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Regulating the future? Law, ethics, and emerging technologies

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Abstract

Purpose – The purpose of the paper is to provide an overview of the legal implications which may be relevant to the ethical aspects of emerging technologies, to explore the existing situation in the area of legal regulation at EU level, and to formulate recommendations for the lawmakers. Design/methodology/approach – The analysis is based on the premise that the law is supposed to invoke moral principles. Speculative findings are formulated on the basis of analyzing specific emerging technologies; empirical findings are based on a research conducted in the whole legal corpus of the EU. Findings – In the area of network‐based technologies the already existing and elaborated legal frameworks can be used in an extended manner; artificial intelligence‐based technologies call for alterations in several branches of law; while interface technologies show the difficulty and complexity of regulating interdisciplinary fields. The legal implications of emerging technologies have attracted only a minimal legislative attention in the competent bodies of the EU. Originality/value – The paper provides a systemic approach towards transmitting ethical norms to the application of emerging technologies through legal regulation, and formulates detailed recommendations in various areas of such technologies.

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... Emerging technologies like artificial intelligence (AI), blockchain, and the Internet of Things (IoT) can create regulatory gaps, such as when they allow new practices or present the possibility of new consequences (Mandel, 2009). This issue can require constructing new regulatory institutions or adjusting those that already exist (Beaumier et al., 2020;Scherer, 2015;Székely et al., 2011). A key challenge in regulating emerging technologies lies in avoiding harmful effects and ensuring the technology is deployed in a socially desirable way (Braun & Wield, 1994) while also being innovation friendly (Butenko & Larouche, 2015;Butler et al., 2023;Finck, 2018;Henningsson & Eaton, 2023;Mandel, 2009). ...
... Technology neutrality refers to regulating technology in such way that is does not discriminate against any specific technology and can apply to both offline and online technologies (Koops, 2006). It is widely adopted in lawmaking, including in the European Union (EU) and the United States (US), and is intended to make room for technological development and innovation (Reed, 2007;Székely et al., 2011). The US Government's Framework for Global Electronic Commerce states that "rules should be technology-neutral (i.e., the rules should neither require nor assume a particular technology) and forward looking (i.e., the rules should not hinder the use or development of technologies in the future)" (The White House, 1997). ...
... We contribute to the literature on regulating emerging technologies (e.g., Brownsword et al., 2017;Butler et al., 2023;Kokshagina et al., 2023;Mandel, 2009;Székely et al., 2011)-or, more broadly, the literature on regulation in the context of sociotechnical change (Bennett Moses, 2017)-by focusing on the process of making sense of emerging technologies in order to regulate them, i.e., by focusing on the procedural instead of the substantive aspect of constructing regulatory institutions. Our focus is on the regulation of technology (e.g., Kokshagina et al., 2023) rather than through technology (e.g., De Vaujany et al., 2018; also see Butler et al., 2023). ...
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Emerging digital technologies require regulation that will avoid harmful effects but that also, ideally, fosters innovation. We report on a case study of how actors, representing a variety of perspectives (legal, regulatory authority, government, industry, and technology), interacted to construct a law on trustworthy technology in the European state of Liechtenstein. This regulatory construction was enabled by collective prospective sensemaking relying on the interrelated processes of abstraction and elaboration, through which actors collectively reconceptualized the regulatory target in terms of the technology (from blockchain to trustworthy technology), its uses (from cryptocurrency to token economy), and required roles (from financial service provider roles to trustworthy technology systems roles). Abstraction allowed the group of actors to extract and generalize essential properties to support the regulatory goals of technology neutrality and innovation-friendliness. Elaboration allowed the group to identify and specify details and requirements to support the regulatory goals of creating legal certainty and protecting users. Through these processes, actors could construct a shared, collective understanding that accommodated various viewpoints and paved the way for writing a law. From this case study, we develop a theory of collective prospective sensemaking in regulating emerging technologies.
... Although there is not enough empirical evidence that ICTs reduce corruption, some researches have found significant effects of the use of technology on Citizens' perception of corruption [24], [25]. Furthermore, efficiency is an important factor, helped by ICTs, that improves interoperability between agencies, cuts bureaucratic barriers, reduces time and cost, and increases quality of services [26]- [28]. ...
... Székely, Szabó y Vissy, classified emergent technologies in three main groups, based on operation, configuration and use: (1) Internet technologies, (2) interface technologies, and (3) artificial intelligence technologies [28]. ...
