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Communism, Universalism and Disinterestedness: Re-examining Contemporary Support among Academics for Merton’s Scientific Norms

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This paper re-examines the relevance of three academic norms to contemporary academic life – communism, universalism and disinterestedness – based on the work of Robert Merton. The results of a web-based survey elicited responses to a series of value statements and were analysed using the weighted average method and through cross-tabulation. Results indicate strong support for communism as an academic norm defined in relation to sharing research results and teaching materials as opposed to protecting intellectual copyright and withholding access. There is more limited support for universalism based on the belief that academic knowledge should transcend national, political, or religious boundaries. Disinterestedness, defined in terms of personal detachment from truth claims, is the least popular contemporary academic norm. Here, the impact of a performative culture is linked to the need for a large number of academics to align their research interests with funding opportunities. The paper concludes by considering the claims of an alternate set of contemporary academic norms including capitalism, particularism and interestedness.
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Communism, Universalism and Disinterestedness:
Re-examining Contemporary Support among Academics
for Mertons Scientific Norms
Bruce Macfarlane &Ming Cheng
Published online: 4 March 2008
#Springer Science + Business Media B.V. 2008
Abstract This paper re-examines the relevance of three academic norms to contemporary
academic life communism, universalism and disinterestedness based on the work of
Robert Merton. The results of a web-based survey elicited responses to a series of value
statements and were analysed using the weighted average method and through cross-
tabulation. Results indicate strong support for communism as an academic norm defined in
relation to sharing research results and teaching materials as opposed to protecting
intellectual copyright and withholding access. There is more limited support for
universalism based on the belief that academic knowledge should transcend national,
political, or religious boundaries. Disinterestedness, defined in terms of personal
detachment from truth claims, is the least popular contemporary academic norm. Here,
the impact of a performative culture is linked to the need for a large number of academics to
align their research interests with funding opportunities. The paper concludes by
considering the claims of an alternate set of contemporary academic norms including
capitalism, particularism and interestedness.
Keywords Academic values .scientific norms .Merton .Weber
Introduction
There is renewed interest in the values that define academic life prompted, in part, by
policy-led attempts to professionaliseaspects of academic practice (e.g. Higher Education
Academy 2006) and contemporary debate about the limits of academic freedom. However,
the policy-led agenda defines academic values largely in relation to the teaching function
J Acad Ethics (2008) 6:6778
DOI 10.1007/s10805-008-9055-y
B. Macfarlane (*)
Department of Curriculum and Quality Enhancement, University of Portsmouth, Portsmouth, UK
e-mail: bruce.macfarlane@port.ac.uk
M. Cheng
University of Bristol, Bristol, UK
while debates concerning academic freedom tend to exclude consideration of broader
academic values. Historical accounts of academic values provide a useful starting point in
re-examining academic values and are linked to a broad religious and secular conception of
academic life as a vocationrather than just a profession.
This paper will re-examine these influential accounts of academic values and develop a
contemporary interpretation of the values that underpin commitment to the academic
vocation. The empirical part of the paper, which represents work in progress, will test out
the contemporary relevance of Mertons institutional norms through a web-based survey of
academic values. In questioning the contemporary sway of Mertons norms they will be
contrasted with an alternative set of academic values: capitalism (or individualism),
interestedness and particularism.
Webers Academic Values
The notion of academic values is widely associated with the extensive literature that
surrounds discussion and debate about academic freedom. This literature is often restricted
to considerations concerning academic staff rather than students. In understanding the
broader concept of academic values, a useful starting point is provided by Max Webers
address to a student association of the University of Munich on the topic of Science as a
vocation.Byscience, Weber was referring to the scholarship of academics not just
engaged in the hardsciences, but what is sometimes termed the softor social sciences.
He argued that academics needed to be specialists to achieve anything of note and pursue a
research question with unwavering intent. In his words, the scientist needed to put blinders
on himself(Weber 1919:59). Ultimately, whatever an academic might achieve would be
quickly outmoded by the work of others. Realisation of this reality meant that the academic
must work without vanity with the sincere hope that their work would be superseded in the
continual search for truth and knowledge. Webers account paints academic life as a lonely
and self-sacrificing vocation. As one might expect from the author of The Protestant Ethic
and the Spirit of Capitalism, Webers vision is based on secular asceticism. Another
element of this asceticism was Webers demand for self-restraint. This referred to the
responsibility of academics, as Weber saw it, to keep their own political and moral beliefs
in check. He was opposed to the academic who uses the lecture theatre as a platform to
propagate his own ideals(Weber 1919:22).
