Allorecognition and the alloresponse: clinical implications.
ABSTRACT The artificial transfer of tissues or cells between genetically diverse individuals elicits an immune response that is adaptive and specific. This response is orchestrated by T lymphocytes that are recognizing, amongst others, major histocompatibility complex (MHC) molecules expressed on the surface of the transferred cells. Three pathways of recognition are described: direct, indirect and semi-direct. The sets of antigens that are recognized in this setting are also discussed, namely, MHC protein products, the MHC class I-related chain (MIC) system, minor histocompatibility antigens and natural killer cell receptor ligands. The end product of the effector responses are hyperacute, acute and chronic rejection. Special circumstances surround the situation of pregnancy and bone marrow transplantation because in the latter, the transferred cells are the ones originating the immune response, not the host. As the understanding of these processes improves, the ability to generate clinically viable immunotherapies will increase.
-
Article: Primitive immune systems: are your ways my ways?
[show abstract] [hide abstract]
ABSTRACT: Although vertebrate immune systems have been commonly conceived as exquisitely developed to combat pervasiveness by pathogens, they are not infallible. The enigmatic expression of histocompatibility in vertebrates, the manifestation of natural chimerism, autoimmunity, malignancy, and other puzzling outcomes hint that immunity did not arise in evolution to fight infections and that this capacity is a late evolutionary appendage, owing its appearance to the redeployment of a system developed for other reasons. Allorecognition in the colonial tunicate Botryllus schlosseri serves here as a platform for a contending paradigm, advocating that immunity has developed as a surveillance machinery against and for purging of nascent selfish cells (stemmed from a kin organism or from transformed cells within the organism of origin). Defense against pathogens (always representing xenogeneic aliens) appeared later, revealing the multiplicity of newly developed phenomena. Allorecognition events characteristic of the Botryllus primitive immune system, such as fusion versus rejection, the morphological resorption with its expressed hierarchy, and the somatic/germ-cell parasitic outcomes, provide clues to the evolutionary basis of allorecognition. Recent work on Botryllus immunity that highlights the cost of littering individuality by somatic variants/allogeneic cells is discussed.Immunological Reviews 05/2004; 198:25-35. · 11.15 Impact Factor -
Article: Presentation and recognition of major and minor histocompatibility antigens.
[show abstract] [hide abstract]
ABSTRACT: The structural basis of allorecognition is heterogeneous. For minor histocompatibility antigen-specific T cells and for a minority of anti-MHC T cells (indirect allorecognition), the allogeneic molecule acts as any other protein, and is processed and presented as a peptide in the context of self MHC. In circumstances where the MHC molecule is recognized unprocessed on the surface of the allogeneic cell, we have postulated that the factors important in recognition are determined by the relationship between the responder and stimulator MHC molecules. When the alloresponse is directed against an allogeneic molecule whose exposed surface closely resembles that of the responder homologue, the alloresponse can be regarded as resulting from mimicry of self MHC-restricted recognition of peptides which are differentially bound by responder and stimulator MHC molecules. When the alloantigen differs extensively in the MHC restriction-determining region of the molecule from the equivalent product in the responder, a chance high-affinity cross-reaction with the foreign MHC structure itself may be the most important mechanism.Transplant Immunology 07/1994; 2(2):103-7. · 1.46 Impact Factor -
SourceAvailable from: PubMed Central
Article: Restoration of immunogenicity to passenger cell-depleted kidney allografts by the addition of donor strain dendritic cells.
[show abstract] [hide abstract]
ABSTRACT: The immunogenicity of long-surviving, enhanced (AS X AUG)F1 renal allografts retransplanted into secondary AS recipients was restored by the injection of small numbers of donor strain dendritic cells derived from afferent lymph. Whereas 1 X 10(4) to 5 X 10(4) dendritic cells were able to trigger an acute rejection response, neither the passenger volume of donor strain blood nor 5 X 10(6) T or B lymphocytes were able to do so, thereby demonstrating more than a 100-fold difference in immunogenic potency. It is concluded that intrarenal dendritic cells provide the major immunogenic stimulus of a kidney allograft. These results suggest that the antigenic strength of major histocompatibility complex-incompatible tissue correlates with the content of donor strain dendritic cells. They also provide further evidence that antigens of the major histocompatibility complex behave like conventional antigens unless they are on the surface of allogeneic dendritic cells.Journal of Experimental Medicine 02/1982; 155(1):31-41. · 13.85 Impact Factor
Page 1
Tissue Antigens ISSN 0001-2815
REVIEW ARTICLE
Allorecognition and the alloresponse: clinical implications
B. Afzali, R. I. Lechler & M. P. Hernandez-Fuentes
Department of Nephrology and Transplantation, King’s College London, Guy’s Hospital Campus, London, UK
Key words
allorecognition; alloresponses; major
histocompatibility complex; minor
histocompatibility antigens; rejection;
T lymphocytes; transplantation
Correspondence
Professor Robert I Lechler, PhD, FRCP,
FRCPath, FMed Sci
Immunoregulation Laboratory,
King’s College London
5th Floor, Thomas Guy House
Guy’s Hospital
London SE1 9RT
UK
Tel: 144 (0)20 7188 7672
Fax: 144 (0)20 7188 7675
e-mail: robert.lechler@kcl.ac.uk
Received 5 March 2007; accepted
5 March 2007
doi: 10.1111/j.1399-0039.2007.00834.x
Abstract
Theartificialtransferoftissuesorcellsbetweengeneticallydiverseindividualselicits
an immune response that is adaptive and specific. This response is orchestrated by
T lymphocytes that are recognizing, amongst others, major histocompatibility
complex (MHC) molecules expressed on the surface of the transferred cells. Three
pathways of recognition are described: direct, indirect and semi-direct. The sets of
antigensthatarerecognizedinthissettingarealsodiscussed,namely,MHCprotein
products, the MHC class I-related chain (MIC) system, minor histocompatibility
antigens and natural killer cell receptor ligands. The end product of the effector
responses are hyperacute, acute and chronic rejection. Special circumstances
surround the situation of pregnancy and bone marrow transplantation because in
thelatter,thetransferredcellsaretheonesoriginatingtheimmuneresponse,notthe
host. As the understanding of these processes improves, the ability to generate
clinically viable immunotherapies will increase.
