Keyphrase extraction-based query expansion in digital libraries.
ABSTRACT In pseudo-relevance feedback, the two key factors affecting the retrieval performance most are the source from which expansion terms are generated and the method of ranking those expansion terms. In this paper, we present a novel unsupervised query expansion technique that utilizes keyphrases and POS phrase categorization. The keyphrases are extracted from the retrieved documents and weighted with an algorithm based on information gain and co-occurrence of phrases. The selected keyphrases are translated into Disjunctive Normal Form (DNF) based on the POS phrase categorization technique for better query refomulation. Furthermore, we study whether ontologies such as WordNet and MeSH improve the retrieval performance in conjunction with the keyphrases. We test our techniques on TREC 5, 6, and 7 as well as a MEDLINE collection. The experimental results show that the use of keyphrases with POS phrase categorization produces the best average precision.
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ABSTRACT: Automatic keyphrase extraction techniques play an important role for many tasks including indexing, categorizing, summarizing, and searching. In this paper, we develop and evaluate an automatic keyphrase extraction system for scientific documents. Compared with previous work, our system concentrates on two important issues: (1) more precise location for potential keyphrases: a new candidate phrase generation method is proposed based on the core word expansion algorithm, which can reduce the size of the candidate set by about 75% without increasing the computational complexity; (2) overlap elimination for the output list: when a phrase and its sub-phrases coexist as candidates, an inverse document frequency feature is introduced for selecting the proper granularity. Additional new features are added for phrase weighting. Experiments based on real-world datasets were carried out to evaluate the proposed system. The results show the efficiency and effectiveness of the refined candidate set and demonstrate that the new features improve the accuracy of the system. The overall performance of our system compares favorably with other state-of-the-art keyphrase extraction systems.Knowledge and Information Systems 34(3). · 2.23 Impact Factor
Conference Paper: A New Domain Independent Keyphrase Extraction System.[Show abstract] [Hide abstract]
ABSTRACT: In this paper we present a keyphrase extraction system that can extract potential phrases from a single document in an unsupervised, domain-independent way. We extract word n-grams from input document. We incorporate linguistic knowledge (i.e., part-of-speech tags), and statistical information (i.e., frequency, position, lifespan) of each n-gram in defining candidate phrases and their respective feature sets. The proposed approach can be applied to any document, however, in order to know the effectiveness of the system for digital libraries, we have carried out the evaluation on a set of scientific documents, and compared our results with current keyphrase extraction systems.Digital Libraries - 6th Italian Research Conference, IRCDL 2010, Padua, Italy, January 28-29, 2010. Revised Selected Papers; 01/2010
Conference Paper: A Keyphrase-Based Paper Recommender System.[Show abstract] [Hide abstract]
ABSTRACT: Current digital libraries suffer from the information overload problem which prevents an effective access to knowledge. This is particularly true for scientic digital libraries where a growing amount of scientific articles can be explored by users with different needs, backgrounds, and interests. Recommender systems can tackle this limitation by filtering resources according to specific user needs. This paper introduces a content-based recommendation approach for enhancing the access to scientific digital libraries where a keyphrase extraction module is used to produce a rich description of both content of papers and user interests.Digital Libraries and Archives - 7th Italian Research Conference, IRCDL 2011, Pisa, Italy, January 20-21, 2011.; 01/2011
Keyphrase Extraction-Based Query
Expansion in Digital Libraries
Center for Information
Science and Technology,
Philadelphia, PA 19122
College of Information
Science and Technology
Philadelphia, PA 19104
Robert B. Allen
College of Information
Science and Technology
Philadelphia, PA 19104
Center for Information
Science and Technology,
Philadelphia, PA 19122
In pseudo-relevance feedback, the two key factors affecting the
retrieval performance most are the source from which expansion
terms are generated and the method of ranking those expansion
terms. In this paper, we present a novel unsupervised query
expansion technique that utilizes keyphrases and POS phrase
categorization. The keyphrases are extracted from the retrieved
documents and weighted with an algorithm based on
information gain and co-occurrence of phrases. The selected
keyphrases are translated into Disjunctive Normal Form (DNF)
based on the POS phrase categorization technique for better
query refomulation. Furthermore, we study whether ontologies
such as WordNet and MeSH improve the retrieval performance
in conjunction with the keyphrases. We test our techniques on
TREC 5, 6, and 7 as well as a MEDLINE collection. The
experimental results show that the use of keyphrases with POS
phrase categorization produces the best average precision.
