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EDUCATION
The Obstetrician
& Gynaecologist
2004;6:243–247
Keywords
ALOBA technique,
giving feedback,
medical education,
Pendleton’s rules
© 2004 Royal College of Obstetricians and Gynaecologists 243
© 2004 Royal College of Obstetricians and Gynaecologists
Introduction
Undergraduate and postgraduate students often
receive feedback that leaves them feeling
bruised, demoralised and lacking in self-worth. It
is not surprising then, that medical teachers
brought up in this environment, avoid giving
feedback – especially if it is ‘corrective’. Hewson
et al.1describe how, in faculty development
courses, clinical teachers frequently indicate that
their greatest need is to learn how to give
feedback effectively. This difficulty in giving
feedback may be based on reluctance to give
offence or provoke undue defensiveness.2
What is feedback and is it
necessary?
Rocket engineers developed the concept of
feedback in the 1940s where the system used
information to reach its goal.2
Most people have a basic need to know how
well they are doing, as the expectation of success
is fundamental to motivation and effort.3Both
increase when we expect to succeed but decrease
or cease when the goal is perceived as almost
certain or impossible.4
Effective feedback occurs when the trainees are
offered insight into their actions and the conse-
quences thereof. Such insight is valuable because
it highlights the difference between the intended
and the actual result, and provides an impetus for
change.5
Feedback, therefore, drives learning and progress
and is essential in allowing a student to remain
on course in reaching a goal. On the teacher’s
part, it also conveys an attitude of concern for
the progress and development of the person in a
real sense and not just as a function of grades or
test scores.2If handled incorrectly, it may damage
the student–teacher relationship and inhibit giv-
ing or receiving feedback in the future. In such
situations, the student may view feedback as a
statement about his or her personal worth or
potential, whereas in reality feedback presents
information, not judgement.6
Guidelines for giving feedback
The process of feedback is informed; non-
evaluative, objective appraisal of performance. It
is intended to improve skills or change behav-
iour, rather than being an estimate of the
students’ worth.
When feedback fails, it is because the process
was handled poorly, causing defensiveness and
embarrassment to the learner and leaving them
feeling demoralised and rejected. Teachers are
often not able to clearly distinguish between
non-evaluative and evaluative feedback, more
commonly termed feedback and summative
assessment. For example, if a house officer finds
it difficult to prioritise a patient’s symptoms,
making him aware of this deficit and working
out a definite plan on how to correct it consti-
tutes non-evaluative feedback. Summative
assessment, on the other hand, tells the learner
how they performed:“You have corrected your
problems” or “You need to continue working
on it”.This should follow feedback.
Ende et al.7have produced guidelines for con-
structive feedback in medical education, which
have their origins in personnel management,4,8
group dynamics9and education.10 These are
shown in Box 1.
How to phrase feedback
Based on Ende’s principles, feedback should be
descriptive and non-judgemental. Phrasing feed-
back as “That was awful” will always create
defensiveness. A descr iption of what happened
might be more helpful, such as: “When she was
telling you about her stomach pains, I noticed
that you were concentrating on the GP’s letter,
Learning to give feedback
in medical education
Rahul Roy Chowdhury and Gregory Kalu
Giving feedback is an essential part of medical education but it is a
responsibility that teachers often avoid. Constructive feedback is a
generic skill that can be learned. In this article we highlight various
methods of giving this constructive feedback.
Author details
Rahul Roy Chowdhury MRCOG,
Senior Trust Grade Doctor,
Department of Obstetrics and
Gynaecology, Brighton and Sussex
University Hospitals NHS Trust,
Princess Royal Hospital, Lewes
Road, Haywards Heath, RH16 4EX,
UK. email: rroychowdh@aol.com
(corresponding author)
Gregory Kalu MRCOG LLM,
Consultant, Brighton and Sussex
University Hospitals NHS Trust,
Haywards Heath, UK.
10.1576/toag.6.4.243.27023 www.rcog.org.uk/togonline
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EDUCATION
The Obstetrician
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2004;6:243–247
© 2004 Royal College of Obstetricians and Gynaecologists
which prevented eye contact between you”.This
is non-judgemental, descriptive feedback.
