Behavioral epigenetics.
ABSTRACT Sponsored by the New York Academy of Sciences, the Warren Alpert Medical School of Brown University and the University of Massachusetts Boston, "Behavioral Epigenetics" was held on October 29-30, 2010 at the University of Massachusetts Boston Campus Center, Boston, Massachusetts. This meeting featured speakers and panel discussions exploring the emerging field of behavioral epigenetics, from basic biochemical and cellular mechanisms to the epigenetic modulation of normative development, developmental disorders, and psychopathology. This report provides an overview of the research presented by leading scientists and lively discussion about the future of investigation at the behavioral epigenetic level.
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Article: Translating the histone code.
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ABSTRACT: Chromatin, the physiological template of all eukaryotic genetic information, is subject to a diverse array of posttranslational modifications that largely impinge on histone amino termini, thereby regulating access to the underlying DNA. Distinct histone amino-terminal modifications can generate synergistic or antagonistic interaction affinities for chromatin-associated proteins, which in turn dictate dynamic transitions between transcriptionally active or transcriptionally silent chromatin states. The combinatorial nature of histone amino-terminal modifications thus reveals a "histone code" that considerably extends the information potential of the genetic code. We propose that this epigenetic marking system represents a fundamental regulatory mechanism that has an impact on most, if not all, chromatin-templated processes, with far-reaching consequences for cell fate decisions and both normal and pathological development.Science 09/2001; 293(5532):1074-80. · 31.20 Impact Factor -
Article: Epigenetic regulation in psychiatric disorders.
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ABSTRACT: Many neurological and most psychiatric disorders are not due to mutations in a single gene; rather, they involve molecular disturbances entailing multiple genes and signals that control their expression. Recent research has demonstrated that complex 'epigenetic' mechanisms, which regulate gene activity without altering the DNA code, have long-lasting effects within mature neurons. This review summarizes recent evidence for the existence of sustained epigenetic mechanisms of gene regulation in neurons that have been implicated in the regulation of complex behaviour, including abnormalities in several psychiatric disorders such as depression, drug addiction and schizophrenia.Nature reviews. Neuroscience 06/2007; 8(5):355-67. · 30.44 Impact Factor -
SourceAvailable from: binghamton.edu
Article: Developmental origins of adult function and health: Evolutionary hypotheses
Ann Rev Anthropol. 38:131-147.
Page 1
Ann. N.Y. Acad. Sci. ISSN 0077-8923
ANNALS OF THE NEW YORK ACADEMY OF SCIENCES
Issue: Annals Meeting Reports
Behavioral epigenetics
Barry M. Lester,1Edward Tronick,2,3Eric Nestler,4Ted Abel,5Barry Kosofsky,6Christopher W.
Kuzawa,7Carmen J. Marsit,8Ian Maze,9Michael J. Meaney,10Lisa M. Monteggia,11Johannes
M. H. M. Reul,12David H. Skuse,13J. David Sweatt,14and Marcelo A. Wood15
1Departments of Psychiatry and Human Behavior and Pediatrics, Warren Alpert Medical School, Brown University, Women
and Infants Hospital, Providence, Rhode Island.2Department of Psychology, University of Massachusetts, Boston,
Massachusetts.3Child Development Unit, Children’s Hospital Boston, Harvard Medical School, Boston, Massachusetts.
4Mount Sinai Brain Institute, Department of Neuroscience, Mount Sinai School of Medicine, Fishberg Department of
Neuroscience, Mount Sinai School of Medicine, New York, New York.5Department of Biology, University of Pennsylvania,
Philadelphia, Pennsylvania.6Divsion of Pediatric Neurology, New York-Presbyterian Hospital/Weill Cornell Medical Center,
New York, New York.7Institute for Policy Research, Northwestern University, Evanston, Illinois.8Department of Pathology and
Laboratory Medicine, Brown University, Providence, Rhode Island.9The Rockefeller University, Laboratory of Chromatin
Biology and Epigenetics, New York, New York.10Departments of Psychiatry, Neurology, and Neurosurgery, McGill University,
Montreal, Quebec, Canada.11Department of Psychiatry, University of Texas Southwestern Medical Center, Dallas, Texas.
12Henry Wellcome Laboratories for Integrative Neuroscience and Endocrinology, University of Bristol, Bristol, United Kingdom.
13Behavioural and Brain Sciences Unit, University College of London, Institute of Child Health, London, United Kingdom.
14Department of Neurobiology, University of Alabama at Birmingham, Birmingham, Alabama.15Department of Neurobiology
and Behavior, University of California, Irvine, California
Address for correspondence: Barry Lester, Ph.D., Brown Center for the Study of Children at Risk, Women and Infants Hospital,
101 Dudley St., Providence, RI 02908. Barry_Lester@Brown.edu
Sponsored by the New York Academy of Sciences, the Warren Alpert Medical School of Brown University and the
University of Massachusetts Boston, “Behavioral Epigenetics” was held on October 29–30, 2010 at the University of
MassachusettsBostonCampusCenter,Boston,Massachusetts.Thismeetingfeaturedspeakersandpaneldiscussions
exploringtheemergingfieldofbehavioralepigenetics,frombasicbiochemicalandcellularmechanismstotheepige-
netic modulation of normative development, developmental disorders, and psychopathology. This report provides
an overview of the research presented by leading scientists and lively discussion about the future of investigation at
the behavioral epigenetic level.
Keywords: behavior; epigenetics; chromosome; gene regulation; transcription; methylation
Background and perspectives
What is behavioral epigenetics?
Barry M. Lester (Alpert Medical School of Brown
University) introduced the topic of the conference,
behavioralepigenetics,bydescribingresearchonthe
developmental origins of adult diseases, suggesting
thatthefetusisactuallymakingadaptationsthrough
programming to “prepare” for the postnatal en-
vironment in response to environmental signals.
