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The European Judicial Organisation in a New Paradigm: The Influence of Principles of ‘New Public Management’ on the Organisation of the European Courts

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Abstract

Recent reforms regarding the European Courts raise the question in which way do ‘new public management’ principles influence the European judicial organisation and how is a balance struck between these principles and classic ‘rule of law’ principles? The article first presents a classification of these types of principles in the framework for discussion regarding the European judicial organisation. Starting out from two paradigms, an inquiry is made into the status of the two sets of principles in the present-day European ‘constitutional’ framework. Second, the interaction of principles is investigated with regard to a number of current dilemmas, including the demarcation of the judicial domain, the management of the Courts and the distribution of judicial competences.

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... New managerial practices (e.g. case management, caseload management, court management) and the related accountability mechanisms, focusing on productivity, efficiency and effectiveness of court performance have, therefore, been introduced (Visser et al., 2019;Graham and Hays, 2017;Guimarães et al., 2011;Mak, 2008;Rottman et al., 2007;Spigelman, 2001). The need of adopting some structural changes along with the prescriptions of the New Public Management paradigm and this in a sector in theory far from such culture comes from the perception that the administration of justice looks very much like an ordinary public service organization (Fabri and Langbroek, 2000, p. 8) and that it should guarantee not only sound juridical judgments but also providing adequate services (Fabri and Langbroek, 2000, pp. ...
... If originally the legitimatization of a judicial system only lay in its independent role, over the years transparency, openness, public accountability have become the new mantras (Malleson, 1999;Voermans, 2007). Pressure on the judiciary to adopt a more responsive approach was due, on the one hand, to the aforementioned wave of New Public Management (Visser et al., 2019;Graham and Hays, 2017;Guimarães et al., 2011;Mak, 2008;Rottman et al., 2007;Spigelman, 2001) while on the other to the increasing number and influence on policy-making from national and international judicial organizations (Malleson, 1999). In this direction, soft accountability mechanisms such as those of cooperative accountability (Contini and Mohr, 2007) or social accountability (Voermans, 2007), are now seen as a more modern and direct way to make courts accountable, as they balance legal and judicial values with managerial principles and greater attention to the needs of the community. ...
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Purpose That on accountability in public organizations is quite an old debate. Its introduction in judicial systems is, however, still viewed with some suspicion, due to its potential trade-off with independence and impartiality. Nevertheless, the need to respond to the demands for greater transparency and accountability has also pushed judicial organizations to establish a dialogue with a wide range of subjects. This study aims to explore the understanding and the current practices of sustainability reporting currently in place in judicial systems. Design/methodology/approach The study adopts a comparative approach, conducting an online survey in two European countries (Italy and Poland). The survey was built around the research questions and literature and administered between February and March 2020. Specifically, 804 courts were involved, of which 430 are in Italy and 374 in Poland. Findings Findings show that the current practices are still not widespread and there is still a lack of understanding of what sustainability reporting is, and therefore, of what its potential usefulness within the courts could be. Moreover, many differences between the two countries are pointed out, so it is possible to assume that the different cultural and institutional settings influence sustainability reporting practices. Finally, some interesting implications for policymakers are provided. Originality/value Judicial organizations are still poorly investigated in the literature, despite being at the center of a wide public and political debate. Moreover, the international comparative perspective adopted constitutes a further aspect of novelty.
... Th e guarantee of social rights represents a complementary legitimization of the judicial competence concerning the protection of fundamental rights. Despite the fact that in comparison with the member states the European "constitutional" system is staying behind with regards to this elaboration of the "rule of law", the fundamental elements of the "liberal democratic house" are represented on the European level as well (Mak 2008). In the process of designing reforms, attention must be paid especially to political and social obstacles, whereby the priorities must be focused on establishing the rule of law, improving service delivery and reducing corruption. ...
... In this sense, the traditional "rule of law" principles interact in several ways. Th ese principles in many cases complete and reinforce each other (Mak 2008). ...
