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Modulation of immune function by dietary lectins in rheumatoid arthritis

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Despite the almost universal clinical observation that inflammation of the gut is frequently associated with inflammation of the joints and vice versa, the nature of this relationship remains elusive. In the present review, we provide evidence for how the interaction of dietary lectins with enterocytes and lymphocytes may facilitate the translocation of both dietary and gut-derived pathogenic antigens to peripheral tissues, which in turn causes persistent peripheral antigenic stimulation. In genetically susceptible individuals, this antigenic stimulation may ultimately result in the expression of overt rheumatoid arthritis (RA) via molecular mimicry, a process whereby foreign peptides, similar in structure to endogenous peptides, may cause antibodies or T-lymphocytes to cross-react with both foreign and endogenous peptides and thereby break immunological tolerance. By eliminating dietary elements, particularly lectins, which adversely influence both enterocyte and lymphocyte structure and function, it is proposed that the peripheral antigenic stimulus (both pathogenic and dietary) will be reduced and thereby result in a diminution of disease symptoms in certain patients with RA.
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Review article
Modulation of immune function by dietary lectins in rheumatoid arthritis
Loren Cordain*, L. Toohey, M. J. Smith and M. S. Hickey
Department of Health and Exercise Science, Colorado State University, Fort Collins, CO 80523, USA
(Received 2 March 1999 – Revised 5 July 1999 – Accepted 30 August 1999)
Despite the almost universal clinical observation that inflammation of the gut is frequently
associated with inflammation of the joints and vice versa, the nature of this relationship remains
elusive. In the present review, we provide evidence for how the interaction of dietary lectins with
enterocytes and lymphocytes may facilitate the translocation of both dietary and gut-derived
pathogenic antigens to peripheral tissues, which in turn causes persistent peripheral antigenic
stimulation. In genetically susceptible individuals, this antigenic stimulation may ultimately
result in the expression of overt rheumatoid arthritis (RA) via molecular mimicry, a process
whereby foreign peptides, similar in structure to endogenous peptides, may cause antibodies or T-
lymphocytes to cross-react with both foreign and endogenous peptides and thereby break
immunological tolerance. By eliminating dietary elements, particularly lectins, which adversely
influence both enterocyte and lymphocyte structure and function, it is proposed that the
peripheral antigenic stimulus (both pathogenic and dietary) will be reduced and thereby result
in a diminution of disease symptoms in certain patients with RA.
Rheumatoid arthritis: Lectins: Immune function
Rheumatoid arthritis (RA) is a complex autoimmune dis-
ease characterized by persistent inflammation of the syno-
vium, local destruction of bone and cartilage and a variety of
systemic manifestations which may ultimately result in
functional disability. Three major aspects of RA suggest a
fundamental autoimmune-mediated disease: (1) the pre-
sence of often massive lymphocytic infiltrates and activated
CD4+T-lymphocytes within the inflamed synovium;
(2) production of large amounts of rheumatoid factor (RF)
by B-lymphocytes and plasma cells in the synovium, and
(3) the observation that immuno-suppression influences the
course of RA (Williams, 1996). RA affects approximately 1%
of the adult population with females being two to four times
more susceptible than males (Grossman & Brahn, 1997).
Autoimmune diseases occur when the body loses the
ability to discriminate self proteins from non-self proteins.
This loss of tolerance ultimately results in the destruction
of self tissues by the immune system. Typically, auto-
immune diseases are characterized by the presence of
auto-antibodies and autoreactive T-lymphocytes acting
against specific self proteins (Dalton & Bennett, 1992).
Most autoimmune diseases are thought to develop via the
interaction of an environmental factor or factors with a
specific hereditary component. The genetic components
most closely associated with the expression of autoimmune
diseases are those genes which code for the human leuco-
cyte antigens (HLA). The mechanism (or mechanisms) by
which autoimmunity is manifested in genetically suscepti-
ble individualsvia environmental factors is not clearly defined,
however, it is increasingly being recognized that the process of
molecular mimicry (Fig. 1), by which a specific foreign antigen
may induce an immune cross-reaction with self antigens, may
be involved in a variety of autoimmune diseases (Oldstone,
1987; von Herrath & Oldstone, 1995) including RA (Albani
& Carson, 1996; Baum et al. 1996; Wilson et al. 1997).
In the present review, we propose that the interaction of
dietary lectins with enterocytes and lymphocytes facilitates
the translocation of both dietary and gut-derived bacterial
antigens to peripheral tissues, which in turn causes persis-
tent peripheral antigenic stimulation. In genetically suscep-
tible individuals, this antigenic stimulation may ultimately
result in the expression of overt RA via molecular mimicry
in which foreign peptides are similar enough in structure to
cause T-lymphocytes and antibodies to cross-react with endo-
genous peptides and break immunological tolerance. By elim-
inating dietary elements, including lectins, which adversely
British Journal of Nutrition (2000), 83, 207–217 207
Abbreviations: BSA, bovine serum albumin; HLA, human leucocyte antigens; Ig, immunoglobulin; PHA, phytohaemagglutinin; RA, rheumatoid arthritis;
RF, rheumatoid factor.