Categories and Subject Descriptors
D.2.8 [Information Storage and Retrieval]: Information
Search and Retrieval – Retrieval Models, Relevance Feedback,
Algorithms, Design, Experimentation
Information Gain, Keyphrase Extraction, Query Expansion,
In relevance feedback, relevance information is gathered from
documents retrieved in a ranked list generated using an initial
request. This relevance information is used to modify the search
query and perform a further retrieval pass. The two main factors
in relevance feedback are the source from which expansion
terms are determined and the method of ranking expansion
terms. These factors have a crucial impact on the retrieval
performance in pseudo-relevance feedback. Pseudo-relevance
feedback is an effective technique to retrieve more relevant
documents without relevance feedback from users. In the
pseudo-relevance feedback method, a small set of documents is
retrieved using the original user-query. These documents, whose
relevance is assumed, are then used to construct an expanded
query, which is used, in turn, to retrieve the set of documents
actually presented to the user.
In this paper, we present a novel unsupervised query expansion
technique that utilizes keyphrases and Part of Speech (POS)
phrase categorization. We use keyphrases extracted from the
retrieved documents to improve term selection and query re-
ranking for pseudo-relevance feedback. Keyphrase extraction is
a process to extract important phrases in a document that the
author or a cataloger would assign the document as keyword
metadata . Keyphrases are extracted from the top N-ranked
documents retrieved and expansion terms selected from the
keyphrase list rather than the whole document. The selected
keyphrases are translated into Disjunctive Normal Form (DNF)
by the POS phrase categorization technique.
We evaluate the keyphrases with the POS phrase categorization
technique with TREC data. Retrieval results using TREC 5, 6,
and 7 ad hoc tasks show that the use of keyphrases can improve
pseudo-relevance feedback. Further, we explore a technique that
combines synonymous terms from ontologies to keyphrases.
However, there are mixed results using ontologies such as
WordNet and MeSH for the query expansion task.
We also apply our technique to the biomedical domain where
the task is to automatically discover the characteristics of
documents that are useful for extraction of protein-protein
interaction pairs, starting with only a handful of user-provided
examples of instances of the relation to extract. We extract
keyphrases from the retrieved documents from MEDLINE and
use the top N ranked keyphrases for query expansion. Our
technique retrieves more documents containing protein-protein
pairs as the number of querying iterations increases.
This paper makes the following contributions. First, unlike most
other query expansion techniques which use a single term
selected with statistical-based term weighting, we use key
phrases as the basic unit for our query term. The phrase
selection relies on the overall similarity between the query
concept and phrases of the collection rather than on the
similarity between a query and the phrases of the collection
. We show that keyphrases extracted from the retrieved
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documents better represent the core concepts of the retrieved
documents. Second, we propose a new notion of POS phrase
categories, which is used to effectively combine multiple
keyphrases into a disjunctive normnal form (DNF) used for
query expansion. Third, our techniques can make use ontologies
such as WordNet or MeSH to add more relevant phrases to the
query. For WordNet, we employ a new word sense
disambiguation technique. Our technique is novel in that it is
based on the simility between senses in WordNet and
keyphrases extracted from the retrieved documents. Fourth, we
demonstrate that our proposed techniques are applicable to a
variety of domains. We test our techniques on TREC data
collections and biomedical data collections. Fifth, through
extensive experiments, we validate the performance advantage
of our techniques over other leading algorithms.The rest of the
paper is organized as follows: Section 2 reviews the use of
relevance feedback in ad hoc IR systems. Section 3 describes
our keyphrase-based query expansion methods. Section 4
describes query expansion with ontologies. Section 5 outlines
the test data. Section 6 reports on the experiments with TREC.
Section 7 reports applying the technique to a MEDLINE
database. Section 8 concludes the paper.