Non-specific praise such as “You appeared
empathic”, without a descr iption of the episode
being referred to,is of no use. It is better to point
out a specific behaviour; for instance,“Your facial
expression changed when you were listening to
the woman’s story, which highlighted that you
were empathising with her”, helps the learner to
look at the skills they used to express empathy
and at the concept of empathy itself.
Feedback should describe behaviour, which can
be changed, rather than personality. The process
should help the learner and not provide a plat-
form for the facilitator to promote their knowl-
edge, superiority or power. It should also be
about sharing information. Feedback is not a
prescription for change. Changes that need to be
made ought to be decided by the learner, thus
allowing them to preserve their self-esteem. It
may even be useful to encourage the student to
undertake an assessment of their own perform-
ance and suggest remedial measures, as this often
brings up the points that the teacher is trying to
make and reduces the perceived harshness of the
feedback, especially when it involves sensitive
topics. Sometimes the student may raise issues
not thought of by the teacher, which then need
to be addressed.This makes the process of feed-
back interactive.
It is important to check that the learner under-
stands the content of the feedback.The learner
should be encouraged to check this by reiterat-
ing the contents to the facilitator.This prevents
misunderstanding and distortion of feedback.
The feedback given should be limited to the
amount of information that can be dealt with
comfortably; excessive volumes of feedback may
overwhelm the learner and prevent any changes
from taking place. It should be a part of the
learning contract between the learner and the
facilitator; it should be solicited rather than
imposed and given privately.
There is evidence that these principles and tech-
niques work. Using both qualitative and quantita-
tive approaches, Hewson and Little1showed that,
when recommended techniques of feedback were
used, recipients found the experience helpful.
Feedback is more useful when it relates to a behav-
iour that can be changed rather than to something
that cannot be changed. Many respondents men-
tioned that the feedback was helpful, even correc-
tive feedback, if the recommended techniques
were used. However, one respondent described an
unhelpful feedback episode that consisted of non-
specific praise, thus substantiating the importance
of giving specific feedback based upon observa-
tions, even when these are favourable.
Unhelpful feedback
It has long been recognised that certain
approaches to feedback may be counterproduc-
tive. Hewson and Little1highlight some of these.
When a feedback episode did not elicit a learner’s
ideas, feelings or goals, it failed. For example, one
respondent commented:“feedback was based on
goals that were different from mine”. It also failed
when learners felt slighted, demoralised, blamed
or rejected. Similarly, feedback conveying per-
sonal judgements was poorly received; for exam-
ple, “You are obsessive–compulsive”, “You are
narrow minded”; as were insults such as “Doctors
ought to shut up”. Lectures or information that
was regarded as redundant or gratuitous led to
failure of feedback, as did giving feedback in
inappropriate places.
244
Box 1. Feedback
Feedback should be:
•undertaken with the teacher and the trainee working as allies towards a
common goal
•expected
•at a mutually agreed time and place
•close in time to the episode on which it is sought
•based on specific behaviour rather than general performance and should
have been ideally observed at first hand
•given in small quantities and limited to remediable behaviours
•descriptive, non-evaluative and non-judgemental
•composed of subjective data, which should be labelled as such
•given on decisions and actions and not on one’s interpretation of the
student’s motives.
[Adapted, with permission, from Ende2]
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© 2004 Royal College of Obstetricians and Gynaecologists
Using a SET-GO method of giving
feedback
By making feedback descriptive, it becomes non-
judgemental, specific and directed towards behav-
iour.When the group or facilitator reflects back
to the learner what they saw, it helps the learner
to acknowledge the incident and reflect on it and
find a solution to the problem. The description
also provides information on the effect the inci-
dent had, which allows the learner to consider
the desired outcome and the skills necessary to
achieve it. This underpins the ‘agenda-led,
outcome-based’ feedback method, discussed
below.
SET-GO11 is an aide memoire for the sequence of
actions when giving descriptive feedback, and is
shown in Box 2.