Introduction
The complexity of multicellular organisms requires the
ability to recognize multiple different tissues each express-
ing many dissimilar genes as components of self while
maintaining the ability to eliminate foreign proteins such as
invading microorganisms. ‘Self-compatible’ tissues are re-
cognizedbytheexpressionofaseriesof‘histocompatibility’
antigens (major and minor) that engage a specific receptor
complex found on cells of the immune system [e.g. the
mammalian T-cell receptor (TCR)]. That this mechanism
provides adequate self-non-self discrimination in even very
primitivelifeforms(1)butisadaptedinhigherorganismsto
also provide immunity against environmental pathogens is
an example of how the immune system has evolved under
pressure from external challenges (2). The primacy of re-
cognizing tissues of disparate individuals within the same
species is supported by the much higher frequency of T-cell
reactivity against alloantigens (3) than other conventional
antigens (in this case keyhole limpet haemocyanin) (4).
Transplantation is the artificial transfer of cells, tissues
or organs from one individual to another. Where the graft
is syngeneic (genetically identical to the host, e.g. trans-
plantation between identical twins) or autologous (a trans-
plant from one individual into itself such as using stored
blood for autotransfusion), there is perfect histocompati-
bility and no significant immune response is elicited. In this
situation, therecipient is fully tolerant tothetransplant and
accepts it without a rejection phenomenon. Where there is
histoincompatibility, however, in general an immune re-
sponseiselicitedagainsttheforeignantigens,themagnitude
of which determines acceptance or rejection of the trans-
planted tissues. The reaction can be either an ‘alloresponse’
(if the transfer occurs between two genetically disparate
individuals of the same species) or a ‘xenoresponse’ (if the
transplant is cross-species) depending on the nature of the
donor and recipient, the target antigens being referred to as
alloantigens and xenoantigens respectively. T lymphocytes
occupy a central role in the rejection response to allogeneic
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Journal compilation ª 2007 Blackwell Munksgaard ? Tissue Antigens 69, 545–556
545
Page 2
tissues,withdepletionorsuppressionoftheirfunctionbeing
instrumental in the prolongation of transplant survival.
Immunological memory and specificity, hallmarks of T-cell
involvement, are both features of allograft rejection as
re-exposure to the same alloantigens (re-transplant from
the same or genetically identical donor) elicits an acceler-
atedandheightenedimmuneresponse(secondsetrejection)
than on first encounter (first set rejection), whereas re-
transplantation from a third party (unrelated) donor shows
only first set rejection.
The response to transplanted tissues follows a two-step
process which will be the subject of this review. ‘Allorecog-
nition’ is the term used to describe the recognition of
transplanted allogeneic tissues by the host, while ‘allores-
ponse’ denotes the effector mechanisms recruited in the re-
action totheforeigntissue andtheoutcomeofthoseeffects.
These definitions should be accepted with one caveat,
namely that experimental systems often use a clinical end-
point (graft rejection or survival) as the readout and do not
dissect out the relative contributions of allorecognition and
alloresponse to the endpoint. Nevertheless, an understand-
ing of these mechanisms may be critical to the development
of targets for therapy and translation from the laboratory
to the bedside. In addition, another important concept
needs to be borne in mind, namely that there is a signifi-
cant difference between ‘antigenicity’ (i.e. a foreign peptide
capable of eliciting immunological recognition) and ‘immu-
nogenicity’ (i.e. a foreign peptide capable of eliciting an
immune response). This distinction is the basis of the clinic-
ally applicable therapies that are enabled by anunderstand-
ing of allorecognition and alloresponses.
Allorecognition
Alloantigens can be divided into major histocompatibility
complex (MHC) and minor histocompatibility antigens
(mHAg), the former, divided into class I and class II mole-
cules, responsible for eliciting the strongest immune re-
sponses to allogeneic tissues. Thymic development of
T lymphocytes involves selective survival of thymocytes
(mediated by survival signals) capable of recognizing self-
MHC molecules. As a result, the mature T-cell repertoire is
biased towards recognition of foreign peptides associated
withself-MHCmoleculesasopposedtothoseassociatedwith
non-selfMHC,whiletheresponsetoallogeneicMHCislikely
to be as a result of cross-reactivity with allogeneic peptide-
bound MHC molecules (i.e. Allo 1 X ¼ Self 1 Y) (5).
Allorecognition can proceed via several mechanisms
(Figure 1): direct allorecognition, whereby T cells recognize
determinantsontheintactdonorMHCmoleculesdisplayed
on the surface of transplanted cells (6), indirect allorecog-
nition in which donor MHC molecules are processed and
presented as peptides by self-MHC molecules (in a similar
fashion to conventional antigen processing) (7) and
a recently described third mechanism termed semi-direct
allorecognition where trafficking recipient dendritic cells
(DC) acquire intact donor MHC:peptide complexes from
cells of the graft enabling them to then be able to stimulate
antigen-specific immune responses (8).
Direct allorecognition
Direct allorecognition was long believed to be the only
mechanism by which allogeneic antigens could be recog-
nized in the donor graft (Figure 1A). When measured, this
response to allogeneic MHC molecules is of high fre-
quency (9). Two non-mutually exclusive theories regarding
the molecular mechanisms of this high frequency have
been proposed, namely the ‘high determinant density’ and
‘multiple binary complex’ models which differ in the im-
portance they allot to the presence of peptide in the allo-
geneic MHC–peptide complex.
