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Unpacking the Strength of the State: The Utility of State Infrastructural Power

Authors:
Unpacking the Strength of the State: The Utility
of State Infrastructural Power
Hillel Soifer &Matthias vom Hau
#Springer Science + Business Media, LLC 2008
Keywords Infrastructural power .State strength .State capacity
States are central to development and human well-being.
1
In Afghanistan, Haiti, and
the Democratic Republic of Congo, which for many contemporary commentators
epitomize weak or fragile states, the inability to provide security and establish a
presence throughout their territory has left local communities vulnerable to warlords
and militias and undermined the prospect of economic growth and basic social
provision. Other states, for instance Nicaragua, Nigeria, and Peru, have been better
able to bring an end to enduring cycles of civil violence and warfare. Yet the
provision of basic security and public goods remains fragmented and confined to
certain territorial areas, leaving out substantial parts of the population.
2
Unlike these
countries, a wide range of others, including Costa Rica and the Indian state of
Kerala, while by no means endowed with a strong state by any conventional means,
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DOI 10.1007/s12116-008-9030-z
1
Some of the examples in this paragraph draw on the work of the Crisis States Research Centre (2005).
2
In Peru the inability of the state to provide for its citizens is reflected in the failed 2005 census, which had
to be repeated in October 2007, and required a national restriction on daily activity for its implementation.
See news.yahoo.com/s/nm/20071021/wl_nm//Peru_census_dc.
The order of authorship is alphabetical. The two editors contributed equally to this introductory essay.
Thanks to Fulya Apaydin, Dan Slater, Daniel Ziblatt, and the two reviewers for helpful comments and
suggestions.
H. Soifer (*)
Department of Politics, Princeton University,
039 Corwin Hall, Princeton, NJ 08544, USA
e-mail: hsoifer@princeton.edu
M. vom Hau
Brooks World Poverty Institute, The University of Manchester,
Humanities Bridgeford Street Building, Oxford Road, Manchester M13 9PL, UK
e-mail: Matthias.vomHau@manchester.ac.uk
have even managed to achieve certain levels of economic and social well-being. To
better understand what enables some states to secure peace and promote economic
growth, welfare, and democracy, it is necessary to sharpen our understanding of
what we mean by weak and strong states by unpacking the much-abused concepts of
state strength and weakness.
When scholars wrestle with state strength, they usually resort to assessing state
capacity, which is broadly a function of state bureaucracy, the states relations with
social actors, and its spatial and societal reach. High capacity states are seen as
generally better equipped to establish a monopoly of violence, enforce contracts,
control their populace, regulate institutions, extract resources, and provide public
goods. Analysts view state capacity as crucial to explain outcomes as diverse as
economic growth and development (e.g., Coatsworth 1998; North 1981), democra-
tization and democratic stability (e.g., Linz and Stepan 1996;ODonnell 1993),
citizenship regimes (e.g., Yashar 2005), social welfare provision (e.g., Skocpol 1992;
Steinmetz 1993), as well as identity politics and political culture (e.g., Berezin 1997;
Kertzer and Arel 2001). Likewise, state capacity has been identified as critical for
explaining variations in state surveillance (e.g., Torpey 2000), nationalism (e.g.,
Gellner 1983), civil violence (e.g., Fearon and Laitin 2003; Goodwin 2001), the
intensity of international wars (e.g., Centeno 2002), and state-sponsored violence
against their own populace (e.g., Straus 2006; Rogers 2006).
Yet scholarly attention to the different dimensions of state capacity has been uneven.
Two broad and well-developed research programs trace variations of state capacity to
the relative autonomy of the state from societal actors (e.g., Bates 1981;Evans1995;
Marx 1978; Nordlinger 1981; Skocpol 1979; Waldner 1999) and the professionali-
zation (or Weberianess) of its bureaucracy (e.g., Carpenter 2001; Evans and Rauch
1999;Geddes1994;Skowronek1982; Weber 1968). Beyond these systematic
research programs, scholars explore the manifold impacts of a third dimension, often
called state reach or power.Togivebuttwoexamples,JeffreyHerbst(2000,173)
explores the inability of African states to project power over distance.Theda
Skocpols(
1979) classic study of the origins of social revolution argues that the
weakening grip of the civil administration over the country(p. 74) contributes to the
fiscal crisis of the old regime and plays a fundamental role in its collapse.
A closer examination of these studiesas well as many othersreveals a
common object of study. By state reach,power, and the like, these scholars are in
fact exploring what Michael Mann has called the infrastructural power of the state:
its institutional capability to exercise control and implement policy choices within
the territory it claims to govern. The ability of the state to exercise control and
implement policies varies widely: states that are weaker in this regard are unable to
assess and collect taxes, or even effectively carry out a national census.
3
Despite
Manns development of the concept of infrastructural power more than two decades
ago,
4
social scientists have not developed the body of empirical and conceptual
knowledge around it, which has characterized the research programs based on the
3
Centeno (2002) uses the national census as a proxy for the infrastructural power of the state.