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This paper aims to analyze the development of the rule of law and its key characteristics as a principle within public governance model (PGM) research. In the study, we analyzed two main EU cultural and geographical subgroups, selected old and new EU member states, in order to identify the main convergences and differences characteristic of the respective clusters. With the accession to the European Union, these acceding countries were to transfer EU law into national law and reform their governance models accordingly. The aim of the research was achieved by following an original methodology, encompassing 431 relevant scientific papers from the Scopus database. Th e known QDA Miner 5.0.11 soft ware package was selected as the main tool for the analysis. Th e research questions were aimed at covering: (i) the role of the rule of law as one of the key governance principles in relation to the countries’ historical legacy and different governance models, (ii) the relationship between the rule of law and other governance principles and (iii) opportunities for further research within the two selected geographical subgroups. The results, concerning the first research question, reveal a greater frequency of papers per year about the relevant PGM studies focusing on the old EU member states. Likely, due to a broader socio-administrative tradition within these countries, law-related topics are better covered. As regards the relationship between the rule of law and other governance principles, we have shown that the rule of law as a principle is importantly related to effective governance and PA reforms and must not be taken as an antipode to efficiency. In new EU MS, i.e. Central and East Europe (CEE), in particular the rule of law in administrative relations is also one of the salient elements of the on-going transitional development compared to the old Western democracies. However, within the processes of privatization, globalization and marketization, the rule of law is challenged; even with PAR that might undermine the core principles of democratic governance. While demanding further research, encompassing specific socio-economic needs of individual public administrations and an evaluation of legal and related highly important reform preconditions proves vital for tomorrow’s public administration, more effectively and efficiently coping with the needs of the modern society.
... 48 However, the interests of different actors can diverge in other respects, for example concerning the degree of autonomy which should be granted to individual judges in organizing their case management. 49 Mak (2008). 47 Mohr and Contini (2014), p. 851. ...
... 48 Ibid., pp. 849 and 851; see also Mak (2008), p. 733. 49 Mak (2008), p. 730. ...
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Monitoring the rule of law performance of EU member states presupposes that the EU has a clear idea of what is meant by the rule of law. Theoretically, however, the conceptualization of this notion has proven difficult, leading to a wide range of differing approaches. Moreover, the application of a common rule of law concept in a multilevel legal context creates its own difficulties. As the starting point for this contribution, we identify a core meaning of the rule of law based on the work of Philip Selznick and Martin Krygier. They see the reduction of the arbitrary use of power as the central value and point to the importance of a contextual approach to realizing that value: reducing arbitrariness may require very different concrete measures from one society to another. We examine what common idea of the rule of law is projected by the European Union in its rule of law agenda, looking specifically at two important instruments, the Justice Scoreboard and the Better Regulation programme. Using the contextual approach to rule of law, we then examine whether the core meaning of this concept is recognizable here, and whether efforts are already made to allow for the inclusion of contextual elements. Our analysis clarifies that the two instruments support the core notion of the rule of law by enhancing the quality of political debates in the EU. However, underlying economic assumptions and approaches as well as political forces form a constant threat to the realization of elements of participation and separation of powers.
... This mainly results from the difference between a broad search of records examining the relations between judiciary management and judges in the first search round and our focus on frontline judges when screening the articles: we only selected articles examining judges serving in local courts or articles dealing with the judicial institution of a country in general, including frontline judges. For example, numerous articles concerning higher courts (e.g., Morin, 2011) or European courts (e.g., Mak, 2008) were not retained. To a lesser extent, there were articles adopting an SLB approach to courts resulting from the second search round that did not examine frontline judges-they looked at other categories of judicial staff, such as criminal justice social workers (e.g., Halliday et al., 2009). ...