These effects are due, in part, to epigenetic mech-
anisms, raising the fascinating question of whether
these mechanisms can also explain behavioral out-
comes, thus providing an example of the kind of
research that could lead to a new field—behavioral
epigenetics.Behavioralepigeneticswasdescribedas
the application of the principles of epigenetics to
the study of physiological, genetic, environmental,
and developmental mechanisms of behavior in hu-
man and nonhuman animals. Investigations typi-
cally focus at the level of chemical changes, gene
expression, and biological processes that underlie
normal and abnormal behavior. This includes how
behavior affects and is affected by epigenetic pro-
cesses. Interdisciplinary in its approach, it draws
on sciences, such as neuroscience, psychology and
psychiatry,genetics,biochemistry,andpsychophar-
macology.Whereastherearethousandsofstudiesof
epigeneticsthathavebeenconductedoverthelast40
years, the application of epigenetics to the study of
doi: 10.1111/j.1749-6632.2011.06037.x
14
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Lester et al.Behavioral epigenetics
Figure 1. The figure shows the 96 articles on behavioral epigenetics grouped by the behavioral construct studied and the genes
that were studied in each of the behavioral construct categories.
behavior is just beginning. A literature search of ci-
tations found only 96 articles to date on behavioral
epigenetics (see Appendix). These articles were an-
alyzed according to the behavioral construct that
was studied (e.g., substance use, psychiatric ill-
ness,learning/memory,neurodevelopment,parent-
ing, stress, and neurodegenerative disorders), the
species studied (e.g., human, mouse, rat), the tissue
thatwasanalyzed(e.g.,brain,blood),theepigenetic
mechanisms that were studied (e.g., methylation,
histone modifications), and the particular genes in-
vestigated (Fig. 1). For example, in relation to par-
enting, the most commonly studied genes were the
glucocorticoidreceptorandFOSgenes.Thepresen-
tation concluded with cautionary notes about the
unique issues involved in the study of behavioral
epigenetics in humans.
Epigenetics: basic processes and
mechanisms
Eric Nestler (Mount Sinai School of Medicine) pre-
sented an overview of basic epigenetic processes
and mechanisms.1,2A broad perspective of epige-
netics includes any structural adaptation in chro-
mosomal regions that mediate altered rates of gene
transcription. Epigenetic regulation, also known
as chromatin remodeling, in neurons, describes a
process where the activity of a particular gene is
controlled by the structure of chromatin in that
gene’s proximity (Fig. 2). Chromatin remodeling
is complex, involving multiple covalent modifica-
tionsofhistones(e.g.,acetylation,phosphorylation,
methylation), ATPase-containing protein com-
plexes that move histone oligomers along a strand
of DNA, methylation of DNA, and the binding of
numerous transcription factors and transcriptional
coactivators and corepressors, all of which act in
a concerted fashion to determine the activity of a
given gene. Epigenetic regulation is crucial for ner-
vous system development. Specifically, it can help
elucidate how genes are affected by environmen-
tal stimuli, including severalcommon mentalretar-
dation syndromes and related neurodevelopmen-
tal disorders that are caused by abnormalities in
chromatin-remodeling mechanisms.
Epigenetic regulation also occurs in the mature,
fullydifferentiatedbrainandprovidesuniquemech-
anisms that may underlie the stable changes in
geneexpressionunderbothnormalconditions(e.g.,
learning and memory) and in several pathological
states (e.g., depression, drug addiction, schizophre-
nia, and Huntington’s disease, among others). In
some rare cases (e.g., gene imprinting), epige-
netic modificationscanbetransmittedtooffspring,
which raises the possibility that behavioral experi-
enceinadultlifemightinfluencegeneexpressionin
subsequent generations. However, there has not yet
beendefinitiveevidenceforepigenetictransmission
of behavioral experience. While work on epigenetic
mechanisms in the brain is still in early stages, it
promises to improve our understanding of brain
plasticity, the pathophysiology of neuropsychiatric
disorders, and may lead to the development of fun-
damentally new treatments for these conditions.
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Behavioral epigeneticsLester et al.
Figure 2. General scheme of chromatin remodeling. (A) DNA double helix wrapped around an octomer of histone proteins
forming the unit of chromatin, the nucleosome. (B) Chromatin can be conceptualized as existing in two primary structural states:
as active, or open, euchromatin in which histone acetylation opens up the nucleosome to allow binding of the basal transcriptional
complexandotheractivatorsoftranscription;orasinactive,orcondensed,heterochromatin,whereallgeneactivityispermanently
silenced. In reality, chromatin exists in a continuum of several functional states (active, permissive, repressed, and inactivated).
Enrichment of histone modifications, such as acetylation (A) and methylation (M) at histone N-terminal tails and related binding
of coactivators (Co-Act) or repressors (Rep), to chromatin modulates the transcriptional state of the nucleosome.
Epigenetics, intergenerational inertia, and
human adaptation
Christopher W. Kuzawa (Northwestern University)
explored the importance of the dynamic nature of
epigenetic change as a means by which organisms
adapt to environmental change.3,4He emphasized
thatorganismsmustcopewitheverythingfromvery
rapid and acute fluctuations (e.g., overnight fast
followed by breakfast) to chronic conditions that
changeonlygradually(e.g.,iceagesormigratingtoa
newenvironment).Arangeofadaptivemechanisms
allowshumanpopulationstoadjusttothesevarious
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Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Lester et al.Behavioral epigenetics
timescales of change (Fig. 3). Natural selection sifts
through the gene pool to select gene variants well
suited to the most stable features of local ecologies.
Rapid and reversible homeostatic processes lie at
the other extreme, maintaining internal constancy
against a backdrop of dynamic environmental con-
ditions, such as food intake or psychosocial stress.
Henotedtheadaptiveimportanceofdevelopmental
plasticityorthecapacitygroundedinepigeneticand
other changes that allows a single genome to create
a range of possible traits in interaction with the en-
vironment (e.g., growing larger lungs when raised
at high altitude). Because organisms only develop
once, changing development in response to envi-
ronmental conditions is generally an irreversible
process; thus, developmental plasticity is a suitable
mode of adaptation to environmental features that
are too chronic to be buffered by homeostasis, but
that are also too transient for genetic adaptations to
consolidate around.