2. RELATED WORK
The quality of a query fed to an IR system has a direct impact
on the success of the search outcome. In fact, one of the most
important but frustrating tasks in IR is query formulation (e.g.,
). Relevance feedback is a popular and widely accepted query
reformulation strategy. The main idea consists of selecting
important terms, or expressions, attached to the documents that
have been identified as relevant by the user, and of enhancing
the importance of these terms in a new query formulation. The
expected effect is that the new query will be moved towards the
relevant documents and away from the non-relevant ones.
As outlined in Section 1, pseudo-relevance feedback methods
improve the retrieval performance on average but the results are
not as good as relevance feedback. In pseudo-relevance
feedback, problems arise when terms or phrases taken from
assumed-to-be relevant documents that are actually non-relevant
are added to the query causing a drift in the focus of the query.
To tackle this issue, Mitra, et al.  incorporated term co-
occurrences to estimate word correlation for refining the set of
documents used in query expansion. They made use of only
individual terms for query expansion whereas we utilize
keyphrases for query expansion. In addition, they vary window
sizes for matching queries but in our technique window sizes are
determined by sentence lengths.
[14, 27] found that using the selected passages from documents
for query expansion is effective in reducing the number of
inappropriate feedback terms taken from non-relevant
documents. Lam-Adesina and Jones  applied document
summarization to query expansion. In their approach, only terms
present in the summarized documents are considered for query
expansion. Whereas Lam-Adesina and Jones add all terms from
the summaries to the query, we use only the top N ranked
keyphrases chosen with our selection criteria. Lam-Adesina and
Jones adopted a summarization technique based on extracted
summary sentences that are found by scoring the sentences in
the documents. The scoring method is simply a sum of the
scores gained by the four summarization methods: 1) Luhn’s
keyword cluster, 2) title terms frequency, 3) location/header,
and 4) query-bias methods. Whereas their technique is based on
simple mathematical properties of terms, our techniques are
information theory-based as well as mathematically solid.
Liu et al.  used noun phrases for query expansion.
Specifically, four types of noun phrases were identified: proper
names, dictionary phrases, simple phrases, and complex phrases.
A document has a phrase if all the content words are in the
phrase within the defined window, and these documents that
have matched phrases are considered to be relevant. They also
apply a similarity measure to select the content words in the
phrases which is positively correlated in the collection. By
comparison, we utilize keyphrases including verb phrases from
the top N ranked documents retrieved by the original query,
whereas Liu et al. make use of only noun phrases in queries. In
addition, our approach combines phrase co-occurrence with the
Information Gain of a keyphrase.
Since we also investigate whether adding concepts from
WordNet to keyphrases improves the retrieval performance, we
briefly survey some related works to our approach. Liu et al.
 add selected synonyms, hyponyms, and compound words
based on their word sense disambiguation technique. Our
approach to word sense disambiguation is different in that we
disambiguate word sense by similarity criteria between all the
non-stopwords from the synonyms and definitions of the
hyponym synsets and keyphrases extracted from the retrieved
documents. Voorhees’  used WordNet for adding synonyms
of query terms whereas we use WordNet to add synonyms and
substantial hyponyms of the top N ranked keyphrases.
3. KEYPHRASE-BASED PSEUDO-
We test whether carefully selected keyphrases can be effective
for pseudo-relevance feedback. In this section, we discuss our
techniques and procedures for query expansion. The following
three subsections give detailed descriptions of the techniques
used for keyphrase extracting, query re-weighting, and query
translating used in our approach.
3.1 Keyphrase Extraction Procedures
Our keyphrase extraction procedure consists of two stages: 1)
building an extraction model and 2) extracting keyphrases. The
input of the “building extraction model” stage is training data.
The input of the “extracting keyphrases” stage is test data or
The keyphrases are extracted by referencing the keyphrase
model. The keyphrase model for a target domain is learned by
training sample inputs consisting of documents containing
positive as well as negative examples. In our approach, the two
keyphrase extraction stages are fully automated. Both training
and test data are processed by the following three components:
1) Data Cleaning, 2) Data Tokenizing, and 3) Data Discretizing.
Detailed descriptions are provided in the following subsections.
These keyphrase extraction procedures have proven effective in
other information extraction studies (e.g., [6, 23]).