Webers lecture needs to be understood in the context of the German university in the
early twentieth century and his concerns regarding the growing power and influence of
politicians and bureaucrats. The later complicity of many members of the academic class
during the subsequent rise of Nazi power demonstrates the prescience of Webers analysis
(Shils 1973). Webers vision of what it means to be an academic is a lasting one:
specialisation, individual self-sacrifice and ethical neutrality. It represents the popular
planks of the modern research university based, as it is, almost entirely on Wissenschaft (i.e.
the making of knowledge via research) as opposed to collegial or spiritual virtues (Schwen
1993).
Mertons Institutional Norms
In The Social Structure of Science, Robert Merton (1942) identifies four normswhich he
believed applied to the work of scientists. While Merton used the word scientistthis, in
68 B. J. Macfarlane and M. Cheng
effect, included academics from social as well as human sciences and may be taken to apply
to the academic community more generally. It is in this context that we will use the word
academicin place of Mertons use of the word scientist. The first of Mertons norms is
communism. While this word carries complex linguistic and historic connotations, Merton
was clear that for academics communism implied that the results of their research should be
the common property of the whole scientific community.
The scientists claim to hisintellectual propertyis limited to that of recognition
and esteem…’
(Merton 1942, p 273)
Universalism is the second of Mertons norms. This term was used by Merton to refer to
the application of preestablished impersonal criteria(p 270) in judging the validity of
knowledge claims. This norm asserts the importance of the scientist staying detached and
analysing all data in an objective way which enables the creation of universal or objective
knowledge. Truth claims are thus related to objective data and transcend race, class,
political and/or religious barriers.
The Haber process [the scientific method of producing ammonia developed during
the Second World War] cannot be invalidated by a Nuremberg decree nor can an
Anglophobe repeal the law of gravitation.
(Merton 1942, p 270)
Disinterestedness is the third of Mertons norms and carries with it the expectation that
scientists should have no emotional or financial attachments to their work. Merton assigned
high moral standards of personal integrity to scientists who, he argued, were motivated and
rewarded through recognition of their achievements rather than monetary gain. Scientists,
according to Merton, are interested in finding out the truth even if the truth proves the
scientist wrong.
Mertons final norm is organised skepticism. This demands remaining skeptical about
the results of research, including the potential shortcomings of ones own work, until all the
facts are established. It implies caution in reaching conclusions rather than conviction that
they have something more to offer than findings that are tentative trials that are
inconclusive. Organised skepticism further refers to the expectation that academics will
continually challenge conventional wisdom in their discipline.
Weber and Merton Norms Today
Sometimes Mertons four institutional norms are also known through the acronym
C.U.D.O.S.. They are closely related to and owe a large debt to Weber. For example,
the ethical neutrality that Weber promotes is about the disinterestedness and total
dedication to pursue the objective truth rather than being distracted, as Weber saw it, by
politics. While Mertons norms have been subsequently criticised as idealised, they
represent, at least at a superficial level, a persuasive formulation of the academic:
detached, methodical and committed to the search for the truth rather than personal
Communism, universalism and disinterestedness 69
glorification. Both Weber (1919) and Merton (1942) offer classic accounts of the values
that define academic life as a vocation. Webers vision of what it means to be an academic
may be characterised in terms of the value(s) of specialisation, individual self-sacrifice and
ethical neutrality. Merton reinforced Webers secular asceticism through his set of
institutional norms.
However, the expansion of higher education in the twentieth and twenty first centuries
means that the disciplinary and professional traditions of those now working as academics
in universities has also widened considerably. In particular, the growth of commercial and
allied health related subjects has brought a new cadre of professionals into higher education
institutions from nursing, business and the creative arts. The subject base of university
education is not the only thing to have changed over the last 60 years since Merton
identified his four institutional norms. University education has undergone a radical
transformation in its funding structure and dependence on national government as well as
levels of participation. Academic life has also been increasingly exposed to the culture of
research audit and the particular competitive pressures such processes bring in their wake.
Therefore, the academic values asserted by Weber and Merton need to be tested for their
contemporary relevance.
Methodology
A web-based survey instrument was designed to test out the extent to which academics
agree with three of Mertons four institutional norms. Four value statements were designed
to test out the extent to which respondents either agreed or disagreed with communism,
universalism and disinterestedness. The value statements were carefully constructed to
represent an equal number of confirming and disconfirming perspectives with respect to
Mertons values. For example, in relation to the norm of communism, the following two
statements represent an affirmation and a disconfirmation of this value respectively:
Question 6: I am in favour of sharing my teaching materials with my peers
Question 13: I feel it is important to protect my individual property rights
The survey tested out these value statements through a four point Likert agreement scale
that deliberately created a forced choice. To avoid habituation in response affirming
(positive) and disconfirming (negative) value statements were interchanged. This technique
was adopted to encourage the respondent to think carefully about each statement before
responding. Organised skepticism was excluded from this analysis for two reasons. Firstly,
prior analysis of the literature did not suggest that this value had necessarily shifted or been
challenged in the same way as the first three: communism, universalism and disinterest-
edness. Secondly, difficulties were encountered in constructing value statements that
adequately reflected positive and negative positions with respect to organised skepticism as
a value.