Kuzawa pointed out that many documented ex-
amplesofepigeneticsensitivityinvolvetheadoption
of stable changes in gene regulation in response to
experiences during limited, early stages of devel-
opment (sensitive periods). Might it make adaptive
senseforalong-livedspecieslikehumanstocommit
to a strategy for life so early in the life cycle? Lim-
iting epigenetic sensitivity to early developmental
windows may, in fact, create opportunities to ad-
just biology to more reliable environmental cues in
the form of the mother’s own phenotype. Exam-
plesthatsuggestanabilityofthecurrentgeneration
to entrain development to maternal characteristics
that reflect her cumulative experiences include the
setting of infant growth rate to breast milk leptin
as a cue of maternal energetic history, and work
in the Philippines suggesting that fetal growth may
be calibrated to a woman’s cumulative nutritional
experiences across her lifetime. In both examples,
offspring developmental biology is not sensitive to
potentially transient (and thus unreliable) condi-
tions during the brief period of pregnancy or lacta-
tion.Rather,thematernalresourcesandsignalsthat
aretransferredtooffspringmaybemoreintegrative
andcumulativeinnatureand,thus,potentiallypro-
vide a more reliable basis for adaptive adjustment.
Kuzawa hypothesized that the timing of early sensi-
tive periods, during which many epigenetic settings
are established, may be more than accidental, but
reflect the evolution of a conduit of sorts, allowing
nongenomicinformationtobetransferredbetween
generations.
Learning and memory
The second session, moderated by J. David Sweatt
(University of Alabama at Birmingham), served as
an overview of the roles for epigenetic mechanisms
in long-term learning and memory processes and
highlights one of the most exciting contemporary
areas in the behavioral epigenetics field. The ses-
sion was comprehensive in scope, covering cogni-
tion and behavior, synaptic function and cellular
Figure 3. The timescales of human adaptability. Light gray, more rapidly responsive/less durable; black, slowest to respond/most
durable. Epigenetic changes contribute to multiple modes of adaptation, including developmental and intergenerational processes
that allow adjustment to gradual environmental change occurring on a decadal or multigenerational timescale. Modified after
Kuzawa’s work.4
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Behavioral epigeneticsLester et al.
Figure 4. Schematic representation of epigenetic modifications. (A) In the nucleus, DNA coils and condenses around histones.
Each octameric histone core contains two copies each of histones H2A, H2B, H3, and H4. The DNA–protein complex is referred to
aschromatin.(B)TheDNA-histoneinteractionoccursattheN-terminaltailofahistone,where,forexample,ontheH3N-terminal
tail, there are several sites for epigenetic marking via acetylation, methylation, and phosphorylation. (C) In and around gene
promoters that are rich in cytosine-guanine nucleotides (CpG islands), methyl groups are transferred to CpG sites. This process,
called DNA methylation, is catalyzed by a class of enzymes known as DNA methyltransferases.
plasticity, biochemical signaling mechanisms, and
molecular epigenetic mechanisms. The work de-
scribed largely emphasized the specific epigenetic
mechanisms of histone posttranslational modifica-
tion and DNA methylation.
Epigenetic mechanisms in memory formation
Sweatt addressed the idea that conservation of epi-
genetic mechanisms for information storage rep-
resents a unifying model in biology, with epige-
neticmechanismsbeingusedforcellularmemoryat
levels from behavioral memory to development to
cellular differentiation.5,6As background, Sweatt
discussed how DNA methylation and histone mod-
ifications are the two most extensively investigated
epigenetic mechanisms. As Sweatt described, until
recently it was thought that once laid down, these
epigenetic marks would remain unchanged for the
lifetimeoftheorganism;recentstudies,however,in-
cludingthosefromtheSweattlaboratory,havechal-
lenged this view. Nevertheless, it is clear that DNA
methylation and attendant changes in chromatin
structure are capable of self-regeneration and self-
perpetuation, necessary characteristics for a stable
molecular mark. Thus, Sweatt discussed the broad
hypothesis that DNA methylation marks can be
modified in response to an organism’s experience
and that these marks play a role in dynamically reg-
ulating the gene transcription supporting synap-
tic plasticity and long-term memory formation and
maintenance (Fig. 4).
Sweatt’spresentationalsodescribedseveralpieces
of evidence supporting the idea that DNA methy-
lation plays a role in memory function in the
adult central nervous system (CNS).6Thus, he
described how general inhibitors of DNA methyl-
transferase (DNMT) activity alter DNA methyla-
tion in the adult brain and alter the DNA methyla-
tion status of the plasticity-promoting genes reelin
and bdnf. Additional studies demonstrated that de
novo DNMT expression is upregulated in the adult
rat hippocampus after contextual fear conditioning
and that blocking DNMT activity blocks contex-
tualfearconditioning.Inaddition,resultswerepre-
sented demonstrating that fear conditioning is as-
sociatedwithrapidmethylationandtranscriptional
silencing of the memory suppressor gene protein
phosphatase 1 (PP1) and demethylation and tran-
scriptional activation of the plasticity gene reelin.
These findings have the surprising implication that
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Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Lester et al.Behavioral epigenetics
Figure 5. HDAC3modulatesmemoryformationinaNr4a2-dependentmanner.(A)HDAC3-FLOXmicewithdorsalhippocampal
deletion of Hdac3 exhibit significantly enhanced long-term memory as compared to wild-type littermates (both groups received
RISC free control). In contrast, siRNA-Nr4a2–treated HDAC3-FLOX mice exhibit no enhanced memory. (B) qRT-PCR shows that
siRNA against Nr4a2 significantly reduces Nr4a2 expression in both HDAC3-FLOX and wild-type littermates.
both active DNA methylation and active demethy-
lationmightbeinvolvedinlong-termmemorycon-
solidation in the adult CNS.
Finally, a recent series of studies were described5
that found that the bdnf gene locus is also sub-
ject to memory-associated changes in DNA methy-
lation, and, moreover, that this effect is regulated
by the NMDA receptor. Data were also presented
indicating that neuronal DNMT-deficient animals
have deficits in contextual fear conditioning, the
Morris maze learning task, and hippocampal long-
term potentiation (LTP). Overall, Sweatt concluded
that DNA methylation is dynamically regulated in
the adult CNS in response to experience and that
this cellular mechanism is a crucial step in memory
formation.