3.1.1 Candidate Keyphrase Extraction Procedure
Input text is parsed into sentences. Candidate keyphrases are
then selected within a sentence. The following three rules were
used to select candidate keyphrases: 1) A keyphrase is limited to
a certain maximum length. For this research, we set the
maximum length at three consecutive words. 2) It cannot be a
proper name (i.e., a single word that ever appears with an initial
capital). 3) It cannot begin or end with a stop word. Ourstop
word list from Okapi  consists of 256 unimportant terms.
All continuous sequences of words in each document are
evaluated as candidate phrases with these three rules.
3.1.2 Feature Selection
The following three feature sets were calculated for each
candidate phrase: 1) Term Frequency * Inverse Document
Frequency (TF*IDF), 2) Distance from First Occurrence (DFO),
and 3) Part of speech (POS). TF*IDF is a well-established
retrieval technique  for calculating the importance of a term
in a document.
Wij is the weight of term Tj in document Di, and tfij is the
frequency of term Tj in document Di. N is the number of
documents in a collection, and n is the number of documents
where term Tj occurs at least once.
Distance from First Occurrence (DFO) is calculated as the
number of phrases that precedes the phrase’s first appearance,
divided by the number of phrases in the document.
wi-1 is the number of phrases preceding the target phrase, and NP
is the total number of phrases in the document.
POS tagging assigns a POS such as noun, verb, pronoun,
preposition, adverb, adjective or other lexical class marker to
each word in a sentence. We combine the following four POS
tagging techniques such as 1) NLParser, 2) Link-Grammar, 3)
PCKimmo, and 4) Brill’s tagger to improve POS tagging
accuracy. This combined approach to POS techniques enables
us to assign the best tag to lexical tokens, constituting candidate
phrases by utilizing optimal features of each POS technique
Because the features selected in our approach are continuous,
we need to convert them into nominal forms to apply our
machine learning algorithm. From many possible discretization
algorithms, we chose equal-depth (frequency) partitioning
which allows good data scaling . Equal-depth discretization
divides the range into N intervals, each containing
approximately the same number of samples. The value of each
feature, a candidate phrase, is replaced by the range to which the
value belongs. Table 1 shows the results of discretization by an
equal-depth partitioning. The values shown in Table 1 are
derived from the TREC data.
Table 1: Discretization table.
3.2 Keyphrase Ranking
Automatic query expansion requires a term-selection stage. The
ranked order of terms is of primary importance in that the terms
that are most likely to be useful are close to the top of the list.
We re-weight candidate keyphrases with Information Gain.
Specifically, candidate keyphrases are ranked by an Information
Gain, GAIN(P), measure of expected reduction in entropy based
on the "usefulness" of an attribute A. This is one of the most
popular measures of associations used in data mining. For
instance, Quinlan  uses Information Gain for ID3 and its
successor C4.5 which are widely-used decision tree techniques.
ID3 and C4.5 construct simple trees by choosing at each step the
splitting feature that "tells us the most" about the training data.
Mathematically, Information Gain is defined as.
Where Pi is value of a candidate phrase that falls into a
discretized range. I(p,n) measures the information required to
classify an arbitrary tuple.
S, is an example set that contains Si tuples of class Ci for
where Pi is the proportion of W belonging to class i. Note that
the target attribute takes on m possible values, and the maximum
possible entropy is
.log2m Each candidate phrase, extracted
from a document, is ranked by the probability calculated with
GAIN(P). In our approach, I(p,n) is stated such that class p:
1 2 3 4 5
TF*IDF < 0.003 >= 0.003 && < 0.015 >= 0.015 && < 0.050 >= 0.050 && < 0.100 >= 0.100
DFO < 0.150 >= 0.150 && < 0.350 >=0.350 && < 0.500 >= 0.500 && < 0.700 >= 0.700
POS < 0.001 >= 0.001 && < 0.200 >=0.200 && < 0.700
candidate phrase = “keyphrase” and class n: candidate phrase =
Example. Suppose that a candidate phrase, “text mining
algorithm”, has 0.0134 for TF*IDF feature. Thus, according to
Table 1, it falls into Range 2 for TF*IDF. Let us also assume
that it appears twice as a keyphrase in the range, tf_idf_3, the
third range for tf*idf in Table 1. In the given scenario, the
number of tuples in tf_idf_3 is 20. The number of keyphrases is
120 out of the total 1,000 candidate phrases. For this case,
I(120,880) is 0.529361, E(tf_idf_3) is 0.046900, and
GAIN(Ptf_idf_3) = 0.482462. GAIN(P) for DFO and POS is
calculated in the same way. The overall rank of a candidate
phrase is determined by the sum of GAIN(Pi). In the above
example, the candidate phrase is ranked fifth as a keyphrase for
the given test document.