*Corresponding author: Dr Loren Cordain, fax +1 970 491 0445, email cordain@cahs.colostate.edu
influence both enterocyte and lymphocyte structure and func-
tion, it is proposed that the peripheral antigenic stimulus will be
reduced and thereby result in a diminution of disease symptoms.
Relationship of gut inflammation to rheumatoid arthritis
There is a strong relationship between gut inflammation and
joint inflammation which has been recognized for decades
in clinical practice and which has been substantiated in a
variety of animal models of arthritis. Approximately 20 %
of all patients with inflammatory bowel disease (Crohn’s
disease, ulcerative colitis) are complicated by joint inflam-
mation (Hazenberg et al. 1992). Conversely, occult intestinal
inflammation, which may be related to non-steroidal anti-
inflammatory drug therapy or may be disease associated, occurs
in approximately 67 % of patients with RA (Sartor, 1989).
Because gut inflammation is known to increase intestinal
permeability, it has been suggested that an increased uptake
of luminal bacterial components across the inflamed mucosa
leads to a systemic distribution of bacterially derived,
arthropathic products (Sartor et al. 1996). In support of
this notion is the observation that HLA-B27 transgenic rats
develop arthritis when raised in conventional environments,
but do not do so under germ-free conditions (Taurog et al.
1994; Rath et al. 1996). Further, treatment with metronida-
zole (an antibiotic preferentially acting on anaerobic bac-
teria) attenuates gastrointestinal inflammation and can
prevent reactivation of arthritis in animal models (Sartor
et al. 1996). It has been consistently shown that a single
intraperitoneal injection of cell-wall fragments of Eubacterium
aerofaciens, a main resident of the human intestinal flora,
can elicit both acute and chronic arthritis in a rat model
(Hazenberg et al. 1992; Kool et al. 1992). The main
constituents of the Eubacterium aerofaciens cell wall are
peptidoglycan–polysaccharide complexes, of which a
65kDa heat-shock protein is the smallest bioactive unit
(Klasen et al. 1994). These data point to the critical role
that gut-derived bacteria may play in eliciting RA.
In human subjects, as previously mentioned, intestinal
inflammation frequently accompanies RA (Sartor, 1989).
Further, there is considerable evidence to suggest that
intestinal permeability may be increased in patients with
RA (Katz & Hollander, 1989; Mielants, 1990), particularly
when joint disease is active (Smith et al. 1985). Patients with
RA have also been shown to maintain a high frequency of
small-intestinal bacterial overgrowth (Henriksson et al. 1993),
particularly with anaerobic bacterial species (Benno et al.
1994; Eerola et al. 1994). Although the mechanism of action
is not entirely clear, there is convincing evidence to show that
antibiotic therapy has anti-rheumatic activity in many patients
with RA (Trentham & Dynesius-Trentham, 1995; O’dell et al.
1997). As in animal models, the human data are suggestive
that increased uptake of luminal bacterial components across
the inflamed mucosa leads to a systemic distribution of
bacterially derived, arthropathic products.
Translocation of intestinal antigens to the periphery
Common mucosal pathogens, particularly those found in the
gut, may play an important role in the aetiology of RA by
virtue of their ability to initiate an autoimmune response via
interaction with the immune system. Clearly implicit in this
model is the ability of intraepithelial pathogens and intact
proteins to escape enzymic digestion and to cross the
gastrointestinal barrier and enter peripheral circulation.
From a functional perspective, in healthy subjects the
contents of the gut lumen lie outside the body and contain a
toxic or antigenic load from which the body needs to be
protected. Protection is supplied by a number of mechan-
isms including: the intestinal mucosa, intestinal secretions
(primarily mucus and secretory immunoglobulin (Ig)A),
and intramural lymphocytes (Crissinger et al. 1990). The
primary intestinal barrier is supported by the liver, through
which all enterically derived substances must pass before
entering the peripheral circulation. Under normal circum-
stances in healthy subjects, the intestinal immune apparatus
208 L. Cordain et al.
Homologous
amino acid sequence
of foreign antigen
T-lymphocyte
Homologous
amino acid sequence
of self antigen
T-lymphocyte
T-cell
receptors
Fig. 1. A schematic representation of simple two-way molecular mimicry in whichforeign
and self antigens may trigger T-cell cross-reactivity because of a shared sequence of
amino acids.
mounts rapid and potent effector responses to prevent
invasion by pathogenic viruses and bacteria (Mowat,
1987). Further, healthy, functionally intact epithelial
mucosa cells normally do not allow passage of more than
small amounts (approximately 2 %) of intact dietary pro-
teins (Mowat, 1987; Travie & Menzies, 1992). However,
translocation of viable bacteria from the gastrointestinal
tract to extra-intestinal sites (mesenteric lymph nodes, liver,
spleen, kidney and blood) has been shown to occur under
three circumstances: (1) disruption of ecological equili-
brium which allows intestinal bacterial overgrowth, (2)
deficiencies in host immune defences, and (3) increased
permeability of the intestinal barrier (Berg, 1992).