The survey data were analyzed in three steps. Firstly, the method of weighted
average was calculated. This computes an arithmetic mean of a set of numbers in which
some elements of the set carry more importance (weight) than others. Weighted average
was achieved through counting responses that indicate levels of agreement or
disagreement with statements associated with each norm. In the analysis, the level of
agreement or disagreement was not taken into account in order to create a simple
70 B. J. Macfarlane and M. Cheng
agreeor disagreedichotomy. In each affirming statement responses that agreed were
scored as 1, and those that disagreed were scored as 1. However, in each disconfirming
statement, responses that agreed were scored as 1 and those that disagreed were given a
score of 1. The weighted average of the three norms thus lies between 1 and 1. If the result
is close to 1, this suggests that respondents were more likely to agree with the related norm.
In contrast, if the result is close to 1, it suggests that the respondents in general are more
likely to disagree with that related norm. In this way, it is possible to calculate levels of
agreement with each of the three norms presenting a general picture of the respondents
attitudes.
In the second step, simple statistics were generated to reveal the extent to which
respondents agreed or disagreed with each of the value statements. The responses to each
set of four statements related to each norm were collated and analysed. The third step
involved cross-tabulating the results by gender, subject area, length of experience and level
of seniority, aiming to reveal which attributes of the respondents had had some influence on
their responses to the questions. The Chi-Square test was applied to the data set to
determine if there were any statistically significant relationships between the different
factors where the p-value was smaller than 0.05.
Results
Six hundred and seventy one responses were received to the questionnaire between 23
May and 14 June 2007. The high number of responses was achieved through the co-
operation of a number of subject centres within the UK Higher Education Academy.
This resulted in the online survey being included in a number of electronic
communications by subject centres. Hence, the sample was self-selecting with most
respondents drawn from UK universities. While the sample includes a broad range of
academic staff from different disciplinary fields and levels of experience, this does not
necessarily imply that it is representative of the academic profession as a whole.
Nevertheless, published statistics indicate that the male/female percentage ratio of UK
academics is 58:42 (HESA 2007) and the sample closely reflected this ratio with male
respondents (54 per cent) slightly in the majority. Most respondents identified their
subject area as either Arts and Humanities (44.7 per cent) or Social Sciences (20.1 per
cent). The majority of respondents identified their current role as that of a lecturer (65.1
per cent), or equivalent in a North American context, while full professors represented
just over 1 in 10 of respondents. In the UK, official statistics indicate that 9.1 per cent of
academics are employed at professorial level, the equivalent of full professorial status in
North America (HESA 2007). In terms of working experience in higher education,
respondents were relatively evenly spread between those with less than 10 years (48.2 per
cent) and those with 11 or more years (51.8 per cent).
Communism
Communism, in academic life, refers to the common ownership of intellectual property.
The weighted average method resulted in a score of 0.5034 indicating support for
communism as a norm. Responses to the individual statements affirming communism as
a value demonstrated very high levels of support. 507 out of 671 respondents supported
these affirming statements. One example is that 95% respondents favoured the sharing
Communism, universalism and disinterestedness 71
of teaching materials with peers and the results of their research in progress (see
Fig. 1).
In contrast, just 44 per cent of respondents were in support of disconfirming
statements in relation to communism which were intended to test support for statements
that represent capitalist norms such as protection of individual property and competition
within the academic community to be the firstrather than share knowledge freely. For
example, three out of four respondents agreed that it was important to protect their
individual property rights. Respondents were also asked about whether they tend to be
secretive about their research in progress due to a concern that someone else may beat
them to publication (Fig. 2). While most disagreed with this statement (87.9 per cent),
just over one in ten respondents agreed with the statement to some extent illustrating
the importance of competition, and the presence of distrust, in academic life for these
individuals.