Chromatin-modifying enzymes in long-term
memory
In the second presentation of the session, Marcelo
A. Wood (University of California, Irvine) dis-
cussed therole of chromatin-modifying enzymes in
regulating gene expression required for long-term
memory formation. Why are chromatin-modifying
enzymesneededtoregulategeneexpression?Asim-
plisticanswercomesfromthelevelthatcompaction
genomic DNA undergoes when being compressed
to fit into a nucleus. Genomic DNA is two me-
ters in length, yet has to fit into a six-micron nu-
cleus, and, thus, must undergo an approximately
10,000-fold compaction. This generates an access
and indexing problem, which is solved in part by
chromatin-modifying enzymes. The best-studied
chromatin-modifying enzymes in the field of learn-
ing and memory are histone-modifying enzymes,
especiallyhistoneacetyltransferases(HATs)andhis-
tone deacetylases (HDACs) (Fig. 5).
In the first part of his talk, Wood presented his
lab’s research in examining the role of the CREB-
bindingprotein(CBP),apotentHATandtranscrip-
tional coactivator, in long-term memory. One lim-
itation in studying the role of CBP in learning and
memory has been the lack of genetically modified
micewithsufficientspatialandtemporalregulation.
TheWoodlabusedgeneticallymodifiedCBP-FLOX
mice, in combination with adeno-associated virus
(AAV)–expressingCrerecombinase,togenerateho-
mozygous focal Cbp deletions in only area CA1 of
the dorsal hippocampus. This novel approach re-
sulted in the necessary spatial restriction to study
the role of CBP in one brain region and its effect
on long-term memory; additionally, it provided the
temporalrestrictiontostudyahomozygousdeletion
of Cbp in adult mice, which avoids confounds from
developmental or performance issues. The Wood
lab found that homozygous deletions of Cbp re-
sultedinhippocampus-dependentlong-termmem-
ory impairments associated with decreased levels of
specific histone modifications and decreased gene
expression.7
In the second part of his talk, Wood presented
research examining the role of a specific HDAC in
long-term memory formation. To date, the func-
tion of HDAC3, one of the most highly expressed
class I HDACs in the brain, has never been ex-
amined. Again, using AAV-expressing Cre recombi-
nase and HDAC3-FLOX genetically modified mice,
the Wood lab demonstrated that HDAC3 is a key
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
19
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Behavioral epigenetics Lester et al.
negative regulator of long-term memory forma-
tion in the hippocampus. Homozygous deletion
of Hdac3 in area CA1 of the hippocampus led to
enhanced long-term memory associated with in-
creased levels of specific histone modifications and
increased gene expression. Similar results were ob-
served when an HDAC3 selective inhibitor, called
RGFP136,wassitespecificallydeliveredtothedorsal
hippocampus.Together,thegeneticandpharmaco-
logic data demonstrated that HDAC3 is a negative
regulator of long-term memory formation.8
Insummary,WoodpositedthatHDACsrepresent
a type of molecular brake pad that is normally en-
gagedbuttransientlyremovedbysufficientactivity-
dependent signaling to regulate the transcription
required for long-term memory formation.9Wood
concluded by suggesting that this process may rep-
resent a molecular mechanism to explicate why we
do not encode everything we experience into long-
termmemory.Moreover,impairedfunctionofthese
molecular brake pads may be associated with disor-
ders including drug addiction and posttraumatic
stress disorder.
Signaling and epigenetic mechanisms
in stress-related memory formation
In the final presentation, Johannes (Hans) Reul
(University of Bristol, UK) presented a novel mech-
anism that may explain why we make such strong
memoriesofpsychologicallystressfulandemotional
events in our lives. The mechanism he proposed
involves crosstalk between different signaling path-
ways influencing epigenetic processes in neurons of
the hippocampus, a limbic brain region involved in
learningandmemory.Stressfulevents,forexample,
a domestic dispute or a job interview, or in ani-
mals, an attack by a predator, evoke the secretion of
glucocorticoid hormones from the adrenal gland.
Classically, these hormones regulate metabolic and
otherphysiologicalprocessesthatenableanindivid-
ual to cope with the challenge in the best possible
way.
Reul reported, however, that research spanning
the last 25 years has provided evidence that gluco-
corticoidssecretedduringapsychologicallystressful
challenge enhance the consolidation of memories
related to the event—a long-standing observation
thathasremainedunexplaineduntilnow.Afinding
made in the 1980s by de Kloet’s group10pointed to
the dentate gyrus, the gateway of the hippocampus,
asasiteofactionforglucocorticoidsinstress-related
memory formation.
In his presentation, Reul showed that the hor-
mone’s action required distinct epigenetic modifi-
cations of the chromatin: the phosphorylation of
serine10 (S10), in combination with the acetylation
of lysine14 (K14) of histone H3 (H3S10p-K14ac),
leading to the induction of the immediate-early
genesc-FosandEgr-1indentategyrusgranuleneu-
rons in rats and mice in vivo.11,12As the gluco-
corticoid receptor (GR) cannot bring about these
histone modifications directly, Reul suggested that
theGRactsindirectlyviainteractionwithothersig-
naling molecules. More specifically, he postulated
thatGRinteractswiththeNMDAreceptor-activated
ERK (extracellular signal-regulated kinase) MAPK
(mitogen-activated protein kinase) signal pathway,
which has a marked role in learning and memory
processes (Fig. 6; Refs. 12 and 13). Supporting this
notion, Reul presented unpublished in vivo data
clearly showing that in activated dentate granule
neurons, that is, those exhibiting phosphorylated
ERK1/2 (pERK1/2), GRs are required to activate
thedownstreamhistone-modifyingenzymesMSK1
(mitogen and stress-activated kinase 1), and Elk-1
(Ets-like protein-1) (Fig. 6; Refs. 12–14).
Reul went on to describe pMSK1, a kinase that
can phosphorylate histone H3 at serine10, whereas
pElk-1bindstheHATp300,whichcanacetylatehis-
tone tails. Further, showing a series of immunoflu-
orescence images, he demonstrated that, during the
consolidation phase of memory formation, all par-
ticipating signaling molecules (pERK1/2, pMSK1,
pElk-1), modified histone molecules (H3S10p-
K14ac), and induced intermediate-early gene
products (c-Fos, Egr-1) can be found in the same
dentate gyrus granule neurons.12,13Furthermore,
he showed that blocking GRs led to a substan-
tially decreased formation of pMSK1 and pElk-1,
but not pERK1/2, in dentate granule neurons af-
ter forced swim stress.12He concluded that stress-
ful events are strongly encoded into memory be-
cause of the marked activating role of GRs on ERK
MAPK, signaling to the chromatin in dentate gyrus
neurons (Fig. 6; Ref. 12). These findings may be of
significance for stress-related psychiatric disorders,
such as major depression and anxiety, including
PTSD.