In the former, it has been proposed that alloreactive
Tcellsaredirectlyabletorecognizetheexposedpolymorphic
residues on allogeneic MHC, thus consigning the bound
peptidetosecondaryimportance.Thismodelpredictsthatif
every MHC molecule on a cell surface can serve as a ligand
for an allospecific T cell then the antigen density on the
cell surface would be extremely high, in marked contrast
with the density of a specific peptide plus MHC. The high
ligand density available for stimulating alloreactive T cells
implies that receptors of much lower affinities would be
able to respond to the foreign MHC, leading to a high
frequency of alloreactivity. This hypothesis is supported by
demonstration that blocking the TCR-contacting regions
of allo-MHC using synthetic peptides (10) or site-specific
mutations inhibits specific alloresponses (11), presumably
through inhibition of TCR–MHC contact (12). Addition-
ally, alloreactivity in the absence of peptide has previously
been shown (13).
The multiple binary complex model proposes that
recognition of peptide bound by allogeneic MHC is of
primary importance to direct allorecognition in a manner
akin to conventional self-restricted responses (14). Multiple
different bound peptides, in combination with one alloge-
neic MHC gene product, may produce determinants re-
cognized by different cross-reactive T cells. Although the
peptide is likely to be naturally processed and derived from
a serum or cellular protein, the set of peptides bound by an
allogeneic MHC molecule is often substantially different
from that bound by the self-MHC homologue because of
sequence variation in the peptide-binding groove. This
model predicts that if each bound peptide is an essential
component of the determinant recognized by alloreactive
T cells, each peptide–allo-MHC complex will be recognized
by a different alloreactive T cell and a single MHC in-
compatibility can stimulate a wide diversity of T cells. This
hypothesis is supported by the mutant-transfected T2-I-Ab
Allorecognition and the alloresponse
B. Afzali et al.
546
ª 2007 The Authors
Journal compilation ª 2007 Blackwell Munksgaard ? Tissue Antigens 69, 545–556
Page 3
cell line that is unable to process antigen and is incapable of
stimulating allospecific responses and in which transfection
with stable peptide–MHC class II complex restores the
ability to stimulate alloresponses (15). Similarly, alloreac-
tive CD81T cells have been shown to be specific for a self-
peptide presented by foreign class I molecules, with no
evidence of peptide-independent components (3). Further-
more,displacementofendogenouspeptidesfromallogeneic
antigen-presenting cells (APCs) by incubation with exoge-
nous peptides leads to loss of allorecognition by allospecific
T cells (16). Another study looked at the peptide-complex
recognition ability of 12 cytotoxic allogeneic T-cell clones
and for all of them the allorecognition was peptide specific
whether the allogeneic MHC molecules were expressed on
normal cells or antigen-processing-deficient cells (13).
The vigorous nature of the direct alloresponse and its
immediacy in comparison with the indirect pathway (see
below) is the result of direct recognition of intact MHC by
T cells without the need for processing and presentation by
self-MHC. Mechanistically, it is likely that direct allor-
ecognition can proceed via both mechanisms discussed
above, the overall contribution of each being related to the
site and magnitude of the differences in MHC molecules
between responder and stimulator cells. Specifically, where
Figure 1 Direct,indirectandsemi-directpathwaysofallorecognition.(A)Directpathway.Recognitionofintactforeignmajorhistocompatibilitycomplex
(MHC) on donor antigen-presenting cell (APC) primes CD4 and CD81recipient T cells. CD41cells then provide T-cell help for the effector function of
CD81cells. (B) Indirect pathway. The indirect pathway involvespresentation of processed allogeneic MHC shed from foreign cells through cell necrosis
andapoptosis.RecipientAPCspresenttheprocessedpeptidesinthecontextofself-MHCclassIItoMHCclassIIrestrictedCD41Tcells.(C)Semi-direct
pathway.Cell-to-cellcontactbetweendonorandrecipientAPCmaytransferintactmembranecomponentsincludingintactallo-MHC(a).Likewise,donor
APC can release small vesicles, known as ‘endosomes’ containing intact MHC (b), which fuse with the membrane of recipient APCs (c). The recipient
APC,now chimaericforMHC, stimulatedirectpathwayCD4andCD8responsesthroughintactforeignMHCandindirectresponsesthroughprocessing
and presentation of peptides of foreign MHC acquired from necrotic and apoptotic cell material. Given that the same APC stimulates both CD4 and CD8
cells, linked help can occur.
ª 2007 The Authors
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547
B. Afzali et al.
Allorecognition and the alloresponse
Page 4
the allogeneic MHC is structurally very disparate from
responder MHC, the alloresponse may be directed against
residues on the MHC itself (high determinant density
pattern of recognition), whereas where self and foreign
MHC are closely matched, the focus of the alloreactivity
may be directed towards epitopes of endogenous peptides
thataredisplayedbystimulatorbutnotbyresponderMHC
molecules (multiple binary complex pattern) (17).
Indirect allorecognition
The indirect pathway refers to the recognition of processed
peptides of allogeneic histocompatibility antigen presented
by self-MHC (7) and therefore differs from the direct
pathway by the requirement for antigen processing (Fig-
ure 1B). There is considerable evidence for the involvement
of this pathway in graft rejection (18) including studies of
human recipients of heart, kidney and liver allografts with
in vitro detection of indirect response showing a strong
correlation with episodes of clinical rejection (19).