Cross-tabulation of responses by subject area indicated some variation based on
disciplinary differences. More than 1 in 5 respondents from the natural sciences (21 per
cent) agreed that they were secretive about their work in progress compared with 13 per
cent of those from both the social and applied sciences and 11 per cent of academics from
the Arts. However, using Chi-Square tests, the variation based on disciplinary differences is
not statistically significant suggesting that respondentsperception of secrecy about their
work in progress is largely independent of their disciplines. Similarly differences in
responses to value statements by gender were unremarkable with no statistically significant
relationship between respondentsperception of secrecy about their work in progress and
gender although male respondents (14 per cent) indicated that they were slightly more
likely to act in a secretive manner than their female counterparts (10 per cent). The Chi-
Square tests suggest that the level of seniority of respondents did not affect significantly
their responses to whether it was important to protect intellectual property rights. Academic
managers (89 per cent) indicated a higher level of agreement with the importance of
protecting intellectual property rights compared to lecturers (71 per cent) while the seniority
of respondents did not affect their perception of intellectual property rights in a significant
way.
1.7
10.4
22.8
65.1
0%
10%
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60%
70%
Stron
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Fig. 2 I tend to be secretive
about my research in progress
as I am concerned that someone
else may beat me to
publication (n=57)
0.75
4.2
45.9 49.1
0%
10%
20%
30%
40%
50%
60%
Stron
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Fig. 1 Respondents in favor of
sharing teaching materials with
peers and results of their research
in progress (n=671)
72 B. J. Macfarlane and M. Cheng
Universalism
Universalism refers to the belief that academic knowledge should transcend national, political,
or religious boundaries. The weighted average for universalism indicated modest, if slight,
agreement (0.0443). Four statements were contained in the survey designed to affirm and
disconfirm the value of universalism, examples of which appear as Figs. 3and 4, respectively.
The survey data reveal that respondents were only slightly more in favour of universalism
affirming statements (434 responses) as opposed to those disconfirming it (404 responses).
Of the statements affirming universalism, 82 per cent of respondents agreed that it is
important to be able to claim that ones research is generalisable or valid beyond its
immediate context although just over half (53 per cent) also indicated their agreement with
the statement that their intellectual work was influenced by their personal beliefs and
values. This finding was confirmed by responses to an allied statement that indicated that
over 90 per cent of respondents believe that their teaching and research is substantially
influenced by their own personal values. This differs from the implication of universalism
that academic knowledge can be neatly divided off from such contextual factors. This
finding is perhaps a reflection of varying perspectives about the nature of knowledge.
Mertons principle of universalism and the value neutralacademic represent the basis of a
positivistparadigm. A positivist frame of reference holds that the researcher can remain
independent of the phenomenon being scrutinised. This is what Brew (2001) terms one of
the traditional rulesof the research process and is part of a tradition more closely
associated with the hardsciences where large data sets are used to test out hypotheses.
However, support for interpretative or social constructivist perspectives has grown since
the 1960s (Berger and Luckmann 1966). Here, academics across a range of disciplines
argue that individuals socially construct their own version of reality rather than discovering
facts. They may also hold to the belief that an objective viewpoint is illusory because of
the role political power plays in the development of knowledge (Foucault 1972).
However, while respondents were cognisant of the extent to which their own personal
values impact on the search for universal truths, this did not dim their support for
developing research and scholarly work that could transcend its immediate context. Almost
half of the respondents (47.3 per cent) agreed that they try to ensure that their intellectual
work is not influenced by their personal beliefs and values (see Fig. 3).
82 per cent of respondents (see Fig. 4) agreed that it is important for research to be
generalisable or valid beyond the national context, for example. This level of difference
6.4 10
42.7
40.9
0%
10%
20%
30%
40%
50%
Stron
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Fig. 3 As far as possible, I try to
ensure that my intellectual work
is not influenced by my personal
beliefs and values (n=60)
1.5
16.5
22.2
59.8
0%
10%
20%
30%
40%
50%
60%
70%
Stron
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Fig. 4 I think the extent to which
research maybe generalisable or
valid beyond its immediate con-
text is important (n=54)
Communism, universalism and disinterestedness 73
between respondents in the applied sciences and the arts was apparent in responses to the
other three questions in relation to universalism.
In applying the Chi-Square test it was found that there are statistically significant
differences between respondents on the basis of cross-tabulating the results by subject area.
This suggests that respondentssupport for making research generalisable or valid beyond
its immediate context depends on their subjects. For example, respondents from the applied
sciences (90 per cent) were much stronger supporters of making research generalisable or
valid beyond its immediate context than their colleagues from the arts area (78 per cent). In
respect to gender, female respondents (93 per cent) were slightly more likely to agree that
their personal values have a substantial impact on their teaching and research than male
respondents (89 per cent). However, the Chi-Square tests result suggests that respondents
agreement is independent of their gender.
Analysis of responses by level of seniority revealed slight differences of emphasis rather
than substantive disagreement, but these differences are not statistically significantly in
spite of the fact that academic managers (63 per cent) showed strongest support for the
statement that intellectual work should not be influenced by personal beliefs and values,
while research assistants showed the least support for this statement (35 per cent).