Models of giving feedback
The two most widely accepted models of giving
feedback are adapted from the world of educa-
tion. In medical education, Pendleton’s rules are
used as the conventional method of feedback.12
An alternative approach, devised by Silver man, is
known as agenda-led, outcome-based analysis or
ALOBA.13 They are similar in that they provide
a safe environment for the learner,thus reducing
defensiveness and making the experience con-
structive. Both methods are suitable for use in
either a group or a one-to-one situation.
Pendleton’s rules (Figure 1) are structured in such
a way that the positives are highlighted first, in
order to create a safe environment.Therefore the
learner identifies the positives first. This is fol-
lowed by the facilitator or group reinforcing these
positives and discussing skills to achieve them.
“What could be done differently?” is then sug-
gested, first by the learner and then by the person
or group giving feedback. The advantage of this
method is that the learner’s strengths are discussed
first. Avoiding a discussion of weaknesses r ight at
the beginning prevents defensiveness and allows
reflective behaviour in the learner.
There are some deficiencies14 in the rules.They
create artificiality and rigidity by forcing a dis-
cussion of the learner’s strengths first. Thus, an
opportunity for an interactive discussion of top-
ics that might be relevant to the learner is lost.
There is also inefficient use of time because the
same topic is discussed twice in its entirety: first
to discuss the strengths and then the weaknesses.
To someone expecting primar ily negative feed-
back, the discussion of strengths may appear
patronising, which makes the feedback more
stressful and, perversely, a disproportionate
amount of time may be spent discussing
strengths to soften the impact of the negatives.A
judgemental tone may also creep into the feed-
back when “What was done correctly and what
was incorrect?” is discussed, which goes against
the non-evaluative and for mative nature of
feedback.
Silverman tried to offset the disadvantages of
Pendleton’s rules by devising the ALOBA
approach (Figure 2).13 In this method, the
principle is to identify what the learner wants
help with. The discussion is then directed
245
Box 2. SET-GO
What I Saw – Describing what I saw.
What Else did you see? What happened next.
What do you Think? Reflect back to the learner.
What Goals are we trying to achieve?
Any Offers on how to achieve the goals – suggestions regarding skills and
rehearsals.
Figure 1. Pendleton’s rules
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© 2004 Royal College of Obstetricians and Gynaecologists
towards achieving the learner’s goal by encou
aging self-assessment and by opportunistically
introducing the facilitator’s agenda and
discussion of new theories and concepts. This
empowers the learner and reduces defensive-
ness, while allowing an opportunity for change
in behaviour.
At the outset, the learner identifies the agenda
and what they want help with. This early
acknowledgement of difficulties removes defen-
siveness and allows the learner to concentrate on
the feedback itself rather than being anxious about
the nature of the negative feedback. In the next
step, the facilitator tries to ascertain the outcome
that the learner is trying to achieve.The discussion
then concentrates on the skills necessary to achieve
these outcomes and removes the judgemental
(what was done well and what could have been
better) and moral slant to the advice given. The
process focuses on trying to achieve a desired out-
come by using a set of skills, rather than criticising
the learner about what was done wrongly.This sig-
nifies the true philosophy of feedback.
This is followed by self-assessment and self-
problem-solving. This ensures that the learner is
actively involved and is not merely a passive recip-
ient of advice. Either the group or the facilitator
feeds back to the learner (using the SET-GO pr in-
ciple), which enables the learner to acknowledge
and reflect on the advice given and to identify the
skills required to achieve the desired outcome.
Continuing to keep the focus on achieving the
desired outcome, the group or facilitator
explores alternative skills to try and reach the
goal, rather than criticise the learner for their
failures. As in the earlier example of the house
officer unable to prioritise urgent symptoms,the
facilitator or group works with the learner to
find alternative ways of achieving their goals,
rather than criticising the learner. This process
should be descriptive, non-judgemental and per-
taining to behaviour that is amenable to change.
The suggestions generated can then be rehearsed
to see whether they work.Experimentation may
be undertaken in the safety of rehearsals and
necessary changes in skills can be practised.
It is important that a balance is maintained while
giving feedback.This is made simple in Pendleton’s
rules by the ‘good’ preceding the ‘bad’. In ALOBA,
the responsibility and judgement lie with the facil-
itator,and it is possible that an inexperienced facil-
itator may achieve the wrong balance. This may
have a negative impact on the learner’s experience
of feedback.Thus, Pendleton’s rules may be a safer
alternative for inexperienced facilitators.