Undegraded dietary peptides have also been shown to enter
the peripheral circulation (Hurby et al. 1985), particularly
when intestinal permeability is increased by disease (Travis
& Menzies, 1992), non-steroidal anti-inflammatory drugs
(Travis & Menzies, 1992; Bjarnason & Peters, 1996), ethanol
(Bjarnason et al. 1984; Keshavarzian et al. 1994), acetic acid
(Fabia et al. 1993) and dietary lectins derived from legumes
and cereal grains (Liener, 1986; Pusztai, 1993).
Dietary lectins
Common dietary staples such as cereal grains and legumes
contain glycoproteins called lectins which have potent anti-
nutritional properties (Table 1) which influence the structure
and function of both enterocytes and lymphocytes (Liener,
1986; Pusztai, 1993). Wheat-germ agglutinin derived from
dietary wheat products is heat stable and resistant to
digestive proteolytic breakdown in both rats (Pusztai et al.
1993a) and human subjects (Brady et al. 1978) and has been
recovered intact and biologically active in human faeces
(Brady et al. 1978). Wheat-germ agglutinin and lectins in
general bind surface glycans on gut brush-border epithelial
cells causing damage to the base of the villi which includes
disarrangement of the cytoskeleton, increased endocytosis
and shortening of the microvilli (Liener, 1986; Sjolander
et al. 1986; Pusztai, 1993). The structural changes induced
by wheat-germ agglutinin on intestinal epithelial cells elicit
functional changes including increased permeability (Sjo-
lander et al. 1984) which may facilitate the passage of
undegraded dietary antigens into systemic circulation (Pusz-
tai, 1993). High-wheat-gluten diets have been shown to
induce jejunal mucosal architectural changes in normal
subjects (Doherty & Barry, 1981). In rats dietary wheat-
germ agglutinin is rapidly transported across the intestinal
wall into the systemic circulation where it is deposited in
blood and lymphatic vessel walls (Pusztai, 1993a).
Under normal circumstances, when the luminal concen-
tration of intact dietary proteins is low, absorbed proteins
generally elicit a minimal allergic response because of the
limiting influence of T-suppressor cells. Because of their
resistance to digestive proteolytic breakdown, the luminal
concentrations of lectins can be quite high, consequently
their transport through the gut wall can exceed that of other
dietary antigens by several orders of magnitude (Pusztai,
1989a), and absorbed dietary lectins can be presented by
macrophages to competent lymphocytes of the immune
system (Hurby et al. 1985; Pusztai, 1989a).
Not only do dietary lectins increase gut permeability
(Sjolander et al. 1984; Greer & Pusztai, 1985) thereby
allowing increased passage of dietary and gut-derived
bacterial antigens into the periphery (Liener, 1986; Pusztai,
1993), they may also cause a bacterial overgrowth which
facilitates the preferential growth of gut bacteria such as
Escherichia coli and Lactobacillus lactis (Banwell et al. 1988)
which are associated with the expression of RA because they
contain an amino acid sequence (Q(K/R)RAA) which is also
found in the gene products of the HLA system of a high
percentage of patients with RA (Auger & Roudier, 1997).
Phytohaemagglutinin (PHA), a dietary lectin derived from
kidney beans, causes accelerated enterocyte cell turnover
which leads to an increase in the proportion of juvenile cells
209Rheumatoid arthritis and diet
Table 1. A non-comprehensive list of edible plants containing lectins and the physico-chemical properties of their purified lectins (modified from
Liener, 1986)
Toxicity Molecular
Genus and species Common name Peritoneal* Oral† mass (Da) Sugar specificity
Arachis hypogaea
Peanut, groundnut ? ? 110000 Galactose
Canavalia ensiformis
Jack bean ++110000 Mannose, glucose
Macrotyloma uniflorum
Horse gram −+113000
N
-acetylgalactosamine
Lablab purpureus
Hyacinth bean ++n.a. n.a.
Glycine max
Soyabean +−122000 Galactose,
N
-acetylgalactosamine
Hordeum vulgare
Barley ? +40000
N
-acetylglucosamine
Lens culinaris
Lentil ? 52000 Mannose, glucose
Lotus tetragonolobus
Winged bean ? +120000 Fucose
Oryza sativa
Rice ? ? 10000
N
-acetylglucosamine
Phaseolus aureus
Mung bean ? n.a. n.a.
Phaseolus coccineus
Scarlet runner bean ? ? 120000
N
-acetylgalactosamine
Phaseolus lunatus
Lima bean −+124000
N
-acetylgalactosamine
Phaseolus vulgaris
Kidney bean ++120000
N
-acetylgalactosamine
Pisum sativum
Garden pea, split pea −−53000 Mannose, glucose
Ricinus communis
Castor bean ++60000 Galactose,
N
-acetylgalactosamine
Solanum tuberosum
Potato ? ? 46000 Diacetylchitobiose
Triticum vulgaris
Wheat ? +36000
N
-acetylglucosamine
Vicia faba
Horse bean, broad bean ? ? 50000 Mannose, glucosamine
n.a., not available.
