Chitosan in plant protection.
ABSTRACT Chitin and chitosan are naturally-occurring compounds that have potential in agriculture with regard to controlling plant diseases. These molecules were shown to display toxicity and inhibit fungal growth and development. They were reported to be active against viruses, bacteria and other pests. Fragments from chitin and chitosan are known to have eliciting activities leading to a variety of defense responses in host plants in response to microbial infections, including the accumulation of phytoalexins, pathogen-related (PR) proteins and proteinase inhibitors, lignin synthesis, and callose formation. Based on these and other proprieties that help strengthen host plant defenses, interest has been growing in using them in agricultural systems to reduce the negative impact of diseases on yield and quality of crops. This review recapitulates the properties and uses of chitin, chitosan, and their derivatives, and will focus on their applications and mechanisms of action during plant-pathogen interactions.
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ABSTRACT: The effect of chitosan on the development of infection caused by Tobacco mosaic virus (TMV) in leaves of Nicotiana tabacum L. cv. Samsun has been studied. It was shown that the infectivity and viral coat protein content in leaves inoculated with a mixture of TMV (2 μg/mL) and chitosan (1 mg/mL) were lower in the early period of infection (3 days after inoculation), by 63% and 66% respectively, than in leaves inoculated with TMV only. Treatment of leaves with chitosan 24 h before inoculation with TMV also caused the antiviral effects, but these were less apparent than when the virus and polysaccharide were applied simultaneously. The inhibitory effects of the agent decreased as the infection progressed. Inoculation of leaves with TMV together with chitosan considerably enhanced the activity of hydrolases (proteases, RNases) in the leaves, in comparison with leaves inoculated with TMV alone. Electron microscope assays of phosphotungstic acid (PTA)-stained suspensions from infected tobacco leaves showed that, in addition to the normal TMV particles (18 nm in diameter, 300 nm long), these suspensions contained abnormal (swollen, "thin" and "short") virions. The highest number of abnormal virions was found in suspensions from leaves inoculated with a mixture of TMV and chitosan. Immuno-electron microscopy showed that "thin" virus particles, in contrast to the particles of normal diameter, lost the ability to bind to specifi c antiserum. It seems that the chitosan-induced activation of hydrolases stimulates the intracellular degradation of TMV particles and hence hydrolase activation may be considered to be one of the polysaccharide-mediated cellular defense mechanisms that limit virus accumulation in cells.Virologica Sinica 08/2014;
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ABSTRACT: Some alternative control strategies of currently emerging plant diseases are based on the use of resistance inducers. This review highlights the recent advances made in the characterization of natural compounds that induce resistance by a priming mechanism. These include vitamins, chitosans, oligogalacturonides, volatile organic compounds, azelaic and pipecolic acid, among others. Overall, other than providing novel disease control strategies that meet environmental regulations, natural priming agents are valuable tools to help unravel the complex mechanisms underlying the induced resistance (IR) phenomenon. The data presented in this review reflect the novel contributions made from studying these natural plant inducers, with special emphasis placed on hexanoic acid (Hx), proposed herein as a model tool for this research field. Hx is a potent natural priming agent of proven efficiency in a wide range of host plants and pathogens. It can early activate broad-spectrum defenses by inducing callose deposition and the salicylic acid (SA) and jasmonic acid (JA) pathways. Later it can prime pathogen-specific responses according to the pathogen's lifestyle. Interestingly, Hx primes redox-related genes to produce an anti-oxidant protective effect, which might be critical for limiting the infection of necrotrophs. Our Hx-IR findings also strongly suggest that it is an attractive tool for the molecular characterization of the plant alarmed state, with the added advantage of it being a natural compound.Frontiers in Plant Science 01/2014; 5:488. · 3.60 Impact Factor
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ABSTRACT: Increasing interest is devoted to carbohydrates for their roles in plant immunity. Some of them are elicitors of plant defenses whereas other ones act as signaling molecules in a manner similar to phytohormones. This review first describes the main classes of carbohydrates associated to plant immunity, their role and mode of action. More precisely, the state of the art about perception of “PAMP, MAMP and DAMP type” oligosaccharides is presented and examples of induced defense events are provided. A particular attention is paid to the structure / activity relationships of these compounds. The role of sugars as signaling molecules, especially in plant microbe interactions, is also presented. Secondly, the potentialities and limits of foliar sprays of carbohydrates to stimulate plant immunity for crop protection against diseases are discussed, with focus on the roles of the leaf cuticle and phyllosphere microflora.Frontiers in Plant Science 10/2014; 5(592). · 3.60 Impact Factor
Mar. Drugs 2010, 8, 968-987; doi:10.3390/md8040968
Chitosan in Plant Protection
Abdelbasset El Hadrami 1, Lorne R. Adam 1, Ismail El Hadrami 2 and Fouad Daayf 1,*
1 University of Manitoba, Department of Plant Science, 222, Agriculture Building, Winnipeg,
Manitoba, R3T 2N2, Canada; E-Mail: email@example.com (A.E.);
2 Laboratoire de Biotechnologies, Protection et Valorisation des Ressources Végétales (Biotec-VRV),
Faculté des Sciences Semlalia, B.P. 2390, 40 000, Marrakech, Morocco;
E-Mail: firstname.lastname@example.org (I.E.)