4
Mann (1984) first developed the idea of infrastructural power in his 1984 essay, and further elaborated
on it in his two-volume history of social power (1986,1993).
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autonomy and bureaucracy of the state.
5
The goal of this collection of articles is to
provide a roadmap for filling that void, demonstrating the utility of the conceptual
framework of infrastructural power for precisely assessing the reach or power of the
state, and for developing explanations of its origins and effects.
While few scholars have engaged explicitly with Manns concept, many have
explored precisely these aspects of the state and its relations with societal actors
under other terminology. For example, Lawrence Boudon (1996: 288) defines the
Colombian states weakness as its inability to establish its legal authority and
legitimacy throughout the entire national territory.Deborah Yashar (2005:6)
defines the reachof the state as its actual penetration throughout the country and
its capacity to govern society,which also fits very closely with Manns concept of
infrastructural power. The heterogeneity of terminology has contributed to some
imprecision about the meaning of state strength or state power, but reexamining this
body of research with Manns concept in mind creates greater conceptual clarity and
generates significant payoffs for knowledge accumulation. In other words, a wide
variety of scholars would benefit from drawing explicit connections between their
analyses and Manns framework of infrastructural power.
Many scholars of democracy are concerned with the strength or evenness of the
state. Juan Linz and Alfred Stepan (1996: 11) write, modern democracy needs
the effective capacity to command, regulate, and extract.Democracy cannot be
consolidated where the state cannot reach through society to enforce its policies.
Guillermo ODonnell (1993) more explicitly explores the territorial aspect of state
strength in his discussion of brown areasand the limitations of democracy. A
similar focus on the ability of the state to implement policy throughout its territory
has long characterized the study of insurgency and revolution. A weak state
lacking those implementation capabilitiesdetermines the presence and persistence
of domestic conflict (Fearon and Laitin 2003) and is a necessary condition for social
revolutions to occur (Goodwin 2001; Skocpol 1979). Scholars also highlight the
presence of the state when explaining its role in influencing ideology and culture
(Wuthnow 1989), as well as defining subjects and social identities (Wimmer 2002).
A state whose coercive and regulatory institutions do not reach through society is
unlikely to develop the symbolic power of being seen as an almost natural force in
shaping the daily lives of its populace (Loveman 2005). Thus, scholars of many
aspects of politics and state-society relations explore precisely those aspects of the
state captured in Manns concept of infrastructural power.
The focus of many economic historians on the effectiveness of property rights and
on the public goods provided by the state reveals the importance of Manns concept
in that field. For example, John Coatsworths(1998) investigation of the roots of
economic stagnation in nineteenth-century Latin America argues that the provision
of security, infrastructure, and other basic functions by states is a fundamental
requirement for economic growth. Analogously, the ability of the state to enforce
lawsparticularly the laws governing property rightsis central to Douglass
5
Some scholars have fruitfully employed Manns concept. See for example Ziblatt (2006), who shows
that levels of subnational infrastructural power explain the divergent state structures of Germany and Italy,
and Weiss (2006), who shows that increased levels of infrastructural power help to explain economic
development in North East Asia.
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Norths(1981) account of economic development. As such, economic historians are
centrally concerned with the ability of the state to penetrate society and implement
its chosen policies.
In studying this aspect of the state, Manns conceptual framework has two
significant advantages in that it highlights the spatial dimension of the state and the
relational nature of its power. The ability of states to carry out their projects is
territorially organized and crucially shaped by the organizational networks that they
coordinate, control, and construct. Thus, examining state infrastructural power draws
attention to subnational territorial variation in the ability of the state to exercise
control and regulate society, and draws scholars to subnational comparison in
addition to cross-national research (see Snyder 2001). For example, the territorial
variation in the power of the state underlies the emergence and persistence of the
Colombian insurgency.
6
The Revolutionary Armed Forces of Colombia (FARC) and
the National Liberation Army (ELN) confront a state that has not built significant
infrastructure in the rural regions of the country, but that remains quite effective in
the major citiesand particularly in the capital of Bogotá. Similarly, cities can also
be places where state infrastructural power is severely limited. In Nicaraguas capital
city of Managua, security and social provision are confined to territorial pockets
inhabited by elite sectors of the population, whereas in most of the city state power is
eclipsed by social monopolies of violence exercised by gangs and drug syndicates
(Rogers 2006).
The spatial unevenness of the states capacity in Colombia and Nicaragua can best
be understood with reference to Manns conceptual framework. A focus on the
effects of uneven state infrastructural power directs scholars to subnational
investigation of the dynamics of the state at the local and regional level. A
subnational approach to the states ability to exercise control and regulate social
relations is also a central feature of several of the articles in the present collection, in
particular Daniel Ziblatts study on public good provision in nineteenth-century
German cities and Daniel Schensuls analysis of urban development in post-
Apartheid Durban.
Second, Manns concept emphasizes the relational nature of state capacity.