Alloantigens shed from a graft are, in general, processed
as exogenous antigens and therefore presented by APCs in
association with self-MHC class II. Therefore, the response
to alloantigen presented by the indirect pathway is domi-
nated by CD41T cells. While there is considerable ampli-
fication of the rejection response through the generation of
multiple epitopes via processing of alloantigens, the natural
corollary is that responses to the indirect pathway are
comparatively slower compared with those to the direct
pathway. It is also likely that the indirect response is re-
sponsible for long-term responses to engrafted tissues once
passenger (donor) APC, and by inference direct responses,
are exhausted.
The importance of the indirect pathway is suggested by
demonstrationsthatimmunizationofanimalswithpeptides
of allogeneic MHC (by definition able to elicit only indirect
rather than direct responses) results in vigorous allograft
rejection (20), whereas intrathymic injection of similar
peptides down-modulates the indirect response sufficiently
to prolonged survival of subsequent allografts of the same
MHC type (21). Similarly, in the antibody response to
transplanted tissues, B-cell function is dependent on T-cell
help from CD41T cells stimulated through the indirect,
rather than the direct response (22).
Semi-direct allorecognition
Recently, a number of publications have shown that intact
cell surface molecules, including MHC, can be transferred
betweencellsoftheimmunesystemandthatMHC-recipient
cells becomeabletostimulate T-cellresponsesasaresult (8)
(Figure 1C). Although the mechanism of this transfer is
likely to involve cell-to-cell contact (23), other mechanisms
such asreleaseanduptakeofsmallvesicles (exosomes)have
also been implicated (24).
Traditional descriptions of cross-talk between the direct
and indirect pathways (e.g. that indirect pathway CD41
TcellscanbothamplifyanddiminishdirectpathwayCD81
T-cellresponses)(25,26)havereliedonafour-cell,unlinked
model, whereby CD81T cells are stimulated through the
direct pathway by donor cells, while helper or regulatory
CD41T cells are recruited through interaction with recipi-
ent DC presenting allogeneic MHC through the indirect
pathway.
The description of MHC transfer helps to resolve the
paradox that the four-cell hypothesis is non-compliant
withthedogmathatCD4andCD8Tcellsarerecruited(and
linked) by the same APC by proposing an alternative
method of alloantigen presentation. This ‘semi-direct’
pathway of allorecognition (27), whereby recipient APCs
acquire allogeneic MHC:peptide complex through MHC
transfer (and stimulate CD81T cells through the direct
pathway) as well as peptides of allogeneic histocom-
patibility antigens (which are processed and recruit CD41
T cells through the indirect pathway) links direct and
indirect allorecognition through a single APC and also
provides a mechanism for the observed cross-talk between
them.
It is also a possibility that molecular transfer of MHC
in comparison with antigen processing may lead to a more
faithful delivery of allogeneic antigens to lymph node
resident T cells. Although there is no direct evidence in
supportofthis,CD41TcellsacquiringMHCbymembrane
transfer are capable of both stimulating and inhibiting
autologous CD4 cells responses in the same manner as
‘professional’ APCs (28). Therefore. the semi-direct path-
way of allorecognition may have implications for the regu-
lation of responses to allogeneic tissues.
Relative contribution of the direct, indirect and
semi-direct pathways to allorecognition
The presence of passenger APC in donor tissues at the time
of transplantation dictates that the direct anti-donor allo-
response is vigorous in the early period post-engraftment
and diminishes with the death and removal of these APCs
over time. The indirect alloresponse, on the contrary,
requiring antigen capture and processing, is less rapid than
the direct pathway but continues for the life of the graft as
graft-derived antigens are continuously acquired and
processed.Asaratioofalloresponsiveness, therefore,direct
allorecognition predominates in the early post-transplant
period,whiletheindirectpathwaybecomesmoreprominent
with time. Of clinical relevance is the observation that
rejectionoftransplantedtissuesismorecommonlyobserved
in the early post-engraftment period (usually the first 6
months), while tolerance to grafts develop at a later time
point. This correlates with demonstrations that regulatory
CD41CD25hiT cells that can mediate transplant tolerance
548
ª 2007 The Authors
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Allorecognition and the alloresponse
B. Afzali et al.
Page 5
have indirect rather than direct pathway alloreactivity (29).
The relative contribution of the semi-direct pathway to
clinical rejection is as yet unknown.
Histocompatibility antigens
MHC protein products
The protein products of MHC molecules, expressed on the
surfaceofallnucleatedcells,areresponsiblefortheimmune
response to allogeneic tissues. Of all the genes included
in this region, two highly variable groups are central in
allorecognition. These are the class I and class II molecules.
Class I molecules are known as human leukocyte antigens
(HLA)-A, -B and -C in humans and H2-K, -D, -L in mice
and are constitutively expressed on most nucleated cells.
Class II molecules are known as HLA-DR, -DP and -DQ in
humans and H2-A and -E in mice and are constitutively
expressed only by bone marrow-derived APCs, such as
macrophages, DC, B lymphocytes and by thymic epithelial
cells. The convention is to identify the genes in Roman
letters (e.g. HLA-DRB or H2-D) and the encoded proteins
in corresponding Greek symbols (e.g. HLA-DR bor H2-
Ab) (Figure 2).
The MHC contains the most variable functional genes
described in vertebrates. At three of the more variable
human MHC loci, HLA-A, HLA-B and HLA-DRB1, 243,
499 and 321 alleles have been resolved worldwide, re-
spectively, and nucleotide diversity in the human MHC is
up to two orders of magnitude higher than the genomic
average (30). This polymorphism underlies the extreme
difficulty in finding perfectly matched organs or unrelated
bone marrow donors that will not induce a strong anti-
MHC alloresponse. MHC genes are inherited from the
parents as a whole set or haplotype, and because each
individual has two sets of chromosomes, one haplotype
will come from the mother and the other from the
father.