* Author to whom correspondence should be addressed; E-Mail: email@example.com;
Tel.: 1-204-474-6096; Fax: 1-204-474-7528.
Received: 12 March 2010; in revised form: 24 March 2010 / Accepted: 29 March 2010 /
Published: 30 March 2010
Abstract: Chitin and chitosan are naturally-occurring compounds that have potential in
agriculture with regard to controlling plant diseases. These molecules were shown to
display toxicity and inhibit fungal growth and development. They were reported to be
active against viruses, bacteria and other pests. Fragments from chitin and chitosan are
known to have eliciting activities leading to a variety of defense responses in host plants in
response to microbial infections, including the accumulation of phytoalexins, pathogen-
related (PR) proteins and proteinase inhibitors, lignin synthesis, and callose formation.
Based on these and other proprieties that help strengthen host plant defenses, interest has
been growing in using them in agricultural systems to reduce the negative impact of
diseases on yield and quality of crops. This review recapitulates the properties and uses of
chitin, chitosan, and their derivatives, and will focus on their applications and mechanisms
of action during plant-pathogen interactions.
Keywords: chitin; chitosan; biocidal activity; plant defenses; resistance; biological control
Mar. Drugs 2010, 8
Both chitin and chitosan have demonstrated antiviral, antibacterial, and antifungal properties, and
have been explored for many agricultural uses. They have been utilized to control disease or reduce
their spread, to chelate nutrient and minerals, preventing pathogens from accessing them, or to enhance
plant innate defenses.
When used to enhance plant defenses, chitin and chitosan induce host defense responses in both
monocotyledons and dicotyledons. These responses include lignification , ion flux variations,
cytoplasmic acidification, membrane depolarization and protein phosphorylation [2–5], chitinase and
glucanase activation [6,7], phytoalexin biosynthesis [8,9], generation of reactive oxygen species ,
biosynthesis of jasmonic acid , and the expression of unique early responsive and defense-related
genes [12–14]. In addition, chitosan was reported to induce callose formation [15,16], proteinase
inhibitors , and phytoalexin biosynthesis  in many dicot species. The response to chitin,
chitosan, and derived oligosaccharides varies with their acetylation degree. This review summarizes
some of the uses of these natural products in agriculture and gives an overview of the
2. Antimicrobial Properties of Chitosan
Chitosan exhibits a variety of antimicrobial activities [19–21], which depend on the type of chitosan
(native or modified), its degree of polymerization, the host, the chemical and/or nutrient composition
of the substrates, and environmental conditions. In some studies, oligomeric chitosans (pentamers and
heptamers) have been reported to exhibit a better antifungal activity than larger units . In others,
the antimicrobial activity increased with the increase in chitosan molecular weight , and seems to
be faster on fungi and algae than on bacteria .
2.1. Against viruses
Chitosan was shown to inhibit the systemic propagation of viruses and viroids throughout the plant
and to enhance the host’s hypersensitive response to infection (19,23,24]. The level of suppression of
viral infections varied according to chitosan molecular weight . Similar observations were reported
with the potato virus X, tobacco mosaic and necrosis viruses, alfalfa mosaic virus, peanut stunt virus,
and cucumber mosaic virus [19,24–27].
2.2. Against bacteria
Chitosan inhibits the growth of a wide range of bacteria . The minimal growth-inhibiting
concentrations vary among species from 10–1,000 ppm. Quaternary ammonium salts of chitosan, such
as N,N,N-trimethylchitosan, N-propyl-N,N-dimethylchitosan and N-furfuryl-N,N-dimethylchitosan
were shown to be effective in inhibiting the growth and development of Escherichia coli ,
especially in acidic media. Similarly, several derivatives of chitin and chitosan were shown to inhibit
E. coli, Staphylococcus aureus , some Bacillus species, and several bacteria infecting fish.
Mar. Drugs 2010, 8
2.3. Against fungi and oomycetes
Fungicidal activity of chitosan has been documented against various species of fungi and oomycetes
[28,31]. The minimal growth-inhibiting concentrations varied between 10 and 5,000 ppm [32–36]. The
maximum antifungal activity of chitosan is often observed around its pKa (pH 6.0).