Many query re-ranking algorithms are reported in the literature
[18, 21]. These algorithms attempt to quantify the value of
candidate query expansion terms. Formulae estimate the term
value based on qualitative or quantitative criteria. The
qualitative arguments are concerned with the value of the
particular term in retrieval. On the other hand, the quantitative
argument involves some specific criteria such as a proof of
performance. One example of the qualitative-based formula is
the relevance weighting theory.
While there are many promising alternatives to this weighting
scheme in the IR literature , we chose the Robertson-Sparck
Jones algorithm  as our base because it has been
demonstrated to perform well and is naturally well suited to our
task. In addition, incorporating other term weighting schemes
does not require changes to our system architecture.
Robertson and Sparck Jones proposed the F4.5 formula. It has
been widely used in IR systems such as Okapi with some
modifications. Although a few more algorithms were derived
from F4.5 formula by Robertson and Spark Jones, in this paper,
we modify the original formula for keyphrases as follows:
5 . 0
5 . 0
5 . 0
5 . 0
P(w) is keyphrase weight, N is the total number of sentences, n
is the number of sentences in which that query terms co-occur,
R is the total number of relevant sentences, and r is the number
of relevant sentences in which the query terms co-occur.
We combine Information Gain with the modified F4.5 formula
to incorporate keyphrase properties gained as follows:
All candidate keyphrases are re-weighted by KP(r) and the top
N ranked keyphrases are added to the query for the next pass.
The N number is determined by the size of the retrieved
documents. KP(r) accounts for both the information gain value
and the query re-weighting value of candidate phrases.
3.3 Query Translation into DNF Using POS Phrase
A major research issue in IR is how to ease the user’s role of
query formulation through automating the process of query
formulation. There are two essential problems to address when
searching with online systems: 1) initial query formulation that
expresses the user’s information need; and 2) query
reformulation that constructs a new query from the results of a
prior query . The latter effort implements the notion of
relevance feedback in IR systems and is the topic of this section.
An algorithm for automating Boolean query formulation was
first proposed in 1970. This method employs a term weighting
function first described in Frants et al.  to decide the
“importance” of terms which have been identified. The terms
were then aggregated into “sub-requests” and combined into a
Boolean expression in disjunctive normal form (DNF). Other
algorithms that have been proposed to translate a query to DNF
are based on classification , decision-trees , and thesauri
. Hearst  proposed a technique for constructing Boolean
constraints, which was revisited by Mitra et al. .
Our POS category-based translation technique differs from
others in that ours is unsupervised and is easily integrated into
other domains. In our technique, there are four different phrase
categories defined; 1) Ontology phrase category, 2) Non-
Ontology noun phrase category, 3) Non-Ontology proper noun
phrase category, and 4) Verb phrase category. Phrases that have
corresponding entities in ontologies such as WordNet or MeSH
belong to the ontology phrase category. We include the Verb
phrase category as a major category because important verb
phrases play a role in improving the retrieval performance .
Figure 1: Sample keyphrases extracted for query expansion.
Keyphrases within the same category are associated with a
facet of the concept; therefore, the keyphrases within the
category are translated into DNF, which each keyphrase is
OR-ed together. The inter-categories are then translated into
Conjunctive Normal Form, which is AND-ed together with
Boolean operator ‘AND’.