Thesemoleculesplayacritical roleinthenormalimmune
system, namely the presentation of peptides in a form that
can be recognized by T cells. In particular, CD81T cells
recognizepeptidespresentedbyclassImoleculesandCD41
T cells recognize those presented by class II molecules and
this is valid both for the self-MHC molecules as well as
the allo-MHC molecules. From the crystal structures of
the extracellular portions of human class I and class II
molecules, it is now clear that the MHC molecules form
a ‘groove’ where the peptide to be presented is bound (31).
The peptides presented are the result of the natural
processing of cellular and serum proteins. The peptide-
binding groove of the MHC molecules on each cell is thus
occupiedbyaverydiverse(severalhundreds)setofdifferent
peptides. Class I molecules are mainly occupied by peptides
originating from intracellular proteins, whereas those pre-
sented by class II molecules have mainly an extracellular
origin (32); although cross-presentation of peptides of ex-
tracellular origin has been widely demonstrated in class I
molecules (33). It has been confirmed that the TCR re-
cognizes a complex of two MHC helixes and a bound
peptide. In the allorecognition setting in a direct pathway
response, these MHC–peptide complexes recognized are
from the allogeneic tissue. Recently, it has been shown that
complementarity-determining region (CDR) 3a could
undergo rearrangements to adapt to structurally different
peptideresidues.ThisCDR3loopflexibilityhelpstoexplain
TCR binding cross-reactivity and thus supports the
conundrum of T cells responding to MHC molecules that
they have not been selected to recognize (34).
The MHC class I-related chain (MIC) system
In 1994, two new polymorphic families of MHC class I-
related genes, termed MHC class I-related chain A (MICA)
and B (MICB), were described (35). These genes are located
near the HLA-B locus on chromosome 6 and encode cell
surface glycoproteins that do not associate with b-2 micro-
globulin. These molecules function as restriction elements
for intestinal g/dT cells and they behave as cell stress
molecules. MICA is expressed in endothelial cells, kerati-
nocytes and monocytes, but not in CD41, CD81or CD191
lymphocytes (36). It is, therefore, likely that the poly-
morphic MICA molecule may be a target for specific
antibodiesandTcellsinsolidorgangraftsoringraftvshost
disease (GvHD) (37). The anti-MICA antibodies induce
a prothrombotic state, characterized by a loss of surface
heparan sulphate and thrombomodulin from cultivated
endothelial cells (38). In fact, in kidney transplants, two
prospective trials, after 1 and 4 years, have provided strong
evidence that HLA and MICA antibodies are associated
with graft failure (39).
Figure 2 The major histocompatibility complex (MHC) in mice and
humans. MHC genes are encoded on chromosomes 6 and 17 in humans
in humans and mice, respectively.
Adapted from http://pathmicro.med.sc.edu/ghaffar/mhc2000.htm
ª 2007 The Authors
Journal compilation ª 2007 Blackwell Munksgaard ? Tissue Antigens 69, 545–556
549
B. Afzali et al.
Allorecognition and the alloresponse
Page 6
Minor histocompatibility antigens
A different set of polymorphic non-MHC proteins have
been identified that are important in provoking transplant
rejection, they were defined by Snell and colleagues as
mHAg, as the rejection reactions they induced in mice were
slower (40). In principle, any protein that has polymor-
phisms within a species can become mHAg. Peptides from
these proteins are presented to T cells in an MHC class I or
class II restricted manner (41). The number of possible
mHAgs in transplants performed between genetically
unrelated, MHC-matched individuals, is very large. How-
ever, the reactions seem to be restricted to a few epitopes,
thus dubbed immunodominant (41). The molecular basis
for this phenomenon is incompletely understood, although
it has recently been shown that both the duration of
individual mHAg presentation and the avidity of T-cell
antigenrecognitioninfluencethemagnitudeofthecytotoxic
response that ensues (42).
The frequency of T cells responding to these antigens in
non-transplanted individuals is very small and can only be
measured in vitro after in vivo immunization or repeated
stimulations,asopposedtodirectpathwayresponses.When
alloresponses of mHAgs have been measured, the cells that
respond to these antigens are generally CD81T cells,
implyingthatmostmHAgsarepeptidesboundtoself-MHC
class I molecules. However, peptides bound to self-MHC
class II molecules can also participate in the response to
MHC-identical grafts (43). The in vivo correlate of an
immune response to an mHAg is transplant rejection, or
inMHC-matchedindividuals,GvHD(44).GvHDisaseries
of manifestations and symptoms that appear after bone
marrow transplantation (BMT) and results from an im-
mune response of the immunocompetent cells of the donor
against the tissues of the recipient. The effector immune
responses are specifically described later on. Notably, even
though mHAgs are named minor, and the frequency of
responders to these antigens is very low, after transplanta-
tion, a single immunodominant mHAg can induce GvHD.
Apart from gene polymorphisms, homozygous gene dele-
tions can also serve as mHAgs as it has recently been
described for an autosomal gene in the UDP-glycosyltrans-
ferase 2 family (45).
Minor HLA antigens important in transplantation have
been described from different cellular origins.
(a) Encoded by sex chromosomes: The most thoroughly
studied are a set of proteins encoded on the male-specific Y
chromosome that are known collectively as H-Y antigens.
The absence of Y-chromosome-specific gene products in
females induces responses to male antigens. In fact, these
responses are very frequent (37–50%) in women with
previous male pregnancies (46), whereas male anti-female
responses are not seen (because both males and females
express X-chromosome-derived genes). To date, the number
of H-Y epitopes described in humans that are important in
transplantationis10(47).Thesearerestrictedbyeitherclass
IorclassIImoleculesandoriginateinsixdifferentlociofthe
Y chromosome (DFFRY, SMCY, TMSB4Y, UTY, DBY
and RPS4Y1).