*Death results from the intraperitoneal injection of crude seed extract or purified lectin.
Growth inhibition caused by adding purified lectin to the diet of experimental animals.
(containing high levels of membrane polymannosylated
receptor glycans) on the small-intestinal villi (Pusztai,
1993). Because Escherichia coli preferentially binds to man-
nose receptors on enterocytes, the increase in the number of
mannose receptors via increased juvenile enterocytes allows
Escherichia coli bacteria to successfully out-compete other
resident gut micro-organisms. It is likely that PHA and other
dietary lectins operate in the same manner to induce similar
changes in other gut floral species (Pusztai et al. 1991).
Legume and cereal lectins alter the microflora of the gut
(Liener, 1986; Banwell et al. 1988; Pusztai et al. 1993b),
causing both inflammation (Wilson et al. 1980; Liener,
1986; Pusztai et al. 1993b) and increased intestinal perme-
ability (Greer et al. 1985) which in turn facilitates the
translocation of gut pathogens to the periphery. Kidney-
bean lectin (PHA) is lethally toxic for conventional rats
when given in high doses (Wilson et al. 1980), but is non-
toxic for germ-free animals (Rattray et al. 1974). Thus,
PHA’s toxic effects could be directly attributed to its ability
to increase the translocation of gut-derived bacteria to the
periphery. In the case of RA, dietary lectins may operate in a
similar manner to indirectly increase the expression of the
disease by facilitating movement of bacterial antigens with
arthrogenic properties to the periphery.
Because dietary lectins are able to cross the gastrointestinal
barrier rapidly and enter the circulation intact (Pusztai et al.
1989), they may also be able to interact directly with synovial
tissues. Although not a characteristic model of RA with all of
its symptoms, a rabbit model of arthritis has shown that the
direct injection of legume-derived dietary lectins into the knee
joint induces the development of severe arthritis.Specifically,
single injections of Lens culinaris lectin (derived from lentils),
Pisum sativum lectin (derived from peas), or the lectin
concanavalin A derived from the jack bean (Canavalia
ensiformis) were able to induce severe arthritis characterized
by an amplification of the initial inflammatory response due to
T-lymphocyte stimulation (Brauer et al. 1985).
Other legume-derived lectins such as soyabean aggluti-
nin, concanavalin A, and lectins derived from other
Phaseolus (bean) species have been demonstrated to influ-
ence intestinal structure and function negatively (Liener,
1986), as have lectins derived from groundnuts (Ryder et al.
1992). Legumes are almost always consumed in the cooked
state, and it is often assumed that cooking eliminates lectin
activity. However, Grant et al. (1982) have demonstrated
that residual lectin activity is present in kidney beans
(Phaseolus vulgaris) even when cooked at 858for 6 h or
at 908for 3h. Lectin activity has been demonstrated in
wheat, rye, barley, oats, maize (Liener, 1986) and rice
(Tsuda, 1979). Maize, like wheat, can alter intestinal
epithelial structure and function (Mehta et al. 1972). The
biological activities of cereal lectins are similar because
they are closely related to one another both structurally and
immunologically (Peumans & Cammue, 1986).
Clinical and experimental evidence implicating diet in
rheumatoid arthritis aetiology
The control of RA by dietary manipulation has been
infrequently tested and has not always yielded convincing
results (Shatin, 1964; Ziff, 1983; Darlington et al. 1986;
Buchanan et al. 1991), probably because the gastrointestinal
tract may not play a pathogenic role in all cases of RA and
because most previous clinical trials have only controlled for
single, rather than multiple dietary elements which may
simultaneously influence disease expression and progression.
Van de Laar & van der Korst (1992) demonstrated
symptomatic improvement in a subset of patients with RA
who were seropositive for RF when they were placed on
elemental diets (protein-free diets consisting of essential
amino acids, glucose, trace elements and vitamins). Twice
as many of the food-sensitive patients showed improvement
during a milk-free leg of the trial, and all food-sensitive
patients showed marked disease exacerbation during food
re-challenge. The authors concluded: ‘The existence of a
subgroup of patients in whom food intolerance influences
the activity of rheumatoid factor seropositive rheumatoid
arthritis deserves serious consideration’. In support of this
conclusion is a more recent experiment which showed a
significant (P=004) improvement in the number of sore
joints in a group (n10) of patients with RA who followed an
elemental diet for 3 weeks (Haugen et al. 1994). Further, in
the only controlled study of elemental diets in the treatment
of RA, patients experienced improvements in grip strength
(P=0008) and Ritchie score (P=0006) that relapsed
following food re-introduction (Kavanaghi et al. 1995). In
Crohn’s disease approximately 20 % of the patients experi-
ence joint inflammation together with gut inflammation
(Hazenberg et al. 1992). Elemental diets have been shown
to be as effective as corticosteroids in treating the disease,
and most subjects (84 %) achieve disease remission with
elemental diets (Riordan et al. 1993). The most frequent
food intolerances were to cereals, dairy products and yeast
(Riordan et al. 1993).