The formal presentations were followed by a
wide-ranging and lively discussion of the roles
20
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
Page 8
Lester et al. Behavioral epigenetics
Figure 6. Glucocorticoid hormones, secreted as a result of a stressful event, enhance the consolidation of behavioral responses,
including memories related to the event. Until recently, the underlying mechanisms of these effects were unknown. Recent
work of the Reul group at the University of Bristol shows that glucocorticoids act by binding to glucocorticoid receptors (GRs)
that interact with the NMDA receptor-activated ERK1/2/MSK1-Elk-1 signaling pathway enhancing the formation of epigenetic
modifications(i.e.,theserine10phosphorylationandlysine14acetylationinhistoneH3(H3S10p-K14ac))andtheinductionofthe
neuroplasticity-associated immediate-early genes c-Fos and Egr-1 in sparsely distributed mature dentate gyrus neurons. Evidence
has been accumulating that these signaling, epigenetic, and genomic phenomena are of critical importance for the consolidation of
memories related to the endured stressful event.
and regulation of epigenetic mechanisms in long-
term synaptic plasticity and behavioral memory
in vivo.
Development
This section, chaired by Edward Tronick (Univer-
sity of Massachusetts Boston and Children’s Hospi-
talBoston),focusedontheemergingenvironmental
epigeneticshypothesis,whichsuggeststhatenviron-
mental signals operate during early development to
alter epigenetic marks across the genome, thus in-
fluencing neural development and function.
Alterations of DNA methylation, growth
restriction, and infant neurobehavior
The first talk was by Carmen J. Marsit (Brown Uni-
versity) and focused on altered epigenetic marks
within the placenta. Epidemiological studies iden-
tifyvariationsinbirthweightasapredictorofhealth
over the lifespan, including the risk for neuropsy-
chiatric disorders.15Marsit discussed a novel way
in which to consider the effects of the intrauter-
ine environment on infant neurodevelopment in
human populations, focusing on how differences
in DNA methylation at specific genomic regions
in the human placenta are associated with infant
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Behavioral epigeneticsLester et al.
neurobehavior. The placenta acts as the master reg-
ulator of the intrauterine environment, not only
through nutrients, gas, water, and waste exchange,
but also through the production of pregnancy-
related hormones, proteins, and growth factors, in-
cludingneuropeptidehormonesanalogoustothose
produced by the hypothalamus and pituitary. Fi-
nally, the placenta also acts as a barrier commonly
metabolizing maternal hormones to inactive forms
and,thus,stabilizingtheintrauterineendocrineen-
vironment.Suchconsiderationshaveledtothecon-
cept that the placenta acts as the “third brain” by
linking the developed maternal physiological state
with the developing fetus.
Importantly, placental gene expression is subject
to environmental regulation. Marsit’s group con-
sideredhowchangestothepatternsofDNAmethy-
lation in the placenta may alter the function of the
placentainthesecriticalrolesand,inturn,howthese
alterationsmanifestinneurobehavioralphenotypes
in infants, characterized using the well-established
NeonatalIntensiveCareUnitNetworkNeurobehav-
ioral Scales (NNNS).
Marsithighlighted worklinking patternsofDNA
methylation in the placenta to the intrauterine en-
vironment represented by infant growth, showing
strong and significant associations between profiles
ofDNAmethylation,identifiedusinggenome-wide
array-based approaches, and infant birth weight.16
He went on to demonstrate that increasing methy-
lation of the human GR 1F was strongly and sig-
nificantly associated with decreased measures of
infant attention on the NNNS (Fig. 7). Impor-
tantly, the methylation of an analogous receptor
(rat exon 17) in rat pup hippocampus has linked
to maternal behaviors (see Meaney presentation
below).
Marsit also showed that these effects were most
pronounced among infants of normal weight for
gestationalage,suggestingthattheremaybenormal
variability in placental methylation that accounts
for variation in infant neurobehavior. As Marsit
expands his studies of the role of the intrauterine
environment captured in the placenta epigenome,
linksbetweenthemethylationofkeygenesinvolved
in HPA axis control and infant neurobehavior, and
associations between genome-wide profiles of DNA
methylationandinfantneurodevelopmentarebeing
pursued.Thesestudiesareofparticularimportance
asmultipleenvironmentalexposures,suchasnutri-
ent deprivation, are known to affect infant growth
and are associated with an increased risk for neu-
rocognitive conditions, including attention deficit
hyperactivity disorder (ADHD).
Epigenetic alterations and exposure
to cocaine in utero
BarryKosofsky(WeillCornellMedicalCollege)dis-
cussed how developmental brain disorders and the
consequencesofprenatalexposuretodrugsofabuse
(cocaine,inparticular)areassociatedwithsustained
changes in CNS gene expression and have last-
ing consequences for brain structure and function
(Fig. 8).17Prenatal exposure to toxins, including
substancesofabuse,isassociatedwithdevelopmen-
tal effects in children. Kosofsky suggested that such
aberrant effects might be considered “molecular
malformations,”leadingtoconditionswhereneural
signalingpathwaysarerendereddysfunctional.Such
molecular changes may “feed forward” to produce
Figure 7. Association between greater than median glucocorticoid receptor exon 1Fmethylation and infant attention score is
specific to nongrowth restricted infants.
22
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
Page 10
Lester et al.Behavioral epigenetics
Figure 8. Epigenetic mechanisms underlying persistent alterations on promoters of genes involved in neuronal plasticity.
alterations in the behavioral repertoire of affected
infants, children, and young adults—changes that
are sculpted by environmental interactions. Kosof-
sky’sresearchexploresthehypothesisthattheresult-
ingmolecularmaladaptationsare,inpart,mediated
by epigenetic mechanisms.