Infrastructural power not only radiates from the administrative activities of states, it
is also grounded in the organizational entwining (Gorski 2003) between state and
nonstate actors. For instance, when analyzing the power of local state actors, the
power of the Manchester (England) City Council to initiate and coordinate the urban
regeneration of this old industrial city was significantly enhanced by private support
through institutionalized connections between city authorities and local economic
elites (Kidd 2006). Moreover, state infrastructural power is shaped by the relation-
ships among different state agencies themselves. For example, it is not clear whether
educational bureaucrats and public school teachers in Venezuela will actually submit
to the recent school curriculum changes ordered by President Hugo Chávez. The
relational nature of infrastructural power allows analysts to move past debates that
juxtapose state and society as opponents to examine the varied forms of their
interaction. In this collection of articles, Matthias vom Haus essay on nationalism in
Mexico and Argentina develops this point more explicitly.
6
Among many scholars making this argument is Kline (1999).
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Drawing Conceptual Boundaries
The spatial and relational focus of the concept also helps to demonstrate the central
place of state infrastructural power in a variety of research areas without engaging in
the sort of conceptual stretching criticized by Giovanni Sartori (1970), David Collier
and Steven Levitsky (1997), and Gary Goertz (2005). Instead, as the articles in this
issue show, it is important to distinguish carefully between this aspect of state
capacity and others. In particular, state infrastructural power must be distinguished
from the well-developed concepts of state bureaucracy and state autonomy, and from
Manns concept of despotic power.
Manns conception of the state draws both on Karl Marx and on Max Weber, and
his conception of infrastructural power falls more in the Weberian tradition of statist
analysis.
7
The states despotic power refers to the range of policies that it can order:
in Manns analogy from Alice in Wonderland, the despotic power of the Red Queen
refers to her ability to order ones head to be cut off. The extent of the states
freedom from societal constraints on policy choice is shaped largely by its autonomy
from societal actors, or the extent to which state leaders can enact their own
preferences into policy. Infrastructural power, which captures the ability of the Red
Queen to hunt down Alice and enforce her decapitation, is related to the extent that
the bureaucracy carries out the policies chosen by state elites. Manns two-fold
distinction between infrastructural and despotic power mirrors the distinction
between the bureaucratic capacity of the state and its autonomy.
At the same time, as shown above and in the articles in this issue, infrastructural
power is distinct from the bureaucratic professionalism of the state.
8
While state
infrastructural power focuses on the ability of the state to control and regulate social
relations throughout the territory it claims to govern, Weberianess focuses on the
nature of the bureaucracy. There is a relationship between the training and expertise
of the bureaucracy, and the ability of the state to enforce policies, since policy is
frequently enforced by state agents. Yet, as Ziblatt shows in his contribution to this
collection, we can differentiate between the professionalism of the state bureaucracy
and the states power by distinguishing between the capacity of higher level
bureaucrats designing policy and of the lower rungs of the civil service hierarchy
who implement it. While the characteristics of the higher rungs capture bureaucratic
professionalism, the characteristics of the lower ranking members provide
information about the implementation ability of the state.
Although infrastructural power is distinct from both autonomy and bureaucracy of
the state, its relationship to these other aspects of state capacity is more than simply
additive. The essays assembled in this issue suggest some initial steps toward
unpacking the causal relationships between these distinct dimensions, pointing to
avenues for further research. As it stands, the causal impact of bureaucracy on state
infrastructural power remains uncertain. Schensuls article identifies the Weberianess
8
In other words, there is a distinction between bureaucratic professionalism and state capacity: the latter
encompasses the former as well as the infrastructural power of the state.
7
The relationship between Manns framework and Webers analysis of the state is developed further in
Soifers essay in this issue.
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of Durbans bureaucracy as a necessary condition for the states ability to transform
the citys spatial hierarchy. Ziblatt also suggests that bureaucratic professionalism (in
his case, at the local level in a federal system) has the potential to generate
infrastructural power. Thus, bureaucratic professionalism is one potential factor
among many possible causes of state infrastructural power. Conversely, the causal
influence of state infrastructural power on bureaucratic professionalism is arguably
more direct. Infrastructural power is crucial for the Weberian performance of state
apparatus. As Soifer argues, the inability of the state to penetrate civil society
through routine communication and regulatory means undermines the construction
of an efficient state bureaucracy. Infrastructural power is perhaps a necessary
condition for bureaucratic effectiveness.
The causal relationships between infrastructural power and state autonomy again
remain underspecified. As Soifer argues when tracing Manns genealogy of the
concept, the genesis of infrastructural power presupposes a certain degree of
autonomy of the state apparatus from civil society. Without autonomy from societal
actors, the state cannot be seen to control society and regulate social relations across
its territories. At the same time, the expansion or reproduction of infrastructural
power is not necessarily dependent on state autonomy. As many of the advanced
industrial countries illustrate, infrastructurally powerful states are often characterized
by limited state autonomy. It is precisely the organizational entwining between state
agencies and civil society organizations that is often constitutive of infrastructural
power.