In coeliac disease there is a characteristic T-cell-mediated
destruction of the intestinal villi which results in malabsorp-
tion and increased intestinal permeability (Hamilton et al.
1982). All symptoms of coeliac disease are eliminated
following removal of gluten-containing cereals (wheat,
rye, barley and oats). RA has frequently been demonstrated
to occur concurrently with coeliac disease (Collins & Maki,
1994; Lepore et al. 1996). Multiple studies of arthritic
patients have demonstrated elevated antibody levels for
gliadin (O’Farrelly et al. 1988; Lepore et al. 1993), and
gluten-free diets have been shown to be effective in redu-
cing arthritic symptoms in coeliac patients (Bourne et al.
1985; Charkravarty & Scott, 1992; Lepore et al. 1993).
These studies support the concept that wheat-containing
diets can increase intestinal permeability and thereby allow
gut-derived antigens access to the periphery. Because
removal of gluten-containing grains not only eliminates
coeliac disease, but also symptoms of arthritis, such diets
may be of benefit for some patients with RA. No large clinical
trials have been undertaken specifically to examine the effec-
tiveness of gluten-free diets in the treatment of RA, however,
there are numerous case studies reporting alleviation of RA
symptoms with grain-free diets (Shatin, 1964; Williams,
1981; Beri et al. 1988; Lunardi et al. 1988). Additionally,
complete withdrawal of food during fasting reduces objective
and subjective indices of the disease (Kjeldsen-Kragh et al.
1991). Collectively, these studies suggest that modulation of
intestinal physiology by dietary substances may allow both
210 L. Cordain et al.
dietary and pathogenic antigens access to the periphery,
thereby causing persistent immune system stimulation.
Milk and dairy products have frequently been implicated
in the aetiology of RA. O’Farrelly et al. (1989) demon-
strated that fifty-three of ninety-three patients with RA had
elevated circulating IgG antibodies to milk, wheat or both
dietary proteins. Bovine serum albumin (BSA), a milk
protein, contains an amino acid sequence homologous
with human collagen type I, C1q, and sera from RA patients
displayed reactivity to synthetic peptides containing the
BSA residues responsible for the homology (Perez-
Maceda et al. 1991). Additionally, exogenous BSA peptides
have been found to be bound to RA HLA-DR susceptibility
alleles (Chicz et al. 1993). Case studies have shown that
elimination of milk and dairy products from the diets of
patients with RA improved symptoms, and the disease was
markedly exacerbated on re-challenge (Parke & Hughes,
1981; Panush et al. 1986). No large-scale controlled trial
testing the effect of dairy products on RA development and
progression has been undertaken. In animal models of RA,
disease symptoms are routinely induced in dogs (Ohashi et
al. 1996), rats (Griffiths, 1992) and rabbits (Thomsen et al.
1985) by injecting the synovium with BSA. Further, milk
drinking is known to induce rheumatoid-like joint lesions in
rabbits drinking cows’ milk (Welsh et al. 1985).
Immunological and molecular mechanisms of
rheumatoid arthritis
Genetic susceptibility
Inherited susceptibility to RA is associated with the genes
found on the short arm of chromosome 6 which code for
the HLA system. On chromosome 6, the HLA system is
sub-divided into class I (HLA-A, HLA-B, HLA-C) and class
II segments (HLA-DR, HLA-DQ, HL-DP). Within the class
II segment, the HLA-DRB1 genes, which encode the HLA-
DR4 and HLA-DR1 molecules, convey enhanced sus-
ceptibility to RA. The specific function of HLA molecules
is to bind internally processed antigens (both exogenous
and endogenous in nature) and to present them to
T-lymphocytes. Thus, the relationship between HLA sus-
ceptibility haplotypes and RA indicates an antigen-driven
response (Weyland & Goronzy, 1997). More specifically, it
has been observed that most (76%) of the HLA alleles
associated with RA contain, in the third hypervariable
region of their bchains, an amino acid sequence composed
of the amino acid motif Q(K/R)RAA (glutamine-(lysine/
arginine)-arginine-alanine-alanine) (Rowley et al. 1997).
Not only does the Q(K/R)RAA motif increase the prob-
ability of RA, it increases the severity of destruction (Larsen
score.162) and the likelihood of developing early erosive
disease (Wagner et al. 1997). How the Q(K/R)RAA motif
increases RA susceptibility or severity is still controversial.
However, a multistep molecular mimicry model (Fig. 2) has
been proposed where the Q(K/R)RAA sequence is an
antigenic epitope exhibited on several gut microbial pro-
teins (Escherichia coli,Lactobacillus lactis,Brucella ovis,
Proteus mirabilis), and patients with RA respond more
strongly to these antigens than healthy subjects (Albani
& Carson, 1996; La Cava et al. 1997; Auger & Roudier,
1997).
Molecular mimicry
HLA molecules themselves are frequently processed and
presented by antigen-presenting cells and these HLA-
derived peptides sometimes represent the majority of
211Rheumatoid arthritis and diet
Q
Q
Q
Q
Q
K
K
K
K
K
R
R
R
R
R
A
A
A
A
A
A
A
A
A
A
V
Y
Y
Y
?