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How do frontline judges perceive managerial reforms, and how do they cope with them? We relied on concepts from street-level bureaucracy to systematically review the effects of managerial techniques on frontline judges in 35 studies. We find that judges' attitudes toward managerialization are more heterogeneous than could be anticipated. Beyond facing an increasing caseload, judges are pressed to reduce treatment times and costs as well as to play managerial roles. Judges' mechanisms to cope with pressures include rationing, prioritizing, and routinizing. While managerialization is a solution to the increasing caseload, it is suspected to affect the quality of justice.
... 96 Some of these other goals (the so-called 'new public management' values) may collide with the classic 'rule of law principles' such as judicial independence. 97 Judicial councils have been increasingly called to balance these two groups of values. Such careful balancing becomes almost impossible if judicial independence is perceived as the major goal of judicial councils. ...
... En segundo lugar, se ha introducido un sistema de gestión de la calidad (RechtspraakQ), que incide sobre el presupuesto de cada tribunal creando un mecanismo premial a favor de las oficinas capaces de alcanzar los objetivos prefijados en términos de eficacia y eficiencia del servicio. Este instrumento se basa en una serie de indicadores para medir la carga de trabajo de los tribunales, que toman en consideración el tiempo estimado para resolver las diversas tipologías de asuntos (Lamicie) 88 . Cada tribunal de justicia elabora un proyecto de presupuesto (production plan), que es discutido con el Consejo de Justicia, el cual, a su vez, negocia con el Ministerio la dotación de los recursos necesarios, en relación con las estrategias de política judicial definidas por el ejecutivo. ...
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Este trabajo pretende presentar y discutir un cuadro comparativo del funcionamiento y gestión de varios sistemas judiciales europeos a partir de los indicadores definidos por la Red Europea de Consejos de Justicia (RECJ) para valorar los sistemas judiciales europeos en relación con el grado de independencia y de rendición de cuentas (accountability), tanto de la magistratura como del juez individual. Los sistemas judiciales analizados (Italia, Francia, Hungría, Suecia y Países Bajos) presentan características particulares y son representativos de las diversas regiones geográficas de Europa.
... These complaints from practitioners about NPM are empirically corroborated by research in the fields of public and business administration and management control, 1 which as a rule finds many dysfunctional effects of NPM (e.g., De Bruijn & Van Helden, 2006;Frey, Homberg & Osterloh, 2013;Groot, 1999;Jansen, 2008;Mak, 2008;Osborne, Radnor, Kinder & Vidal, 2015;Spekle´& Verbeeten, 2014;Teelken, 2012;Ter Bogt & Scapens, 2012;Tonkens, Hoijtink & Gulikers, 2013;Verbeeten, 2008;Walker & Van der Zon, 2000;Yesilkagit & De Vries, 2002). However, most of this literature is descriptive and mainstream in nature. ...
Chapter
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PurposeIn the past decades, Dutch public sector organizations (PSOs) have been encouraged to become more “business-like” in their internal control and accountability processes, following a more general trend toward New Public Management (NPM) in Western societies. However, in the Netherlands, this trend has met with increasing resistance and discontent among public sector professionals. In this chapter, a framework is developed that enables these public sector professionals themselves to discuss and reflect on their internal control and accountability processes, and possibly to effect changes in it. Methodology/approachThe chapter contains a critical analysis of existing research on management control, accountability, and learning in PSOs and describes a reflection and discussion session with a group of senior staff employees at a Dutch university, employing the framework developed in this chapter. FindingsIt is argued that, generally speaking, the “business-like” approach of NPM does not appear appropriate for most public sector activities and may even negatively affect accountability and learning in PSOs. Social implicationsThe chapter critically assesses the impact of NPM on PSOs and provides an alternative to NPM in the form of experimentalist governance, with possible positive implications for the effectiveness of public sector activities. Originality/valueThis chapter is among the first to adapt a framework, developed for scientific and descriptive use, for more practical and prescriptive purposes, that is, as an instrument for public sector professionals to discuss and reflect on their internal control and accountability processes.