9
One possible avenue for further exploration of this causal relationship is to
identify different kinds of state autonomy and their differential effects on
infrastructural power.
10
Slaters essay indicates that under certain conditions mass
mobilizing parties engender the expansion of public services, whereas the lack of
autonomy from local elites reduces such an ability for basic provision. A close
entwining of representative institutions with the state apparatus may engender
infrastructural power, while a similar entwining of the state apparatus with specific
elite sectors may work the opposite way.
The contributions assembled here also point to the complex relationship between
infrastructural power and violence. Many analyses of the stateincluding Manns
begin from the Weberian conception of the state as the monopoly of legitimate
violence. This conceptual starting point poses two distinct analytical puzzles. First is
the question of whether the use of violence in the domestic context by state forces
reflects infrastructural power. Second are the conclusions to be drawn about the
states infrastructural power from violence by nonstate actors.
State violence is one way used to exercise control over society and implement
policies. Resorting to coercion reflects a state that lacks the necessary organizational
entwining with civil society to meet its goals. As such, a high level of state violence
does not imply an infrastructurally powerful state. Yet state violence is not
necessarily a sign of an infrastructurally weak state. Even infrastructurally strong
states may resort to force under some circumstances. We can see this, for example, in
9
Schensul suggests in his essay that infrastructural power can instead act in the absence of organizational
entwining (embeddedness or synergy) to allow states to effectively implement policy.
10
We are grateful to Miguel Angel Centeno for this idea.
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the repression exercised by the Pinochet government in Chile after it came to power
in 1973. Although it does not shape the level of violence, infrastructural power may
shape the forms of violence employed by the state. Kalyvas (2006), as discussed in
more detail in Soifers essay, has argued that infrastructural power influences the
selectivity of state violence. A comparison of the violence inflicted by Latin
Americas military governments of the 1970s against civil society actors shows that
the Chilean state was more selective and effective in its repression than its
counterpart in Argentina, where a much higher level of violence was less effective in
silencing opposition. The Weberian conception of the state highlights the fact that
infrastructurally strong states have a unique claim to the legitimate violence, yet it
does not shed light on the level of violence that they exercise.
In turn, violence exercised by nonstate actors may be also be shaped by the states
infrastructural power. As Matthew Lange and Hrag Balian show in their article, there are
two countervailing views of the relationship between state power and civil violence. On
the one hand, civil violence may characterize infrastructurally weak states, which lack
the power to contain it. Another logic holds that the states capability to control and
regulate social relationsits infrastructural poweris precisely the trigger instigating
violence by societal actors. These competing mechanisms complicate the relationship
between infrastructural power and the various forms of civil violence. As with state
violence, violence by nonstate actors sheds no clear light on the infrastructural power
of the state, but points to the need for context-specific analyses of the relationship
between infrastructural power and violence.
Advancing the Study of State Infrastructural Power
The contributions of this special issue are not just a demonstration of the usefulness
of Manns concept across a variety of substantive areas. By unpacking state
infrastructural power and drawing its conceptual boundaries, the articles assembled
here also raise broader issues that speak to central puzzles and debates in the study
of the state.
First, the articlesfocus on the precise conceptualization and measurement of state
infrastructural power has major ramifications for the study of democracy. Many
works in the political regime literature define and operationalize democracy by
including the effectiveness of government as a key conceptual dimension (e.g.,
Huntington 1968; Inglehart and Welzel 2005; Putnam et al. 1993). Yet, as illustrated
in Ziblatts essay on the varying effectiveness of German city governments to
provide public healthcare facilities, the capacity to actually implement political
decisions is an attribute of political authority, and not a regime quality. Drawing a
clear distinction between state infrastructural power and government accountability
helps researchers to disentangle the complex causal relationship between regime
type and state infrastructural power, and suggests the analytical utility of a more
minimal definition of democracy.
For example, works by James Holston and Teresa Caldeira (1998)ondisjunctive
democracy in Brazil or Steven Levitsky and Maria Victoria Murillo (2006) on the
institutional weakness of democracy in Argentina have shown that the states ability
to exercise effective control and implement policy may strengthen democracy, while
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the lack of infrastructural power is likely to create obstacles to the stability and
inclusiveness of democratic institutions. In this special issue, Dan Slaters essay
suggests that the causal arrow can be reversed, and that regime factors can influence
the development of state infrastructural power. His comparative study of democra-
tization in Southeast Asia shows that competitive high-stakes national elections in a
context of robust mass political mobilization can lead to an increase in the power of
the state. Distinguishing carefully between regimes and states allows scholars to
explore the relationship between them, and Manns conceptual approach to state
society relations provides a particularly apt framework for this purpose.
By putting the concept of infrastructural power to work, this special issue also
allows us to highlight two concepts that Manns framework fails to sufficiently
distinguish: spatial and social control. In his original definition, Mann emphasized
the inherently territorial nature of state infrastructural power, focusing on the
capacity of state institutions to radiate outwards from the center and exercise control.