Rabea et al. , reported on the fungicidal activity of 24 new derivatives of chitosan (i.e., N-alkyl,
N-benzylchitosans) and showed, using a radial hyphal growth bioassay of B. cinerea and P. grisea,
that all derivatives have a higher fungicidal action than the native chitosan. N-dodecylchitosan,
N-(p-isopropylbenzyl)chitosan and N-(2,6-dichlorobenzyl)chitosan were the most active against B.
cinerea, with EC50 values of 0.57, 0.57 and 0.52 g.L-1, respectively. Against P. grisea,
N-(m-nitrobenzyl)chitosan was the most active, with 77% inhibition at 5 g.L-1. O-(decanoyl)chitosan at
mol ratio of 1:2 (chitosan to decanoic acid) was the most active compound against B. cinerea
(EC50 = 1.02 g.L-1) and O-(hexanoyl)chitosan displayed the highest activity against P. grisea
(EC50 = 1.11 g.L-1). Some of the derivatives also repressed spore formation at rather high
concentrations (1.0, 2.0 and 5.0 g.L-1) . Recently, Palma-Guerrero et al.  demonstrated that
chitosan is able to permeabilize the plasma membrane of Neurospora crassa and kills the cells in an
In general, chitosan, applied at a rate of 1 mg/mL, is able to reduce the in vitro growth of a number
of fungi and oomycetes except Zygomycetes, which have chitosan as a component of their cell walls
. Another category of fungi that seems to be resilient to the antifungal effect of chitosan, the
nemato-/entomo-pathogenic fungi that possess extracellular chitosanolytic activity .
2.4. Against insects
As more and more derivatives of chitosan (i.e., N-alkyl-, N-benzylchitosans) are made available
through chemical synthesis, their insecticidal activities are being reported using an oral larvae feeding
bioassay [37,38]. Twenty four new derivatives were shown to have significant insecticidal activity
when administered at a rate of 5 g·kg-1 in an artificial diet . The most active derivative,
N-(2-chloro-6-fluorobenzyl)chitosan, caused 100% mortality of larvae and its LC50 was estimated at
0.32 g.kg-1. All synthesized derivatives highly inhibited larvae growth as compared to chitosan by 7%
and the most active derivative was the O-(decanoyl)chitosan, with 64% growth inhibition after 5 days
of feeding on the treated artificial diet.
3. Applications of Chitosan in Plant Disease Control
Chitosan used to control plant pathogens has been extensively explored with more or less success
depending on the pathosystem, the used derivatives, concentration, degree of deacylation, viscosity,
and the applied formulation (i.e., soil amendment, foliar application; chitosan alone or in association
with other treatments). For example, Muzzarelli et al.  tested the effectiveness of five chemically-
modified chitosan derivatives in restricting the growth of Saprolegnia parasitica. Results indicated
that methylpyrrolidinonechitosan, N-phosphonomethylchitosan, and N-carboxymethylchitosan, as
opposed to N-dicarboxymethylchitosan, did not allow the fungus to grow normally.
Mar. Drugs 2010, 8
Substratum amendment with chitosan was reported to enhance plant growth and suppress some of
the notorious soil-borne diseases. For example, in soilless tomato, root rot caused by Fusarium
oxysporum f. sp. radicis-lycopersici was suppressed using chitosan amendments . Similarly, in
order to control post-harvest diseases, addition of chitosan stimulated microbial degradation of
pathogens in a way resembling the application of a hyper-parasite . This area of application is
important because it suggests alternatives to the use of pesticides on fresh produce in storage [45,46].
Recent investigations on coating tomatoes with chitosan have shown that it delayed ripening by
modifying the internal atmosphere, which reduced decays due to pathogens [45,46]. Various methods
of application of chitosan and chitin are practiced to control or prevent the development of plant
diseases or trigger plant innate defenses against pathogens.
3.1. Applied as seed coating agents
Guan et al.  examined the use of chitosan to prime maize seeds. Although chitosan had no
significant effect on germination under low temperatures, it enhanced germination index, reduced the
mean germination time, and increased shoot height, root length, and shoot and root dry weights in two
tested maize lines. In both tested lines, chitosan induced a decline in malonyldialdehyde content,
altered the relative permeability of the plasma membrane and increased the concentrations of soluble
sugars and proline, and of peroxidase and catalase activities.
In other studies, seed priming with chitosan improved the vigor of maize seedlings . It was also
reported to increase wheat seed resistance to certain diseases and improve their quality and/or their
ability to germinate . Similarly, peanut seeds soaked in chitosan were reported to exhibit an
increased rate of germination and energy, lipase activity, and gibberellic acid and indole acetic acid
levels . Ruan and Xue  showed that rice seed coating with chitosan may accelerate their
germination and improve their tolerance to stress conditions. In carrot, seed coating helps restrain
further development of Sclerotinia rot . Chitosan has also been extensively utilized as a seed
treatment to control F. oxysporum in many host species .
3.2. Applied as foliar treatment agents
Foliar application of chitosan has been reported in many systems and for several purposes. For
instance, foliar application of a chitosan pentamer affected the net photosynthetic rate of soybean and
maize one day after application . This correlated with increases in stomatal conductance and
transpiration rate. Chitosan foliar application did not have any effect on the intercellular CO2
concentration. The authors reported that the observed effect on the net photosynthetic rate is, in
general, common in maize and soybean after foliar application of high molecular weight chitosan.