... We argue that even though the introduction of NPM principles resulted in a more transparent (and conceivably more efficient) process of adjudication, too strong a focus on these principles can also have an eroding effect on traditional 'rule of law' values such as independence and autonomy. 13 The introduction of managerial principles to public service organisations was first observed in the 1980s in countries such as the United Kingdom and Australia. 14 Connell, Fawcett & Meagher argue that 'a deep transformation of culture is at work, though the exact process is hard to formulate and the impact is uneven. ...
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Judges in the Netherlands recently expressed their concerns over the organisation of the judiciary and the pressure to deliver output in a manifesto, which was signed by approximately 700 out of a total of 2,500 judges. At the same time, the judges proclaimed to be highly committed to their work. In this article, we explore this apparent contradiction by studying recent developments in the organisation of the judiciary and in the selection and training of judges. We specifically focus on the consequences that these developments could have on the loyalty of judges. Thereby, we distinguish between loyalty towards the judicial organisation, towards the profession, and towards colleagues. In studying the organisational changes, we notice that it is the focus on the new public management principles that is of particular concern to the judges, as many of these principles may conflict with their professional values. We reason that their loyalty towards the organisation seems to have diminished and that the expressed commitment of judges is more a display of loyalty towards the profession and towards colleagues than towards the organisation.
... Zoeken/Pages/default.aspx?k=manifest. Over ontwikkelingen in de Nederlandse rechtspraak zie Van der knaap & Van den Broek, 2000; Mak, 2008 en meer recentelijk Fruytier e.a., 2013; klaver, 2014. 3. Management control wordt doorgaans gedefinieerd als 'het proces waarin managers ervoor zorgen dat organisatorische hulpbronnen effectief en efficiënt worden ingezet ter bereiking van de doelen van de organisatie' (Hofstede , 1978, p. 450). ...
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In de Nederlandse publieke sector is de afgelopen decennia een duidelijke trend zichtbaar in de richting van een meer bedrijfsmatige en kwantitatieve manier van werken en aansturen (‘New Public Management’). Hiertegen is echter de laatste jaren veel verzet gerezen. In dit artikel wordt een raamwerk aangereikt waarmee publieke organisaties zelf kunnen reflecteren op deze manier van werken en aansturen. Toepassing van dit raamwerk in de literatuur en in een voorbeelddiscussie leert dat het ‘New Public Management’ niet goed lijkt te passen bij de meeste activiteiten in publieke organisaties.
... This approach corresponds to the widespread tendency of the public sector to orient itself toward private sector principles and practices. This movement is generally labelled as 'new public management' (Hood, 1991;Osborne & Gaebler, 1992) and is also observed in other countries, such as France and the UK (Mak, 2008;Raine & Wilson, 1997;Fitzpatrick et al., 2000). The key concepts of this new public management paradigm are quality management, in the sense of "achieving the full potential that one is capable of with the resources one has" (Ng, 2007, cited in Mak, 2008) and a focus on the consumer as a client of the organisation. ...
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Virtually all judicial systems employ judicial staff members to assist judges in their work. However, except for US Supreme Court law clerks the role of these judicial assistants in judicial decision-making is minimally understood. This observation also holds true for the Netherlands, where an increased focus on managerial issues, such as efficiency and effectiveness, seems to have resulted in a growing number of judicial duties being assigned to judicial assistants. This article provides an initial reflection on such reliance on assistants. The context in which this development occurred is clarified, and the manifestation of the role of judicial assistants within the judicial process is described. This article also discusses two factors that require consideration when reliance on assistants increases: (1) the mechanisms for safeguarding the profession of the judge and the judicial assistant; and (2) the position of the judicial assistant in the judicial decision-making process. The consideration demonstrates the advantages of employing judicial assistants and also sheds light on serious risks relating to an increased role of judicial assistants in judicial decision-making.