As such, Mann ultimately does not clarify whether he refers to control over territory
or control over social relations. Yet, as Schensuls article shows, the distinction
between the spatial and the social is crucial. Even the presence of logistical
techniquessuch as schools or police officers in the most remote areas may not
guarantee control over society. Schensuls study of post-apartheid Durban argues
that the preexisting public infrastructure in fact undermined the capacity of the city
government to foster racial integration, whereas previously stateless territories were
those most easily transformed. If we follow Manns(1986) approach and think of
society as constituted of multiple, overlapping social networks (pp. 13, 1317),
social control needs to be treated as analytically distinct from spatial control. As
recent examples from the immigration and the nationalism literatures illustrate, states
may employ infrastructural power to exercise control over national minorities
situated outside their territorial boundaries (Brubaker 1996; Fitzgerald 2008). The
actual exercise of state infrastructural power may not only vary across territory, but
also across social categories of membership and exclusion, such as the distinctions
between citizens and foreigners, men and women, or fully included nationalsand
racial minorities (Marshall 1963; Winant 2001; Wimmer 2002).
11
Similarly, spatial and social control do not automatically translate into the states
ability to implement policy, highlighting a tension within Manns very definition of
state infrastructural power. Vom Haus study of state infrastructural power and
nationalism shows that even though in mid-twentieth-century Argentina the state
marshalled comparatively higher levels of state infrastructural power than the
Mexican state during the same period, the former did not manage to institutionalize a
new national ideology as a hegemonic frame of reference. The improved
technologies of control, such as tax revenues, schools, police officers, and roads
available to the Argentinean state, did not translate into an enhanced capability to
implement its goals. Thus, the ability of a state to penetrate its territories needs to be
analytically distinguished from the ability to implement decisions and put policy to
work, and the geographic pattern of effective power will vary by objective.
12
11
These categorical differences create bounded networks, and the ability of the state to exercise control
and implement decisions across those patterned social relations may vary (see Tilly 1998).
12
We are grateful to James Mahon for highlighting this issue, and for this wording.
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The contributions to this special issue also help to differentiate between state
infrastructural power and public good provision. Manns original conceptualization
of state infrastructural power as the capacity to implement decisions blurs the line
between control and provision by including a wide range of policy implementation
under the rubric of state infrastructural power. Again, this is an important conceptual
distinction to draw. Infrastructurally powerful states may or may not employ their
capacities to engage in the creation of public goods. As emphasized by Ziblatts
essay in this collection, a public good is one possible policy output sought by state
elites. Likewise, public good provision is shaped by a variety of complex causal
factors, among them the motivations of social and political actors and the
implementation capabilities of state organizations. Thus, state infrastructural power,
at its core, is about the capacity to exercise control. While some public goods, such
as security, provide precisely this kind of capacity, others, such as public sewers,
might not.
13
Another important realm where this special issue moves beyond Mannsoriginal
work is legitimacy. Even though Mann builds extensively on the Weberian definition of
the state, he does not further develop the legitimation of authority in his
conceptualization of state infrastructural power. While it is certainly important to
conceptually distinguish between state infrastructural power and legitimacy, the precise
relationship between the two merits more attention. Supporting beliefs that represent
state organizations as bearers of legitimate authority facilitate the actual exercise of
state infrastructural power. Analogously, state infrastructural power contributes to the
construction of legitimacy, which can be further subdivided into two complementary
but analytically distinct forms, identity legitimacy and output legitimacy. Vom Haus
essay emphasizes the former, suggesting that infrastructurally more powerful states
may exhibit the organizational machinery and the territorial reach to instil a sense of
belonging among their citizenry. Likewise, the everyday presence of state
organizations may engender beliefs in the taken-for-granted-ness of state authority
(see also Loveman 2005). By contrast, Ziblatts study of public good provision reflects
an output perspective on legitimacy. In this view, infrastructurally powerful states may
be better able to provide certain basic services and goods, which in turn enhance the
legitimacy of state organizations among the citizenry.
Finally, this special issue also points to the complicated relationship between state
infrastructural power and state action. The concept does not capture the goals the
coercive, extractive, and regulatory capabilities of state organizations are used for.
State infrastructural power has been employed for engendering greater well-being, as
well as for committing some of the worst atrocities in human history.
14
Moreover,
there is no assurance that state elites actually exercise the infrastructural power at
their disposal, even if the resources and technologies of control are in place.
13
This distinction is particularly important when evaluating the new institutional economics and economic
history (e.g., Coatsworth 1998; North 1981) and its focus on public good provision as a necessary
condition for economic development. By failing to distinguish between public goods and state
infrastructural power, this literature ignores major motivations for state development by narrowly focusing
on economic growth as the only impetus behind the expansion of state control.
14
It is not surprising then that Manns(2005) later work focuses on the role of states in genocide and
ethnic cleansing.