Interestingly, full professors placed less emphasis on the importance of generalising results
or keeping their personal values out of the intellectual arena than lecturers.
Disinterestedness
Disinterestedness is about being personally detached about truth claims in the sense of
being swayed only by the evidence rather than campaigning for a particular point of view or
outcome. In Webers terms, it is about being neutral. However, it is also associated with
pursuing a research (and teaching) agenda that reflects personal academic interests rather
than the demands of funding agencies, government priorities or university strategies.
The survey data indicate that the norm of disinterestedness is perceived as the least
popular contemporary academic value behind communism and universalism (see Fig. 5).
Only 376 out of 671 respondents agreed with disinterestedness affirming statements. More
respondents (423) agreed with disinterestedness disconfirming statements. This means, in
effect, that academics are not supportive of the norm and suggests that interestednessmay
more appropriately characterise contemporary attitudes (see later discussion).
Over half of respondents (63 per cent) showed emotional and financial attachments to
their work. For example, two fifths (42 per cent) linked their research with funding
opportunities (see Fig. 6), in spite of the fact that 80 per cent stated that they only pursued
research that was of personal interest to them (see Fig. 7).
In further testing out commitment to disinterestedness, respondents were asked whether
they should stay out of public debates unless this related directly to their own discipline or
0.5034
0.0443
-0.06702
-0.2
0
0.2
0.4
0.6
Communism Universalism Disinterestedness
Fig. 5 Weighted average of three
norms (Agree= 1, Disagree = 1)
74 B. J. Macfarlane and M. Cheng
subject specialism. However, the majority (68 per cent) disagreed and indicated support for
the idea of academics expressing their views in public debates regardless of the extent to
which they could draw on subject expertise to support such interventions. Respondents
were further supportive of the idea that their research might be applied for the good of
societywith only around 15 per cent disagreeing with this statement.
Cross-tabulation by subject area indicated substantial differences in relation to some
questions. The likelihood of respondents aligning their research interests with funding
opportunities is statistically related to their subject field. For example, two thirds of those
from the applied sciences (66 per cent) indicated that they aligned their research interests
with funding opportunities. This compares to just 32 per cent of respondents from the
natural sciences and the arts. Similarly, the Chi-Square tests reveal that respondents
perception of whether academics should keep out of public debates is closely related
with their subjects. For example, just 23 per cent of social scientists felt that they should
keep out of public debates unless they related directly to their subjects while substantially
more respondents from the natural sciences (37 per cent) and engineering (40 per cent) felt
it was right to do so. Finally, the desire to pursue research for the good of society was related
to the subjects of the respondents. For example, respondents from social scientists (92 per
cent) were more likely to consider it important than respondents from the arts (76 per cent).
Gender was statistically related to the extent to which respondents would align their
research interests with funding opportunities. Females (46 per cent) were more likely to
align their research interests with funding opportunities than males (38 per cent). However,
differences in level of seniority were slight and not statistically significant. Both research
assistants (57 per cent) and academic managers (52 per cent) were similarly more likely to
align their research interests with funding opportunities than either lecturers (39 per cent) or
full professors (41 per cent). Full professors (77 per cent) were also the most likely to
support the idea of academics taking part in public debates even where this did not relate to
their discipline or subject area.
Merton Re-shaped?
The results of this limited survey indicate that there is still substantial support for at least
one of Mertons norms, namely communism. However, it is also clear that they are being
2.1
52.3
17.7
27.8
0%
10%
20%
30%
40%
50%
60%
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Fig. 7 I only pursue research
that is of personal interest to me
(n=61)
3
9.6
48.4
39
0%
10%
20%
30%
40%
50%
60%
Stron
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Fig. 6 I align my research inter-
ests with funding opportunities
(n=57)
Communism, universalism and disinterestedness 75
re-shaped by a number of contemporary trends and influences. While most academics in
this survey were supportive of communism as a norm there are more capitalist and
individualistic forces at work. There is a strong sense of the importance of protecting
intellectual property rights partly, it might be speculated, by a heightened awareness of such
rights in a context in which universities have developed more explicit policy positions in
recent years on such matters. These policies are designed to maximise the commercial
benefits derived from academic work for individual universities rather than share the results
of research for the benefit of all. Academic life is becoming increasingly performative
characterised by an emphasis on evaluating the efficiencyof academic labour through
internal and external quality control and audit procedures (Skelton 2005). This means, inter
alia, that academics are encouraged to seek a public profile rather than shy away from self-
promotion opportunities. It also means that academics, especially those working in
research-intensive universities, are under pressure to generate external funding even where
such funds are not critical to the conduct of research (Lucas 2006). Academic time, as well
as resources, must be paid for in a market model of higher education. Audit of research
quality in the UK and in other national contexts, such as Australia, further encourage a
quasi-market capitalism among universities that threaten the basis of Mertons norm of
communism. This norm is also at odds with what Weber referred to as the cult of the
personality. On the other hand, the World Wide Web acts as a powerful vehicle for those
who are committed to making academic knowledge freely available rather than an
economic resource to be leveraged for maximum financial gain.