<keyphrase weight="0.39282" category=”2” >
computer screen </keyphrase>
<keyphrase weight="0.38114" category=”1” >
occupational health </keyphrase>
<keyphrase weight="0.38566" category=”1” >
workplace disorders </keyphrase>
<keyphrase weight="0.38432" category=”1” >
<keyphrase weight="0.38427" category=”1” >
computer terminal </keyphrase>
<keyphrase weight="0.38320" category=”2” >
workers computer </keyphrase>
<keyphrase weight="0.38293" category=”4”>
<keyphrase weight="0.38174" category=”1” >
terminals activity </keyphrase>
The sample keyphrases for Query 350 for TREC-6 are shown
in Figure 1. As explained earlier, within the same category the
phrases are combined with the OR Boolean operator. Between
categories, the terms are combined with the AND Boolean
operator. Thus, the query shown in Figure 1 is translated as
((occupational health OR workplace disorders OR physical
injury OR computer terminal OR terminals activity) AND
(computer screen OR workers computer) AND report).
4. QUERY EXPANSION WITH
For the top N ranked keyphrases, our technique can traverse
ontologies such as WordNet or MeSH. If a phrase appears in the
ontology, the keyphrase is categorized as an Ontology phrase
category. With WordNet, we encounter a complication with
multiple senses of a given phrase.
To tackle this problem, we introduce a straightforward Word
sense disambiguation technique, which is based on similarities
between WordNet phrases and the keyphrases extracted by our
technique. In WordNet, a group of synonyms with the same
meaning composes a “synset”. The synsets are linked to each
other through relationships such as hyponyms, hypernyms, and
holonyms. If no synsets are found for the given phrase, we
traverse down in the synset list to find the next sysnet related to
the input phrase. For multiple synsets, all the non-stopwords are
captured from synonyms and their descriptions, hyponyms and
their descriptions, and other relations for each synset. These
terms and phrases are then compared with the keyphrase list by
the similarity function Sim(S). Our word disambiguation
technique is based on the topical relevance between senses and
keyphrases extracted from the documents.
where w(pij) is the frequency of phrase pij if it occurs in a synset,
S, and is 0 otherwise. The synset with the highest similarity
value is chosen and synonyms from the synset are added for
5. TREC TEST DATASETS
The keyphrase-based query expansion method is evaluated
using the TREC-5, TREC-6, and TREC-7 ad hoc test sets. The
ad hoc task investigates the performance of systems that search
a static document collection using new query statements. The
document set consists of approximately 628,531 documents
distributed on three CD-ROM disks (TREC disks 2, 4, and 5)
taken from the following sources: Federal Register (FR),
Financial Times (FT), Foreign Broadcast Information Service
(FBIS), LA Times (LAT), Wall Street Journal, AP Newswire,
and Information from Computer Select disks.
Search requests in the form of TREC topics consist of three
parts: title, description, and narrative. The title consists of
individual words that best describe the information need, the
description field is a one-sentence description of the topic area,
while the narrative gives a concise description of what makes a
document relevant or not. The different parts of the TREC topic
allow investigation of the effect of different query lengths on
retrieval performance. For our investigation only the title field
of the topics is used because it is most similar to the form of
queries entered by typical users.
Table 2: Documents and queries used in TREC ad hoc tasks.
Task Documents Queries
TREC5 TREC disks 2,4 251-300
TREC6 TREC disks 4,5 301-350
TREC7 TREC disks 4,5 351-400
The query sets and document collections used in these tasks are
shown in Table 2. We use ZETTAIR  as the underlying IR
system. It is easy to add a query expansion technique such as
ours on top of it. In addition, Billerbeck and Jobel  reported
that ZETTAIR produced comparable results with Okapi.
6. EVALUATION OF QUERY
EXPANSION FOR TREC DATASETS
Most of the top performing query expansion techniques use a
term weighting method developed in either the Okipi system or
the SMART system . In our experiments with TREC
datasets, we employ BM25, an Okapi formula for evaluation.
We also employ a machine learning technique, called SLIPPER
, Adaboost-based query expansion technique. Adaboost
algorithms were used for query expansion in the Information
Extraction (IE) tasks and proved to be an effective QE technique
. The other three algorithms are based on our QE techniques.