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Therefore, we must empirically distinguish between the resources constitutive of
infrastructural power and the actual use of those resources. It also remains an open
question whether the goals that underpin state action shape the effects of state
infrastructural power. Lange and Balians study of the effects of state infrastructural
power on civil violence suggests that it does. Their case study of Botswana indicates
that when state elites used roads, police officers, and schools with the explicit aim of
fostering national development, the containment of civil violence was a more likely
outcome. By contrast, the case study of Burma shows that when state infrastructural
power was employed with the stated goal of suppressing ethnic minorities, it had
conflict-instigating effects. Thus, state infrastructural power is neither good nor bad,
yet the goals for which infrastructural power is used may affect how it is deployed
and the actual outcomes it generates.
15
On the whole, the contributions to this special issue illustrate new and valuable
ways of putting the conceptual framework of state infrastructural power to work.
Covering topics as diverse as democratization, civic violence, race relations,
nationalism, and social development, the articles assembled here carefully unpack
state infrastructural power for investigating the strength of the state. Jointly, these
articles also advance beyond Manns initial conceptualization to address distinctions
between state infrastructural power and public good provision; between spatial and
social control; between control and policy implementation; and the relationships
between state infrastructural power and the goals of state elites, legitimacy, and
democracy. The articles, in their substantive analyses of a wide range of geographic
contexts and aspects of social science, thus illuminate the fruitfulness of state
infrastructural power for the precise and nuanced study of the state.
Acknowledgements The editors thank the Weatherhead Center for International Affairs at Harvard
University and the Faculty Development Fund of Bates College for supporting this project.
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Hillel Soifer is a Lecturer in the Politics Department at Princeton University. He previously served as
Assistant Professor of Politics at Bates College. He received his Ph.D. in political science from Harvard
University. His main research interests include Latin American political development and state-building
and comparativehistorical methods. He is currently completing a book manuscript on the origins and
long-term persistence of variation in state infrastructural power in Latin America.
Matthias vom Hau is a postdoctoral research fellow in the Brooks World Poverty Institute at the
University of Manchester. He received a Ph.D. in sociology from Brown University in 2007. He is
currently completing a book manuscript, a comparativehistorical analysis of nationalism in twentieth-
century Mexico, Argentina, and Peru. His main research interests are nationalism and ethnicity, health
politics, global development, and comparativehistorical methods.
St Comp Int Dev
... We operationalize it using Mann's (1984) concept of state infrastructural power. Soifer and Vom Hau (2008) define state infrastructural power as "the institutional capability to exercise control and implement policy choices within the territory it claims to govern." The approach allows us to bring in the primary empirical data of a project on soil protection in Tunisia and the relations between farmers, civil society, and different tiers of the public administration and embed them into their broader context of state-society relations. ...
... Capabilities of the state address the state's and bureaucracy's capacities to autonomously shape society, while weight refers to how central policies are translated to lower levels and ultimately citizens. Soifer and vom Hau (2008) discuss the interrelation of these two components. They write that while the characteristics of the higher rungs (capabilities of the state) capture bureaucratic professionalism, the characteristics of the lower ranking members and relations with other actors relevant for implementation (weight of the state) provide information about the state's ability to implement. ...
... Indirectly, as context conditions, these greatly affect also the implementation of soil protection. Subnational variation is one important dimension of state infrastructural power (Soifer & Vom Hau, 2008). In relation to regional (and interrelated group) disparities for decades, Tunisia has been developing in a very unequal manner with more prosperous areas in the North-West and on the Western coast. ...
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Sustaining agricultural production in arid and semi‐arid regions is of paramount importance to food security, geo‐political independence, and social stability. In this context, it is vital to understand the effectiveness of policies. In this article, we aim to answer the question of what role the state and its policies play for soil protection in rainfed agriculture in Tunisia, and why. Beyond evaluating soil protection, this work contributes to explaining the role of the Tunisian state throughout the current phase of democratization for natural resource protection. That way it enhances our understanding of policy implementation in democratizing countries and contribute to theorizing of the policy process. We use qualitative methods and literature to understand the state infrastructural power of the Tunisian state in regard to soil protection. Land degradation in Tunisia remains a large problem. We explain the weak role of the state in effectively protecting soils as a result of subnational variation, and interrelated capabilities and weight of the state. Besides the overarching fiscal crisis that becomes worse over the years, neopatrimonial traits of the Tunisian state facilitate discrimination of rural areas, marginalization of parts of the farming population, and rainfed agriculture. Thereby, willingness and abilities of farmers and administrations to implement sustainable land management are undermined. Together with institutional uncertainty in administrations as a result of the current open‐ended democratization process, neopatrimonialist traits weaken administrative capacities.
... [25] In this regard, Lin (2004) points out that technology is a controlling force that people manifest externally, but technology is also a controlling force internally or for people. Lin Therefore, this paper takes that state is at the core of analysis [15]. Its infrastructural power is used to explain the state's ability to implement political decisions through the penetration of civil society in its territory and logistics, and this was also the legitimacy the state gained from civil society by providing services [16]. ...