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This study is based on the conceptualization of Electronic Government (E-Government) as the use of Information and Communication Technologies (ICTs) applied in Government. However there is a lack of studies on areas of emerging technologies. In particular, this research is situated in the field of E-Government, often called digital government or virtual government. The research is based on the dynamic interaction between emerging technologies and organizational factors in governmental agencies of a developing country, in order to answer two questions: What emerging technology factors mediated by organizational variables of government agencies facilitate transparency and efficiency, and reduce corruption in governments? How do these technological, organizational factors interact and affect transparency, efficiency and corruption? with the perspective of the Technology Enactment Theory. Methodology is based on two study cases of the State of Mexico. Preliminary results have found an existing lack of studies in the area of emergent technologies in government, and citizens' perception based on E-Government tools that could be useful to improve government services.
... This has resulted in less attacks adding value to both the users and firms. The artificial intelligence-based technologies call for alterations in several branches of law; while interface technologies show the difficulty and complexity of regulating interdisciplinary fields, [23,24,26]. The usage of AI technologies in the field of mechanical engineering has potential to revolutionize traditional design, manufacturing, and maintenance processes. ...
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The world has witnessed rapid technological transformation, past couple of decades and with Advent of Cloud computing the landscape evolved exponentially leading to efficient and scalable application development. Now, the past couple of years the digital ecosystem has brought in numerous innovations with integration of Artificial Intelligence commonly known as AI. This paper explores how AI and cloud computing intersect to deliver transformative capabilities for modernizing applications by providing services and infrastructure. Harnessing the combined potential of both AI & Cloud technologies, technology providers can now exploit intelligent resource management, predictive analytics, automated deployment & scaling with enhanced security leading to offering innovative solutions to their customers. Furthermore, by leveraging such technologies of cloud & AI businesses can reap rich rewards in the form of reducing operational costs and improving service delivery. This paper further addresses challenges associated such as data privacy concerns and how it can be mitigated with robust AI governance frameworks.
... An important reason for the implementation of ethical perspectives in the context of emerging technologies is the emphasis on the potential high stakes, high expectations, and sizable amount of future unknowns surrounding these technologies [53,54]. This is important for policy-makers because it captures aspirations for a more prosperous future on the one hand (e.g. in the form of economic growth), while also representing contradictory and contested understandings of what that future might entail [55]. ...
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In recent years, the European Union has made considerable efforts to develop dedicated strategies and policies for the governance of robotics and AI. An important component of the EU’s approach is its emphasis on the need to mitigate the potential societal impacts of the expected rise in the interactive capacities of autonomous systems. In the quest to define and implement new policies addressing this issue, ethical notions have taken an increasingly central position. This paper presents a concise overview of the integration of this ethics narrative in the EU’s policy plans. It demonstrates how the ethics narrative aids the definition of policy issues and the establishment of new policy ideas. Crucially, in this context, robotics and AI are explicitly understood as emerging technologies. This implies many ambiguities about their actual future impact, which in turn results in uncertainty regarding effective implementation of policies that draw on the ethics narrative. In an effort to develop clearer pathways towards the further development of ethical notions in AI and robotics governance, this paper understands human-robot interaction (HRI) research as a field that can play an important role in the implementation of ethics. Four different complementary pathways towards ethics integration in (HRI) research are proposed, namely: providing insights for the improvement of ethical assessment, further research into the moral competence of artificial agents, engage in value-based design and implementation of robots, and participation in discussions on building ethical sociotechnical systems around robots.
... An overview of the legal implications relevant to the ethical aspects of emerging technologies was provided in (Ivan, et al., 2011). The paper explored the existing situation in the area of legal regulation at EU level, and formulated recommendations for the lawmakers. ...
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Technological emergence and advancement over the decades in information and communication technology, biotechnology, nanotechnology, 3D printing, internet of things and the next generation telecommunication networks such as 5G, big-data analytics and artificial intelligence (AI) has brought about immeasurable global transformation. However, regulating these emerging technologies has been challenging for policy makers, governments and regulatory agencies. The environmental risk presented by these emerging technologies is often misunderstood and unaccepted until the technologies are duly developed and its applications otherwise proved. With the eruption of a novel coronavirus disease (COVID-19), various conspiracies have connected 5G to the spread of COVID-19, stating that the installation 5G facilities will emit radiation waves thereby weakening the immune system. This misinformation among others, poses a major challenge for government, regulatory agencies and policy makers in regulating emerging technology.
... Они полагают, что правовая наука должна выработать адекватную стратегию регулирования различных сценариев, касающихся разработки и применения новых технологий. Должны быть созданы адекватные форумы для обеспечения регулярного общения между законодателями и другими заинтересованными сторонами (исследователями, разработчиками, поставщиками услуг, пользователями) в области современных технологий [8]. ...