(b) Encoded by autosomes: Non-Y-linked mHAgs have
also been shown by T cells from patients with GvHD after
BMT between HLA identical individuals. The first example
identified in humans was named ‘HA’ (48) after the patient.
Recognition of this peptide was restricted by class I
molecules. In the interim, other antigens have been
identified for humans (HA-1, -2, -3, -8, HB-1, ACC-1,
etc.); their cellular origin is varied: Mysoin 1G, LBC
oncogen, BCL2A1, and some not yet identified genes (47)
are examples.
(c)Encoded bymitochondrial DNA (mtDNA): Tracking
of an mHAg to the small mitochondrial genome from the
studies of a maternally transmitted transplantation antigen
informed that such peptides could become histocompati-
bility antigens (49). Cytotoxic T lymphocytes (CTL) were
used to test candidate peptides derived from polymorphic
regions of the enzyme mt-ND1. A simple amino acid dif-
ference in the peptide was found to account for immuno-
genicity. Subsequently, additional mitochondrial genes in
mouseandrat havebeenfoundtoencodemH peptides, and
severalarepresentedtoTcellsbynon-classical,MHCclassI
molecules (50). In the humans, however, no effect was
observed on cumulative disease-free survival or incidence
rate of GvHD when the clinical effect of mtDNA
mismatches was studied in a Japanese cohort (51).
Natural killer-cell-mediated allorecognition
Recent genetic studies have established that the killer cell
immunoglobulin-like receptor (KIR) genomic region dis-
plays extensive diversity through variation in gene content
and allelic polymorphism within individual KIR genes. It is
shown by family segregation analysis, genomic sequencing
and gene order determination that genomic diversity by
gene content alone gives rise to more than 20 different KIR
haplotypes and at least 40–50 KIR genotypes (52). The
importance of this recognition stems from the fact that in
the clinical setting of mismatched hematopoietic stem cell
transplantation, donor vs recipient natural killer (NK) cell
alloreactivity has been associated with better outcome (53).
This alloreactivity derives from a mismatch between
inhibitory receptors for self-MHC class I molecules on
donor NK clones and the MHC class I ligands on recipient
cells. NK-cell function is regulated by clonally distributed
inhibitory receptors that are specific for self-MHC class I
molecules. Lack of engagement of these receptors results in
target cell lysis (missing self-recognition), which has the
potential to eliminate the remaining malignant recipient-
originated cells (54). The role of NK-cell alloreactivity in
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B. Afzali et al.
Page 7
solid organ transplantation is less known. Results in animal
models show that NK cells are neither necessary nor suf-
ficient for acute immune rejection – which does not exclude
an NK-cell contribution to the rejection process (55).
The alloresponse
When an alloantigen that is both antigenic and immuno-
genic is recognized by any of the pathways mentioned
above, the resulting effector arm of the immune system is
termed the alloresponse. In such a response, the innate and
adaptive immune systems function synergistically to reject
the allograft through non-exclusive pathways: including
contact-dependent T-cell cytotoxicity, granulocyte activa-
tion by either T helper 1 (Th1)- or Th2-derived cytokines,
NK-cell activation, alloantibody production and comple-
ment activation.
Grafted tissue destruction is achieved through different
mechanisms: (i) direct cytotoxicity exerted by CD41or
CD81T cells that are recognizing donor MHC molecules
through the direct pathway, (ii) macrophage-mediated
delayed type hypersensitivity stimulated by CD41and
CD81T cells that have been activated through the direct or
the indirect pathway and (iii) complement activation or
antibody-dependent cytotoxicity of grafted cells opsonized
by allogeneic antibodies (56). The important role of these
alloantibodies in mediating rejection has been emphasized
by Terasaki (57). Of note, the presence of anti-donor
antibodiesimpliesthatB-celltoT-cellcross-talkinresponse
to alloantigens has occurred; this by definition should have
occurred via the indirect pathway. Namely, B cells re-
cognizing antigen via their B-cell receptor have internalized
it, processed it to peptides that have then been presented in
thecontextof self-MHCtoTcells,whichhaveprovidedhelp
for B-cell effector function and antibody class switching.
In terms of T-cell polarized effector responses, both Th1
and Th2 responses can result in rejection responses, par-
ticularlyinthehumansetting(56).Theroleofinterleukin17
(IL-17) and transplant rejection is yet to be elucidated (58).
This combined cellular and molecular response is
reflected in vivo by different manifestations. The following
descriptions have been extensively studied for kidney grafts
because of availability of biopsy material from engrafted
tissue, but the features apply to all solid organ transplants.
Hyperacute rejection
This is the term applied to very early graft loss, usually
within the first 48 h. It occurs when preformed antibodies
are present in the recipient’s serum, specific for donor
antigens expressed on graft vascular endothelial cells. Such
antibodies fall into two main categories: low affinity
immunoglobulin M (IgM) antibodies, which are specific
for ABO blood group antigens and high affinity IgG
antibodies directed against HLA antigens. The binding of
these antibodies to their targets triggers activation of
clotting, complement and kinin cascades leading to intra-
vascular thrombosis, ischaemia and subsequent necrosis.
Previously, ABO blood matching in solid organ trans-
plantation was mandatory between donor and recipient.
