aspect, Tense and Mood as Grammatical Categories 12. Conclusion 13. Appendix:Languages of Perkins' sample 14. References 15. Index
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This chapter discusses the principles underlying the economy of derivation and representation. It begins by considering a range of assumptions concerning language design, with particular emphasis on the Extended Standard Theory (EST) framework, understood in the sense of the principles-and-parameters model. It distinguishes the lexicon from the language's computational system, the syntax in a broad sense (including phonology). It assumes that the syntax provides three fundamental levels of representation, each constituting an “interface” of the grammatical system with some other system of the mind/brain: D-Structure, Phonetic Form, and Logical Form. In accordance with the general EST framework, the three levels are assumed to be related to one another not directly, but only through the intermediary level of S-Structure. The chapter also examines some of the properties of verbal inflection, the separate syntactic status of Tense and Agreement, and whether both derivations and representations are subject to a certain form of “least effort” condition.
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