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The development of modern technologies, the creation of artificial intelligence have posed new problems for humanity. Is the methodological potential of legal science sufficient to comprehend modern phenomena and predict positive and negative consequences for society? The proposed article attempts to modernize the cognitive model by expanding the scope of an interdisciplinary approach. This is a new research paradigm - the interdisciplinarity of a new order. As an illustration, the plot of the “penetration” of artificial intelligence in jurisprudence is given, the question is raised about the risks of violation of human values and measures to prevent them.
... According to [14] the artificial intelligence-based technologies call for alterations in several branches of law; while interface technologies show the difficulty and complexity of regulating interdisciplinary fields. ...
... Development of such a framework would demand assessments of ethics that are flexible in their application and lend themselves to ethical evaluations across cultures. Legal rules, institutional solutions and national policies (Sen, 2001;Sz ekely et al., 2011) are one way in which ethical norms, principles and obligations are expressed and necessitate seeking out commonalities and pragmatic agreements based on shared interests (Ess, 2007) for the global good. Whilst variances in cultural context and local need are important considerations, identifying ethical issues at an earlier stage in the development process is advantageous. ...
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This paper evaluates the potential benefits, drawbacks and ethical risks of cloud computing for African countries in the context of information communication technologies for development (ICT4D). The paper argues that the capability approach, incorporating development ethics, provides a useful framework for considering the ethics of cloud computing in Africa. Coupled with global and intercultural ethics perspectives, both provide a rich human-centred view of the technology's benefits, drawbacks and ethical risks. Focussing on the transformational benefits and features of cloud computing for small and medium enterprises (SMEs) and the health sector, the paper highlights potential ethical risks that are cause for concern. The paper concludes that while cloud computing has considerable potential for advancing development through the enhancement of capabilities, there remain huge challenges in its efficient, effective and ethical use. As a result, ethical risks related to equity, ownership, dependency, privacy, trust and security that reflect ‘unfreedoms’ and ‘capability deprivations’ may consequently have an impact on the technology's potential as an information communication technology for development.
... However, there is a lack of studies focusing on specific emerging technologies which include large transformative and revolutionary impact projects in different areas [17]. Székely, Szabó and Vissy [18] classified emerging technologies into three groups, according to performance, configuration and operation: 1) technologies based on network (ambient intelligence, network computing and Internet of the future); 2) interface technologies "cyborg" (human symbiosis -machine, neuro -electronics, bio -electronic, virtual and augmented reality); and 3) technologies based on artificial intelligence (cognitive systems, advanced robotics and affective computing). Gutwirth and Friedewald [13] consider emerging technologies as: 1) biometric software, 2) sequencing DNA, 3) drones, and 4) human enhancement technologies. ...
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Technologies have evolved very fast in the last years and the use of these new technologies (emerging technologies) have been widely adopted in public administrations. The research reported in this paper follows a qualitative approach applied to three municipalities, focusing on current events in order to answer two question: Which emerging technologies are used by municipal governments in the State of Mexico? and How do these emerging technologies interact with organizational forms and outputs in municipal governments of the State of Mexico? Based on the Fountain's Technology Enactment Theory, semi-structured interviews were conducted to ten participants. Findings show that emerging technologies in developing countries improve organizational efficiency, create new communication channels, break bureaucratic barriers, and help the decision-making process. Technology, boosted by laws, increases transparency, improves Government to Citizen interaction (G2C). Mobile technology is an important tool to generate emergent communication channels within organizations and to improve G2C. The dynamic interaction between emerging technologies, organizational forms and outcomes in municipalities in the State of Mexico, is driven by legislation. Technology Enactment Theory represents a suitable framework to study the interaction between technologies and organizations, especially in governments. However, with the evolution of governments, they are developing different kinds of technologies oriented to service delivery. So, it is important to add the citizenship component, in order to answer questions such as those generated in the current research. It is important to identify the answers to this kind of questions and it is also important to identify good practices, policies, and technology's implementation, that could be applied in similar governments, in order to have success in E-Government's projects.
... This fact, catalyzed by the significant speed of new technology roll-outs, creates more or less constant policy vacuums (Moor 2005). In other words, once new technologies have been fully established, the only legal leverage left is to regulate their use in order to contain their consequences (Székely et al. 2011). ...
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... As Widmer (2009) notes, it is no longer possible to establish which data protection authority has jurisdiction or oversight for the implementation of data protection requirements in a particular context. Szekely, Szabo & Vissy (2011) state that as technology becomes increasingly globalized so too do its ethical implications. Górniak-Kocikowska (2007) argues that typically, societies develop their own ethical systems by which the members of that particular society are expected to live. ...
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