Foliar applications of these oligomers did not, on the other hand, affect maize or soybean height, root
length, leaf area, or total dry mass.
Bittelli et al.  suggested that chitosan might be an effective anti-transpiring to preserve water
resources use in agriculture. In their investigation, they examined the potential of foliar applications of
chitosan on pepper plants transpiration in the growth room and in the field. In both experiments, the
authors monitored plant water use directly and indirectly. The plant biomass and yield were
determined to calculate biomass-to-water ratios and the differences in canopy resistance between
Mar. Drugs 2010, 8
control and chitosan-treated plants were analyzed. Using scanning electron microscopy and
histochemical analyses, stomata were shown to close in response to treatment with chitosan, resulting
in a decrease in transpiration. Reduced water use of pepper plants upon treatment with chitosan was
estimated at 26–43%, while there was no change in biomass production or yield .
Iriti et al.  unveiled some of the aspects through which chitosan was able to reduce transpiration
in bean plants after being used as a foliar spray. The authors showed that this activity was likely
occurring thanks to the increase in abscisic acid (ABA) content in the treated leaves. Using scanning
electron microscopy and other histocytochemistry techniques, the authors showed that upon treatment
and increase in ABA content, a partial stomatal closure occurred and led, among others, to a decrease
in conductance for water vapor and in the over all transpiration rate. Interestingly, the authors revealed
a new chitosan anti-transpirant mechanism in bean plants that was not described by their commercial
supplier Vapor Gard®, and in which a formation of a thin anti-transpirant film at the surface of the
leaves was much more efficient than stomatal closure. This difference in mechanisms also suggested
an important consideration for the environmental conditions under which chitosan is applied as shown
by the authors but may also depends on the intrinsic properties of the tested plant species.
Chitosan has also been extensively utilized as a foliar treatment to control the growth, spread and
development of many diseases involving viruses, bacteria, fungi and pests . It has also been used
to increase yield and tuber quality of micropropagated greenhouse-grown potatoes . Similarly,
Faoro et al.  showed that the use of chitosan applied as a foliar spray on barley reduced locally and
systemically the infection by powdery mildew pathogen Blumeria graminis f. sp. hordei.
3.3. Applied as soil amendment
Chitosan utilized as a soil amendment was shown to control Fusarium wilts in many plant species
. Applied at an optimal concentration, this biomaterial is able to induce a delay in disease
development, leading to a reduced plant wilting . Similar results were reported in forest nurseries
suffering from F. acuminatum and Cylindrocladium floridanum infections. These infections were
dramatically reduced upon the use of chitosan as soil amendment . Aspergillus flavus was also
completely inhibited in field-grown corn and peanut after soil treatment with chitosan . Part of the
effect observed by chitosan on the reduction of soilborne pathogens comes from the fact that it
enhances plant defense responses. The other part is linked to the fact that this biopolymer is composed
of polysaccharides that stimulate the activity of beneficial microorganisms in the soil such as Bacillus,
fluorescent Pseudomonas, actinomycetes, mycorrhiza and rhizobacteria [60,61]. This alters the
microbial equilibrium in the rhizosphere disadvantaging plant pathogens. Beneficial organisms, on the
other hand, are able to outcompete them through mechanisms such as parasitism, antibiosis, and
induced resistance [62–65].
Vruggink  reported on the effect of chitin amendment on actinomycetes in soil and on the
infection of potato from susceptible cultivar ‘Bentje’ by Streptomyces scabies, the causal agent of
tuber scab. The percentage scab on tubers from the control and the soil amended with antagonist was
about 22 % while only 4% of the tubers from the soil amended with chitin and chitin with antagonist
had scab at harvest. After planting these tubers, for a second time, the scab was 21% on tubers from
untreated soil and 9.5 % from soil amended with chitin. Investigation of the effect of chitin amendment
on the actinomycete population in the soil, a few months after chitin amendment, revealed that chitin
Mar. Drugs 2010, 8
had a greater increase in total actinomycete population (24–30 times as compared to the untreated
control). The study also showed that some actinomycetes (i.e., Micromonospora) had disappeared,
while others including S. scabies were isolated less frequently.
4. Mechanisms of Action of Chitosan in Reducing Plant Diseases
Although the exact mechanisms of action of chitosan in reducing plant disease are currently not
fully understood, there is growing evidence showing its action through direct toxicity or chelation of
nutrients and minerals from pathogens. Because of its biopolymer properties, this compound can also
form physical barriers around the penetration sites of pathogens, preventing them from spreading to
healthy tissues. This and bioactive derivatives can activate H+-ATPases, depolarizing biological
membranes and inducing other series of events. Chitosan is known to induce reactions locally and
systemically that involve signaling cascades, and the activation and accumulation of defenses-related
antimicrobial compounds and proteins.