However, recently, protocols to overcome the humoral
response have been developed (including pretransplanta-
tion plasmaphoresis) and experience in transplanting into
presensitized recipients is being obtained (59). Natural
antibodies exist in humans against the Galactose-a-1-3-
galactose epitope present in all other mammals and
constitute one of the major impediments to successful
xenotransplantation (60). The generation of Gal-deficient
pigs has overcome hyperacute anti-Gal-mediated xenograft
rejection in nonhuman primates. However, non-Gal anti-
porcine natural antibodies still represent a potentially rele-
vant immunological hurdle in a subgroup of individuals by
inducing endothelial damage in xenografts (61). The second
group of antibodies consists of high affinity IgG antibodies
directed against donor HLA antigens. As already men-
tioned, the existence of anti-MHC alloantibodies indicates
indirectpathwayT-cellsensitization.Theseusuallyoccuras
a result of previous immunization, by blood transfusions,
pregnancies or failed allografts. They also occur in 1% of
the population for no obvious reason (62). A full immu-
nological evaluation withABO blood group determination,
HLA typing, screening for antibody to HLA phenotypes
and cross-matching need to be gathered before trans-
plantationtoavoidantibody-mediatedhyperacuterejection
or to proceed with specific protocols in highly sensitized or
in positive T-cell cross-match patients (63).
Acute rejection
In the absence of any preformed antibodies, solid organ
grafts can still be rejected after a few days. In the clinical
setting, with the presence of pharmacological immunosup-
pression, this form of rejection usually occurs between
5 days and 3 months after transplantation. Histological
findings in acute rejection (AR) generally show a diffuse
interstitial cellular infiltrate composed of both CD41and
CD81T cells, where the picture is dominated by CD81T
cells with an activated or memory, CD45RO1, phenotype
(64). Whereas, for other forms of AR, such as vascular re-
jection, the infiltrating cells found in the intimal arteritis
lesions of the biopsies are predominantly macrophages and
T cells are in the minority (65). Recently, the specific
transcriptional activity of the infiltrating cells has been
associated with clinically significant acute cellular rejection
to differentiate it from other forms of lymphocytic in-
filtrates (66). In some animal models, it is notable that both
CD41T-cell and CD81T-cell populations can reject solid
organallograftsindependently,whileinothersthereissome
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551
B. Afzali et al.
Allorecognition and the alloresponse
Page 8
evidence that CD41cells are an absolute requirement (67).
In the clinical setting, it is likely that both cell subtypes are
involved in the rejection process. In summary, it appears
that the AR process is a complex event composed of many
effector cells including CD41T cells, CD81T cells and
macrophages.
Chronic rejection
This term was used in the initial years to describe slow late
deterioration of graft function. Recently, the term is limited
to mean late graft loss caused by a host-anti-graft immune
response(68).Severalfactorscontributetothepathogenesis
of late graft loss. To better understand the mechanisms
involved in this process, the terminology is being redefined.
The array of changes found in biopsies of grafts with
progressive dysfunction is referred to as chronic allograft
nephropathy. This is characterized by chronic interstitial
fibrosis, tubular atrophy, vascular occlusive changes and
glomerulopathy (69).
Despite limiting the term chronic rejection (CR) to
describe the immune-mediated chronic changes present in
late graft dysfunction, there are disagreements about the
histological changes that constitute CR. The Banff criteria
include extension of interstitial fibrosis, tubular atrophy,
mesangial matrix increase, chronic glomerular changes
(presence of ‘double contours’ in capillary loops thought
to be secondary to basement membrane duplication) and
chronic vascular changes. Several authors agree that the
vascular features of CR are disruption of the elastic lamina,
the presence of inflammatory cells in the intima (endothe-
lialitis) and fibrous intimal thickening because of pro-
liferation of myofibroblasts (70). Other authors claim that
thespecificchangesrelatedtoimmune-relatedresponsesare
endothelialitis, tubulitis and complement (C4d) deposition
inperitubularcapillaries(68).Othersarguethatthevascular
changes are the primary immunological insult and the
parenchymal fibrosis changes are secondary to the ischae-
mia(71).ThereiscommonconsentthatthedetectionofC4d
deposits in the presence of donor-specific alloantibodies in
thecirculation implyaB-cell involvementin CR(68). These
andotherfindingssuggestthatantibody-mediatedrejection
is important in graft failure (57). In fact, in recipients of
renal, cardiac and lung allografts, the development of anti-
HLA antibodies is linked to the development of CR (72).
Although common consent has not yet been reached
concerning the histology of CR, it is clear that there are
risk factors linking chronic transplant dysfunction and the
anti-donor immune response.
The damage sustained to an allograft is therefore the
result of a complex process; it usually does not represent
asingleentitybutthesummatedeffectsoftissueinjuryfrom
several pathogenic insults and the graft’s healing response,
modified by alloimmunity and immunosuppression. A
mixed histological picture is thus common with several
drivers of tissue damage and fibrosis often operating
simultaneously (73). Additionally, the processes underlying
CR can develop very early, in fact in kidney transplants it
has been described to appear as early as 3 months post-
transplantation (70).
Special considerations
There are several circumstances that pose specific problems
for alloresponsiveness. Pregnancy, for instance, carries a
significant alloantigenchallenge as50% offoetal histocom-
patibilityantigensarepaternallyderived(theyareantigenic)
and should elicit a rejection response. Nevertheless, in con-
trast to partially matched transplanted allografts, tolerance
rather than rejection develops to the foetal tissues (i.e. these
tissues are not fully immunogenic) (74). Foetal attempts to
evade the maternal immune response [by diversion of
expression of histocompatibility antigens from classical
forms(e.g.HLA-AandHLA-B)towardsnon-classicalforms
(such as HLA-E, HLA-F and HLA-G) on cells of the
trophoblast (75)] are only partially successful as T cells
alloreactive to paternal antigens persist throughout preg-
nancy (74). The relative immunological privilege that is
affordedtothedevelopingfoetusinspiteofthisistheresultof
cooperation between the maternal and foetal immune
systems and are characterized by a number of mechanisms
which are reviewed in Hunt (76). Briefly, production of inhi-
bitory factors, either soluble [e.g. IL-10 (77), transforming
growth factor-b (TGF-b) (78) and indoleamine 2,3-dioxy-
genase (IDO) (79)] or cell-bound [e.g. programmed death
ligand-1 (PDL-1) (80) and FasL (81)] as well as a significant
increase in the proportion of CD41CD251Tregs, both
locally (uterine) and systemically (spleen and lymph node)
(82), enhance tolerance towards paternally derived alloanti-
gens during pregnancy. Indeed, the role of Tregs cannot be
underestimated as Treg deficiency leads to termination of
pregnancy between genetically disparate but not genetically
identical parents (82). In fact, the cumulative effects of these
mechanism may underlie and explain the frequent ameliora-
tion of human (maternal) autoimmune diseases during preg-
nancy (83) and the detectable persistence of foetal cells in the
maternal circulation many years following parturition (84).
