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Judicial Deference, Agency Commitment, and Force of Law

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Abstract

The law governing judicial deference to agency statutory constructions is a complex brew of improbable fictions and proceduralism. One reason this state of affairs persists is that courts have failed to resolve a contradiction between two competing, sensible impulses in deference doctrine. Oceans of precedent over the last 150 years have stressed that courts should defer to longstanding, reasonable constructions by agencies of statutes they administer. Then along came Chevron, which extolled agency flexibility and instructed courts to extend strong deference even to interpretive flip-flops. Competition between the virtues of interpretive consistency and flexibility has bubbled through and confused judicial deference analysis ever since. The Supreme Court's recent efforts to limit the scope of Chevron's strong deference to agency constructions that carry the force of law has worsened such confusion, in part because the Court's discussion and application of this concept were incoherent. This Article proposes a commitment approach to this force-of-law limitation that has deep roots in the concept of the rule of law and considerable power to clarify deference doctrine by resolving the clash between the competing values of interpretive consistency and flexibility. For the rule of law to be genuine, the default position must be that laws have general applicability - i.e., the law for X should be the law for Y as well. This truism suggests that an agency's statutory construction properly can enjoy the force of law only where the agency has committed to applying its construction consistently across time and parties. Where an agency's construction is longstanding, the agency's commitment to consistent application is self-evident. The puzzle, of course, is to reconcile this commitment approach with Chevron's praise of interpretive flexibility. One solution is to recognize that an agency can genuinely commit to a new interpretation by adopting it in a manner that makes it costly to change course later. Where agencies commit to consistency in this way, there is less need for courts to engage in independent statutory construction to protect rule-of-law values, which should leave courts freer to accept the premise of strong deference that the best way to determine the meaning of an agency's statute is to trust the agency's own (rational) construction.