D
D
D
D
?
T
Q
Q
R
?
Y
Y
Y
F
?
C
G
G
G
?
R
H
E
H
?
H
A
A
A
?
N
A
G
A
?
Y
F
A
F
?
G
E
N
E
?
HLA-DRB1*0401
Escherichia coli
DnaJ
heat-shock protein
Lactobacillus lactis
DnaJ
heat-shock protein
Brucella ovis
DnaJ
heat-shock protein
Putative auto-antigen?
Homologous amino acid motif
Fig. 2. Rheumatoid arthritis may arise from three-way molecular mimicry in which the Q(K/
R)RAA (glutamine-lysine/arginine-arginine-alanine-alanine)amino acid susceptibility motif
is shared by gut bacterial proteins, by self human leucocyte antigen (HLA) proteins and by
a putative tissue auto-antigen. Bacterial peptides containing the Q(K/R)RAA sequence
and entering the periphery (facilitated by dietary lectins) may stimulate T-cells causing
them to cross-react with the putative auto-antigen.
peptides presented by the antigen-presenting cells (Cao et al.
1995). It has been suggested that thymically selected T-cells
with weak affinity for self HLA peptides may subsequently
be stimulated by peripheral exposure to microbial peptides
which mimic the HLA amino acid sequence (Baum & Staines,
1997). Specifically, the T-cell repertoire which is positively
selected during embryonic development, with weak affinity
for the Q(K/R)RAA motif expressed on HLA-DR molecules,
may subsequently be stimulated by peripheral exposure to
Escherichia coli,Lactobacillus lactis,Brucella ovis and
Proteus mirabilis containing the mimicking epitope. The
Q(K/R)RAA motif, whether expressed on HLA-DR mole-
cules, synthetic peptides, bacterial or viral proteins represents
a strong epitope for B-lymphocytesresponsible for serological
cross-reactivity among Q(K/R)RAA-containing peptides
(Roudier et al. 1989; Albani et al. 1992).
The Q(K/R)RAA motif is also the basis for T-lympho-
cytes involved in the positive and negative selection of the
T-cell repertoire in the thymus during embryonic develop-
ment. The T-lymphocyte repertoire in most cases is entirely
defined before exposure to environmental pathogens (Bevan
et al. 1994), and immature T-lymphocytes are positively
selected in the thymus by virtue of their low-affinity binding
with HLA peptides presented by cells of the thymic epithe-
lium. These positively selected T-lymphocytes undergo
maturation and become part of the pool of mature, naive
T-lymphocytes that, after birth, are recruited in specific
immune responses (Jameson et al. 1995). Immature T-
lymphocytes in the thymus that bind with high affinity to
HLA self peptide complexes have a high self-reactive
potential and are eliminated (negative selection) (Nossal,
1994). Therefore, thymically selected T-lymphocytes which
have been positively selected by virtue of their low affinity
interactions with HLA-DR1B alleles containing the Q(K/
R)RAA motif, may be later triggered in the periphery on
exposure to foreign peptides with homologous amino acid
sequences (Albani & Carson, 1996).
Rheumatoid factor
Approximately 70–80 % of patients with RA have RF
present in their blood and synovial fluid (Grossman &
Brahn, 1997). RF is an autoantibody since it has specificity
for the Fc (C g3 and C g2 domains) receptor of IgG
(Williams, 1992). Recent work utilizing crystal structure
analysis of the RF–IgG Fc, antibodyantigen complex
suggests that RF may have another entirely different speci-
ficity separate from IgG Fc and that the reactivity with IgG
Fc probably occurs because of similarities with an unin-
dentified antigen (Sutton et al. 1998). Consistent with this
notion is earlier work indicating that viral and bacterial
proteins also bind IgG Fc receptors via microbial receptors
which resemble the IgG Fc receptor (Nardella et al. 1985,
1988). Further, RF Ig genes show clear evidence of somatic
mutation, indicating that RF production by B-lymphocytes
is a T-lymphocyte-dependent, antigen-driven process (Gor-
onzy & Weyland, 1993). More recent studies utilizing
computer modelling and crystallographic studies suggest
that the mechanisms that operate on RF selection in RA
synovia are similar to immune responses to exogenous
antigens (Mageed et al. 1997). Collectively, these data
suggest that RF production may occur principally in
response to foreign proteins and secondarily in response to
self proteins.
There is some evidence to suggest that RF production
may be influenced by dietary proteins. O’Farrelly et al.
(1989) showed that fifty-three of ninety-three patients with
RA had raised levels of IgG antibodies to milk and/or wheat
proteins. Of the fifty-three patients positive for dietary
proteins, forty-eight (90 %) had raised levels of IgA RF
whereas only seven (17 %) of the remaining forty non-diet-
sensitive RA patients had detectable levels of IgA RF. These
data are suggestive of a breakdown in gastrointestinal
tolerance to dietary antigens in this group of patients, and
indicate that RF production may occur in response to
gastrointestinally related antigens.