4.1. Direct activity against pathogens
Direct activity of chitosan against viruses and viroids has been shown to vary according to
molecular weight . However, none of the studies that investigated this effect has clearly proven the
ability of chitosan in completely inactivating viruses or viroids. Most literature i.e.,  reported on
the inactivation of replication, which lead to the stoppage of multiplication and spread. This could be
linked to the fact that upon penetration into plant tissues, chitosan nanoparticles tightly bind nucleic
acids and cause a variety of damages and selective inhibitions. For instance, the selectively exerted
inhibition could inactivate the synthesis of essential mRNA encoded by various genes required for
important metabolic and infectious processes of the virus or viroid. These properties have been largely
explored in gene therapy and gene silencing [20,67].
Against, bacteria, fungi, oomycetes and other pests, it seems that chitosan is likely to operate
indirectly via other means such as the enhancement of host resistance. However, a number of studies
have shown that chitosan, at defined concentrations, presents antimicrobial properties [33,68,69]. For
instance, chitosan was reported to exert an inhibitory action on the hyphal growth of numerous
pathogenic fungi, including root and necrotrophic pathogens, such as Fusarium oxysporum, Botrytis
cinerea, Monilina laxa, Alternaria alternata and Pythium aphanidermatum [63,70–76] besides
inhibiting spore germination in some of them .
Chitosan is often used in plant disease control as a powerful elicitor rather than a direct
antimicrobial or toxic agent. Its direct toxicity remains dependent on properties such as the
concentration applied, the molecular weight, degree of acetylation, solvent, pH and viscosity [77,78].
The degree of acetylation defines the sites with which nucleophilic groups could react and viscosity
provides an environment that could extend the duration and intensity of reactions.
4.2. Physical barrier around pathogen penetration sites
Chitosan, when applied to plant tissues, often agglutinate around the penetration sites and has two
major effects. The first one is the isolation of the penetration site through the formation of a physical
barrier preventing the pathogen from spreading and invading other healthy tissues. This phenomenon
Mar. Drugs 2010, 8
resembles the abscission zones often observed on leaves preventing several necrotrophic pathogens
from spreading further. It is widely observed on potato tubers for example . Around the isolated
zones, often an elicitation of a hypersensitive response occur with the accumulation of H2O2 that helps
in cells wall fortification and serve as an alert signal for other healthy parts of the plant. The second
effect is due to the chitosan’ ability to bind various materials and initiate fast the wound healing
4.3. Chelation of nutrients and minerals
Chitosans are well used in the fresh and salt water purification process as chelators for minerals and
metals. These abilities are also explored when chitosan is applied to plants to prevent diseases because
it can chelate nutrients and minerals (i.e., Fe, Cu), preventing pathogens from accessing them. These
polysaccharide molecules were also reported to bind mycotoxins , which may reduce damage to
the host tissues due to toxins. In the beverage industry, for example, chitosan and derivatives are often
used for their antimicrobial properties linked to their chelating abilities of nutrient and minerals, thus
reducing fungal spoilage .
4.4. Effect on H+-ATPase and depolarization of biological membranes
Amborabé et al.  reported on the early events that occur during the elicitation of plant defenses
using chitosan. They showed that this molecule was able to trigger, in a dose-dependent manner, a
quick and transient depolarization of Mimosa pudica motor cell membranes. These modifications were
also accompanied by a transient rise in pH. Using plasma membrane vesicles, the authors determined
the site of action of this polysaccharide to be the plasma membrane H+-ATPase due to the inhibitory
effect observed on the proton pumping and the catalytic activity of the enzyme. Chitosan was also
shown to alter many other H+-mediated processes . For example, the uptake of certain
carbohydrate and amino-acids was altered because of their dependence on co-transporters involving an
exchange with H+. Similarly, the light-induced H+/K+-mediated turgor reaction was shown to be
inhibited in M. pudica motor cells in response to the treatment with chitosan.
Ultra-structural studies conducted by Benhamou  have shown that treatment with chitosan
induces a series of morphological and structural modification, leading to disorganized hyphae
associated with inhibition of fungal growth. This was linked to the polycationic properties of chitosan,
allowing for changes in terms of membrane permeability and cytoplasmic aggregation. As a
consequence, the activities of a number of enzymes involved in the synthesis and assembly of cell wall
polymers are disturbed .
4.5. Modulation of plant responses and signaling
Chitosan and derivatives are known to act as potent inducers, enhancing a battery of plant responses
both locally around the infection sites and systemically to alert healthy parts of the plant. These
include early signaling events as well as the accumulation of defense-related metabolites and proteins
such as phytoalexins and PR-proteins [49,79,84–86]. Modulation of plant responses using chitosan has
been reported in many pathosystems involving various plant species and a diverse range of pathogens,
including virus and viroids, bacteria, fungi, nematodes and other pests [20,63,73,87,88]. This
Mar. Drugs 2010, 8
biopolymer was shown to be an effective inducer of phytoalexins synthesis and accumulation in
various host cells [18,89], and triggers callose formation [15,16,83], lignification responses , and
the production of proteinase inhibitors [17,88].