The algorithms used in the experiments are denoted as follows:
BM25: The standard Okapi BM25 formula is used as the
5 . 0
5 . 0
where t is a term of query q. ft is the number of occurrences of a
particular term across the document collection that contains N
documents and fd,t is the frequency of a particular term t in
document d. K is k1((1-b)+b * Ld)/ AL, where k1 and b are
parameters set to 1.2 and 0.75, respectively. Ld is the length of a
particular document and AL is the average document length.
SLP: SLP (SLIPPER) is an efficient rule-learning system,
which is based on confidence-ruled boosting, a variant of
AdaBoost . SLIIPPER learns concise rules such as “protein
AND interacts” --> Useful, which shows that if a document
contains both term protein and term interacts, it is declared to
be useful. These classification rules generated by SLP are then
translated into conjunctive queries in the search engine syntax.
For instance, the above rule is translated into a query “protein
KP: Apply the Keyphrasebased query expansion algorithm
described in Section 3.
KP+C: In addition to the KP formula, this algorithm employs
Boolean constraints by POS type of keyphrases.
KP+C+O: In addition to KP+C, this algorithm employs
Ontologies as outlined in Section 4.
Table 3: Results for TREC 5 with our five query expansion
algorithms executing the query set 251-300.
TREC 5 Algorithm
Avg. P P@20
BM25 0.1623 0.3252
SLP 0.1299 0.2656
KP 0.1938 0.3368
KP+C 0.1985 0.3398
KP+C+O 0.2012 0.3371
Table 3 shows the overall performance of the five algorithms
executing the query set 251-300 on TREC 5 data. The results
show that KP+C+O has the best performance in average
precision as well as in precision at top twenty ranks (P@20)
compared to other algorithms. The exception is that KP+C in
P@20 shows the best improvement among the algorithms.
To confirm the differences among the conditions, we conducted
an ANOVA for the P@20 TREC 5 results. This showed an
overall effect of condition F(3,196)=17.64, p<0.01. We also
conducted individual t-tests essentially as specific comparisons.
Our prediction that KP would be better than BM25 was
confirmed t(49)=-7.37, p<0.01 (one-tailed) at n-1 degrees of
freedom (50 queries). Similarly, our prediction that KP+C
would be better than KP was confirmed t(49)=-4.72, p<0.01
(one-tailed). However, our original expectation that KP+C+O
would be better than KP+C was not confirmed t(49)=1.98 and
was, in fact, in the wrong direction.
Table 4: Results for TREC 6 with our five query expansion
algorithms.executing the query set 301-350
TREC 6 Algorithm
Avg. P P@20
BM25 0.1797 0.3160
SLP 0.1358 0.2654
KP 0.2098 0.3390
KP+C 0.2114 0.3424
KP+C+O 0.2053 0.3410
Tables 4 and 5 show similar results to those obtained for TREC
5. The three new algorithms improve the retrieval performance
on TREC 6 and 7. As with TREC 5, the KP+C algorithm
outperforms BM25, SLP, and KP+C+O algorithms in average
precision and in P@20.
Table 5: Results for TREC 7 with our five query-expansion
algorithms executing the query set 351-400.
TREC 7 Algorithm
Avg. P P@20
BM25 0.2229 0.3837
SLP 0.1502 0.3044
KP 0.2343 0.3878
KP+C 0.2458 0.4024
KP+C+O 0.2319 0.3985
Our keyphrase-based technique combined with the POS phrase
category produces the highest average precision. One of the best
results on TREC 5 is 19.44 and 32.40 in average precision and
P@20 respectively . On TREC 6, their best results are 20.34
and 33.50 in average precision and P@20. The algorithm KP+C
produces 21% and 48% better than these results on TREC 5 in
average precision and P@20. On TREC 6, it is 39% and 22%
which are better than the results reported in .
7. EXPERIMENTS ON MEDLINE
To explore the flexibility and generality of our algorithms, we
explored query expansion for MEDILINE articles. The task we
selected is to retrieve documents containing protein-protein
interaction pairs. The data sets are composed of abstracts
collected from the MEDLINE database. MEDLINE contains
more than 12 million documents. In order to measure the
accuracy rate, we count the number of documents retrieved from
MEDLINE that contain protein-protein pairs. The protein names
are collected from the Database of Interacting Proteins (DIP)
and Protein-Protein Interaction Database (PPID) databases. For
protein-protein interaction tasks, we use PUBMED as the
underlying IR engine and MeSH as an ontology. Initial queries
consist of 3 to 5 protein-protein interaction pairs. Figure 2
shows the initial query used to retrieve the documents from
Figure 2: Initial query used for protein-protein interaction tasks.