... Its infrastructural power is used to explain the state's ability to implement political decisions through the penetration of civil society in its territory and logistics, and this was also the legitimacy the state gained from civil society by providing services [16]. In the arrangement of the temporary analytical framework, we first identify the political driving force that enables the state In this analytical framework, "state" is at the core of analysis [15]. Its infrastructural power is used to explain the state's ability to implement political decisions through the penetration of civil society in its territory and logistics, and this was also the legitimacy the state gained from civil society by providing services [16]. ...
... How did these two starts to influence on each other? In fact, the water projects with different purposes and functions were driven by the colonial image of the Japanese imperialism and its political objectives to colonize Taiwan.From the very beginning when Japan received Taiwan, both the army and navy, as well as the Governor-General's Office, expressed a strong demand for the construction of harbors in Taiwan.Especially in September 1895, Governor-General( 15 ) ...
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This article inquires the process of hydropolitics and the production of waterscape through a historical examination of the modernization of water engineering in Taiwan under Japanese ruling. The authors used secondary data, including official projects and interview reports, historical research literature, theses and dissertations, newspaper clippings, and relevant websites. The study concludes that through the construction of modern water engineering systems with the intention of colonial ruling, the state intervened in the mechanisms of water circulation in nature and achieved its political objective of social control by seeing water as the material to produce, the resource to develop, and the disaster to mobilize for relief, to create social water under state's power.
... Our theory builds on relational approaches to state capacity, as well as research on civilian resistance to armed actors during civil war. A state's capacity to enforce its decisions across territory is deeply intertwined with the societal actors that respond to and contest state authority (Migdal 1988;Soifer and Hau 2008;Dargent et al. 2017). The seeming failure of state machinations to impose uniformity, make populations legible, and inculcate obedience and loyalty may thus be the product of societal pushback and reappropriation (Scott 1998, 353). ...
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What is the relationship between counterinsurgency and institution-building? When do wartime institutions persist once conflict has ended? Classic theories examine how war spurs new institutions within the central state, while extensive research on rebel governance examines how insurgent actors forge new rules to garner civilian compliance and cement control. However, the legacies of armed conflict for state institutions in the theater of war remain relatively neglected. We theorize the process of local counterinsurgent institution-building and the drivers of institutional endurance following counterinsurgency. By analyzing two local counterinsurgent institutions in Nicaragua and a shadow case drawn from Indonesia, we find that while state leaders may generate new institutional arrangements to elicit information and garner resources, institutional persistence is driven by local reappropriation as communities pursue their own postwar governance and development goals. Overall, this paper contributes a new understanding for the divergent postwar paths of local institutions generated amid counterinsurgency.
... This initial physical presence in the territory laid the foundation for subsequent political and economic interventions into local communities, with effective social control developing gradually after the establishment of state infrastructure (cf. Soifer and Vom Hau 2008). The site of Iglesia Colorada represents a second stage of expansion characterized by a more pronounced intervention in the lives of local communities. ...
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This article examines a new dataset of radiocarbon dates that provides insights into the progressive installation of Inca infrastructure in the Copiapo Valley, situated at the southern edge of the Atacama Desert in northern Chile. It shows that the Inca imperial expansion in this region was not a linear process and was likely shaped by local negotiations and conflicts. The findings describe three main stages of Inca expansion. The first is the construction of the North–South Inca Road and the establishment of high-altitude mountain shrines. The next stage consisted of a physical intervention in a local village located in the upper valley, including the construction of administrative buildings and public spaces. The last stage involved indirect intervention in local villages, characterized by the presence of isolated administrative buildings that were potentially used for diplomacy and negotiation. I argue that the Inca imperial expansion, characterized by evolving strategies across regions and time periods, not only demonstrates the state's capacity for learning but also suggests the pivotal role of local actors in positions of power who wielded agency to shape these developments.
... Infrastructural power, in contrast to states' "despotic" power to enact decisions without social consent, refers to the ability to govern through civil society to implement policy and realize social projects. But, as Soifer and vom Hau (2008) caution, those projects can encompass forms of social control as well as the delivery of public goods. Infrastructural power can thus be expressed in different ways, in different arenas of citizen-state engagement. ...
Article
Claim-making – the everyday strategies through which citizens pursue rights fulfilment – is often overlooked in studies of political behavior, which tend to focus on highly visible, pivotal moments: elections, mass protests, high court decisions, legislative decisions. But what of the politics of the everyday? This Element takes up this question, drawing together research from Colombia, South Africa, India, and Mexico. The authors argue that claim-making is a distinct form of citizenship practice characterized by its everyday nature, which is neither fully programmatic nor clientelistic; and which is prevalent in settings marked by gaps between the state's de jure commitments to rights and their de facto realization. Under these conditions, claim making is both meaningful (there are rights to be secured) and necessary (fulfillment is far from guaranteed). Claim-making of this kind is of critical consequence, both materially and politically, with the potential to shape how citizens engage (or disengage) the state.