El Hassni et al.  studied the effect of chitosan in date palm in response to Fusarium oxysporum
f. sp. albedinis, the causal agent of a major wilt in this crop. Beside a direct toxicity of the molecule on
the fungus, the authors showed an enhancement of essential components of the host resistance. When
injected into the roots at various concentrations, chitosan elicited date palm peroxidase and
polyphenoloxidase activities, and increased the level of phenolic compounds. Among the accumulated
phenolics, there was an increase in content of specific non-constitutive hydroxycinnamic acid
derivatives, known to be of great importance in the resistance of this plant to this vascular fusariosis.
Similarly, treatment of wheat seeds with chitosan revealed an increase in hydroxycinnamic (i.e.,
p-coumaric, caffeic and ferulic) and benzoic (i.e., benzoic, protocatechuic and gallic) acid derivatives,
leading to an increase in lignin synthesis and accumulation . PAL activity was also reported to
increase in response to elicitation with chitosan in many host species [74,90].
Ramonell et al.  used a microarray consisting of 2,375 EST clones representing putative
defense-related and regulatory genes to characterize changes in the gene expression patterns of A.
thaliana in response to treatment with chitin. The authors reported that 71 ESTs, representing 61
genes, were altered three-fold or more in their transcript levels in chitin-treated seedlings as compared
to the control. Interestingly, the levels of transcription of numerous genes were revealed to be altered
as early as 10 min after exposure to chitin, hence translating the earliest changes that may occur in
chitin-treated plants. These genes included commonly elicited defense-related genes (i.e.,
phenylalanine amonia-lyase, chitinase, peroxidase) as well as other genes with function not yet
identified. Among the transcriptional regulators, the authors reported on the increase in transcript
accumulation of elements at the promoters region rich in W-boxes along with other unknown
regulatory elements. In parallel, Ramonell et al.  showed a decrease in transcript abundance of a
number of genes encoding cell wall strengthening and wall deposit proteins. These genes were all
downstream the chalcone synthase promoter, suggesting their potential suppression during plant x
pathogen interactions. The authors also examined the genes based on their controlling pathways. They
found that among the up-regulated genes in response to treatment with chitin, there were 43% that
were also up-regulated with salicylic acid, 39% with methyl jasmonate and another 36% with ethylene.
Among the down-regulated genes in response to chitin, 7% shared the down-regulation with salicylic
acid, 9% with methyl jasmonate and 14% with ethylene.
Similarly, Akimoto-Tomiyama et al.  examined the expression of defense-related genes in rice
treated with N-acetylchitooctaose, using microarray analysis consisting of 8,987 randomly selected
expressed sequence tags. In their experiments, the authors reported on the significant up-regulation of
166 genes and down-regulation of 93 genes. Out of the 259 responsive ESTs to N-acetylchytooctaose
identified, the authors highlighted 18 putative genes related to signal transduction, including five
calcium-dependent protein kinases (CDPKs).
4.6. Chitosan–A general pathogen-associated molecular pattern
Plants possess mechanisms by which they recognize their intruders. They are thought to have trans-
membrane pattern recognition receptors (PRRs) able to interact with pathogen/microbe-associated
Mar. Drugs 2010, 8
molecular patterns PAMPs/MAMPs . PAMPs/MAMPs can be any effectors secreted by the
pathogens or released from the cell wall of the host upon attack on the infection site. Cell wall
polysaccharides such as glucans and chitosan have been reported to act as PAMPs/MAMPs in many
pathosystems. Chitosan presents the advantage of being recognized by plant PRRs and triggers a panel
of defense responses. Iriti and Faoro  reported that chitosan behaves like a PAMPs/MAMPs or a
general elicitor, inducing non-host resistance and priming systemic immunity. The defense responses
enhanced by chitosan application include the increase in H+ and Ca2+ influx into the cytosol, the
activation of MAP-kinases, callose apposition, oxidative burst, hypersensitive responses, the synthesis
of abscisic acid, jasmonates, phytoalexins, and PR-proteins .
It was long believed that the elicitor activity of chitosan is mediated through the interaction of this
polycationic molecule with negatively-charged phospholipids, rather than a specific interaction with a
receptor-like molecule . However, Day et al. , examining the expression patterns of two GRAS
family genes responsive to chitosan, have suggested that these two genes were regulated, at least
partially, by high-affinity chitin-binding proteins localized in the plasma membrane of rice [97,98].
Recently, several chitosan-binding proteins have been isolated and described as putative receptors for
chitosan. These proteins are thought to bind also to chitin and have been called chitin elicitor-binding
protein (CEBiP) . However, the biological activity of chitosan, as a general elicitor, remains tied to
its physicochemical properties such as the molecular weight, deacetylation degree and viscosity. These
properties can make the difference between cytotoxicity due to higher concentrations and the priming
of resistance using appropriate molecular weight, deacetylation degree, viscosity and concentration.