Kosofsky presented data from a mouse model
of transplacental cocaine exposure. These findings
suggestthatchangesareexpressedinagene-specific,
region-specific,andtime-specificfashion;whenap-
parentinthemedialprefrontalcortex(mPFC),these
changes appear to result in altered structural and
functional maturation of that brain region. When
compared with control animals (i.e., mice with no
prenatal drug exposure), the cocaine-exposed mice
showed a differential pattern of performance on a
social interaction (SI) task: increased SI relative to
controls at P28 (juvenile) and decreased SI relative
to controls as adults. A parallel pattern of expres-
sionofthemRNAforthetranscriptionfactorEGR1
(alsoknownasNGF-1aandzif268)wasobservedin
mPFC corresponding with these ages. In adult an-
imals, changes in EGR1 expression correlated with
decreasedbindingofMeCP2totheEGR1promoter;
the same pattern was not observed at P28. Vari-
ations in MeCP2 occupancy suggest that an epi-
genetic mechanism may underlie changes in gene
expression and behavior.
Kosofsky presented additional behavioral studies
using an “extinction of conditioned fear” model,
demonstrating that mice exposed to cocaine pre-
natally demonstrated impaired spontaneous recov-
ery of extinction, a form of learning that relies on
the mPFC. The prenatally cocaine-exposed animals
showed a decrease in the binding of MeCP2 to the
promoter of exons I and IV of the bdnf gene, which
was associated with decreased mRNA expression
of those transcripts in mPFC, likewise suggesting
anepigeneticmechanismunderlyingthebehavioral
alterations. These findings are consistent with the
presentation of David Sweatt in an earlier session
on epigenetic mechanisms for learning and mem-
ory that highlighted the importance of epigenetic
regulation of the bdnf gene for fear conditioning.
The implication from these findings is that perina-
tal environmental conditions might determine the
capacity for neural plasticity in later life through
epigenetic regulation of genes critical for synaptic
remodeling. Kosofsky’s group is currently pursuing
“rescue experiments” to further explore the link be-
tween the proposed molecular mechanisms in the
animals prenatally treated with cocaine. The find-
ings may provide an opportunity for translational
benefit regarding the diagnosis and treatment for
the offspring of woman who abuse drugs during
pregnancy.
Epigenetic programming by maternal care
MichaelJ.Meaney(McGillUniversity)summarized
previousstudiesshowingthatvariationsinmaternal
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
23
Page 11
Behavioral epigeneticsLester et al.
Figure 9. TactilestimulationderivedfrompupLGincreases5-HTactivityatthelevelofthehippocampus,thusincreasingNGFI-A
expression and its association with the exon 17promoter, which then initiates an alteration of the methylation state of the exon 17
glucocorticoid receptor promoter.
care in the rat, specifically in the frequency of pup
licking/grooming (LG), is associated with increased
methylation of the exon 17 GR promoter in the
hippocampus, decreased hippocampal FR expres-
sion,andincreasedhypothalamic-pituitary-adrenal
(HPA) responses to stress.18,19Previous work sug-
gests that reversing the effects of differential DNA
methylation of the exon 17promoter, in turn, can
reverse the effects of maternal care on hippocampal
FR expression and HPA responses to stress. Meaney
also presented findings from studies in the post-
mortem human hippocampus showing that a de-
velopmental history of child abuse was associated
with an increase in the methylation of the exon 1F
GR promoter (also see Marsit summary) and de-
creased GR expression. The focus of the talk con-
cerned the mechanisms by which the environmen-
tal signal, pup LG, might generate the difference
in DNA methylation, and gene expression. Meaney
summarizedinvitroandinvivoevidencefortheim-
portance of serotonin (5-HT)- and 5-HT–induced
increasesinhippocampalNGFI-Aexpressionforthe
alterations in the methylation state of the exon 17
promoter. A shRNA targeting NGFI-A blocks both
the effects of 5-HT on the methylation state of the
exon17promoterandeffectsonGRexpression.Pup
LGprovidestactilestimulationofthepup,resulting
in an increase in circulating levels of triiodoithyro-
nine (T3), the most biologically active thyroid hor-
mone. T3 increases central 5-HT activity in the rat
pup, and its administration is sufficient to increase
the association of NGFI-A with the exon 17pro-
moter. Pup LG from the mother directly increases
NGFI-Aassociationwiththeexon17promoter,and
artificialtactilestimulationmimicsthiseffect.These
findings suggest that the tactile stimulation derived
from pup LG increases 5-HT activity at the level of
the hippocampus, thus increasing NGFI-A expres-
sion and its association with the exon 17promoter,
which then initiates an alteration of the methyla-
tion state of the exon 17 GR promoter (Fig. 9).
The results are consistent with previous studies in
vitro showing that overexpression of NGFI-A alters
the methylation of the exon 17promoter. Interest-
ingly, NGFI-A also regulates the expression of the
GAD1 gene that encodes glutamic acid decaroxy-
lase 1, and maternal care regulates the methylation
of the GAD1 and GAD1 expression in a manner
comparable to that of the GR. These studies are
consistentwithearlierreportsofalterationsinDNA
methylationassociatedwithincreasedtranscription
factorbinding,andsuggestthatenvironmentalcon-
ditions can directly alter epigenetic states through
the activation of intracellular signaling pathways.
Meaneyalsonotedimportantcaveats,mostnotably,
the importance of identifying the enzyme directly
responsible for the alteration in the methylation
state.
24
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Lester et al.Behavioral epigenetics
Summary of symposium on development
Each of these presentations focused on well-
established environmental influences, including
pre- and postnatal maternal effects and drugs of
exposure. This research reflects an emerging body
of science examining epigenetic states as candidate
mechanisms that link environmental conditions in
early development with sustained changes in gene
expressionandneuraldevelopment.Predictably,the
discussion focused on the enthusiasm for the po-
tential benefits of interventions targeting epigenetic
mechanisms. The speakers noted that the current
period marks a very early stage for research linking
environmental conditions to alterations in gene ex-
pressionandbrainfunction.Nevertheless,thetrans-
lational science presented within this symposium
suggests that epigenetics represents a fruitful area
of research bridging epidemiological findings with
studies of biological mechanism.