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Thomas S. Kuhn's classic book is now available with a new index. "A landmark in intellectual history which has attracted attention far beyond its own immediate field. . . . It is written with a combination of depth and clarity that make it an almost unbroken series of aphorisms. . . . Kuhn does not permit truth to be a criterion of scientific theories, he would presumably not claim his own theory to be true. But if causing a revolution is the hallmark of a superior paradigm, [this book] has been a resounding success." —Nicholas Wade, Science "Perhaps the best explanation of [the] process of discovery." —William Erwin Thompson, New York Times Book Review "Occasionally there emerges a book which has an influence far beyond its originally intended audience. . . . Thomas Kuhn's The Structure of Scientific Revolutions . . . has clearly emerged as just such a work." —Ron Johnston, Times Higher Education Supplement "Among the most influential academic books in this century." —Choice One of "The Hundred Most Influential Books Since the Second World War," Times Literary Supplement
De territoriale verdeling van rechtsmacht in Nederland
  • P Albers
P. Albers et al, 'De territoriale verdeling van rechtsmacht in Nederland', (2004) 1 Trema 16.
Akehurst's Modern Introduction to International Law (Routledge 1997), p 75. 28 Concerning the problem of defining a European 'population', see for example T. Thiel, 'Fehlt Europa das Volk? Überlegungen zum Zusammenhang von Integration und Verfassung' (publication forthcoming)
  • Malanczuk
Malanczuk, Akehurst's Modern Introduction to International Law (Routledge 1997), p 75. 28 Concerning the problem of defining a European 'population', see for example T. Thiel, 'Fehlt Europa das Volk? Überlegungen zum Zusammenhang von Integration und Verfassung' (publication forthcoming).
Kwaliteitsbevordering van rechtspleging via een Raad voor de rechtspraak?
  • W Voermans
W. Voermans, 'Kwaliteitsbevordering van rechtspleging via een Raad voor de rechtspraak?', (2000) 12
Quels métiers pour quelle justice? Rapport d'information du Sénat no 345
  • Cointat
Cointat, Quels métiers pour quelle justice? Rapport d'information du Sénat no 345 (Sénat 2002);
Beter weten; specialisatie in de rechterlijke macht 10 Trema 486The Companies and Business Court as a specialized court
  • M J Kroeze
81 Regarding 'specialisation' in Dutch judicial organization, see A.M. Hol and M.A. Loth, 'Beter weten; specialisatie in de rechterlijke macht', (2002) 10 Trema 486; M.J. Kroeze, 'The Companies and Business Court as a specialized court', (2007) 3
Inleiding tot het recht van de Europese Gemeenschappen (Kluwer 1995), p. 49; cf Cases 90-91/63 Commission v Luxemburg and Belgium
  • J G Kapteyn
  • P Verloren Van Themaat
J.G. Kapteyn and P. VerLoren van Themaat, Inleiding tot het recht van de Europese Gemeenschappen (Kluwer 1995), p. 49; cf Cases 90-91/63 Commission v Luxemburg and Belgium [1964] ECR 625.
30 Case 26/62 Van Gend en Loos
  • Malanczuk Cf
29 cf Malanczuk, note 27, p 96. 30 Case 26/62 Van Gend en Loos [1962] ECR 1; case 6/64 Costa v ENEL [1964] ECR 585.
85 Mak, note 3, chapter 6
  • Mak Cf
84 cf Mak, note 3, chapter 6. 85 Mak, note 3, chapter 6. 86 Article 220(1) EC. 87 Article 220(2) EC and Article 225a EC. 88 Council Decision 88/591, preamble. 89 Article 225(1) EC. 90 Article 225(3) EC. 91 cf Heffernan, note 5, pp 297-298.
Regarding 'specialisation' in Dutch judicial organization
  • M A Loth
Regarding 'specialisation' in Dutch judicial organization, see A.M. Hol and M.A. Loth, 'Beter weten;
Quels métiers pour quelle justice?
  • C Cointat
C. Cointat, Quels métiers pour quelle justice? Rapport d'information du Sénat no 345 (Sénat 2002);