4.7. Effect on nuclear distortion and cell death
Chitosan induces programmed-cell death (PCD) and hypersensitive-associated responses in plants
. It induced chromatin condensation and marginalization followed by a destruction of the nuclei
and subsequent inter-nucleosomal DNA fragmentation. It did not affect stomatal guard cells but
affected epidermal cells. Anaerobic conditions prevented the chitosan-induced destruction of
epidermal cells’ nuclei. The antioxidants nitroblue tetrazolium or mannitol suppressed the effects of
chitosan, H2O2, or chitosan + H2O2 on epidermal cells. Using a series of inhibitor assays, the same
authors demonstrated that chitosan-induced epidermal cell death involves reactive oxygen species
generated by the NADPH oxidase of the plasma membrane. For example, the alternative oxidase
inhibitors propyl gallate and salicylhydroxamate prevented chitosan-induced destruction of epidermal
cells nuclei; and the plasma membrane NADPH oxidase inhibitors diphenylene iodonium and
quinacrine abolished chitosan-induced destruction of epidermal cells nuclei. The mitochondrial protein
synthesis inhibitor lincomycin removed the destructive effect of chitosan on epidermal cells nuclei.
Likewise, the use of autophagy inhibitor 3-methyladenine removed the chitosan effect as an inducer of
epidermal cells death.
Zuppini et al.  studied, using soybeans (Glycine max L.) cell, the mechanism of programmed
cell death mediated by calcium and triggered by chitosan. The authors showed that concentration as
low as 50 µg per mL prompted a massive influx of calcium into the cytosol along with an up-
regulation of the gene encoding for the chalcone synthase, a release of H2O2 into the culture media,
and cell death. According to this study, the cell death phenomenon occurred through the activation of
the PCD pathway since the authors observed a substantial reduction of the cytoplasm and a
Mar. Drugs 2010, 8
condensation of the chromatin as well as an increase in the activity of proteases (i.e., caspase 3-like
protease), especially when chitosan was applied at higher doses. Chelation of the extracellular calcium
was also shown by the authors to prevent PCD and other associated events from occurring.
Similar results were reported by Choi et al.  and Iriti et al. . Studying the antiviral
activity induced by chitosan in tobacco, Iriti et al.  reported that treatments of tobacco plants with
0.1% chitosan reduced significantly the spread of the necrosis virus and induced callose deposits,
micro-oxidative bursts and micro-hypersensitive responses. Staining techniques used revealed typical
morphological features of apoptosis including cytoplasm shrinkage and nuclear chromatin
condensation. Cell death kinetic induced by chitosan was also shown to be delayed by Verapamil®, a
calcium channel blocker. Genomic DNA showed inter-nucleosomal fragmentation with a distinct
Using Arabidopsis cell suspensions, Cabrera et al.  reported that the size, the degree of
acetylation and the concentration of the applied chitooligosaccharide elicitors was a key determinant
for the switching between the phenylpropanoid pathway relying on the activation of PAL and cell
death involving the production of peroxides.
4.8. Activated oxygen species -scavenging and antioxidant activity
In recent years, a growing attention has been directed towards the antioxidant activity of chitosan
[105–108]. Water-soluble chitosan was shown to be an excellent scavenger of hydroxyl radicals, H2O2
and anion superoxide. The 50% inhibition concentrations (IC50) values ranged from 246 to 498 mg/mL
 and most of the activity was attributed to the chitosan contents of hydroxylated amino- and other
substituting groups . The scavenging rate increased with the applied concentrations of chitosan
. Sun et al.  tested the antioxidant activity of several chitosan oligomers with various
molecular weights and determined the IC50 of their scavenging ability against superoxide anion and
hydroxyl radicals. The lowest scavenging abilities against superoxide anion and hydroxyl radicals
were recorded with the oligomer having the highest tested molecular weight. Meanwhile, chitosan
oligomers with lower molecular weight exhibited a better antioxidant activity. Chen et al. 
reported on the improvement of the antioxidant activity of chitosan for medical uses through grafting
of essential oil component eugenol and carvacrol to the chitosan nanoparticles.
4.9. Wound-healing accelerators
Because of their ability to adhere to biological membranes and other biomolecules and their
positive changes, chitosan and derivatives are excellent supports for healing wounds produced upon
mechanical injuries or pathogen attacks. Application of dressings made of chitin derivatives on injured
tree-barks resulted in a faster wound healing . As a general elicitor, chitosan is also reported to
activate the synthesis and accumulation of a series of PR-proteins and defense-related proteins among
which phenylalanine ammonia-lyase and peroxidase. Given the involvement of these two enzymes in
the synthesis and assembly of lignin matrix and in the formation of tylloses, chitosan seems to
accelerate the process of wound healing.