Interaction of dietary lectins with immune function
It is apparent that dietary lectins from both cereal grains and
legumes increase the translocation of gut-derived bacterial
and dietary antigens to the periphery by: (1) causing an
intestinal bacterial overgrowth and (2) increasing intestinal
permeability. Additionally, dietary lectins have the ability to
interact with components of the immune system which may
facilitate the autoimmune process. Table 2 lists these
212 L. Cordain et al.
Table 2. Influence of dietary lectins on gastrointestinal and immunological function
Effect Reference
1. Facilitate preferential growth of bacteria such as
Escherichia coli
and Liener, 1986; Banwell
et al
. 1988; Pusztai
et al
. 1993
b
Lactobacillus lactis
which contain the Q(K/R)RAA susceptibility motif
2. Bind surface glycans on gut brush-border epithelial cells causing Liener, 1986; Sjolander
et al
. 1986; Pusztai, 1993
disarrangement of the cytoskeleton, increasedendocytosis and
shortening of the microvilli
3. Increase gut permeability allowing increased passage of both dietary and Sjolander
et al
. 1984; Greer & Pusztai, 1985; Liener, 1986
bacterial antigens to the periphery
4. Amplify HLA class II expression in intestinal epithelial cell lines Weetman
et al
. 1985
5. Stimulate T-cell proliferation Uder
et al
. 1980; Clevers
et al
. 1986
6. Stimulate IFN-g, causing HLA class II expression Piccinini
et al
. 1987; Lowes
et al
. 1992
7. Cause abnormal expression of ICAM in T-cells Koch
et al
. 1994; Shingu
et al
. 1994
8. Stimulate the production of inflammatory cytokines (IL-1, TNFa) Firestein
et al
. 1990; van den Bourne
et al
. 1997
HLA, human leucocyte antigens, IFN-g, interferon-g; ICAM, intracellular adhesion molecules; IL-1, interleukin-1; TNFa, tumour necrosis factor a.
multiple effects, and Fig. 3 shows schematically how dietary
lectins may facilitate the expression of RA via their
interaction with the gut and the immune system.
Dietary lectins including both wheat-germ agglutinin
(Pusztai et al. 1993a) and PHA (Pusztai et al. 1989) have
been shown to cross the gastrointestinal barrier rapidly and
enter the peripheral circulation. In rats dosed with PHA, up
to 10% of the lectin is found in circulation 3h after feeding
(Pusztai et al. 1989). Thus, PHA is a powerful oral immuno-
gen which produces a high titre of IgG anti-PHA antibodies
in animals and probably man (Pusztai, 1993). Antibody
development to PHA becomes measurable 10 d after the first
dose and further feeding or re-introduction results in
booster effects (Pusztai, 1993). Thus, the gut anti-lectin
IgA system is ineffective against PHA since it cannot
prevent its absorption after its re-introduction (Pusztai,
1989b). This abrogation of the gut IgA response to PHA
and possibly to other lectins has important consequences in
autoimmune disease because it would allow dietary lectins
continuous access to T-lymphocytes at the gut mucosal
surface.
Further, because dietary lectins increase intestinal perme-
ability, they would promote increased activity between the
immune system and gut bacteria. The interaction of the
systemic immune system with bacterial and dietary antigens
at the gut mucosal surface could lead to activation of
previously quiescent Q(K/R)RAA-specific T-lymphocytes
which react with the Q(K/R)RAA amino acid motif of gut
pathogens (Albani & Carson, 1996). Normally, these acti-
vated T-lymphocytes would return to the intestinal mucosa
and would not travel to peripheral sites, such as the
synovium, without abnormal expression of intracellular
adhesion molecules (Albani & Carson, 1996). Numerous
in vitro experiments have demonstrated that PHA is a potent
stimulator of intracellular adhesion molecule expression in
RA (Koch et al. 1994; Shingu et al. 1994). Thus, lectin-
induced intracellular adhesion molecule expression in auto-
reactive T-lymphocytes would allow them to travel to
peripheral sites in the joint and to persist in the synovial
membrane.
Immunogenic foreign antigen fragments could be brought
to the inflammatory sites by synovial type A macrophages
and by B-cells recruited and activated by the inflammatory
stimuli (Albani & Carson, 1996). Therefore RF-producing
B-cells, because of their ability to bind and ingest antigens
trapped in immune complexes, would represent powerful
213Rheumatoid arthritis and diet
Brush
border
Lumen
Intestinal
epithelial
cells
Tight
junctions
Bacterial
Q(K/R)RAA
peptides
Dietary
lectins
Immune system activation
?
T-cell
T-cell receptor
Putative auto-antigen
HLA molecule loaded with putative auto-antigen
Target tissue (joint connective tissue)
Fig. 3. A diagrammatic illustration of how dietary lectins may hypothetically interactwith the gut and immune system to influence the expression of
rheumatoid arthritis. Dietary lectins may: (1) facilitatepreferential growth of bacteriasuch as
Escherichiacoli
and
Lactobacilluslactis
whichcontain
the Q(K/R)RAA susceptibility motif, (2) increase gut permeability allowing increased passage of both dietary and bacterial antigens to the
periphery, (3) amplify human leucocyte antigen (HLA) class II expression in intestinal epithelial cell lines, (4) stimulate T-cell proliferation,
(5) stimulate interferon-g, (6) cause abnormal expression of intracellular adhesion molecules in T-cells, and (7) stimulate the production of
inflammatory cytokines (interleukin-1,tumour necrosis factor a).
antigen-presenting cells, and their presence would partially
regulate the amplification of the inflammatory process
(Albani & Carson, 1996).