Neuropsychiatry
Histone methylation in cocaine-induced
behavioral and structural plasticity
IanMazepresentedresearchfromEricNestler’slab-
oratory (Mount Sinai School of Medicine) that di-
rectlyimplicatesaroleforrepressivehistonemethy-
lation, specifically dimethylation of Lys9 on histone
H3 (H3K9me2), in cocaine addiction (Fig. 10).
Maze et al. have shown that chronic cocaine
administration to mice reduces global levels of
H3K9me2innucleusaccumbens(NAc),akeybrain
regioninvolvedinprocessingrewardandimplicated
in addiction.20In NAc, the reduction in H3K9me2
is mediated through decreased expression of G9a, a
histone methyltransferase that specifically catalyzes
H3K9me2. The repression of G9a, in turn, is me-
diated by the cocaine-induced transcription factor,
?FosB. Using conditional mutagenesis and viral-
mediated gene transfer, the group found that G9a
downregulation increases dendritic spine plasticity
of NAc neurons and enhances rewarding responses
tococainebydecreasingrepressiveH3K9me2atspe-
cific target genes and, therefore, increasing those
genes’ expression. Cocaine-induced downregula-
tion of G9a and H3K9me2 also promotes an in-
dividual’s vulnerability to stressful experiences and
the development of depression-like behavioral ab-
normalities.Thesefindingsareconsistentwithclin-
ical data that drug addiction and depression often
occur together. This work has defined new mecha-
nisms by which drugs of abuse and stress produce
long-lasting alterations in gene expression and be-
havior.20Moreover,identifyingcommonregulatory
mechanismsincocaineandstressmodelsmayaidin
thedevelopmentoftherapeuticsaimedatalleviating
addiction and depression syndromes.
Epigenetic targets in neurodegenerative and
psychiatric disorders
Ted Abel (University of Pennsylvania) focused
on another type of crucial histone modification,
namely, histone acetylation, which is generally as-
sociated with transcriptional activation. Histone
acetylation is catalyzed by HATs and reversed by
HDACs.OneofthemajorHATspresentinthebrain
is the transcriptional coactivator, termed CBP. Abel
et al. have shown that CBP is involved in synaptic
plasticity in the hippocampus and in specific forms
of long-term memory mediated via hippocampal
circuits. Thus, mutant mice, in which CBP activ-
ity in neurons is reduced, exhibit deficits in spatial
and contextual memory and in long-lasting forms
of hippocampal synaptic plasticity. A complemen-
tary method to study the role of histone acetylation
in synaptic plasticity and memory is to examine the
effects of HDAC inhibitors, which increase histone
acetylation and transcriptional activation. The Abel
laboratory and other groups have found that ad-
ministration of an HDAC inhibitor, such as tricho-
statin A, enhances long-term contextual memory
and facilitates synaptic plasticity via the transcrip-
tion factor CREB. Among important target genes
induced by HDAC inhibition and CREB in the hip-
pocampusarecertainnuclearreceptortranscription
factors that are critical for the enhanced cognitive
abilityobserved.Histoneacetylationmay,therefore,
provide an epigenetic mechanism for establishing
gene-specific modifications that result in the co-
ordinate expression ofgenesrequiredforlong-term
memorystorage.Aswell,HDACinhibitorsmaypro-
videanoveltherapeuticapproachtotreatthecogni-
tive deficits that accompany many neuropsychiatric
disorders.
Epigenetic mechanisms regulating synapse
function and behavior
Lisa M. Monteggia (The University of Texas South-
westernMedicalCenteratDallas)discussedherlab-
oratory’s studies of loss-of-function mutations in
the gene methyl-CpG-binding protein-2 (MeCP2)
that cause Rett syndrome, a neurodevelopmental
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
25
Page 13
Behavioral epigeneticsLester et al.
Figure 10. Mechanism of increased cocaine sensitivity.
disorder characterized by reduced cognitive func-
tion and autism spectrum-like behavioral abnor-
malities, among other deficits.
Monteggia et al., along with other groups, have
demonstrated that mice lacking MeCP2 exhibit ab-
normal cognitive and social behavior. The group
has also demonstrated that loss of MeCP2 de-
creases excitatory glutamatergic transmission in
the hippocampus, primarily by reducing glutamate
release. By contrast, no deficit in inhibitory
GABAergic function is seen. The results suggest
that some Rett abnormalities are caused by an
imbalance between excitatory and inhibitory neu-
rotransmission in particular brain circuits, a possi-
bility supported by work from the Monteggia lab-
oratory. MeCP2, encoded by the X chromosome,
functions predominantly by binding to methylated
CpGislandsinthepromoterregionofcertaingenes
and thereby silencing those genes’ expression. This
occurs, in part, by forming a protein complex with
HDACs,whichalsorepressgeneactivation,asnoted
above. The Monteggia laboratory has, therefore,
startedtoinvestigatethecoordinatedroleofhistone
deacetylation and DNA methylation in the regula-
tion of synaptic function. The regulation of these
twokeyepigeneticmechanismsbysynapticactivity,
and how such alterations affect neurotransmission,
will be critical to elucidate the mechanisms under-
lyingRettsyndromeaswellastherolesthesefactors
have in basic cellular processes. This work is also
essential in understanding abnormalities in neuro-
transmissionthatunderlieRettsyndromeandother
neuropsychiatric disorders.
Epigenetic risk factors in
social-communication disorders
David H. Skuse (University College London in the
UK) discussed genomic imprinting, which involves
epigenetic modifications that result in differential
gene expression from certain genes (or even entire
chromosomes) that are of paternal versus maternal
origin.