The other principle of ALOBA is to present a
supportive environment by making offers and
suggestions and giving alternatives. The exercise
is interactive and becomes a learning opportu-
nity for all. Everyone involved is an equal partic-
ipant and contributor to the activity. In contrast,
in Pendleton’s method the learner is a passive
recipient of suggestions from the facilitator or
group – everyone makes suggestions to change
the learner’s behaviour.
This learning context allows the facilitator to
introduce new concepts, research evidence and
various principles of communication, and clarify
specific skills through demonstration and discus-
sion. In Pendleton’s rules, this is not specified but
can be undertaken by a skilful facilitator when
they or the group are making suggestions for
“What could have been done differently?”.
Once the exercise has been completed,the entire
session should be summarised into a concise
format; the skills necessary to achieve a particu-
lar outcome should be highlighted and an over-
all conceptual framework built.
A critical analysis of Pendleton’s
rules and the ALOBA technique
of feedback
Pendleton’s approach has been criticised for its
rigidity, the attachment of a moral slant to its
advice and for not actively involving the learner
in reaching their goal.14 The ALOBA technique
tries to rectify these shortcomings. A close
246
Figure 2. ALOBA principles
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© 2004 Royal College of Obstetricians and Gynaecologists
examination of ALOBA shows that, despite the
focus being on achieving a particular goal, there
is, nevertheless, a covert element of judgement
attached to it. Ende2clarifies this by saying,
‘Actually, there is almost always a judgement
assigned to feedback information. Somehow, on
the wards, positive feedback sounds good, while
negative feedback sounds bad.There is simply no
way you can inform a student that a differential
diagnosis did not include the most likely disease
without causing some disappointment or embar-
rassment.This does not mean that you shouldn’t
bring such information to the student’s attention
but, rather,that it should be done with some skill
and understanding of the process’.The inflexibil-
ity of Pendleton’s rules is apparent in the fact that
good always precedes bad.This may lead to a dis-
proportionate allocation of feedback time
because of discussion of issues not important to
the learner. In his defence, Pendleton has argued
that his ‘rules’ are only guidelines and not dik-
tats.15 By continuing to follow the format of
always discussing which goals were fulfilled, in
the beginning, a better understanding of why
certain tasks were achieved can be ascertained
and subsequently reproduced at will.This helps
to build the skill base. Also, maintaining a posi-
tive tone of feedback, both for achievements and
for what could be done differently, helps to pre-
serve and enhance the learner’s self-esteem.
Some other models of giving
feedback
Some other models of giving feedback have been
discussed elsewhere.16 These include the ‘A five
step microskills model of clinical teaching’,17 the
SCOPME model,18 the Chicago Model19 and
the six-step problem-solving model.16 All these
are adaptations of Pendleton’s rules and the
ALOBA technique.
Conclusion
Giving feedback, whether corrective or rein-
forcing, is an essential part of medical education,
which helps to promote learning and ensures
that standards are met. Unfortunately, it is also a
difficult part of clinical teaching and trainers
often avoid this aspect of their responsibilities.2
Given correctly, constructive feedback can
improve learning outcomes and enable students
to develop an analytical approach to learning. It
can also improve competence, at least in the
short-term.20 A review in 1998 showed that con-
structive feedback produced significantly better
learning outcomes in a wide variety of learning
situations.21 Knowles showed that adult learners
welcome feedback when it is based on their per-
formance and tailored to their goals.22
Giving feedback constructively is a generic skill
that can be learned. It can be used in the context
of formal educational supervision as well as in day-
to-day situations with colleagues,staff and patients.
Ultimately, feedback is about communication.
The key skills are to listen and ask, not to tell
and provide solutions.4It is a skill that is not as
rare as it used to be but there are still not
enough trainers who understand the underly-
ing principles of feedback in the modern clini-
cal setting. Attending training programmes on
how to give feedback should be essential for
those who teach in medicine because, in trying
to give feedback, we still make remarks that
have the potential to undermine the learner’s
confidence completely. ■
247
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