The pressures of performativity mean that academics can no longer afford to be as
committed as they might like to be to disinterestedness as a norm. Indeed, the survey indicates
more opposition than support for this norm. Interestednessappears to have displaced
disinterestedness. Most respondents indicated that they were comfortable with the idea of
contributing to public debate in areas that fall outside their expertise. While Weber would regard
such an attitude as an abuse of academic privilege, contemporary academics may regard such
interventions as a right as a citizen and as a legitimate extension of academic freedom. Many
academics are also prepared to direct or re-direct their efforts toward available funding
opportunities. Gaining funding for research and directing ones research agenda in the direction
of the contemporary concerns of public policy makers is a fact of life that has re-shaped attitudes
to disinterestedresearch. For example, research councils, and other grant-making bodies, are
placing increasing emphasis on assessing the economic impactof research work (Walker
2007). Here, there is a risk that researchers will chase grant opportunities where they can
demonstrate short-term benefits of their research rather than focus on longer-term, theoretically
driven work sometimes referred to as blue skies thinking.
Modern academics are keenly aware of the extent to which their personal beliefs and values
shape their intellectual work but most still strive to universalise their research findings. This
may be partly due to the performative pressures of research assessment. This creates an
expectation that research should be international (rather than justnational) and have a
demonstrable impact. Such claims are difficult to sustain if one is more committed to
particularism rather than universalism even though this represented the position of a substantial
Merton’s norm Alternative norm
Communism
Universalism
Disinterestedness
Capitalism
Particularism
Interestedness
Fig. 8 Mertons norms and their
alternates
76 B. J. Macfarlane and M. Cheng
minority of respondents. According to Bourdieu (1989), the intellectual rejects particularism
and asserts universalism because they feel that they have things to say that transcend national,
cultural and other social boundaries. In a more sharply competitive environment that rewards
universalist claims, few academics can afford not to aim at this value in respect to at least one
aspect of their research work. This analysis suggests that new norms can be contrasted with
those of Merton that represent a re-shaping of academic values (see Fig. 8).
These contrasting norms represent an alternative politico-economic orientation to the set
of values proposed by Merton. In contrast with communism, capitalism as a norm would
imply a belief in maximising individual financial return on academic endeavour in a market
economy. Here, conceptualising the role of research as an income generation activity
affirms this alternative norm. Particularism implies a belief that knowledge is individually
constructed on the basis of social experiences and political forces. It implies a rejection of
absolute social, cultural or religious values in favour of moral relativism. A particularist
stance might further be characterised by opposition to the cultural hegemony of Western
products, systems and modes of thought. Finally, interestedness is closely related to the
belief that academic enquiry can never be a value-free, dispassionate analysis of the observed
facts. It is a norm that essentially rejects the positivist paradigm.
Conclusion
The results of the survey do not necessarily represent a shiftin values as Mertons norms were
not based on empirical data. While this research sample was broadly representative of academic
staff by gender, this does not necessarily imply that it is representative of the academic
profession in all respects. However, contemporary performative pressures on academic life may
be having an impact in shaping, or perhaps re-shaping, some Mertonian norms. This is
particularly apparent in respect to the norm of disinterestedness where large numbers of
academics pragmatically align their research interests with funding opportunities. This finding
may be related to a more competitive market-based university environment apparent in the UK
and elsewhere internationally where it has been argued that the canons of scientific inquiry have
been compromised by commercial pressures (Bok 2003). Despite these pressures, the norm of
communism, in particular, still attracts strong popular espoused support which crosses
disciplinary fields. The balance of evidence from this survey, though, suggests that market-
based and commercial pressures might be beginning to subvert the Mertonian ideal. However,
respondentssupport of universalism and disinterestedness varies with their subjects. In
general, respondents from applied sciences showed stronger support for these two norms than
respondents from the other subject fields.
While the value statements in the survey have sought to represent the norms originally
conceived by Merton, it is recognised that other interpretations may prevail. Further
research might use a broader set of value statements to more deeply reflect differences in
attitudes to academic values. Alternately, it might centre on a depth study of just one of
Mertons norms being able, in the process, to elaborate the dimensions in more detail.