The experimental results for MEDLINE are shown in Figure 3.
Our three algorithms improve the performance in retrieving
documents containing protein-protein
compared with BM25 and SLP. As with our TREC results, the
KP+C algorithm gives the best average precision.
<terms protein1=“MAP4" protein2="Mapmodulin"/>
<terms protein1=“WIP" protein2="NCK"/>
<terms protein1="GHR" protein2="SHB"/>
<terms protein1="SHIP" protein2="DOK"/>
<terms protein1="LNK" protein2="GRB2"/>
<terms protein1="CRP" protein2="Zyxin"/>
Figure 3: Experimental results for MEDLINE with our five
query expansion algorithms
The number of iterations
We also explored the effect of a sequence of query expansion
iterations. Table 6 shows the results for five query expansion
iterations. The second column is the number of retrieved
documents from MEDLINE for each iteration. The third column
shows the number of retrieved documents containing protein-
protein pairs. The fourth column is the F-Measure . In the F-
Measure, we use b=2 since because recall is more important
than precision in the tasks of retrieving the documents
containing protein-protein interaction pairs. Our results show
that the F-Measure generally increases as the number of
Table 6: Query expansion iterations for MEDLINE.
Iteration No of
No of documents
1 30 18 47.76
2 609 289 51.65
3 832 352 51.27
4 1549 578 53.69
In this paper, we presented an effective unsupervised query
expansion technique based on keyphrases and the POS phrase
categories. Encouraged by the previous studies on pseudo-
relevance feedback we applied keyphrase extraction techniques
to query expansion. Along with keyphrase-based expansion, we
employed a similarity-based word sense disambiguation
technique in using an ontology (e.g., WordNet) to add terms to
the query. We also employed a POS phrase category-based
Boolean constraint technique to combine multiple phrases into a
single expanced query.
We demonstrated that our techniques yield significant
improvements over the well-established BM25 and Adaboost
algorithms for the three TREC collections, TREC 5, 6, and 7, as
well as for MEDLINE data on the protein-protein interaction
tasks. Among five algorithms implemented, BM25, KP, KP+C,
and KP+C+O, the KP+C algorithm seems to be the best. The
reason that the KP+C+O is not superior to the KP+C as
hypothesized might be because these ontologies are applied to
already enriched keyphrases.
Our paper makes the following contributions. First, unlike most
other query expansion techniques, we use key phrases as the
basic unit for our query term. We have shown that keyphrases
extracted from the retrieved documents better represent the core
concepts of the retrieved documents. Second, we presented a
new query reformulation technique based on POS phrase
categorization to combine the phrases into a Disjunctive Normal
Form. Third, we have shown that our techniques can make use
of an ontology such as WordNet or MeSH to add more relevant
phrases to the query. For WordNet, we employed a new word
sense disambiguation technique, which is based on the similarity
between senses and keyphrases extracted from the retrieved
documents. Fourth, we have shown that the techniques are
applicable to a variety of domains. We test our techniques on
TREC data collections and biomedical data collections. We
have shown that the experiments show the promising results on
both. Fifth, through extensive experiments, we have validated
the performance advantage of our techniques over other leading
In the future work, we will employ a more fine-tuned word
sense disambiguation technique such as  to improve the
retrieval accuracy with WordNet further. In our earlier work
 we applied a medical ontology, Unified Medical Language
System (UMLS), to entity tagging with some promising results.
As a follow-up study, we are investigating whether UMLS
improves the retrieval accuracy of the documents containing
protein-protein pairs.We are also interested in whether
keyphrases help the users understand the content of a collection
and provide sensible entry points into it. In addition, we will
investigate whether and how keyphrases can be used in
information retrieval systems as descriptions of the documents
returned by a query, the basis for search indexes, a way of
browsing a collection, and a document clustering technique.
Computing support for this project was facilitated by IBM SUR
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