Importantly, Skuse et al. have proposed that
imprinting of the X-chromosome could result in
sexually dimorphic characteristics. This hypothesis
predicts that sexually dimorphic (male) vulnerabil-
ity to some neurodevelopmental disorders, such as
autism, could occur on the basis of whether the
26
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
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Lester et al. Behavioral epigenetics
silencing of alleles is confined to chromosomes that
were either paternally or maternally derived.21
The X-chromosome is enriched for genes that
are involved in brain function. X-monosomy in hu-
mans results in Turner syndrome, which provides a
model by which these putative mechanisms can be
studied. In general,studies have shown that females
withasingleX-chromosomeofpaternaloriginhave
better social communication skills, and are more
empathic, than those whose single X-chromosome
is maternal in origin.22Autosomal gene expression
may be regulated by X-linked genes.23
Skuse’s laboratory has shown in longitudinal
studiesthatthesedifferencespersistfromchildhood
into adulthood. These human observations have
more recently been followed-up by studies of X-
monosomic mice. Replicated findings include pref-
erential expression of alleles from the maternally
derived X-chromosome. One particular allele, in-
variably expressed in males, is associated with per-
severative behavior.24No evidence for preferential
expressionofthepaternallyderivedX-chromosome
has yet been observed, although recent work from
Catherine Dulac’s laboratory at Harvard has pro-
videdsupportfortheroleofX-linkedimprintingin
brain development.25
Betterunderstandingthemechanismsofgenomic
imprinting has the potential of providing new in-
sightintothemolecularbasisofindividualvariabil-
ity in personality traits as well as features of neu-
ropsychiatric disorders.
Concluding Remarks
This conference brought together cutting-edge an-
imal and human research in the emerging field of
behavioral epigenetics. As exciting as these findings
are, there are a number of challenges that need to
beaddressedasthefieldmovesforward.Ed Tronick
(University of Massachusetts and Harvard Medical
School) pointed out that given what is now known
about environmental effects that there needs to be
as much effort put into characterizing the details of
the experience of the animal or human and its envi-
ronment as has gone into characterizing molecular
mechanisms. At the moment experiential and envi-
ronmental “phenotyping” is crude. Even in the best
animal experimental studies, factors in addition to
thestudyproper,suchashousingconditions,events
during animal housing, handling regimes, light cy-
cles,socialcontacts,tonameafewarenotwellspec-
ified. Yet any or all of these environmental factors,
and the animals’ engagement with them, may lead
toepigeneticeffects.Indeedthepresumptionofepi-
genetics is that such factors do and will have effects.
Forexample,thestabilityofepigeneticchangesmay
be the result of changes in environmental factors
that function to stabilize, destabilize, or even reit-
eratively induce epigenetic changes rather than the
stability being “inherent” to the epigenetic change
in and of itself. Moreover, the dynamics of change
need to be better understood; that is, epigenetic
changesrelatedspecificallytoexternalenvironmen-
taleventsinturncanbecomecausalelementsthatgo
on to amplify, stabilize, or inhibit other epigenetic
changes. These dynamics have come to be appreci-
ated in studies of physiologic systems such as the
HPA axis, where physiologic and behavioral feed-
backandfeed-forwardloopsoperatingovertimeare
critical to understanding how the organism func-
tions. Similar dynamic thinking needs to be intro-
duced into our models of epigenetic changes.
Tronick noted that most of the models we have
for epigenetic mechanisms related to behavior are
models of abnormal processes, such as toxic expo-
suresordeprivation. Weknow lessaboutepigenetic
processes that affect normal behavior as was shown
in work of Marsit. Thus much of what we know
may be related to aberrant processes that fall out-
side the range of normal epigenetic processes. For
example, the finding of high levels of methylation
early in development could suggest that the timing
of the effectsof experience may be critical to under-
standing epigenetic effects on behavior. Moreover,
theideaofdevelopmentalchangeasbeing,inpart,a
process related to a release from methylation would
have profound effects for our understanding of de-
velopment, such as identifying the events and their
timing that trigger the release from methylation, as
well as for therapeutic interventions.
Tronick recognized that at the present time our
ability to specify the chain of causality of epigenetic
changesinhumanbehaviorislimitedbecauseofour
inability to access brain tissue. One can only hope
thatnewtechniqueswillbedevelopedthatovercome
this limitation and that with a better understand-
ing of tissue may lead to the finding of “substitutes
tissue” and correlated changes in other physiologi-
cal systems. For example, epigenetic changes in the
glucocorticoid receptor detected in plasma or buc-
cal cells accompanied by parallel changes in ACTH,
Ann. N.Y. Acad. Sci. 1226 (2011) 14–33c ?2011 New York Academy of Sciences.
27
Page 15
Behavioral epigeneticsLester et al.
CRForcortisolwouldstrengthentheroleoftheHPA
axis. But while we wait for these new innovations
there needs to be an appreciation of the limitations
ofhumanepigeneticworkcomparedtotheresearch
doneonanimals.Thestateoftheartofthetwoareas
isnotthesame,andapplyingstate-of-the-artanimal
standards to human work will only limit progress.
Tracing human behavior to epigenetic changes will
be difficult, but we can make every effort to have
as much detailed characterization of the epigenetic,
physiologic, behavioral, and environmental links as
possible and then to fill in the hidden links with
work using animal models. That said, whatever the
organism, we need to appreciate the full complexity
of epigenetic changes.
Certainly, part of the excitement of this confer-
ence was the coming together of scientists from dif-
ferent disciplines, such as molecular biologists and
behavioral scientists, who are capable of developing
modelsthatwillelucidateboththehiddenlinksand
thecomplexitytofurtheradvancethisrelativelynew
field of behavioral epigenetics.
Acknowledgments
The Behavioral Epigenetics conference was pre-
sented by the New York Academy of Sciences, the
Warren Alpert Medical School of Brown Univer-
sity, and the University of Massachusetts Boston,
and supported in part by the University of Mas-
sachusetts Boston and the Life TechnologiesTM
Foundation(Silver),theMassachusettsLifeSciences
Center (Bronze), and Bristol-Myers Squibb R&D
and Genomatix Software, Inc (Academy Friends).
Funding for this conference was also made possi-
ble by (i) Grant 1 R13 DA029985-01 from the Na-
tionalInstituteonDrugAbuse,theEuniceKennedy
Shriver National Institute of Child Health and Hu-
man Development, the National Institute of Mental
Health,andtheNationalInstitutesofHealth,Office
oftheDirector(BarryM.Lester,PrincipalInvestiga-
tor); (ii) an Independent Medical Education Grant
from AstraZeneca; (iii) March of Dimes Founda-
tionGrantNo.4-FY10-458;and(iv)aneducational
grant from Janssen, a division of Ortho-McNeil-
Janssen Pharmaceuticals, Inc., administered by
Ortho-McNeil-Janssen Scientific Affairs, LLC.
Conflicts of interest
The author declares no conflicts of interest.
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