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78 B. J. Macfarlane and M. Cheng
... Robert Merton [24] argued that scientists adhere to a set of informal cultural norms, including universalism (evaluating claims based on pre-established impersonal criteria, rather than nationality, ethnicity, gender or professional affiliation), communalism (scientific findings belong to the entire scientific community), disinterestedness (scientists' work should not be influenced by personal or monetary bias, and they should work for the benefit of science), and organised scepticism (assessment of research should be based on impersonal critical scrutiny). Although recent investigations into the extent to which scientists subscribe to these norms are scant, where surveys have been carried out, primarily in specific disciplines, evidence has shown that adherence, although not universal, is widespread [25][26][27][28]. Feasibly, a commitment to these norms may mitigate the influence of competing influences, such as organisational and systemic pressures to cut corners to remain competitive. ...
... A small majority of respondents state that researchers should sometimes change their research interests to access funding, while a substantial minority believe that intellectual work should be influenced by personal beliefs and values. This finding of non-universal, but widespread, adherence is in line with findings from other survey research [25][26][27][28]. While minor divergences from these norms may at first appear benign, they can, as the present research suggests, have consequences for behaviour. ...
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Background This study investigates the determinants of engagement in questionable research practices (QRPs), focusing on both individual-level factors (such as scholarly field, commitment to scientific norms, gender, contract type, and career stage) and institution-level factors (including industry type, researchers' perceptions of their research culture, and awareness of institutional policies on research integrity). Methods Using a multi-level modelling approach, we analyse data from an international survey of researchers working across disciplinary fields to estimate the effect of these factors on QRP engagement. Results Our findings indicate that contract type, career stage, academic field, adherence to scientific norms and gender significantly predict QRP engagement. At the institution level, factors such as being outside of a collegial culture and experiencing harmful publication pressure, and the presence of safeguards against integrity breaches have small associations. Only a minimal amount of variance in QRP engagement is attributable to differences between institutions and countries. Conclusions We discuss the implications of these findings for developing effective interventions to reduce QRPs, highlighting the importance of addressing both individual and institutional factors in efforts to foster research integrity.
... The analysis of the normative environment was inspired by the classical norms of science articu-lated by Robert Merton in his CUDOS framework: communism (communalism), universalism, disinterestedness, and organized skepticism (Merton, 1942(Merton, /1973. This framework has been extensively discussed and challenged but remains a key reference (Anderson et al., 2010;Chalmers & Glasziou, 2009;Kim & Kim, 2018;Macfarlane & Cheng, 2008). Moreover, we were inspired by the late work of Merton on the ambivalence and ambiguities of scientists (Merton, 1942(Merton, /1973, and the counter norms suggested by Mitroff (1974). ...
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The exposure of scientific scandals and the increase of dubious research practices have generated a stream of studies on Questionable Research Practices (QRPs), such as failure to acknowledge co-authors, selective presentation of findings, or removal of data not supporting desired outcomes. In contrast to high-profile fraud cases, QRPs can be investigated using quantitative, survey-based methods. However, several design issues remain to be solved. This paper starts with a review of four problems in the QRP research: the problem of precision and prevalence, the problem of social desirability bias, the problem of incomplete coverage, and the problem of controversiality, sensitivity and missing responses. Various ways to handle these problems are discussed based on a case study of the design of a large, cross-field QRP survey in the social and medical sciences in Sweden. The paper describes the key steps in the design process, including technical and cognitive testing and repeated test versions to arrive at reliable survey items on the prevalence of QRPs and hypothesized associated factors in the organizational and normative environments. Partial solutions to the four problems are assessed, unresolved issues are discussed, and tradeoffs that resist simple solutions are articulated. The paper ends with a call for systematic comparisons of survey designs and item quality to build a much-needed cumulative knowledge trajectory in the field of integrity studies.
... From a theoretical perspective, he distinguishes between three ideal-typical models: commodified science and the alternatives of autonomous and public interest science. In this respect, research literature highlights the increased divisions and disciplinary fragmentation not only in the socalled "three cultures" -sciences, social sciences and humanities -but also within each of them (Kagan, 2009;Sidler, 2014 principles (Kalleberg, 2007;Macfarlane & Cheng, 2008;Lam, 2010;Koning et al., 2017;Kim & Kim, 2018 co-responsibility within a context of epistemic uncertainty (Hofmann, 2022). ...