Mar. Drugs 2010, 8
4.10. Chitosan and the octadecanoic pathway
The octadecanoic pathway represents the series of metabolic steps through which jasmonates are
synthesized following oxidation of linolenic acid. This pathway has long been proposed a part of the
signaling cascade that mediates plant defense responses after elicitation with oligouronide and
polypeptide signals, resulting from insect and pathogen invasions. Doares et al.  reported on the
importance of this pathway in signaling induced by oligosaccharides. The authors showed that the
accumulation of inducible proteinase inhibitors in tomato, upon leaf treatment with fungal-derived
chitosan oligosaccharides, was significantly reduced, when salicylic or diethyldi-thiocarbamic acids
(SA and DIECA) were applied. The latter compounds were suggested to interfere with the
octadecanoic pathway. Application of chitosan to plants through cut stems, led to a rapid increase in
jasmonic acid content, confirming the activation of the octadecanoic pathway.
Chitosan is also reported to increase the endogenous levels of 2-oxo-phytodeionic and jasmonic
acids in many species including rice , leading to the activation of the octadecanoic acid pathway.
The defense responses relying on this pathway include chitinase and glucanase activities that have
been shown to be induced by chitosan in Citrus and Fragaria species [112,113], lipoxygenase
[114,115] and the accumulation of phytoalexins [49,79,116].
4.11. Chitin as a stimulator of pathogens’ effectors
Recent developments in fungal effectors have raised several questions regarding the interaction that
chitin may have with certain secreted proteins and effectors. Many described fungal effectors are
cysteine-rich proteins that are often secreted and play a role in virulence (i.e., Avr2 and Avr4 of
Cladosporium fulvum ). These two proteins are inhibitors of plant cysteine proteases and help
protect chitin and the integrity of fungal cell walls against plant chitinases. It is likely that application
of chitosan within a plant protection program against these fungal species is to interfere with this
process of recognition of the effectors and their cognate counterparts. de Jonge and Thomma 
have reported on lysine motifs (LysMs), known in prokaryotes and plants as carbohydrate-binding
protein modules, and their importance during many plant x pathogen interactions . The authors
demonstrated that the putatively secreted LysM-containing proteins were widespread among fungi.
They also proposed a model according to which these putative LysM effectors would play a role in
sequestering by-products of degradation of the chitosan from the fungal cell walls, hence triggering
host immunity to dampen host defenses. Therefore, using chitosan as an effective enhancer of plant
defense responses should be well planned taking into account all these interactions.
4.12. Physiology and degradation of chitosan by pathogens
Gooday  reported on the physiology and degradation of chitin and chitosan by
microorganisms. Degradation of these oligosaccharides is mainly due to bacteria and fungi that exhibit
either chitinases or chitosanases. Chitinases are chitinolytic enzymes that break chitin and are found in
many fungi (i.e., Trichoderma), while extracellular chitosanases hydrolyze chitosan and were found in
many nemato-/entomo-pathogenic fungi .
Mar. Drugs 2010, 8
The biochemical pathways of degradation of chitosan have been reviewed by Davis and Eveleigh
. Organisms that degrade chitin exhibit exo- or endo-chitinase activities that hydrolyze glycosidic
bonds in reactions referred to as chitinolytic. Deacytelation of chitosan, on the other hand, through the
action of chitosanases appear to be important in environments where chitosan is a major component
i.e., estuarine sediments .
A number of soilborne fungi have been reported to exhibit a chitinolytic activity that surpasses that
of bacteria. The most common ones belong to the group of Mucorales, especially Mortierella spp.,
Deuteromycetes and Ascomycetes, especially the genera Aspergillus, Trichoderma, Verticillium,
Thielavia, Penicillium and Humicola . In some of these species, chitinolytic activity is triggered
upon sensing chitin-containing material .
5. Concluding Remarks
In an era of high demand for blemish-free food and high cost inputs, sustainable agriculture has
only a slim margin to make profits while guaranteeing food supply to a growing population. The
recourse to naturally-occurring products with interesting antimicrobial and eliciting properties such as
chitin and chitosan and their derivatives has been getting more attention in recent years. These
products can be used in a numbers of ways to reduce disease levels and prevent the development and
spread of pathogen, thus preserving yield and quality. Interesting theoretical and applied findings were
gathered in recent years and more are needed to examine the mechanisms governing the mode of
action of these compounds pathosystem by pathosystem, when applied at large scales. Examination of
better ways to incorporate these natural products into Integrated Pest Management strategies remains
to be pursued in many major crops (i.e., potatoes, canola) especially against soilborne diseases.
Progresses in recent years allowed also for some understanding of the interactions between the
chitosan effect and the octadecanoic pathway as well as the identification of the so-called chitin
elicitor-binding proteins. These will lead to design specific chitin/chitosan applications/formulations
suitable for various stages of plant growth and development in order to achieve a better control of a
specific disease or a complex of co-habitant diseases (i.e., potato early dying complex). From a co-
evolutionary point of view, the extensive genomic and proteomic data gathered in many pathosystems,
highlighting the secretion of fungal effectors able to inhibit plant cysteine proteases and protect chitin
and cell wall integrity against plant chitinases, suggest that it will be of interest to examine how
application of chitin and chitosan derivatives could interfere with the recognition of these effectors by
their cognate counterparts.
I.E. is supported by PROTARS and F.D. is supported by the Natural Sciences and Engineering
Research Council of Canada.
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