Another situation that requires special consideration is
GvHD. The mechanism of allorecognition during GvHD is
similar to host recognition of donor antigens but in reverse,
that is to say that donor T cells recognize alloantigens on
host APC (direct allorecognition) (85) and on syngeneic
(donor) APC (indirect allorecognition) although it is
probably the contribution of the host APC, which is of
critical importance in GvHD (85). Although a full descrip-
tionoftheseprocessesisbeyondthescopeofthisreview[the
reader is directed towards reference (86)], allorecognition
(by donor T cells of recipient ‘alloantigens’) clearly plays
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Allorecognition and the alloresponse
B. Afzali et al.
Page 9
a central role as donor TCR Va and Vb usage appear
restricted and skewed in both murine (87) and human (88)
GvHD and often show specificity for distinct immunodo-
minant antigens, usually of the mHAg family (87). This
latterisofimportanceasGvHDdevelopsevenifthedonor–
recipient pair are matched for HLA antigens (89). Not
surprisingly, perhaps, the risk of GvHD is higher in the
settingofgendermismatching,especiallyifthefemaledonor
is multiparous or has had previous blood transfusions
(presumablythrough sensitization totheH-Y antigen) (90).
Although most frequent following allogeneic BMT (91),
GvHD does also occur in association with solid organ
transplants including liver (92), intestine (93), lung (94),
pancreas (95) and kidney (96). The relative risk of
developing GvHD (higher in BMT than in solid organ
transplants) is thought to be related to the number of donor
lymphocytes which are transferred along with the allo-
graftedtissueespeciallybecausemurinemodelsshowadose–
response relationship between GvHD severity and T-cell
infusate number and depletion of donor T cells reduces the
risk and severity of the disease. The pathophysiology of
this condition consists of a three-step process (86), namely
(i) tissue damage incited by the conditioning regime leading
to upregulation of inflammatory mediators such as IL-1,
tumour necrosis factor alpha (TNF-a), adhesion molecules
and increased expression of MHC and co-stimulatory
molecules on recipient APCs, (ii) migration of donor T cells
to lymphoid tissues, activation and differentiation through
interaction with host (and donor) APC followed by
migration to target tissues of GvHD (including mucosal
surfaces and skin) and (iii) an effector phase characterized
by tissue injury mediated by reactive oxygen species and
cytolytic mechanisms including TNF-a, perforin, granzyme
and Fas–FasL interactions.
The role of regulatory cells, including Natural Killer T
(NKT)cellsandCD41CD251TregsinGvHDisunclearat
present although they are capable of suppressing GvHD
(97, 98). The latter may operate through mechanisms
including IL-10 production and can be expanded in vitro
for this purpose (99).
The translational relevance of the basic science
The studyofallorecognition andalloresponses ismore than
merely the study of immunology in the context of an
artificial model. The very real immunological emphasis on
maintenance of self-integrity through the exclusion of
tissues belonging to genetically disparate members of the
same species while permitting tolerance to semi-allogeneic
foetal tissues argues in favour of the existence of a dynamic
structure, which lends itself to modification and which may
be manipulated through appropriate interventions. The
identification of different pathways of allorecognition and
different patterns of clinical alloresponses emphasizes the
concept that a number of different targets may exist for
monitoring or manipulation to engender clinical tolerance
to engrafted transplants without the need for high dose
broad-spectrum immunosuppression that currently carries
with it the risk of life-threatening infections and malig-
nancy.
Inparticular,therearetwoongoinginternationalstudies,
the Immune Tolerance Network and the European Union
study, which aim to identify indices of tolerance that may
distinguishthosekidneytransplantrecipientswhoareaptto
develop tolerance to a transplant from those that are not;
and effector mechanisms whose alteration/modification
may be critical in engendering tolerance.
With regard to immune manipulation, the most promis-
ing cellular therapies that are being tested to inhibit the
response in solid organ transplantation are the adoptive
transfer of ex vivo T cells with regulatory function and DC
with specific tolerogenic potential. This illustrates the
conceptofantigenicityandimmnogenicitywherebytherapy
aims to alter the response to an alloantigen, which is
antigenicsoastorenderitnon-immunogenic.Inthecontext
of allogeneic stem cell transplantation, the focus is on the
ability to control relapses of the original leukaemic disease.
In this area, in vitro cultured leukaemia-reactive CTL lines
selected on their ability to inhibit the proliferation of
leukaemic progenitor cells in vitro have been successfully
applied to treat accelerated phase Chronic Myeloid
Leukaemia (CML) (100).
Concluding remarks
In summary, allorecognition and the alloresponse are key
components of the immune response that may actually
predatethedevelopmentofimmunity.Theyare,inaddition,
dynamic entities, which may manifest as either acceptance
or rejection of foreign tissues. An understanding of the
mechanisms underlying allorecognition and the alloresponse
as well as pathways of tolerance development will be
essential in the design of clinically viable immunotherapy
aimed at preservation of functional allografts without
immunosuppression or development of GvHD.
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