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In this article, I will explore how the underlying research values of ‘openness’ and ‘mutual responsiveness’, which are central to open science practices, can be integrated into a new ethos of science. Firstly, I will revisit Robert Merton's early contribution to this issue, examining whether the ethos of science should be understood as a set of norms for scientists to practice ‘good’ science or as a set of research values as a functional requirement of the scientific system to produce knowledge, irrespective of individual adherence to these norms. Secondly, I will analyse the recent codification of scientific practice in terms of ‘scientific integrity’, a framework that Merton did not pursue. Based on this analysis, and illustrated on the case of COVID-19 as a case in which the institution of science was challenged to deliver urgently on societal desirable outcomes, I will argue that promoting open science and its core norms of collaboration and openness requires broader governance of the institution of science in its relationship with society at large, rather than relying solely on self-governance within the scientific community through a new ethos of science. This conclusion has implications for re-evaluating research assessments, suggesting that the evaluation of the scientific system should take precedence over evaluating individual researchers, and that incentives should be provided to encourage specific research behaviour rather than solely focusing on individual research outputs. This article is followed-up by commentaries of Carl Mitcham, Sabina Leonelli, Alfred Nordman, Lukas Fuchs and Monica Edwards-Schachter and a 'reply to critics'.
... Politi, 2021Politi, , 2024. (Kalleberg, 2007;Macfarlane & Cheng, 2008;Lam, 2010;Koning et al., 2017;Kim & Kim, 2018 between science and society (Martin, 2012). ...
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This paper is an answer to the Von Schomberg's paper "Towards a New Ethos of Science or a Reform of the Institution of Science? Merton Revisited and the Prospects of Institutionalizing the Research Values of Openness and Mutual Responsiveness". Abstract: In this article, I will explore how the underlying research values of ‘openness’ and ‘mutual responsiveness’, which are central to open science practices, can be integrated into a new ethos of science. Firstly, I will revisit Robert Merton's early contribution to this issue, examining whether the ethos of science should be understood as a set of norms for scientists to practice ‘good’ science or as a set of research values as a functional requirement of the scientific system to produce knowledge, irrespective of individual adherence to these norms. Secondly, I will analyse the recent codification of scientific practice in terms of ‘scientific integrity’, a framework that Merton did not pursue. Based on this analysis, and illustrated on the case of COVID-19 as a case in which the institution of science was challenged to deliver urgently on societal desirable outcomes, I will argue that promoting open science and its core norms of collaboration and openness requires broader governance of the institution of science in its relationship with society at large, rather than relying solely on self-governance within the scientific community through a new ethos of science. This conclusion has implications for re-evaluating research assessments, suggesting that the evaluation of the scientific system should take precedence over evaluating individual researchers, and that incentives should be provided to encourage specific research behaviour rather than solely focusing on individual research outputs. Keywords: open science, Robert K. Merton, Covid 19, research values, scientific integrity.research assessment
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... According to Merton, these norms are derived from the spirit of science, and support its prime goal of advancing knowledge. Merton's framework has been extensively discussed and challenged Chalmers & Glasziou, 2009;Kim & Kim, 2018;Macfarlane & Cheng, 2008). The most powerful challenge comes from a study of scientists involved in the Apollo moon mission by the organizational theorist Ian Mitroff (1974). ...
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Breaches of research integrity have gained considerable attention due to high-profile scandals involving questionable research practices by reputable scientists. These practices include plagiarism, manipulation of authorship, biased presentation of findings and misleading reports of significance. To combat such practices, policymakers tend to rely on top-down measures, mandatory ethics training and stricter regulation, despite limited evidence of their effectiveness. In this study, we investigate the occurrence and underlying factors of questionable research practices (QRPs) through an original survey of 3,005 social and medical researchers at Swedish universities. By comparing the role of the organizational culture, researchers´ norms and counter norms, and individual motivation, the study reveals that the counter norm of Biasedness—the opposite of universalism and skepticism—is the overall most important factor. Thus, Biasedness was related to 40–60% of the prevalence of the questionable practices. The analysis also reveals the contradictory impact of other elements in the organizational environment. Internal competition was positively associated with QRP prevalence, while group-level ethics discussions consistently displayed a negative association with such practices. Furthermore, in the present study items covering ethics training and policies have only a marginal impact on the prevalence of these practices. The organizational climate and normative environment have a far greater influence. Based on these findings, it is suggested that academic leaders should prioritize the creation and maintenance of an open and unbiased research environment, foster a collaborative and collegial climate, and promote bottom-up ethics discussions within and between research groups.
... For exam ple, J. Ziman assumes that the basic prin cip les of researches aimed at practical purpo ses are "ownership", "locality", "authoritaria nism", "aiming at the need of customer", "expertise" [35]. Thus, according to B. Macfarlane and M. Cheng, capitalist principles become leading in sci ence: individualism, particula rism, interest [36]. ...
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