In addition to maintaining elevated levels of intracellular
adhesion molecules, RA is also characterized by elevated
levels of the inflammatory cytokines, interleukin 1, and
tumour necrosis factor a(Odeh, 1997). Numerous in vitro
experiments show that PHA is a potent stimulator of both
cytokines in peripheral blood mononuclear cells (Firestein
et al. 1990; van den Bourne et al. 1997). To date no trials
have been conducted to determine if in vivo administration
of dietary lectins in human subjects is able to elicit similar
responses. However, such responses seem likely since intact
PHA is present in the peripheral circulation following its
ingestion (Pusztai et al. 1989).
Molecular mimicry of dietary antigens with self proteins
We have outlined the hypothesis that the homologous amino
acid motifs among bacterial antigens, the HLA-DRB1 genes
and putative auto-antigens in joint tissue may induce RA in
genetically susceptible individuals by virtue of immuno-
logical cross-reactivity in a three-way model of molecular
mimicry. In addition to bacterial antigens, viral antigens,
including the Epstein-Barr virus, may also induce cross-
reactivity in RA via three-way molecular mimicry (Albani
& Carson, 1996; Baum et al. 1996). Less well appreciated
are the homologous amino acid motifs which may occur
between dietary peptides and self and which have been
implicated in the aetiology of RA.
Perez-Maceda et al. (1991) showed that the sera from
patients with RA recognized BSA from cows’ milk and that
a sequence of BSA (residues 141–157) was highly homo-
logous with human collagen type I and the plasma com-
plement protein, C1q. In support of the immunogenicity of
this BSA fragment, sera from patients with RA displayed a
specific reactivity for a synthetic peptide containing the
BSA residues responsible for the homology (Perez-Maceda
et al. 1991). Chicz et al. (1993) have demonstrated that
exogenous BSA proteins can be bound to various HLA
alleles, including DR4 molecules, suggesting that BSA
proteins may have a significant role in the development of
autoimmunity via molecular mimicry.
Ostenstad et al. (1995) have demonstrated that glycine-
rich cell-wall protein (GRP 1.8), which is a ubiquitous
storage protein found in virtually all cereal grains and
legumes, contains significant amino acid homologies with
both fibrillar collagen, procollagen and Epstein-Barr virus
nuclear antigen-1. A synthetic fifteen amino acid sequence
derived from GRP 1.8 stimulated T-lymphocytes taken from
the synovial fluid of patients with RA and caused a pre-
ferential expansion of synovial T-cells bearing V a2.1/V b
5.5 gene products, thereby indicating the involvement of
HLA complex-restricted auto-antigen recognition (Osten-
stad et al. 1995). The T-cell expansion caused by the GRP
1.8 analogue could be blocked by the addition of anti-DR
antibodies (Ostenstad et al. 1995), providing further evi-
dence of the potentiating role of molecular mimicry in the
aetiology of RA.
A third dietary antigen which may also induce RA via
molecular mimicry is the a-gliadin component of wheat
which shares significant amino acid sequences with calre-
ticulin, an endoplasmic reticulin chaperone protein (Karska
et al. 1995). Anti-calreticulin antibodies have been found in
patients with RA (Routsias et al. 1993), and HLA-DR4
molecules from arthritic patients are known to present a
peptide fragment derived from calreticulin (Verreck et al.
1995).
In summary, dietary peptide fragments, derived from
both milk proteins and cereal grain and legume proteins,
maintain significant amino acid homologies with collage-
nous tissues found in the synovium and are capable of
stimulating T-cells in an HLA restricted manner. Because
of the inherent lectin-induced permeability and floral changes
induced by cereal and legume consumption on the intestinal
epithelial cells, dietary antigens (with molecular mimicking
potential) which normally would not enter into the systemic
circulation, are rendered capable of doing so.
Summary
We have provided extensive evidence linking dietary sub-
stances to the development of RA. Dietary glycoproteins, as
well as other elements, can influence intestinal structure
and function so as to allow increased translocation of both
pathogenic and dietary antigens to the periphery causing
persistent immunological stimulation. Because of shared
amino acid motifs among exogenous peptides, HLA-derived
peptides and self tissue, cross reactivity may occur thereby
breaking immunological tolerance and resulting in the
expression of RA. It is proposed that by eliminating certain
dietary elements, including lectins, which adversely influ-
ence both enterocyte and lymphocyte structure and function,
the peripheral antigenic stimulus will be reduced and
thereby result in a diminution of disease symptoms in
some but not all patients with RA.
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qNutrition Society 2000
217Rheumatoid arthritis and diet
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