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The nondelegation doctrine may be dead as doctrine, but it is very much alive as a subject of academic study. Concurring opinions by Justices Thomas and Stevens in the American Trucking case raise anew the question whether the nondelegation doctrine has any grounding in the Constitution's text and structure. The answer is "yes." The nondelegation doctrine flows directly from the doctrine of enumerated powers: the executive and judiciary have no enumerated power to make law, and Congress has no enumerated power to constitute them as lawmakers. The correct formulation of the Constitution's nondelegation doctrine was outlined by Chief Justice Marshall in 1825, and no one has improved on his formulation in nearly two centuries.
Article
The famous case of Chevron U.S.A., Inc. v. NRDC, 467 U.S. 837 (1984), holds that a reviewing court should evaluate an administrative agency's interpretation of its enabling legislation by first asking whether the statute has a clear meaning ("step one"); if the statute is ambiguous, the interpretation should be upheld if it is reasonable ("step two"). But if the agency's interpretation is not clearly contrary to the statute, on what grounds could it be deemed unreasonable? Cases from the Supreme Court, which has never set aside an agency action on the basis of step two, do not answer this question. This article examines a line of D.C. Circuit cases that tend to identify Chevron step two review with traditional "arbitrary and capricious" review. The article defends this approach and suggests that it offers a better solution to the problem of giving meaning to step two than any of the salient alternatives.
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Reports of the death of the nondelegation doctrine have been greatly exaggerated. Rather than having been abandoned, the doctrine has merely been renamed and relocated. Its current home consists of a set of nondelegation canons, which forbid executive agencies from making certain decisions on their own. These canons forbid extraterritorial application of national law, intrusions on state sovereignty, decisions harmful to Native Americans, and absolutist approaches to health and safety. The nondelegation canons are far preferable to the old nondelegation doctrine, because they are subject to principled judicial application, and because they do not threaten to unsettle so much of modern government.
76 Id. at 857. 77 Id. (citing the EPA's discussion of the meaning of "source" at 45 Fed
  • Cynthia R Farina
Cynthia R. Farina, Statutory Interpretation and the Balance of Power in the Administrative State, 89 COLUM. L. REV. 452 (1989). 75 Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 840 (1984). 76 Id. at 857. 77 Id. (citing the EPA's discussion of the meaning of "source" at 45 Fed. Reg. 52,697 (Aug. 7, 1980), which relied on Alabama Power Co. v. Costle, 636 F.2d 323 (D.C. Cir. 1979), and ASARCO, Inc. v. EPA, 578 F.2d 319 (D.C. Cir. 1978)). 191 5 U.S.C. § 557(c) (2000). 192 United States v. Mead Corp., 533 U.S. 218, 230-31 (2001).
Mead seems likely to contribute to confusion . . . because the Court appeared to lack a coherent notion of what it means to say that an action has the 'force of law
  • Admin L Rev
ADMIN. L. REV. 771, 799 (2002) (noting that " Mead seems likely to contribute to confusion... because the Court appeared to lack a coherent notion of what it means to say that an action has the 'force of law' " ). 109 Christensen, 529 U.S. at 587. 110 Id. at 579 (citing 29 U.S.C. § 207(o)(1) (2000)).
emphasis added) (numerous citations omitted); see also Burnet v. Chicago Portrait Co (observing that inconsistent agency interpretation would " be taken into account only to the extent that it is supported by valid reasons " ). 49 See United States v
  • Mo
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48 Mo. Pac. R.R. Co., 278 U.S. at 280 (1929) (emphasis added) (numerous citations omitted); see also Burnet v. Chicago Portrait Co., 285 U.S. 1, 16 (1932) (observing that inconsistent agency interpretation would " be taken into account only to the extent that it is supported by valid reasons " ). 49 See United States v. Mead Corp., 533 U.S. 218, 228 (2001) (quoting Skidmore v.
201; Merrill & Hickman, supra note 13
  • Ct John
  • F Duffy
CT. REV. 201; Merrill & Hickman, supra note 13; John F. Duffy, Administrative Common Law in Judicial Review, 77 TEX. L. REV. 113 (1998);
  • V Panama Refining Co
  • Ryan
Panama Refining Co. v. Ryan, 293 U.S. 388 (1935).
Chevron Step-Zero, supra note 74, at 32-33 (contending that, under its "best and most appealing reconstruction Mead favors relatively formal procedures to foster "fairness and deliberation," but also noting that the "value of formal procedures
  • Cf
  • R Cass
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194 Cf. Cass R. Sunstein, Chevron Step-Zero, supra note 74, at 32-33 (contending that, under its "best and most appealing reconstruction," Mead favors relatively formal procedures to foster "fairness and deliberation," but also noting that the "value of formal procedures... might be questioned").
Is the Clean Air Act Unconstitutional?, 98 MICH (observing that 1935 was the nondelegation doctrine's "only good year"). 215 But see Cass R. Sunstein, Nondelegation Canons, 67 U
  • R Cass
  • Sunstein
214 Cass R. Sunstein, Is the Clean Air Act Unconstitutional?, 98 MICH. L. REV. 303, 332 (1999) (observing that 1935 was the nondelegation doctrine's "only good year"). 215 But see Cass R. Sunstein, Nondelegation Canons, 67 U. CHI. L. REV. 315, 315 (2000) (noting the common refrain that the nondelegation doctrine is dead; contending that it has found a new home in various canons of statutory construction).
It is fair to assume generally that Congress contemplates administrative action with the effect of law when it provides for a relatively formal administrative procedure tending to foster the fairness and deliberation that should underlie a pronouncement of such force
  • Id
193 Id. ("It is fair to assume generally that Congress contemplates administrative action with the effect of law when it provides for a relatively formal administrative procedure tending to foster the fairness and deliberation that should underlie a pronouncement of such force.").
  • Christensen V. Harris
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For an excellent review of the case-law history of judicial deference as well as a powerful argument claiming that the Supreme Court has never really abandoned the Hearst model of deference, see Reese, supra note 28
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