Chapter
This chapter aims to shed light on the dynamics and possible implications of (de)mobilizing a particular dimension of state capacity—namely, analytical capacity—in Brazil’s current processes of policy dismantling and democratic backsliding. This investigation proposes a broader concept of analytical capacity that convenes the skills, resources, and flows developed within public agencies to prospect, produce, translate and use knowledge for policymaking and decision. Analytical capacity interacts with the concepts of state informational and statistical capacities (Lee & Zhang, The Journal of Politics, 79(1), 118–132, 2016; Brambor et al., Comparative Political Studies, 53(2), 175–213, 2020; Dargent et al., A quem Importa Saber? A Economia Política da Capacidade Estatística na América Latina, 1. Interamerican Development Bank, 2018) and policy capacity (Wu et al., Policy and Society, 34(3–4), 165–171, 2015; Howlett, Policy and Society, 34(3–4), 173–182, 2015).
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The purpose of this article is to discuss the position of two thinkers who stand out with their theoretical approaches to the capabilities of modern state power. Michel Foucault and Michael Mann provide important roadmaps to understand the current skills of the state through their conceptual developments. In this context, contemplating Foucault's "governmentality" alongside Mann's "infrastructural power" will offer an enlightening reading on the modern state. Accordingly, the first section explains Foucault's theoretical approach and specifically elaborates on the concept of governmentality. The second section delves into Mann's concept of infrastructural power. The final section discusses the similarities and differences between the concepts. The original contribution of the article lies in this exploration. In conclusion, this article attempts to provide a comprehensive definition of modern state power in the context of "capacity" and "rationality" by highlighting the similarities and differences between the concepts of the two thinkers.
Chapter
Who controls cyberspace? In Chap. 2, which dealt with the structure of cyberspace, it became apparent that while the West, specifically the United States, developed and nurtured cyberspace, it is now controlled by many entities. There are international organizations that are in charge of naming and addressing, such as ICANN and IANA, and others that are in charge of standardizations, like the ITU’s Telecommunication Standardization Sector and the IEFT. Such organizations consist of members from many countries, or of many member countries; thus, in theory, countries control the organizations that make and regulate cyberspace. However, if we consider every county as sovereign—and the starting point of this book is that countries strive to be sovereign—then we can conclude that a situation in which other countries can intervene in a country’s sovereignty is problematic.
Book
The birthplace of the nation-state and modern nationalism at the end of the eighteenth century, Europe was supposed to be their graveyard at the end of the twentieth. Yet, far from moving beyond the nation-state, fin-de-siècle Europe has been moving back to the nation-state, most spectacularly with the disintegration of the Soviet Union, Yugoslavia, and Czechoslovakia into a score of nationally defined successor states. This massive reorganisation of political space along national lines has engendered distinctive, dynamically interlocking, and in some cases explosive forms of nationalism. Drawing on Pierre Bourdieu and the 'new institutionalist' sociology, and comparing contemporary nationalisms with those of interwar Europe, Rogers Brubaker provides a theoretically sophisticated and historically rich account of one of the most important problems facing the 'New Europe'.
Book
No Other Way Out provides a powerful explanation for the emergence of popular revolutionary movements, and the occurrence of actual revolutions, during the Cold War era. This sweeping study ranges from Southeast Asia in the 1940s and 1950s to Central America in the 1970s and 1980s and Eastern Europe in 1989. Following in the 'state-centered' tradition of Theda Skocpol's States and Social Revolutions and Jack Goldstone's Revolutions and Rebellion in the Early Modern World, Goodwin demonstrates how the actions of specific types of authoritarian regimes unwittingly channeled popular resistance into radical and often violent directions. Revolution became the 'only way out', to use Trotsky's formulation, for the opponents of these intransigent regimes. By comparing the historical trajectories of more than a dozen countries, Goodwin also shows how revolutionaries were sometimes able to create, and not simply exploit, opportunities for seizing state power.
Book
This book is about governmental change in America. It examines the reconstruction of institutional power relationships that had to be negotiated among the courts, the parties, the president, the Congress and the states in order to accommodate the expansion of national administrative capacities around the turn of the twentieth century. Stephen Skowronek argues that new institutional forms and procedures do not arise reflexively or automatically in response to environmental demands on government, but must be extorted through political and institutional struggles that are rooted in and mediated by pre-established governing arrangements. As the first full-scale historical treatment of the development of American national administration, this book will provide a useful textbook for public administration courses.
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Andreas Wimmer argues that nationalist and ethnic politics have shaped modern societies to a far greater extent than has been acknowledged by social scientists. The modern state governs in the name of a people defined in ethnic and national terms. Democratic participation, equality before the law and protection from arbitrary violence were offered only to the ethnic group in a privileged relationship with the emerging nation-state. Depending on circumstances, the dynamics of exclusion took on different forms. Where nation building was 'successful', immigrants and 'ethnic minorities' are excluded from full participation; they risk being targets of xenophobia and racism. In weaker states, political closure proceeded along ethnic, rather than national lines and leads to corresponding forms of conflict and violence. In chapters on Mexico, Iraq and Switzerland, Wimmer provides extended case studies that support and contextualise this argument.